2012-03-03T15:46:26-06:00 2011-03-31 BLACKMAN KALLICK LLP 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2010-04-01 362512404 LINCOLN PARK ZOOLOGICAL SOCIETY LINC 3127422000 2001 NORTH CLARK STREET CHICAGO IL 60614 TROY BARESEL 3127422000 2012-03-03 1 LU ANN TRAPP 3122071040 2012-03-03 2010 2016-02-24 21:20:13Z KEVIN BELL 2001 NORTH CLARK STREET CHICAGO IL 60614 55462041 0 X LPZOO.ORG X 1959 IL TO CONNECT PEOPLE WITH NATURE THROUGH EDUCATION AND CONSERVATION PROGRAMS. 62 61 387 1150 664380 -531 12903100 13041716 7140857 7465630 1115870 2054421 1069691 1456518 22229518 24018285 227500 62615 0 0 11657972 12386211 0 0 1456210 15661453 13371097 27546925 25819923 -5317407 -1801638 85159102 87177951 43553122 42248235 41605980 44929716 X THE LINCOLN PARK ZOOLOGICAL SOCIETY IS CREATED AND ORGANIZED, AND SHALL BE OPERATED, EXCLUSIVELY FOR CHARITABLE, SCIENTIFIC, AND EDUCATIONAL PURPOSES. THE SPECIAL PURPOSE FOR WHICH THE SOCIETY IS CREATED AND ORGANIZED IS TO AID IN THE IMPROVEMENT, MAINTENANCE, AND OPERATION OF LINCOLN PARK ZOO, LOCATED IN LINCOLN PARK IN THE CITY OF CHICAGO, ILLINOIS. 0 0 7072573 62615 3789975 BUILDINGS AND GROUNDSSET ON NEARLY 35 ACRES OF PARK-LIKE SETTING, LINCOLN PARK ZOO IS ONE OF THE FEW ZOOS IN THE NATION THAT OFFERS FREE YEAR-ROUND ADMISSION AND IS HOME TO MORE THAN 900 ANIMALS, MANY OF WHICH ARE ENDANGERED OR THREATENED, THAT LIVE IN A VARIETY OF HISTORICALLY SIGNIFICANT BUILDINGS. 8870021 ANIMAL CARE AND CONSERVATIONLINCOLN PARK ZOO HAS ONE OF THE LARGEST ZOO-BASED CONSERVATION & SCIENCE DEPARTMENTS IN THE COUNTRY, WITH EXPERTS IN AREAS INCLUDING BEHAVIORAL RESEARCH, COMPUTER MODELING, POPULATION PLANNING AND THE STUDY OF STRESS, REPRODUCTION AND DISEASE. 2986151 1635943 VISITOR SERVICESAPPROXIMATELY 3 MILLION VISITORS COME TO ZOO GROUNDS EVERY YEAR TO DISCOVER THE WONDERS OF WILDLIFE IN THE HEART OF CHICAGO. 3323028 2039712 OTHER PROGRAM SERVICES - INCLUDING PUBLIC EDUCATION AND MEMBERSHIP 3323028 2039712 22251773 1 1 0 1 0 0 1 0 1 1 1 0 0 0 1 1 0 0 0 1 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 42 0 387 1 1 1 0 0 0 0 1 1 0 0 0 0 X 62 61 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X X TROY D BARESEL 3127422095 2001 N CLARK STREET CHICAGO IL 60614 KEVIN J BELL 40.00 X X 379167 0 24791 JOHN ALEXANDER 1.00 X X 0 0 0 MARY BURRUS BABSON 1.00 X X 0 0 0 JOHN R ETTELSON 1.00 X X 0 0 0 THOMAS L MCLEARY 1.00 X X 0 0 0 TRISHA ROONEY ALDEN 1.00 X 0 0 0 TRACEY ELLEN BENFORD 1.00 X 0 0 0 DAVID P BOLGER 1.00 X 0 0 0 BIFF BOWMAN 1.00 X 0 0 0 MICHAEL CANMANN 1.00 X 0 0 0 JOSEPH S CARR 1.00 X 0 0 0 JOHNATHAN CHOE 1.00 X 0 0 0 SEAN CONLON 1.00 X 0 0 0 E RONALD CULP 1.00 X 0 0 0 THE HONORABLE RICHARD A DEVINE 1.00 X 0 0 0 FRANCESCA M EDWARDSON 1.00 X 0 0 0 MARC S FELDSTEIN MD 1.00 X 0 0 0 JAMEE C FIELD 1.00 X 0 0 0 ANDREW J FILIPOWSKI 1.00 X 0 0 0 JOHN D FORNENGO 1.00 X 0 0 0 RODNEY L GOLDSTEIN 1.00 X 0 0 0 CHARLES C HAFFNER III 1.00 X 0 0 0 CARYN HARRIS 1.00 X 0 0 0 STEPHANIE FIELD HARRIS 1.00 X 0 0 0 BARBARA A HIGGINS 1.00 X 0 0 0 ROGER G HILL II 1.00 X 0 0 0 DAN HILLENBRAND 1.00 X 0 0 0 RICH JERNSTEDT 1.00 X 0 0 0 JON KAPLAN 1.00 X 0 0 0 ELIZABETH KARLSON 1.00 X 0 0 0 DAVID KELLER 1.00 X 0 0 0 JUDY KELLER 1.00 X 0 0 0 BARBARA MALOTT KIZZIAH 1.00 X 0 0 0 JENNIFER AMES LAZARRE 1.00 X 0 0 0 ALEXANDER R LERNER 1.00 X 0 0 0 THE HON LYNN MARTIN 1.00 X 0 0 0 JOHN V N MCCLURE 1.00 X 0 0 0 COURTNEY MCENIRY 1.00 X 0 0 0 RANDALL E MEHRBERG 1.00 X 0 0 0 ELIZABETH A MIHAS 1.00 X 0 0 0 C JOHN MOSTOFI 1.00 X 0 0 0 STUART C NATHAN 1.00 X 0 0 0 JAMES M NEIS 1.00 X 0 0 0 DAVID L NICHOLS 1.00 X 0 0 0 SARAH PANG 1.00 X 0 0 0 CARLETON D PEARL 1.00 X 0 0 0 GREGORY Y PEARLMAN 1.00 X 0 0 0 ANNE PRAMAGGIORE 1.00 X 0 0 0 MAYARI PRITZKER 1.00 X 0 0 0 JAY D PROOPS 1.00 X 0 0 0 JAMES M RAUH 1.00 X 0 0 0 SUSAN REGENSTEIN 1.00 X 0 0 0 MYRA REILLY 1.00 X 0 0 0 TIERNEY B REMICK 1.00 X 0 0 0 CAROLE B SEGAL 1.00 X 0 0 0 RICHARD L SEVCIK 1.00 X 0 0 0 BRIAN P SIMMONS 1.00 X 0 0 0 HOSSEIN YOUSSEFI 1.00 X 0 0 0 DEBORAH ELLISON BARR 1.00 X 0 0 0 TIMOTHY J MITCHELL 1.00 X 0 0 0 STEPHEN J ROBINSON 1.00 X 0 0 0 ABBY D ZANARINI 1.00 X 0 0 0 TROY D BARESEL 40.00 X 194129 0 17360 STEVEN D THOMPSON 40.00 X 144380 0 13296 MARYBETH C JOHNSON 40.00 X 142797 0 15886 CHRISTINE M ZRINSKY 40.00 X 122483 0 12569 MARILYN SCHAFFER 40.00 X 101805 0 3271 1084761 0 87173 6 0 1 0 PEPPER CONSTRUCTION 643 NORTH ORLEANS STREET CHICAGO IL 60654 CONSTRUCTION 6628291 THE BRICKMAN GROUP LTD PO BOX 71358 CHICAGO IL 60694 LANDSCAPE SERVICES 667725 WE-CLEAN INC 7545 W 99TH ST BRIDGEVIEW IL 60455 JANITORIAL SERVICES 329931 SHAW ENVIRONMENTAL 4171 ESSEN LANE BATON ROUGE LA 70809 ENVIRONMENTAL CONSULTANT 319100 SAFETY SERVICE SYSTEMS 4036 N NASHVILLE AVE CHICAGO IL 60634 SECURITY SERVICES 224008 12 94476 413895 5890602 6642743 1313551 13041716 PARKING 561499 2485720 2485720 CAFETERIA 561499 1304255 1304255 MEMBERSHIP DUES 611710 1281578 1281578 EVENT REVENUE 611710 935740 935740 OTHER PROGRAMS 611710 761135 761135 697202 697202 7465630 1632675 1632675 629968 231079 398889 398889 398889 30020696 29598950 421746 421746 421746 503725 413895 367094 136631 136631 2167631 1246633 920998 256618 664380 24018285 3633960 664380 6678229 62615 62615 615446 492357 123089 9730584 7826857 1111960 791767 429098 345148 49035 34915 861965 659530 104532 97903 749118 602558 85605 60955 27675 20756 6919 57639 43229 14410 131439 131439 4963726 4577892 364209 21625 334111 331462 2649 21695 18553 1242 1900 376005 297408 20057 58540 123169 123169 173042 159437 9511 4094 297800 211140 45336 41324 ZOO IMPROVEMENTS 3109753 3099539 63 10151 SUPPLIES 1279458 1178470 24780 76208 EQUIPMENT MAINTENANCE A 602173 528597 27694 45882 ANIMAL NUTRITION AND SU 398210 398210 POSTAGE AND SHIPPING 226356 166003 23029 37324 1248846 1108843 97820 42183 25819923 22251773 2111940 1456210 2306537 736493 7424962 8355769 10136427 6086524 757326 547339 309323 346221 325626 876646 2185452 1064318 989597 1121134 42351865 44864086 20557439 24243739 85159102 87177951 3553122 2248235 40000000 40000000 43553122 42248235 X 2803555 5048204 11222316 12689319 27580109 27192193 41605980 44929716 85159102 87177951 X -1801638 5125374 X 0 1 1 X 1 1 X 25453674 13621656 21092642 12903100 14323294 87394366 25453674 13621656 21092642 12903100 14323294 87394366 249019 87145347 3463978 3883053 2189870 1320203 2262643 13119747 65961 67122 26414 159497 5202 581166 87530 673898 101347508 33922332 0.85990 0.86460 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 131439 131439 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: LINCOLN PARK ZOOLOGICAL SOCIETY HIRED OUTSIDE CONSULTANTS DUTKO WORLDWIDE, LLC AND RUSS REID COMPANY TO IDENTIFY AND HELP DEVELOP STRATEGIES TO INCREASE FEDERAL SUPPORT OF IMPORTANT LINCOLN PARK ZOO PROJECTS, AND ILLINOIS STRATEGIES, LLC FOR STATE SUPPORT. X X X X 0 33304610 226657 3363712 1504134 89573 35301272 27424482 382846 5816939 319657 33304610 29061635 228749 -1807155 58747 27424482 0.77000 0.23000 0 0 1410064 752334 657730 717821 277840 439981 57567 34144 23423 1121134 HEDGE FUNDS 24243739 F 24243739 24018285 25819923 -1801638 5214947 -89573 5125374 3323736 30422363 5214947 1491158 6706105 23716258 302027 302027 24018285 27009054 1491158 1491158 25517896 302027 302027 25819923 PART III, LINE 1A: ANIMAL COLLECTION - IN CONNECTION WITH THE PRIVATIZATION AGREEMENT, OWNERSHIP OF THE ZOO'S ANIMAL COLLECTION WAS TRANSFERRED TO THE SOCIETY. THE SOCIETY HAS ESTABLISHED A POLICY OF NOT CAPITALIZING THE ANIMAL COLLECTION. NO GAINS OR LOSSES REGARDING COLLECTION TRANSACTIONS ARE RECOGNIZED IN THE FINANCIAL STATEMENTS. ALL EXPENSES REGARDING COLLECTION TRANSACTIONS ARE REFLECTED IN THE ACCOMPANYING STATEMENTS OF ACTIVITIES. PART III, LINE 4: ANIMAL COLLECTION - ALL OF THE APPROXIMATELY 1200 ANIMALS (EXCLUDING FISH AND INVERTEBRATES) FOUND AT LINCOLN PARK ZOO ACT AS AMBASSADORS FOR THEIR COUNTERPARTS IN THE WILD. THIS LIVING COLLECTION OF ANIMALS PROVIDES THE BASIS FOR US TO ENGAGE VISITORS AND EDUCATE THE PUBLIC ABOUT CONSERVATION, ECOLOGY, POPULATION BIOLOGY, BEHAVIOR AND NATURAL HISTORY OF THE ANIMALS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE SOCIETY'S ENDOWMENT CONSISTS OF APPROXIMATELY 17 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES WHICH INCLUDE THE FUNDING OF THE SOCIETY'S CONSERVATION, EDUCATION, AND RESEARCH PROGRAMS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE SOCIETY'S APPLICATION OF ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA (GAAPUSA) REGARDING UNCERTAIN TAX POSITIONS HAD NO EFFECT ON ITS FINANCIAL POSITION AS MANAGEMENT BELIEVES THE SOCIETY HAS NO MATERIAL UNRECOGNIZED INCOME TAX BENEFITS. THE SOCIETY WOULD ACCOUNT FOR ANY POTENTIAL INTEREST OR PENALTIES RELATED TO POSSIBLE FUTURE LIABILITIES FOR UNRECOGNIZED INCOME TAX BENEFITS AS INCOME TAX EXPENSE. THE SOCIETY IS NO LONGER SUBJECT TO EXAMINATION BY TAX AUTHORITIES FOR FEDERAL, STATE OR LOCAL INCOME TAXES FOR PERIODS BEFORE 2008. PART XI, LINE 8 - OTHER ADJUSTMENTS: WRITE OFF OF PLEDGES RECEIVABLE -89,573. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 367,094. COST OF GOODS SOLD 1,124,064. PART XII, LINE 4B - OTHER ADJUSTMENTS: OTHER NON-COST OF GOODS SOLD EXPENSES - LIQUOR EXPENSES 302,027. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 367,094. COST OF GOODS SOLD 1,124,064. PART XIII, LINE 4B - OTHER ADJUSTMENTS: OTHER NON-COST OF GOODS SOLD EXPENSES - LIQUOR EXPENSES 302,027. SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICE EXPENSES APE CONSERVATION AND BEHAVIOR 56763 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICE EXPENSES SERENGETI ECOSYSTEM PRESERVATION 121976 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICE EXPENSES CHIMP HEALTH 108522 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT 24243739 0 0 0 24531000 0 24531000 1 0 0 0 0 0 ZOO BALL 849611 385611 464000 316834 SPRING BENEFIT 68009 28284 39725 50260 917620 413895 503725 367094 367094 136631 1 THE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORK PO BOX 9 ALBANY NY 12201 141368361 501(C)(3) 62615 CREATING ETHOGRAMS 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL PROJECTS FIRST GO THROUGH RIGOROUS REVIEW BY OUR RESEARCH AND INSTITUTIONAL ANIMAL CARE BEFORE APPROVAL. DURING THE PROJECT 1 TO 2 SITE VISITS ARE MADE PER YEAR. REGULAR (USUALLY QUARTERLY) REPORTS ARE DUE EACH YEAR WITH SUPPORTING FINANCIALS. ALSO, WE MAINTAIN REGULAR E-MAIL CONTACT AND HAVE WEEKLY CONFERENCE/SKYPE CALLS FOR PROJECTS WHICH WE ARE HEAVILY INVOLVED. X X X 0 0 0 0 0 0 0 0 0 KEVIN J BELL 379167 0 0 0 0 0 14700 0 10091 0 403958 0 0 0 TROY D BARESEL 194129 0 0 0 0 0 10635 0 6725 0 211489 0 0 0 STEVEN D THOMPSON 144380 0 0 0 0 0 8255 0 5041 0 157676 0 0 0 MARYBETH C JOHNSON 142797 0 0 0 0 0 7498 0 8388 0 158683 0 0 0 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY 521297563 45200MSM7 2003-12-18 5000000 FINANCE THE ACQUISTION, CONSTRUCTION, AND RENOVATION OF ZOO FACILITIES. 0 0 0 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY 521297563 45200MSN5 2003-12-18 5000000 FINANCE THE ACQUISTION, CONSTRUCTION, AND RENOVATION OF ZOO FACILITIES. 0 0 0 5000000 53000 2004 0 0 1 1 5000000 53000 2004 0 0 1 1 0 0 0 0 1 0.00000 0.00000 0.00000 1 0 0 0 0 1 0.00000 0.00000 0.00000 1 0 1 0 0 0 1 0 1 0 0 0 1 X 38 1078551 NYSE X 1 235000 APPRAISED VALUE 0 0 1 1 THIRD PARTY USE: PART I, LINE 32B: A STOCKBROKER IS ENGAGED TO SELL DONATED SECURITIES IMMEDIATELY UPON RECEIPT. A REAL ESTATE APPRAISER AND AGENT WERE APPOINTED TO VALUE AND LIST/SELL THE CONDO THAT WAS DONATED. FORM 990, PART VI, SECTION A, LINE 2 JUDY KELLER, DIRECTOR AND MICHAEL CANMANN, DIRECTOR - FAMILY RELATIONSHIP JAMEE C. FIELD, DIRECTOR AND STEPHANIE FIELD HARRIS, DIRECTOR - FAMILY RELATIONSHIP STEPHANIE FIELD HARRIS, DIRECTOR AND CARYN HARRIS, DIRECTOR - FAMILY RELATIONSHIP FORM 990, PART VI, SECTION B, LINE 11 THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990 AND PROVIDES A FULL COPY TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. THE GOVERNING BODY IS PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO THE ORGANIZATION'S MANAGEMENT PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS, AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO PREPARE A CONFLICT OF INTEREST DISCLOSURE STATEMENT. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE ORGANIZATION'S MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR THE ORGANIZATION'S CEO AND CFO INCLUDE A REVIEW AND APPROVAL BY THE COMPENSATION COMMITTEE OF THE BOARD BASED ON COMPARABLE DATA OF SIMILAR ORGANIZATIONS AND POSITIONS. THE RESULTS ARE DOCUMENTED IN WRITING. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH THE APPLICABLE GOVERNMENTAL AGENCIES AND BY REQUEST TO THE ORGANIZATION. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST TO THE ORGANIZATION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 5,214,947. WRITE OFF OF PLEDGES RECEIVABLE -89,573. TOTAL TO FORM 990, PART XI, LINE 5: 5,125,374.