2012-11-15T15:21:11-06:00 2011-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1700 BELLEVUE WA 98004 990 2011-01-01 910983214 SWEDISH MEDICAL CENTER FOUNDATION SWED 2062155967 747 BROADWAY SEATTLE WA 98122 JEFFREY VEILLEUX 2062155967 2012-11-15 1 SARA ELIZABETH J HYRE P00235495 4254544919 2012-11-15 2011 2016-02-24 21:20:13Z DONALD THEOPHILUS 747 BROADWAY SEATTLE WA 98122 29141422 0 X WWW.SWEDISH.ORG X 1976 WA SWEDISH MEDICAL CENTER FOUNDATION IS THE FUNDRAISING ARM OF SWEDISH HEALTH SERVICES. 29 26 0 0 0 0 20299933 21139529 0 0 1364738 1293938 -323609 -844327 21341062 21589140 8208574 23748588 0 0 1444610 1765017 71308 207320 1973295 1626353 1069130 11350845 26790055 9990217 -5200915 70053804 62731818 5001444 4231186 65052360 58500632 THE FOUNDATION IS COMMITTED TO SUPPORTING THE EFFORTS OF SWEDISH HEALTH SERVICES IN ADVANCING HEALTH CARE IN THE REGION AND MEETING THE HEALTH CARE NEEDS OF THE COMMUNITY. 0 0 24295496 23748588 THE FOUNDATION IS COMMITTED TO SUPPORTING THE EFFORTS OF SWEDISH HEALTH SERVICES.TOWARD THAT END, THE FOUNDATION AWARDS GRANTS TO SWEDISH TO FUND VITAL PROGRAMS AND SERVICES, NEW MEDICAL TREATMENTS AND TECHNOLOGY, CHARITY CARE AND OTHER PROGRAMS THAT PROVIDE ACCESS TO THE UNDERSERVED, NURSING CLINICS, PATIENT TRANSPORTATION, NEEDED FACILITIES MAINTENANCE AND UPGRADES, AND A VARIETY OF RELATED COMMUNITY HEALTH PROGRAMS.SWEDISH MEDICAL CENTER FOUNDATION ALSO GRANTS TO VARIOUS ORGANIZATIONS IN THE COMMUNITY FOR PROGRAM EXPENSES. 24295496 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 X 29 26 0 1 0 0 1 1 1 1 1 0 0 0 0 0 0 1 0 0 WA X KARL FRITSCHEL CPA 4255253339 1801 LIND AVE SW 9016 RENTON WA 980579016 X LUCIUS AD ANDREW III 1.00 X 0 0 0 PATRICIA ARNOLD 1.00 X 0 0 0 NANCY J AUER MD 1.00 X X 0 0 0 ANITA BRAKER 1.00 X 0 0 0 BARBARA BUCHMAN 1.00 X 0 0 0 LIDA BUCKNER 1.00 X 0 0 0 SARAH EVERITT 1.00 X 0 0 0 TOM GORES 1.00 X 0 0 0 CHERYL GOSSMAN 1.00 X X 0 0 0 J SCOTT HARRISON 1.00 X 0 0 0 RODNEY F HOCHMAN MD 1.00 X 0 1221246 368964 JESSICA JENSEN HUGHES 1.00 X 0 0 0 GWENDOLYN GRIM JOHNSON 1.00 X 0 0 0 LORNA KNEELAND 1.00 X 0 0 0 WILLIAM KRIPPAEHNE JR 1.00 X 0 0 0 TODD LEE 1.00 X 0 0 0 RAE LEMBERSKY 1.00 X 0 0 0 ERIC LIU 1.00 X 0 0 0 CHARLES S LYTLE 1.00 X 0 0 0 DAN MADSEN 1.00 X 0 0 0 MARY MOLLYMCCULLOUGH 1.00 X 0 0 0 KIRBY MCDONALD 1.00 X 0 0 0 TRACY MORRIS 1.00 X 0 0 0 MICHAEL PETERS MD 1.00 X 0 0 0 DIANE SABEY 1.00 X 0 0 0 JANET TRUE 1.00 X 0 0 0 JANE UHLIR MD 1.00 X 0 252031 24588 JOHN VASSALL II MD 1.00 X 0 423013 40269 JEAN BAUR VIERECK 1.00 X 0 0 0 CYNTHIA STRAUSS 1.00 X 0 569811 186256 JEFFREY D VEILLEUX 1.00 X 0 1081321 280297 DONALD THEOPHILUS 60.00 X 0 281932 95098 REBECCA KELLY 50.00 X 187923 0 74476 RANDALL MANN 50.00 X 170805 0 33231 KATE PURCELL 50.00 X 107104 0 17873 465832 3829354 1121052 3 0 1 0 SWEDISH HEALTH SERVICES 747 BROADWAY SEATTLE WA 98122 MANAGEMENT, HR, AND PAYROLL 316296 1 2017921 2678964 16442644 912572 21139529 831917 831917 6914616 6452595 462021 462021 462021 255360 2017921 1099687 -844327 -844327 21589140 0 0 449611 23744012 23744012 4576 4576 466435 93286 46644 326505 852052 170409 85205 596438 446530 89305 44652 312573 207320 207320 247807 247807 36958 24639 12319 384 77 38 269 196366 39273 19637 137456 795 159 80 556 17408 3482 1741 12185 3260 652 326 2282 33390 6678 3339 23373 CORPORATE SERVICES 316296 63259 31630 221407 MISCELLANEOUS 153967 43189 21596 89182 PURCHASED SERVICES 62499 12500 6250 43749 26790055 24295496 521264 1973295 8082311 10162479 13481225 14651404 30201 29901 45562891 33908146 2897176 3979888 70053804 62731818 15220 19559 4986224 4211627 5001444 4231186 X 22244920 21148208 36850496 31385636 5956944 5966788 65052360 58500632 70053804 62731818 X -5200915 -1350813 X 0 1 1 X 0 X 11737581 15463375 19116401 20299923 21139529 87756809 11737581 15463375 19116401 20299923 21139529 87756809 5559817 82196992 1652812 1190172 1205741 482559 831917 5363201 1496 247656 249152 1016 2153 3169 93372331 2867011 0.88030 0.85130 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5956945 9844 5966789 5887753 164554 6083 101445 5956945 5711506 198490 22443 5887553 5258351 612310 159155 5711506 1.00000 0 0 0 CHARITABLE GIFT ANNUITY 1484040 FOUNDATION TRUST ASSETS 1695848 OTHER LONG TERM ASSETS 800000 3979888 FOUNDATION ANNUITIES 1057332 DUE TO AFFILIATE 2958136 GIFT ANNUITY OBLIGATION 196159 4211627 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: SWEDISH MEDICAL CENTER FOUNDATION'S ENDOWMENT FUNDS CONSIST OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING UNCOMPENSATED CARE, RESEARCH, PEDIATRICS, NEUROSCIENCES, CANCER, HEART AND VASCULAR AND WOMEN'S HEALTH AND CHILDBIRTH SERVICES. THE MAJORITY OF THESE FUNDS ARE DONOR-RESTRICTED ENDOWMENT FUNDS. NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OF DONOR-IMPOSED RESTRICTIONS. FIN 48 FOOTNOTE: SWEDISH TAKES VARIOUS POSITIONS IN PREPARING TAX RETURNS. ONLY UNCERTAIN TAX POSITIONS THAT MEET A MORE-LIKELY THAN-NOT DESIGNATION ARE RECOGNIZED IN THE COMBINED FINANCIAL STATEMENTS. AS OF DECEMBER 31, 2011 AND 2010, NO UNCERTAIN TAX POSITIONS HAVE BEEN RECOGNIZED. X X X X X X 1 MJL EVENTS 351 NW 84TH ST SEATTLE WA 98117 EVENT MANAGEMENT FOR CELEBRATE SWEDISH & WELLNESS LUNCHEON 0 818655 103666 714989 MARNIE FOUST 5039 SW GRAYSON ST SEATTLE WA 98116 EVENT MANAGEMENT FOR SWEDISH SUMMER RUN 0 594109 37550 556559 ARDEN TELLINI HOFLER 2121 30TH AVE S SEATTLE WA 98144 EVENT MANAGEMENT FOR SEATTLE BRAIN CANCER WALK 0 494173 35821 458352 THEA WARNER EVENTS 11826 NE 145TH ST KIRKLAND WA 98034 EVENT MANAGEMENT FOR EDMONDS GALA 0 215719 30283 185436 2122656 207320 1915336 WA CELEBRATE SWEDISH 624543 490771 133772 407622 SUMMER RUN 604464 584356 20108 226610 4 1044274 942794 101480 465455 2273281 2017921 255360 1099687 1099687 -844327 1 SEATTLE SCIENCE FOUNDATION 500 17TH AVENUE SUITE 600 SEATTLE WA 98122 611502822 501 (C )(3) 100000 FINAL DISTRIBUTION IN SUPPORT OF THE LAB AND BRAIN CANCER RESEARCH MARSHA RIVKIN CENTER FOR OVARIAN CANCER RESEARCH 747 BROADWAY SEATTLE WA 981224379 912054035 501 (C )(3) 586498 SUPPORT OVARIAN CANCER RESEARCH SWEDISH HEALTH SERVICES 747 BROADWAY SEATTLE WA 981224379 910433740 501 (C )(3) 23057514 SUPPORT FOR SWEDISH FACILITIES AND PROGRAMS 3 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: PROCESS FOR MONITORING THE USE OF GRANT FUNDS IN THE US: 1. THE FOUNDATION RECEIVED A DONATION - EITHER COMPLETELY UNRESTRICTED TO SWEDISH, RESTRICTED TO A SPECIFIC AREA (BUT FOR ANY USE WITHIN THAT AREA), OR DESIGNATED FOR A SPECIFIC PROGRAM OR FUND, 2. GRANTEE COMPLETES INTERNAL FOUNDATION FORM FRA (PRE-APPROVAL) OUTLINING THE PROJECT AND THE AMOUNT. THE FORM IS APPROVED BY THE FOUNDATION IF THE EXPENDITURE MEETS THE PURPOSE OF THE DONATION AND DOES NOT EXCEED THE AMOUNT AVAILABLE. 3. CHECK IS ISSUED TO THE GRANTEE FOR THE AMOUNT OF THE EXPENDITURE. 4. IN SOME CASES, AN ANNUAL REPORT IS REQUIRED EXPLAINING HOW THE GRANT WAS USED AND WHO BENEFITED. X X X X 0 0 0 0 0 0 0 0 0 RODNEY F HOCHMAN MD 0 992284 0 202400 0 26562 0 345586 0 23378 0 1590210 0 0 JANE UHLIR MD 0 245262 0 0 0 6769 0 12250 0 12338 0 276619 0 0 JOHN VASSALL II MD 0 364643 0 50123 0 8247 0 12250 0 28019 0 463282 0 0 CYNTHIA STRAUSS 0 325747 0 222520 0 21544 0 160620 0 25636 0 756067 0 0 JEFFREY D VEILLEUX 0 497599 0 579720 0 4002 0 260815 0 19482 0 1361618 0 0 DONALD THEOPHILUS 0 233500 0 30000 0 18432 0 82000 0 13098 0 377030 0 0 REBECCA KELLY 187509 0 0 0 414 0 50501 0 23976 0 262400 0 0 0 RANDALL MANN 170451 0 0 0 354 0 9375 0 23856 0 204036 0 0 0 SUPPLEMENTAL INFORMATION PART III PART II, LINES 1-9: CYNTHIA STRAUSS, ROD HOCHMAN, JANE UHLIR, JOHN VASSALL, AND JEFFREY VEILLEUX ARE PAID EMPLOYEES OF SWEDISH HEALTH SERVICES, A RELATED ORGANIZATION. THEY ARE NOT COMPENSATED FOR SERVING AS TRUSTEES OR OFFICERS OF THE FOUNDATION. X 13 660246 FMV X AUCTION ITEMS 558 252326 FMV 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE NUMBER IN COLUMN (B) IS THE NUMBER OF CONTRIBUTIONS RECEIVED. CASH 2011-12-31 23057514 CASH 910433740 SWEDISH HEALTH SERVICES 747 BROADWAY SEATTLE WA 98122 501(C)(3) 0 0 0 0 IN THE ORDINARY COURSE OF ITS OPERATIONS, SWEDISH HEALTH CENTER FOUNDATION MADE GRANTS TO SWEDISH HEALTH SERVICES, A RELATED ENTITY. SWEDISH HEALTH CENTER FOUNDATION DOES NOT INTEND TO DISSOLVE OR CEASE OPERATIONS. VOLUNTEERS ESTIMATE FORM 990, PART I, LINE 6 VOLUNTEERS PROVIDING VARIOUS FUNCTIONS, INCLUDING BOARD MEMBERS AND VOLUNTEERS ASSOCIATED WITH GIFT SHOP OPERATIONS AND FUNDRAISING EVENTS. FORM 990, PART VI, SECTION A, LINE 3 SWEDISH HEALTH SERVICES PROVIDES MANAGEMENT SERVICES TO THE SWEDISH MEDICAL CENTER FOUNDATION. HR AND PAYROLL FUNCTIONS TO THE FOUNDATION ARE ADMINISTERED BY SWEDISH HEALTH SERVICES. FORM 990, PART VI, SECTION A, LINE 6 SWEDISH HEALTH SERVICES IS THE SOLE MEMBER OF SWEDISH MEDICAL CENTER FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7A ELECTION OF MEMBERS OF THE BOARD OF GOVERNORS IS SUBJECT TO THE APPROVAL OF SWEDISH HEALTH SERVICES. FORM 990, PART VI, SECTION A, LINE 7B THE FOLLOWING DECISIONS BY THE GOVERNING BODY ARE SUBJECT TO APPROVAL BY SWEDISH HEALTH SERVICES, THE SOLE MEMBER SWEDISH MEDICAL CENTER FOUNDATION: A. APPOINTMENT OF THE CHAIR AND VICE-CHAIR. B. DELEGATION OF THE POWER OR DUTIES OF AN OFFICER OR ADMINISTRATOR TO ANY OTHER OFFICER OR ANY DIRECTOR OR OTHER PERSON. C. THE FILLING OF VACANCIES IN THE OFFICE OF CHAIR OR VICE-CHAIR. D. THE APPOINTMENT OF OTHER OFFICERS OR AGENTS APPOINTED TO EXERCISE POWERS AND DUTIES ON BEHALF OF THE BOARD OF GOVERNORS. E. THE CHAIR OR VICE-CHAIR MAY BE REMOVED AT ANY TIME, WITH OR WITHOUT CAUSE, BY THE AFFIRMATIVE VOTE OF A MAJORITY OF THE WHOLE BOARD OF GOVERNORS OR BY THE MEMBER. F. THE BANK OR BANKS, TRUST COMPANY OR TRUST COMPANIES HOLDING THE MONEYS OF THE CORPORATION. G. THE PROCESS FOR WITHDRAWAL OF THE MONEYS OF THE CORPORATION, AND H. ADDITIONS, ALTERATIONS, AMENDMENT, REPEAL OF BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 PREPARATION AND REVIEW OF THE FORM 990 INVOLVES THE COMPILATION OF INFORMATION FROM ALL AREAS OF THE ORGANIZATION. SCHEDULES RELATING TO EXECUTIVE COMPENSATION AND DETERMINATION OF KEY EMPLOYEES ARE REVIEWED BY THE VICE PRESIDENTS OF THE HUMAN RESOURCE AND LEGAL DEPARTMENTS. AN INDEPENDENT TAX ADVISOR PREPARES THE RETURN BASED ON INFORMATION COMPILED BY SWEDISH HEALTH SERVICES. ALL SCHEDULES AND FORMS ARE THEN REVIEWED BY THE TREASURER BEFORE THE RETURN IS FILED WITH THE IRS BY THE DEADLINE. FORM 990, PART VI, SECTION B, LINE 12 THE SWEDISH MEDICAL CENTER FOUNDATION IS SUBJECT TO THE CONFLICT OF INTEREST POLICY OF SWEDISH HEALTH SERVICES, ITS SOLE MEMBER. MANAGEMENT EMPLOYEES ARE COVERED BY THE SWEDISH HEALTH SERVICES CONFLICT OF INTEREST POLICY. BOARD MEMBERS AND COVERED PERSONS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY AND DISCLOSE ANY AFFILIATIONS, INTEREST OR RELATIONSHIPS AND/OR ANY TRANSACTIONS THE INDIVIDUAL AND/OR HIS OR HER FAMILY MEMBERS HAVE ENGAGED IN THAT MIGHT GIVE RISE TO AN ACTUAL, APPARENT OR POTENTIAL CONFLICT OF INTEREST. THE POLICY DEFINES FAMILY MEMBERS AND DESCRIBES WHAT CONSTITUTES CONFLICTS OF INTEREST. IT REQUIRES INDIVIDUALS TO REPORT TO THE APPROPRIATE COMMITTEE CHAIR ANY FURTHER FINANCIAL INTEREST, SITUATION, ACTIVITY, INTEREST OR CONDUCT THAT MAY DEVELOP BEFORE COMPLETION OF THE NEXT ANNUAL QUESTIONNAIRE. POTENTIAL CONFLICTS OF INTEREST WITH PHYSICIAN BOARD MEMBERS WITH FINANCIAL INTERESTS IN BUSINESSES THAT COMPETE WITH THE FOUNDATION ARE ADDRESSED, AS WELL AS APPROPRIATE DISCLOSURES, EVALUATION AND RESOLUTION OF SAID CONFLICTS. THE CONFLICT OF INTEREST QUESTIONNAIRE INCLUDES AN ANNUAL STATEMENT THAT BOARD MEMBERS AND COVERED PERSONS (A) HAVE RECEIVED A COPY OF THE POLICY, (B) HAVE READ AND UNDERSTOOD THE POLICY, (C) AGREE TO COMPLY WITH THE POLICY, (D) UNDERSTAND THAT THE POLICY APPLIES TO COMMITTEES AND SUBCOMMITTEES, (E) UNDERSTAND THAT THE ORGANIZATION IS A CHARITABLE ORGANIZATION THAT MUST ENGAGE PRIMARILY IN EXEMPT ACTIVITES, (F) AGREE TO REPORT TO THE APPROPRIATE MANAGER OR COMMITTEE CHAIR ANY CHANGE TO MATTERS PREVIOUSLY DISCLOSED ON THE CONFLICT OF INTEREST QUESTIONNAIRE, (G) STATE THAT THE INFORMATION PROVIDED IN THE CONFLICT OF INTEREST QUESTIONNAIRE IS TRUE AND ACCURATE TO THE BEST OF HIS OR HER KNOWLEDGE AND BELIEF. THE PURPOSE OF THE POLICY IS TO ENSURE BOARD MEMBERS AND COVERED PERSONS ARE INDEPENDENT AND ABLE TO PERFORM THEIR DUTIES IN AN IMPARTIAL MANNER, FREE FROM ANY BIAS CREATED BY PERSONAL INTERESTS, TO PROTECT THE INTERESTS OF THE FOUNDATION, TO CLARIFY THE DUTIES AND OBLIGATIONS OF THE BOARD MEMBERS AND COVERED PERSONS IN THE CONTEXT OF A POTENTIAL CONFLICT (AND TO PROVIDE A METHOD FOR DISCLOSING AND RESOLVING SAID CONFLICT) AND TO SUPPLEMENT (NOT REPLACE) ANY APPLICABLE STATE LAWS GOVERNING CONFLICTS OF INTEREST APPLICABLE TO CHARITABLE, NON-PROFIT CORPORATIONS. SWEDISH MEDICAL CENTER FOUNDATION WILL NOT ENGAGE IN ANY CONTRACT, TRANSACTION OR ARRANGEMENT INVOLVING A POTENTIAL CONFLICT OF INTEREST UNLESS IT IS DETERMINED THAT APPROPRIATE SAFEGUARDS PROTECT THE CHARITABLE MISSION OF THE FOUNDATION HAVE BEEN IMPLEMENTED. THE EXECUTIVE COMMITTEE OF SWEDISH HEALTH SERVICES WILL REVIEW ALL CONFLICT OF INTEREST QUESTIONNAIRES FOR BOARD MEMBERS. THE EXECUTIVE COMMITTEE WILL MAKE A FINDING AS TO WHETHER AN ACTUAL, APPARENT OR POTENTIAL CONFLICT OF INTEREST EXISTS AND WILL TAKE ACTIONS AS IT DEEMS APPROPRIATE. THE CONFLICT OF INTEREST COMMITTEE GOVERNS THE POLICY AND QUESTIONNAIRE RELATED TO ALL OTHER COVERED PERSONS. THE MINUTES OF MEETINGS WILL IDENTIFY ANY PERSON ATTENDING THE MEETING WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO ANY MATTER BEFORE THE BOARD OR COMMITTEE AND THE ACTION TAKEN TO ADDRESS THE CONFLICT OF INTEREST (E.G., THE INDIVIDUAL LEFT THE ROOM DURING THE DISCUSSION OF THE MATTER GIVING RISE TO THE CONFLICT OF INTEREST AND THE INDIVIDUAL DID NOT VOTE ON SUCH MATTER). FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF GOVERNORS HAS DELEGATED AUTHORITY TO THE COMPENSATION AND HR COMMITTEES OF THE SWEDISH HEALTH SERVICES BOARD OF TRUSTEES TO REVIEW AND APPROVE COMPENSATION ARRANGEMENTS FOR THE EXECUTIVE DIRECTOR OF THE FOUNDATION. ALL MEMBERS OF THE COMPENSATION AND HR COMMITTEES ARE INDEPENDENT. SWEDISH HEALTH SERVICES IS THE SOLE MEMBER OF SWEDISH MEDICAL CENTER FOUNDATION. COMPENSATION FOR EXECUTIVES (INCLUDING THE EXECUTIVE DIRECTOR) IS REASONABLE AND CONSISTENT WITH THE EXECUTIVE TOTAL COMPENSATION PHILOSOPHY APPROVED BY THE BOARD OF TRUSTEES. POTENTIAL CONFLICTS OF INTEREST ARE ADDRESSED IN ACCORDANCE WITH THE CORPORATION'S CONFLICT OF INTEREST POLICY. THE BOARD OF TRUSTEES SELECTS AND RETAINS AN INDEPENDENT CONSULTANT TO CONDUCT AN ANNUAL REVIEW OF THE COMPENSATION PACKAGE, INCLUDING SALARIES, INCENTIVES AND BENEFITS AND RECOMMEND APPROPRIATE ADJUSTMENTS TO ENSURE THAT EACH REMAINS COMPETITIVE AND RESPONSIVE TO CHANGING LAWS AND IN KEEPING WITH THE ORGANIZATION'S MISSION. THE BOARD, AS PART OF ITS ANALYSIS, OBTAINS FROM THE INDEPENDENT CONSULTANT APPROPRIATE COMPARABILITY DATA, INCLUDING TOTAL COMPENSATION PAID BY SIMILARLY SITUATED FOR PROFIT AND NOT FOR PROFIT HEALTHCARE ORGANIZATIONS FOR POSITIONS THAT ARE FUNCTIONALLY COMPARABLE. THE CONSULTANT PROVIDES DOCUMENTATION THAT TOTAL COMPENSATION IS AT FAIR MARKET VALUE. THE CONSULTANTS' RECOMMENDATIONS ARE REVIEWED AND APPROVED (OR NOT APPROVED) BY THE COMPENSATION AND HR COMMITTEES, WHICH DOCUMENT THE BASIS FOR THEIR DECISION. FOLLOWING APPROVAL OF THE ANNUAL REVIEW BY THE COMPENSATION AND HR COMMITTEES, THE CEO OF SWEDISH HEALTH SERVICES WILL APPROVE CHANGES IN THE COMPENSATION PACKAGE FOR THE EXECUTIVE DIRECTOR CONSISTENT WITH THE ANNUAL REVIEW AND RECOMMENDATIONS APPROVED BY THE COMPENSATION AND HR COMMITTEE. SALARIES FOR NON-EXECUTIVE EMPLOYEES ARE REVIEWED AND APPROVED BY HR. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF THE SWEDISH MEDICAL CENTER FOUNDATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 13 THE SWEDISH MEDICAL CENTER FOUNDATION IS SUBJECT TO THE WRITTEN WHISTLEBLOWER POLICY OF ITS SOLE MEMBER, SWEDISH HEALTH SERVICES. FORM 990, PART VI, SECTION B, LINE 14 THE SWEDISH MEDICAL CENTER FOUNDATION IS SUBJECT TO THE WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY OF ITS SOLE MEMBER, SWEDISH HEALTH SERVICES. PART VII INDIVIDUALS COMPENSATED BY RELATED ORGANIZATIONS FORM 990, PART VII, SECTION A AVERAGE NUMBER OF HOURS WORKED WEEKLY BY PERSONS DISCLOSED IN PART VII, SECTION A WHO ARE EMPLOYED BY A RELATED ORGANIZATION: RODNEY HOCHMAN, MD - 60 HOURS JANE UHLIR, MD - 60 HOURS JOHN VASSALL II, MD - 60 HOURS CYNTHIA STRAUSS - 60 HOURS JEFFREY VEILLEUX - 60 HOURS DONALD TEHOPHILUS - 60 HOURS DONALD THEOPHILUS'S SALARY AS EXECUTIVE DIRECTOR OF THE FOUNDATION IS PAID BY SWEDISH HEALTH SERVICES. THE REMAINING PERSONS LISTED ABOVE ARE NOT COMPENSATED FOR SERVING AS TRUSTEES OR OFFICERS OF THE SWEDISH MEDICAL CENTER FOUNDATION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -902,024. PRIOR PERIOD ADJUSTMENTS: -448,789. TOTAL TO FORM 990, PART XI, LINE 5: -1,350,813. SWEDISH COMMUNITY SERVICES 747 BROADWAY SEATTLE WA 98122 910729017 HEALTHCARE WA 501(C)(3) LINE 7 SWEDISH HEALTH SERVICES 0 SWEDISH HEALTH SERVICES 747 BROADWAY SEATTLE WA 98122 910433740 HOSPITAL WA 501(C)(3) LINE 3 N/A 0 MARSHA RIVKIN CENTER FOR OVARIAN CANCER RESEARCH 747 BROADWAY SEATTLE WA 98122 912054035 OVARIAN CANCER RESEARCH WA 501(C)(3) LINE 7 SWEDISH HEALTH SERVICES 0 SWEDISH MJM HOLDINGS 747 BROADWAY SEATTLE WA 98122 273139262 HOLDING COMPANY WA 501(C)(3) LINE 11A, I SWEDISH HEALTH SERVICES 0 GLOBAL TO LOCAL HEALTH INITIATIVE 747 BROADWAY SEATTLE WA 98122 273133200 HEALTHCARE WA 501(C)(3) LINE 7 SWEDISH HEALTH SERVICES 0 SWEDISH EDMONDS 21601 76TH AVE W EDMONDS WA 98206 272305304 HOSPITAL WA 501(C)(3) LINE 3 SWEDISH HEALTH SERVICES 0 ISSAQUAH SURGERY CENTER LLC 6505 226TH PL SE STE 102 ISSAQUAH WA 98027 261205223 MEDICAL - SURGERY WA N/A N/A 0 0 MINOR & JAMES MEDICAL PLLC 515 MINOR AVE STE 200 SEATTLE WA 98104 911340223 PHYSICIAN CLINIC WA N/A N/A 0 0 PETCT IMAGING AT SWEDISH CANCER INSTITUTE LLC 1221 MADISON ST SEATTLE WA 98104 203132044 MEDICAL IMAGING WA N/A N/A 0 0 SMC - RADIA ISSAQUAH IMAGING CENTER LLC 2005 NW SAMMAMISH RD ISSAQUAH WA 98027 202048959 MEDICAL IMAGING WA N/A N/A 0 0 SWEDISH FIRST HILL DIAGNOSTIC IMAGING LLC 1001 BOYLSTON AVE SEATTLE WA 98104 208378242 MEDICAL IMAGING WA N/A N/A 0 0 1221 MADISON STREET OWNERS ASSOCIATION 747 BROADWAY SEATTLE WA 98122 201954319 OWNERS ASSOCIATION WA N/A C WASHINGTON CANCER CARE CENTERS PC 1560 N 115TH G-16 SEATTLE WA 98133 911792791 CANCER TREATMENT WA N/A C CHARITABLE REMAINDER UNITRUST (1) WA 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0