2012-11-15T12:28:24-06:00 2011-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 2600 INDIANAPOLIS IN 46204 990 2011-01-01 364458371 CARLE COMMUNITY HEALTH CORPORATION % Dennis Hesch Exec VP & CFO CARL 2173833311 611 WEST PARK STREET URBANA IL 61801 DENNIS P HESCH 2012-11-14 3176817000 2011 2016-02-24 21:20:13Z Dennis Hesch Exec VP CFO 611 W Park St Urbana IL 61801 28150407 false X www.carle.com X 2001 IL To Support the charitable, scientific and educational purposes related to the promotion of health of the communities in central Illinois and in doing so supporting the Carle Foundation Mission. 3 0 0 0 0 0 0 0 0 0 1601867 3726267 0 0 1601867 3726267 1309080 2627160 0 0 0 0 0 0 0 80083 197930 1389163 2825090 212704 901177 59044555 56161141 0 0 59044555 56161141 To support the charitable, scientific and educational purpose RELATED TO THE PROMOTION OF HEALTH OF THE COMMUNITIES IN CENTRAL ILLINOIS AND IN DOING SO SUPPORTING THE CARLE FOUNDATION MISSION. false false 2618160 2618160 0 Provides funding for Carle Foundation Hospital's critical care and related medical services. 9000 9000 0 Provided funding to United Way of Champaign County, a non-profit organization that raises funds for other charitable organizations in the community. 2627160 true false false false false false false false false false false true false false false true false true false false false false false false false false false true false true false false false false false false false false false false false false false true true true false false true 0 0 0 false false false false false false false false false false X 3 0 false false false false true true true true true false false true true true true true true false false false IL X X Dennis Hesch Exec VP CFO 2173833311 611 W PARK ST URBANA IL 61801 X James C Leonard MD 0.5 X X 0 1040335 246421 Robert Driver 1.0 X X 0 216991 62811 John Snyder 1.0 X X 0 640038 160811 Dennis Hesch 0.5 X 0 510086 139104 R Bruce Wellman MD 0.0 X 0 805580 226995 Robert Tonkinson 0.0 X 0 309933 0 0 3522963 836142 0 true true false NONE 0 0 0 1464533 1464533 0 0 26685874 24424140 2261734 2261734 2261734 0 0 0 0 3726267 0 3726267 2627160 2627160 0 0 0 0 0 0 0 0 0 0 0 0 0 0 197900 197900 0 0 0 0 0 0 0 0 0 0 0 0 0 All other expenses 30 30 2825090 2627160 197930 0 0 0 543251 1034841 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 55824362 51894987 2676942 3231313 0 0 0 0 0 0 59044555 56161141 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 59044555 56161141 0 0 0 0 59044555 56161141 59044555 56161141 X 901177 -3784591 X X false true true X false X X X false false false THE CARLE DEVELOPMENT FOUNDATION 371159978 0 true 0 THE CARLE FOUNDATION HOSPITAL 371119538 03 false 2618160 2 2618160 Limited Partnerships 3184610 F HEDGE FUNDS 46703 F 3231313 0 0 Fin 48 Schedule D, Supplemental Information The guidance on accounting for uncertainty in income taxes prescribes a more-likely-than-not recognition threshold and measurement attribute for financial statement recognition of a tax position taken or expected to be taken. There were no uncertain tax benefits identified or recorded as a liability as of December 31, 2011 and 2010. false Carle Foundation Hospital 611 West Park St Urbana IL 61801 371119538 501(c)(3) 2168160 0 cash N/A Internal Transfers for Critical Care Support to local agency for Healthcare related ser United Way of Champaign County 404 W Church St Champaign IL 61820 370662519 501(c)(3) 9000 0 CASH N/A Support to local agency for Healthcare related services 2 0 Form 990, Schedule I Description of Organization's Procedures for Monitoring the Use of Grants All but $9,000 (which was donated to the United Way), was granted to a related affiliate, the Carle Foundation Hospital, under common control by the parent organization, Carle Foundation. The grant was for critical care contracts. true false false false James C Leonard MD 0 811190 0 165375 0 63770 0 229762 0 16659 0 1286756 0 0 Robert Driver 0 176121 0 15750 0 25120 0 43427 0 19384 0 279802 0 14577 John Snyder 0 517644 0 76197 0 46197 0 142807 0 18004 0 800849 0 0 Dennis Hesch 0 420264 0 62125 0 27697 0 120254 0 18850 0 649190 0 0 R Bruce Wellman MD 0 664501 0 116375 0 24704 0 216931 0 10064 0 1032575 0 0 Robert Tonkinson 0 6220 0 0 0 303713 0 0 0 0 0 309933 0 122321 Supplemental Compensation Information FORM 990, SCHEDULE J, PART 1, QUESTION 3 THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THE PARENT COMPANY OF CARLE COMMUNITY HEALTH CORPORATION, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: - THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT, HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS, ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED, AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. - THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. - THE COMMITTEE APPROVES ALL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. - THE COMPENSATION COMMITTEE USES A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND REPORTS DIRECTLY TO THE COMPENSATION COMMITTEE. FORM 990, SCHEDULE J, PART 1, QUESTION 4A ROBERT TONKINSON RECEIVED SEVERANCE PAY IN THE AMOUNT OF $209,809 DURING CALENDAR YEAR 2011. Form 990 Supplemental Information FORM 990, PART VI, QUESTION 6 CARLE COMMUNITY HEALTH CORPORATION HAS ONE MEMBER WHICH IS THE CARLE DEVELOPMENT FOUNDATION. FORM 990, PART VI, QUESTION 7A CARLE COMMUNITY HEALTH CORPORATION'S SOLE MEMBER, THE CARLE DEVELOPMENT FOUNDATION, HAS THE EXCLUSIVE POWER TO ELECT AND REMOVE MEMBERS OF THE BOARD OF TRUSTEES FOR THE CORPORATION IN ADDITION TO FILLING VACANCIES. FORM 990, PART VI, QUESTION 7B CARLE COMMUNITY HEALTH CORPORATION'S BOARD OF TRUSTEES MUST HAVE THE APPROVAL OF ITS SOLE MEMBER, THE CARLE DEVELOPMENT FOUNDATION, THROUGH ITS BOARD OF TRUSTEES, WHEN VOTING ON MATTERS INCLUDING THE AMENDING OF THE BY-LAWS; AMENDMENTS TO THE ARTICLES OF THE CORPORATION; AUTHORIZING ANY NON-BUDGETED EXPENDITURE IN EXCESS OF $100,000 (THE EXCESS OF ANY PROPOSED EXPENDITURE OVER THE PREVIOUSLY APPROVED BUDGETED AMOUNT SHALL BE DEEMED A NON-BUDGETED EXPENDITURE); THE ADOPTION OF ANY ANNUAL OR LONG TERM CAPITAL OR OPERATIONAL BUDGETS; THE ADOPTION OF ANY NEW OR ANY CHANGES TO EXISTING LONG TERM OR MASTER INSTITUTIONAL PLANS OF THE CORPORATION; THE APPROVING OF ANY MERGER, CONSOLIDATION OR SALE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION; TO ORGANIZE OR ACQUIRE, OR TO AUTHORIZE OR APPROVE THE ORGANIZATION OR ACQUISITION OF ANY SUBSIDIARY OR AFFILIATE OF THE CORPORATION; AND THE AUTHORIZATION TO ENTER INTO ANY CONTRACT WHICH EXTENDS FOR 5 OR MORE YEARS OR INVOLVES THE EXPENDITURE OF MORE THAN $100,000 BY THE CORPORATION. FORM 990, PART VI, QUESTION 11B THE FORM 990 WAS PREPARED BY STAFF AND AN EXTERNAL TAX ADVISOR AND REVIEWED BY MANAGEMENT. PRIOR TO FILING THIS FORM 990, A FULL AND COMPLETE COPY WAS PROVIDED TO THE GOVERNING BODY BY POSTING TO THE ORGANIZATION'S DIRECTOR COMMUNICATION PORTAL. ALSO BEFORE FILING, THE GOVERNING MEMBERS RECEIVED NOTIFICATION THAT FORM 990 WAS POSTED AND AVAILABLE FOR THEIR REVIEW. AS NECESSARY, THE GOVERNING MEMBERS HAVE THE OPPORTUNITY TO DISCUSS AND ADDRESS CONCERNS AT SUBSEQUENT BOARD MEETINGS. FORM 990, PART VI, QUESTION 12C THE ORGANIZATION'S ESTABLISHED CONFLICT OF INTEREST POLICIES REQUIRE ANNUAL DISCLOSURE OF ACTUAL AND POTENTIAL CONFLICTS OF INTEREST FOR OFFICERS, DIRECTORS, TRUSTEES, MEMBERS OF BOARD COMMITTEES, ADMINISTRATIVE AND MANAGERIAL EMPLOYEES AS WELL AS ALL EMPLOYEES OF THE PURCHASING DEPARTMENT. IF CIRCUMSTANCES CHANGE DURING THE COURSE OF A YEAR, INTERIM DISCLOSURE IS ALSO REQUIRED OF THE SAME INDIVIDUALS. THE DISCLOSURES OF EMPLOYEES ARE REVIEWED INITIALLY BY THE HUMAN RESOURCES DEPARTMENT AND ANY IDENTIFIED CONFLICTS ARE REFERRED TO, AND ADDRESSED BY, THE ORGANIZATION'S INTERNAL LEGAL COUNSEL AND/OR CORPORATE INTEGRITY OFFICER. THE DISCLOSURES OF TRUSTEES AND MEMBERS OF BOARD COMMITTEES ARE REVIEWED BY THE CHAIR OF THE BOARD. THE ENTIRE BOARD ABSENT THE SUBJECT TRUSTEE OR COMMITTEE MEMBER DETERMINES WHETHER A CONFLICT EXISTS. TRUSTEES AND/OR BOARD COMMITTEE MEMBERS WITH IDENTIFIED CONFLICTS ARE REQUIRED TO RECUSE THEMSELVES FROM VOTING ON MATTERS RELATED TO THEIR CONFLICTS. THE ORGANIZATION ALSO MAINTAINS PURCHASING POLICIES REQUIRING COUNTER SIGNATURES TO FURTHER MINIMIZE THE RISK ASSOCIATED WITH CONFLICTS OF INTEREST. FORM 990, PART VI, QUESTION 19 THE CARLE FOUNDATION, THE PARENT COMPANY OF CARLE COMMUNITY HEALTH CORP., PUBLISHES THROUGH WWW.DACBOND.COM ITS QUARTERLY UNAUDITED FINANCIAL STATEMENTS, ANNUAL AUDITED FINANCIAL STATEMENTS, A MANAGEMENT'S DISCUSSION & ANALYSIS TO ACCOMPANY THE FINANCIAL STATEMENTS, AND AN ANNUAL REPORT OF CERTAIN OPERATING AND FINANCIAL INFORMATION. ADDITIONALLY, OFFICIAL STATEMENTS FOR OUTSTANDING MUNICIPAL BOND ISSUES FOR WHICH THE CARLE FOUNDATION IS OBLIGATED ARE AVAILABLE AT THIS WEBSITE. THESE DOCUMENTS INCLUDE EXTENSIVE INFORMATION ABOUT THE ORGANIZATION'S HEALTH CARE DELIVERY SYSTEM MODEL, RECENT HIGHLIGHTS/ACCOMPLISHMENTS, GOVERNANCE AND ADMINISTRATION, STRATEGIC PLAN, FACILITIES, CLINICAL PROGRAMS, MEDICAL STAFF, SERVICE AREA, COMPETITIVE ENVIRONMENT, DEMOGRAPHIC DATA, UTILIZATION STATISTICS, SUMMARY FINANCIAL INFORMATION, ACADEMIC AFFILIATIONS AND EDUCATIONAL PROGRAMS, MEDICAL RESEARCH, ACCREDITATIONS, AND ITS EMPLOYEES. THIS INFORMATION IS AVAILABLE AT NO CHARGE TO THOSE WHO REGISTER AT THE WWW.DACBOND.COM WEBSITE. IN ADDITION, THE FORM 990S OF THE ORGANIZATION'S FILING ENTITIES ARE AVAILABLE THROUGH DACBOND. A COMMUNITY BENEFIT REPORT IS ALSO PUBLISHED AND DISTRIBUTED ANNUALLY TO THE COMMUNITY. QUARTERLY FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST DELIVERED TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE ALSO AVAILABLE UPON REQUEST TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. Form 990 Supplemental Information PART VII, SECTION A, COLUMN B THE AVERAGE ESTIMATED HOURS PER WEEK LISTED FOR THE REPORTING ORGANIZATION AND RELATED ORGANIZATIONS ARE BASED ON A STANDARD 40 HOUR WEEK. MEMBERS MAY FREQUENTLY DEVOTE MORE THAN 40 HOURS OF SERVICE TO THE ENTIRE ORGANIZATION DURING AN AVERAGE WEEK. FORM 990, PART XI, #5-OTHER CHANGES IN NET ASSETS OR FUND BALANCES CARLE COMMUNITY HEALTH CORPORATION HAD A $3,784,591 UNREALIZED LOSS ON INVESTMENTS THAT PER GAAP WAS POSTED DIRECTLY TO NET ASSETS. FORM 990, PART XII, #2A,B,C and Part IV, #12 THE FINANCIAL STATEMENTS FOR CARLE COMMUNITY HEALTH CORPORATION WERE AUDITED ON A CONSOLIDATED BASIS UNDER THE PARENT ORGANIZATION, THE CARLE FOUNDATION. THE CARLE FOUNDATION DOES HAVE AN AUDIT COMMITTEE CONSISTING OF MEMBERS OF THE GOVERNING BOARD AND THE CFO WHO TOGETHER ASSUME RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. FORM 5471 FILING REQUIREMENTS CARLE COMMUNITY HEALTH CORPORATION (CCHC) EIN 36-4458371 FORM 5471 FILING REQUIREMENTS HAVE BEEN SATISFIED. CCHC CONSTRUCTIVELY OWNED A CONTROLLED FOREIGN CORPORATION IN 2011 THROUGH ITS PARENT THE CARLE FOUNDATION EIN 37-0673465. PURSUANT TO IRS SECTION 6038, THE 2011 CONTROLLED FOREIGN CORPORATION FILING REQUIREMENT OF CCHC WAS FULFILLED ON THE 2011 FORM 5471 FILED ON ITS BEHALF BY THE CARLE FOUNDATION. RETURN WITH WHICH THE REQUIRED INFORMATION WAS FILED: THE CARLE FOUNDATION 2011 FORM 990-T EIN 37-0673465 611 WEST PARK URBANA, IL 61801 THE 2011 FORM 5471 WAS FILED WITH THE CARLE FOUNDATION 2011 FORM 990-T. IRS SERVICE CENTER WHERE THE RETURN WAS FILED - OGDEN, UTAH. HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:James C. Leonard, MD TITLE:Chairman of Bd, Pres & CEO HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Robert Driver TITLE:Vice Chairman of Bd, VP FD DEV HOURS:39 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:John Snyder TITLE:Treasurer of Bd, Exec VP & COO HOURS:39 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Dennis Hesch TITLE:Exec VP & CFO HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:R. Bruce Wellman, MD TITLE:CEO of CPG HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Robert Tonkinson TITLE:SVP & CFO-former HOURS: Carle Foundation Hospital 611 W Park St Urbana IL 618012595 371119538 Hospital Serv IL 501(c)(3) 3 TCF true The Carle Foundation 611 W Park St Urbana IL 618012595 370673465 Parent/Invmgt IL 501(c)(3) 11b Type II NA false Carle Health Care Incorporated 611 W Park St Urbana IL 618012595 371140016 Var Med Svcs IL 501(c)(3) 9 TCF true Carle Retirement Centers Inc 611 W Park St Urbana IL 618012595 371160033 Rtrmt Living IL 501(c)(3) 9 TCF true Carle Development Foundation 611 W Park St Urbana IL 618012595 371159978 Fundraising IL 501(c)(3) 7 TCF true Health Systems Insurance Ltd Governors Sq 2nd Fl Bldg 3 Grand Cayman CJ KY1-1102 Insurance CJ NA C-Corp 0 0 0.00000 CARLE HOLDING CO 611 W PARK ST URBANA IL 61801 371188284 FOR-PRFT HLDG CO. IL NA C-CORP 0 0 0.00000 false true false false false false false false false false false false false false false false false false The Carle Foundation Hospital b 2618160 ACCRUAL