2012-11-14T16:52:16-07:00 2012-06-30 990 2011-07-01 131760110 UNITED STATES FUND FOR UNICEF UNIT 2126865522 125 Maiden Lane 10th Floor New York NY 10038 Edward G Lloyd 2129229557 2012-11-15 2011 2016-02-24 21:20:13Z Caryl M Stern 125 Maiden Lane 11th Floor New York NY 10038 214677378 0 X www.unicefusa.org X 1947 NY Saving Childrens Lives Around the World by (1) informing the American people of the needs of children in developing countries (2) creating an awareness of the diversity of human cultures, of the commonality of human needs and interests and other responsibility to share in the world's resourcesand benefits (3) soliciting and receiving funds and other property for the purposes stated herein and (4) participating in coordinating planning with voluntary agencies engaged in child relief; 21 20 205 41500 0 0 248654701 208510041 0 0 1835880 728597 2134771 2304748 252625352 211543386 193236158 142586140 0 0 20465887 22998888 654336 1467648 32888007 30191441 37583590 244547822 204636266 8077530 6907120 138970269 143789814 84993312 83170988 53976957 60618826 Saving Childrens Lives Around the World by (1) informing the American people of the needs of children in developing countries (2) creating an awareness of the diversity of human cultures, of the commonality of human needs and interests and other responsibility to share in the world's resources and benefits (3) soliciting and receiving funds and other property for the purposes stated herein and (4) participating in coordinating planning with voluntary agencies engaged in child relief; 0 0 9756146 0 0 The USF has reached hundreds of thousands of supporters through issue oriented videos, television and public radio service announcements, a variety of publications and the internet via our website (www.unicefusa.org). The various USF communication teams work hard to educate the public about the challenges facing the worlds children which is the global mission of UNICEF. This year millions of children joined adult volunteers to support our trademark fundraiser Trick or Treat. Tens of thousands of companies and individuals were informed about UNICEF through the greetingcards program. Educators using TeachUNICEF resources to increase awareness of the programs and activities of UNICEF. 142586140 142586140 0 The board of directors of the US Fund for UNICEF (USF) has authorized grants to the United Nations Childrens Fund and other Non Government Organization assisted projects from contributions and in kind gifts received by the USF. These grants and transfers were used by UNICEF and other NGOs in more than 150 countries and territories solely for those assistance projects approved by the board of directors.UNICEF HIV/AIDS projects included preventing HIV infection in young people, mother to child transmission and protection, care and support for orphans and children in families made vulnerable by HIV/AIDS. UNICEFchildhood immunization work included projects to prevent measles, polio, tuberculosis and maternal and neonatal tetanus in impoverished areas. UNICEF girls education projects included those designed to increase the number of girls in school in countries where girls lag behind boys in enrollment, training female teachers improving girls safety, providing appropriate girls facilitiesand promoting curriculums and learning environments that are free of gender bias. UNICEF nutritional projects were implemented that focused on proper nourishment for both children and mothers that included providing Vitamin A supplements to strengthen immune systems and preventing iodine deficiency which can cause brain damage and physical retardation. UNICEF and USF also assisted a number of areas affected by emergency situations by providing clean water, medical supplies, basic health services, educational and recreational supplies. 780586 0 0 Through USF Office of Public Policy and Advocacy in Washington D. C., the USF acts as an advocate for the well being of the worlds children. One of the special functions of the Public Policy Office is to advise both the Administration and Congress on the needs of the worlds children. Through the advocacy efforts of USF, the U S Government allocated $131.8 million to UNICEF in 2011. The U S Government funding is provided directly to UNICEF and is not reflected as revenue in Part I. 4479168 4479168 0 To support the operation of the supporting organization 4479168 4479168 0 157602040 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 1 1 0 1 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 35 0 1 205 1 0 1 CJ 0 0 0 1 1 0 0 0 0 0 0 X 21 20 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV WY X Richard Esserman 2126865522 125 Maiden Lane 10th Floor New York NY 10038 Caryl M Stern 50 X X X X 467463 0 64828 Anthony Pantaleoni 4 X X 0 0 0 Peter Lamm 3 X X 0 0 0 Gary Cohen 2 X X 0 0 0 Tea Leoni 2 X 0 0 0 Kathi Seifert 2 X 0 0 0 Henry Schleiff 2 X 0 0 0 Bruce Gordon 2 X 0 0 0 Pamela Fiori 2 X 0 0 0 Amy L Robbins 2 X 0 0 0 Sherrie Rollins Westin 2 X 0 0 0 Nelson Chai 2 X 0 0 0 Dolores Rice Gahan 2 X 0 0 0 Dan Brutto 2 X 0 0 0 Mary Callahan Erdoes 2 X 0 0 0 Vince Hemmer 2 X 0 0 0 Andrew Beer 2 X 0 0 0 Robert Manoukian 2 X 0 0 0 Jim Walton 2 X 0 0 0 Hilary Gumbel 2 X 0 0 0 Franklin Fritz Hobbs 2 X 0 0 0 Edward G Lloyd 50 X X X 368127 0 59745 Lynn Stratford 50 X X X 216891 0 30544 Richard Esserman 50 X X 196013 0 46898 Veronica Pollard 50 X X 280478 0 45602 Robert Thompson 50 X X 318024 0 39054 Rajesh Anandan 50 X X 233679 0 37621 Martin Rendon 50 X 237480 0 36186 William Horan 50 X 209559 0 36800 Lisa Szarkowski 50 X 165431 0 20154 Helene Vallone-Rafaele 50 X 171624 0 42949 William Sherwood 50 X 169181 0 10675 3033950 0 471056 44 0 1 0 EAGLECOM 641 Lexington Avenue 15th Floor New York NY 10022 Direct TV buy and media distribution with various TV networks for pledge acquisition 2916809 Charles River Interactive Inc 1666 Massachusetts Avenue Suite 12 Lexington MA 02420 Search Engine Marketing for USF web property 816560 Blackbaud PO Box 930256 Atlanta GA 311930256 Database Managers 736022 Paradysz Co Inc 5 Hanover Square 6th Floor New York NY 10004 Mailing List Manager 726598 Heartbeat Ideas 200 Hudson Street 9th Floor New York NY 10013 Interactive Marketing 589815 35 4518139 0 4656012 0 0 199335890 62958153 208510041 0 728597 0 0 728597 0 0 0 0 2035390 0 0 2035390 0 0 0 0 2142448 4656012 2142448 0 0 0 1260902 991544 269358 269358 0 0 0 211543386 269358 0 2763987 2393227 2393227 0 0 140192913 140192913 0 0 3099724 666111 1065845 1367768 0 0 0 0 14384120 3215505 4650066 6518549 1326591 239558 548522 538511 2937514 562677 1191280 1183557 1250939 258465 452493 539981 0 0 0 0 383699 0 383699 0 189000 0 189000 0 0 0 1467648 1467648 0 0 0 0 7032770 3095588 1134721 2802461 0 0 0 0 701247 71111 465841 164295 265049 0 265049 0 0 0 0 0 2833665 673394 959308 1200963 1540693 319804 443404 777485 0 0 0 0 605889 125765 174372 305752 0 0 0 0 4479168 4479168 0 0 1877216 220948 495210 1161058 225382 51783 88366 85233 Equipment, repairs and supplies 621069 189230 79829 352010 Mailing list rental 779081 0 0 779081 Postage and Shipping 6617256 34572 44107 6538577 Outside Printing and Telemarketing 7289700 741153 257224 6291323 2142706 71068 1257883 813755 204636266 157602040 14146219 32888007 564809 858136 30026324 32940982 34558509 36399691 1099745 1373013 48505555 10135688 39789640 38369867 28290346 29630495 3586715 3201099 0 0 0 0 1054181 1016531 138970269 143789814 4682938 6145775 34316388 31474373 42230000 41540000 3763986 4010840 84993312 83170988 X 21699892 22553228 30704736 36466269 1572329 1599329 53976957 60618826 138970269 143789814 X 6907120 -265251 X 0 1 1 X 0 X 220752738 237567479 240286266 248654701 208510041 1155771225 0 0 0 0 0 0 0 0 0 0 0 0 220752738 237567479 240286266 248654701 208510041 1155771225 460125129 695646096 5475672 -9903702 2933539 3646218 2763987 4915714 0 0 0 0 0 0 303672 350118 430293 324433 269358 1677874 1162364813 0 0.59847 0.5775 X Not applicable Not applicable RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 381865 381865 204254401 204636266 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 288673 293126 294456 381865 1258120 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 1572329 27000 0 0 0 0 1599329 1554329 18000 0 0 0 0 1572329 1538329 16000 0 0 0 0 1554329 1440829 97500 0 0 0 0 1538329 0 1 0 0 0 0 0 0 41563802 0 4784663 36779139 307126 0 278951 28175 4261606 0 3558049 703557 2373021 0 1514025 858996 38369867 0 Liabilities under Split Interest Agreements 3904799 Due to US Fund for UNICEF In Kind Assistance Corp 106041 4010840 211543386 204636266 6907120 105285 0 0 0 -370537 -265252 6641868 211278135 105285 0 0 -370536 -265251 211543386 0 0 0 211543386 204636266 0 0 0 0 0 204636266 0 0 0 204636266 SchD_P05_S00_L04 Schedule D, Part V, Line 4 The principal amount is permanently restricted but the investment income can be used by the organization to advance its exempt purpose SchD_P10_S00_L02 Schedule D, Part X, Line 2 The U.S. Fund for UNICEF ("USF") is exempt from federal income taxes under Section 501(c)(3) of the Internal Revenue Code (IRC), and is classified as publicly supported organizations as defined in Sections 509(a)(1) of the IRC. The USF is also exempt from payment of state and local income taxes and qualify for the maximum charitable contribution deduction by donors. USF recognizes the effects of income tax positions only if those positions are more likely than not of being sustained. No provision for income taxes has been made as USF has not reported any taxable unrelated business income and any unrelated business income is offset by associated expenditures. USF evaluates, on an annual basis, the effects of any uncertain tax positions on its consolidated financial statements. As of June 30, 2012, USF has not identified or provided for any such positions. SchD_P11_S00_L08 Schedule D, Part XI, Line 8 CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS SchD_P12_S00_L02d Schedule D, Part XII, Line 2d CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 1 Sub-Saharan Africa 0 0 Grantmaking Grant making to support emergency, Child Protection and child survival and development programs, education and HIV/AIDS prevenetion programs. 113579963 North America (including Canada and Mexico, but not the United States) 0 0 Grantmaking Grant making activity to support child protection child survival and development, education, emergency and advocacy for children rights 8301450 Central America and the Caribbean 0 0 Grantmaking Grant making to support child protection, child survival & development programs, education, emergency & HIV/AIDS prevention programs. 5854733 East Asia and the Pacific 0 0 Grantmaking Grant making to support child survival and development programs, education & emergencies. 4715116 Middle East and North Africa 0 0 Grantmaking Grant making to support child protection, child survival and development programs, education & emergencies. 4581669 South America 0 0 Grantmaking Grant making to support child protection, child survival and development programs, education, HIV/AIDS prevention and advocacy for children's rights. 1411295 Europe (including Iceland and Greenland) 0 0 Grantmaking Grant making to support child survival and development programs 875470 South Asia 0 0 Grantmaking Grant making to support child protection, child survival and development programs and education 873265 0 0 140192961 Sub-Saharan Africa To support Child Protection and child survival & development programs, education, HIV/AIDS prevention and emergencies 52440301 Wire Transfers 62087352 Pharmacetical Products and emergency kits for emergencies Fair Value North America (including Canada and Mexico, but not the United States) Grant making activity to support child protection child survival and development, education, emergency and advocacy for children rights 8301450 Wire 0 Central America and the Caribbean Grant making to support child protection, child survival & development programs, education, emergency & HIV/AIDS prevention programs. 5854733 Wire 0 East Asia and the Pacific Grant making to support child survival and development programs, education & emergencies. 4715116 Wire Transfer 0 Middle East and North Africa Grant making to support child protection, child survival and development programs, education & emergencies. 4581660 Wire Transfer 0 South America Grant making to support child protection, child survival and development programs, education, HIV/AIDS prevention and advocacy for children's rights. 1411295 Wire Transfer 0 Europe (including Iceland and Greenland) Grant making to support child survival and development programs 875470 Wire Transfer South Asia Grant making to support child protection, child survival and development programs and education 873265 Wire Transfer 0 14 1 1 0 1 1 1 0 SchF_P01_S00_L02 Schedule F, Part I, Line 2 The US Fund for UNICEF monitors the grants by requiring the grantee to submit reports and milestones as defined in the agreement. Grantees are held to account and are responsible for insuring that programs and projects are executed in accordance with the defined timelines and milestones as set forth in the grant. In certain situations, site visits are made to ascertain compliance to grant agreements. In the case of other programs like the Child Health Epidemiology Reference Group (CHERG), an annual meeting of the grantees is held to ascertain that progrmas and projects are executed in accordance with the defined timelines and milestones as set forth in the grant agreement. X X X X X X 1 Target Marketeam Inc 1050 Crown Pointe Pkwy 18th FL Atlanta GA 30338 Provides consulting services for USF's direct mail program, manages and creates print production and other direct mail appeals and services. 0 31310768 513000 30797768 PDR II dba Share PO Box 400600 Boston MA 02140 Telemarketing services for match appeals, pledge acquisition and recapture 0 476820 319891 156929 Infocision 325 Springside Drive Akron OH 44333 Telemarketing renewal, match appeal calling, pledge acquisition and recapture and fielding in bound calls for DRTV campaign 0 2248539 309764 1938775 Donor Services Group 6715 Sunset Boulevard Los Angeles CA 90028 Conduct solicitations for US fund for UNICEF through telemarketing 0 312963 324993 -12030 34349090 1467648 32881442 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV WY SNOWFLAKE EVENT-NY 2022441 1571512 450929 0 0 0 176172 232642 42115 SNOWFLAKE EVENT-LA 1019420 684308 335112 0 0 0 92057 243055 0 4 3756599 2400192 1356407 0 0 0 609598 468490 278319 6798460 4656012 2142448 0 0 0 877827 944187 320434 2142448 0 1 Futures Institute 41-A New london Turnpike Glastonbury CT 06033 204816286 501 (C)(3) 54000 0 N/A N/A To strengthen the evidence for the epidemiology of maternal, neonatal and child conditions Harvard School of Public Health 677 Huntington Blvd Kresge 1001 Boston MA 02115 043066727 501 (c)(3) 15224 0 N/A N/A To stengthen the evidence base for the epidemiology of maternal, neonatal and child conditions John Hopkins University 615 N Wolfe Street W1100 Baltimore MD 212052178 520595110 501 (C)(3) 1691873 0 N/A N/A To strengthen the evidence base for the epidemiology of maternal, neonatal and child conditions Love Squared 136 East 39th Street New York NY 10016 131809283 501 (C)(3) 25000 0 N/A N/A Funds is used to develop a model interfaith program dedicated to the protection of children which include mailings, training of community leaders, outreach to media, and public speaking opprtunities. Population Services International 1120 19th Street NW Ste 600 Washington DC 20036 560942853 501 (C)(3) 85930 0 N/A N/A To support the Essential Medicines Initiatives Public Library of Science 1160 Battery Street Suite 100 San Francisco CA 94111 680492065 501 (C)(3) 25500 0 N/A N/A To support the Essential Medicines Initiatives The Abyssinian Fund 1825 Park Avenue Suite 702 New York NY 10035 270736516 501 (C)(3) 20000 0 N/A N/A The Grant is being provided to the Abyssinian Fund for its general operating support to assists its goal of reducing poverty in Ethiopia by working with coffee farming cooperatives and community residents to provide training, equipment and technical support to small farmers to help them gain higher incomes through increased production and sales in the global market place Trustees of Columbia University 630 West 168th Street PO Box 49 New York NY 10032 135598093 501 (C)(3) 173200 0 N/A N/A To support the promotion of child development for the most vulnerable children through research, training and evaluation of the educational program. The Task Force for Global Health 325 Swanton Way Decatur GA 30030 134084161 501 (C)(3) 300000 0 N/A N/A To support the programatic activities related to the coordination of Zithromax procurement and supply for all the endemic states upon availability of funding in helping Trachoma prevention and treatment programs 10 0 SchI_P01_S00_L02 Schedule I, Part I, Line 2 USF has "Project Adoption" process wherein the USF Board of Directors authorizes grants to be made to UNICEF and select other NGOs to further their mission. All grantees are required to report back the progress and status of the programs and provide a financial report on the use of funds. X X X X X X 0 0 0 0 0 0 0 0 0 Caryl M Stern 407463 0 60000 0 0 0 30894 0 33934 0 532291 0 0 0 Edward G Lloyd 320877 0 47250 0 0 0 31388 0 28357 0 427872 0 0 0 Lynn Stratford 189329 0 27562 0 0 0 18933 0 11611 0 247435 0 0 0 Richard Esserman 189470 0 6543 0 0 0 20396 0 26502 0 242911 0 0 0 Veronica Pollard 244478 0 36000 0 0 0 19785 0 25818 0 326081 0 0 0 Robert Thompson 267795 0 50229 0 0 0 12825 0 26229 0 357078 0 0 0 Martin Rendon 231745 0 5735 0 0 0 23817 0 12369 0 273666 0 0 0 William Horan 203877 0 5682 0 0 0 10466 0 26334 0 246359 0 0 0 Lisa Szarkowski 159216 0 6215 0 0 0 7961 0 12193 0 185585 0 0 0 Helene Vallone-Rafaele 165888 0 5736 0 0 0 16891 0 26058 0 214573 0 0 0 William Sherwood 162985 0 6196 0 0 0 5624 0 5052 0 179857 0 0 0 Rajesh Anandan 227839 0 5840 0 0 0 11392 0 26229 0 271300 0 0 0 New York Industrial Development Agency 135160382 2007-06-01 7910000 Acquire and equip NY office space 0 0 0 New York Industrial Development Agency 135160382 2007-06-01 35600000 Acquire and equip the NY office 0 0 0 1970000 0 7910000 0 0 0 0 0 0 7910000 0 0 2007 0 0 1 1 0 0 35600000 0 0 0 1204778 0 0 34395222 0 0 2007 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 X 5 62237270 Fair Value X Plumpy Nuts 1 60000 Fair Value X Health Kits 1 100000 Fair Value X Emergency Charter to support the SAHEL crises 2 441602 Fair Value X Travel Vouchers 3 119281 Fair Value 12 0 1 0 F990_P06_S0A_L02 Form 990, Part VI, Section A, Line 2 Anthony Pantaleoni Chairman of the Board and Tea Leoni Director: Family Relationship Nelson Chai, Director and Andrew Beer, Director - Family Relationship F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b After the return is prepared by the staff, it is reviewed by the Controller, VP of Finance and Budget & CFO. Additionally, a copy of the return is sent to the organization's legal counsel for review. The CFO reviews the return with the Chair of the audit committee prior to filing. After the review process, the return is filed electronically with the CFO signing the return. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c Every Staff member is required annually to sign a form that ensures everyone is aware of and in compliance with the Conflict of Interest Policy. Human Resources collects this information. Inaddition, every Board member and principal officer annually completes a Conflict of Interest Disclosure Statement disclosing the facts relating to any actual or potential financial interest or stating that he or she has no reportable financial interest that would constitute a conflict or potential conflict of interest, and acknowledging that they reviewed, understand and agree to comply with the Conflict of Interest Policy. The organization has an extensive Conflict of Interest Policy that essentially requires any Board member or principal officer with a conflict or potential conflict of interest to disclose the existence and all material facts regarding any interest in a transaction or matter being considered by the Board or a Board Committee and to leave the meeting in which the transaction or matter isdiscussed and voted upon. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 Every time a new contract with the President and CEO is done, a comparability study is conducted by an independent employee benefits and compensation company. The Compensation Committee, which is comprised of at least 3 independent members of the Executive Committee of the Board of Directors, reviews the comparability study and the performance of the CEO (or in the case of a new CEO, the individuals qualifications and experience) in determining the nature and total compensation to be included in the President's written contract. In addition, the Compensation committee conducts the annual review of the President and CEO and considers the amount, if any, of the annual bonus to be awarded. The Compensation Committee reviews its findings and recommendations with the independent members of the Executive Committee, which votes on the terms of any new contract and the amount, if any, of the annual bonus. The deliberations and decisions of the Compensation Committee are contemporaneously documented. 15 (B) Additionally, the salary of the key employees are presented by the President to theCompensation committee. The independent members of the compensation committee review the compensation of the key employees and make recomendation to the Executive committee for approval based on comparability study and the salary survey. Only the independent members of the Executive committee can vote on the action related to the compensation of the the key employees. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The organization generally does not make available to the public its governing documents, conflict of interest policy and its financial statements, however, these documents are made available upon request. F990_P11_S00_L05 Form 990, Part XI, Line 5 The difference is caused byunrealized gains and change in value of slpit interest agreements U S Fund for UNICEF in Kind Assistance Corporation 125 Maiden Lane 10th Floor New York NY 10038 203287404 Provide medicine and operate the Bridge Fund NY 501 (C) (3) 509 (a) (3) type 1 US Fund for UNICEF 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 U S Fund for UNICEF in Kind Assistance Corporation b 4479168 Cash U S Fund for UNICEF in Kind Assistance Corporation q 417000 Cash U S Fund for UNICEF in Kind Assistance Corporation r 4062168 Cash