2012-11-09T13:27:56-06:00 2012-06-30 561304727 BLACKMAN & SLOOP CPAS PA 1414 RALEIGH RD SUITE 300 CHAPEL HILL NC 27517 990 2011-07-01 591735367 NATIONAL HUMANITIES CENTER NATI 9195490661 7 TW ALEXANDER RESEARCH TRIANGLE PARK NC 277092256 STEPHANIE TUCKER 9195490661 2012-11-06 1 ANDREA WOODELL EASON P00361629 9199428700 2011 2016-02-24 21:20:13Z STEPHANIE L TUCKER 7 TW ALEXANDER RESEARCH TRIANGLE PARK NC 277092256 6077947 0 X WWW.NATIONALHUMANITIESCENTER.ORG X 1976 NC THE NATIONAL HUMANITIES CENTER SEEKS TO ENSURE THE CONTINUING STRENGTH OF THE LIBERAL ARTS AND TO AFFIRM THE IMPORTANCE OF THE HUMANITIES BY ENCOURAGING THE EXCHANGE OF IDEAS. IN THE CENTER'S BEAUTIFUL OPEN SPACES - AND INCREASINGLY IN THE VASTER SPACES OF ELECTRONIC COMMUNICATION - SCHOLARS WORK TOGETHER IN A SHARED MISSION TO SEEK A GREATER UNDERSTANDING OF THE HUMAN CONDITION AND INFUSE AMERICAN LIFE WITH THE HUMANITIES' VITAL MESSAGE. 38 38 29 38 0 0 2392307 3040876 0 0 1496702 2753928 56660 48080 3945669 5842884 1432800 1625750 0 0 2277911 2387241 0 0 499068 1392362 1318806 5103073 5331797 -1157404 511087 68165252 66033236 231247 182423 67934005 65850813 X THE NATIONAL HUMANITIES CENTER SEEKS TO ENSURE THE CONTINUING STRENGTH OF THE LIBERAL ARTS AND TO AFFIRM THE IMPORTANCE OF THE HUMANITIES BY ENCOURAGING THE EXCHANGE OF IDEAS. IN THE CENTER'S BEAUTIFUL OPEN SPACES - AND INCREASINGLY IN THE VASTER SPACES OF ELECTRONIC COMMUNICATIONS - SCHOLARS WORK TOGETHER IN A SHARED MISSION TO SEEK A GREATER UNDERSTANDING OF THE HUMAN CONDITION AND INFUSE AMERICAN LIFE WITH THE HUMANITIES' VITAL MESSAGE. 0 0 2773579 1464500 FELLOWSHIPS - IDENTIFIED 32 TALENTED SCHOLARS TO PROVIDE FINANCIAL SUPPORT AND A STIMULATING ENVIRONMENT FOR THE BEST WORK IN THE HUMANITIES. ADDITIONAL SERVICES PROVIDED TO FELLOWS INCLUDE LIBRARY SERVIES, COPYING, EDITING, AND DINING. 235632 COMMUNICATIONS - THE NATIONAL HUMANITIES CENTER COMMUNICATES WITH ITS FELLOWS, TRUSTEES, AND OTHER FRIENDS THROUGH AN ANNUAL REPORT, A NEWSLETTER, NEWS OF THE NATIONAL HUMANITIES CENTER, AND OCCASIONAL PAPERS. THE COMMUNICATIONS DEPARTMENT'S EXPENSES ARE THOSE THAT ARE INCURRED IN CREATING AND DISTRIBUTING THE STATED PUBLICATIONS. 1396835 161250 EDUCATION - DEVELOP MODEL PROGRAMS THAT REKINDLE TEACHERS' ENTHUSIASM FOR THE SUBJECT THEY TEACH. 4406046 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 115 0 1 29 0 0 0 0 0 0 0 0 0 0 0 X 38 38 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X LYNWOOD PARRISH 9195490661 7 TW ALEXANDER DR RESEARCH TRIANGLE PARK NC 277092256 ALAN BRINKLEY 0.10 X 0 0 0 GEOFFREY G HARPHAM 40.00 X X 225862 0 46708 PETER A BENOLIEL 0.10 X 0 0 0 STEVEN MARCUS 0.10 X 0 0 0 PATRICIA MEYER SPACKS 0.10 X 0 0 0 JOHN F ADAMS 0.10 X 0 0 0 MERRIL M HALPERN 0.10 X 0 0 0 JAMES H AVERILL 0.10 X 0 0 0 EDWARD L AYERS 0.10 X 0 0 0 RICHARD H BRODHEAD 0.10 X 0 0 0 MARY BROWN BULLOCK 0.10 X 0 0 0 CEES J DE BRUIN 0.10 X 0 0 0 GERALD L EARLY 0.10 X 0 0 0 FRANCES DALY FERGUSSON 0.10 X 0 0 0 CATHERINE GALLAGHER 0.10 X 0 0 0 EVELYNN M HAMMONDS 0.10 X 0 0 0 MICHAEL ANN HOLLY 0.10 X 0 0 0 WILLIAM C JORDAN 0.10 X 0 0 0 PHILIP S KHOURY 0.10 X 0 0 0 SHEPARD KRECH III 0.10 X 0 0 0 RICHARD LEVY 0.10 X 0 0 0 WILLIAM M BILL MOORE JR 0.10 X 0 0 0 PATRICIA R MORTON 0.10 X 0 0 0 ELIZABETH B OBERBECK 0.10 X 0 0 0 ROBERT B PIPPIN 0.10 X 0 0 0 ROBERT C POST 0.10 X 0 0 0 BRUCE REDFORD 0.10 X 0 0 0 LAWRENCE R RICCIARDI 0.10 X 0 0 0 CARA W ROBERTSON 0.10 X 0 0 0 SALLY D ROBINSON 0.10 X 0 0 0 THOMAS W ROSS 0.10 X 0 0 0 JOSHUA RUCH 0.10 X 0 0 0 THOMAS J SCHERER 0.10 X 0 0 0 ROBERT B STRASSLER 0.10 X 0 0 0 MARK E THIERFELDER 0.10 X 0 0 0 JONATHAN G WEISS 0.10 X 0 0 0 RAYMOND J WAICEK 0.10 X 0 0 0 HERBERT S WINOKUR JR 0.10 X 0 0 0 PAULINE R YU 0.10 X 0 0 0 STEPHANIE TUCKER 40.00 X 107465 0 12619 KENT MULLIKIN 40.00 X 125961 0 24279 RICHARD SCHRAMM 40.00 X 116538 0 23552 575826 0 107158 4 0 1 0 0 473400 2567476 235063 3040876 2754214 2754214 234777 235063 -286 -286 -286 EDUCATION CONSULTING R 611710 36870 36870 CONFERENCE FEES 900099 11052 11052 MISCELLANEOUS 900099 158 158 48080 5842884 47794 0 2754214 1625750 1625750 683620 508045 91499 84076 1703621 1207717 149716 346188 3501 2869 632 72204 51636 -114 20682 37776 25722 2264 9790 158303 130339 21902 6062 286297 281129 1953 3215 89689 89689 57822 49726 5783 2313 26979 17707 7066 2206 DINING 171985 170962 399 624 SEMINARS & PERMISSIONS 118408 118408 OUTSIDE FEES AND SERVIC 114651 53736 49210 11705 HONORARIA 78700 78700 102491 83600 7316 11575 5331797 4406046 426683 499068 1181226 1405893 1331584 1645093 6767 9147 21729 24262 1850274 1229997 632692 620277 64226861 61487569 764393 840995 68165252 66033236 231247 182423 231247 182423 X 1349247 1019177 21151951 18085348 45432807 46746288 67934005 65850813 68165252 66033236 X 511087 -2594279 X X 0 1 1 X 0 X 1339929 2765634 2331433 2392307 2690876 11520179 1339929 2765634 2331433 2392307 2690876 11520179 1990846 9529333 2682221 1610444 1883009 1502362 2753928 10431964 71080 13107 68697 56660 48080 257624 22209767 0.42910 0.46880 X SCHEDULE A, PART IV, LIST OF UNUSUAL GRANTS: BEQUEST DATE: 08/01/11 AMOUNT: 350000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 64557615 1097429 159582 -1625750 -1409590 62779286 56053708 1137020 10221887 -1432800 -1419200 -3000 64557615 50495912 806600 7594196 -1035800 -1807200 56053708 61069028 3251169 -10848285 -1980909 -980091 -15000 50495912 0.00500 0.73600 0.25900 0 0 833111 237165 595946 1017163 992832 24331 620277 5842884 5331797 511087 -2594279 -2594279 -2083192 3722212 -2594279 473607 -2120672 5842884 0 5842884 5805404 473607 473607 5331797 0 5331797 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO SUPPORT THE VARIOUS PROGRAMS OF THE CENTER INCLUDING FELLOWSHIPS, PUBLIC PROGRAMS, EDUCATION, AND GENERAL OPERATIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: IN ACCORDANCE WITH FINANCIAL ACCOUNTING STANDARDS BOARD ACCOUNTING STANDARDS CODIFICATION 740-10 ("FASB ASC"), ACCOUNTING FOR INCOME TAXES, THE CENTER REFLECTS IN THE FINANCIAL STATEMENTS THE BENEFIT OF POSITIONS TAKEN IN A PREVIOUSLY FILED TAX RETURN OR EXPECTED TO BE TAKEN IN A FUTURE TAX RETURN ONLY WHEN IT IS CONSIDERED 'MORE-LIKELY-THAN-NOT' THAT THE POSITION TAKEN WILL BE SUSTAINED BY A TAXING AUTHORITY. THE CENTER EVALUATES ITS UNCERTAIN TAX POSITIONS USING PROVISIONS OF FASB ASC 450, CONTINGENCIES. ACCORDINGLY, A LOSS CONTINGENCY IS RECOGNIZED WHEN IT IS PROBABLE THAT A LIABILITY HAS BEEN INCURRED AS OF THE DATE OF THE FINANCIAL STATEMENTS AND THE AMOUNT OF THE LOSS CAN BE REASONABLY ESTIMATED. THE AMOUNT RECOGNIZED IS SUBJECT TO ESTIMATE AND MANAGEMENT JUDGMENT WITH RESPECT TO THE LIKELY OUTCOME OF EACH UNCERTAIN TAX POSITION. THE AMOUNT THAT IS ULTIMATELY SUSTAINED FOR AN INDIVIDUAL UNCERTAIN TAX POSITION OR FOR ALL UNCERTAIN TAX POSITIONS IN THE AGGREGATE COULD DIFFER FROM THE AMOUNT RECOGNIZED. IF APPLICABLE, PENALTIES AND INTEREST ASSESSED BY INCOME TAXING AUTHORITIES ARE INCLUDED AS EXPENSES IN THE STATEMENT OF ACTIVITIES. UNDER THE STATUTE OF LIMITATIONS, THE FEDERAL INFORMATIONAL RETURNS OF THE CENTER FOR 2009 THROUGH 2011 ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT EVALUATED TAX POSITIONS FOR THE 2009 THROUGH 2011 RETURNS, AND CONCLUDED THAT THERE ARE NO UNCERTAIN TAX POSITIONS AND BELIEVES THERE IS NO INCOME TAX EFFECT ON THE FINANCIAL STATEMENTS. 1 FELLOWSHIP STIPENDS 31 1464500 EDUCATION GRANTS & ASSISTANCE 249 161250 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: FELLOWSHIP STIPENDS ARE PROVIDED TO INDIVIDUALS TO PARTICIPATE IN THE CENTER'S FELLOWSHIP PROGRAM TO HELP DEFRAY THE COST WHILE ON SABBATICAL LEAVE. X 0 0 0 0 0 0 0 0 0 GEOFFREY G HARPHAM 225862 0 0 0 0 0 28125 0 18583 0 272570 0 0 0 KENT MULLIKIN 125961 0 0 0 0 0 15979 0 8300 0 150240 0 0 0 X 7 235063 FAIR MARKET VALUE 0 1 1 THIRD PARTY USE: PART I, LINE 32B: STOCK GIFTS ARE RECEIVED THROUGH WACHOVIA BROKERAGE ACCOUNT AND SOLD UPON RECEIPT. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS FIRST REVIEWED BY THE CHIEF FINANCIAL OFFICER WHO IS A CPA. THE CFO THEN DISCUSSES THE INFORMATION WITH THE AUDIT COMMITTEE AND PRESENTS THE 990 TO THE FULL BOARD OF DIRECTORS. THE BOARD THEN PROVIDES A RECOMMENDATION TO EITHER ACCEPT OR MAKE CHANGES TO THE DRAFT 990. THE FINAL SIGNED 990 IS THEN SENT TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE CENTER HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT IS PROVIDED TO EMPLOYEES ANNUALLY. OFFICERS, TRUSTEES, AND EMPLOYEES ARE REQUIRED TO VERBALLY DISCLOSE ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE INTERESTS ARE DISCUSSED DURING BOARD MEETINGS. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B, LINE 15: COMPENSATION FOR SENIOR STAFF IS APPROVED BY THE PERSONNEL COMMITTEE. COMPENSATION FOR THE EXECUTIVE DIRECTOR IS DECIDED BY THE BOARD CHAIR AND APPROVED BY THE PERSONNEL COMMITEE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -2,594,279. SELECTION OF AUDIT FIRM FORM 990, PART XI, LINE 2C THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES EVALUATES THE AUDITING FIRM ANNUALLY AND MAKES RECOMMENDATIONS FOR THE CURRENT YEAR AUDITORS FOR THE BOARD TO APPROVE. FILING REQUIRED FEDERAL EMPLOYMENT TAX RETURNS FORM 990, PART V, LINE 2B THE ORGANIZATION LEASED EMPLOYEES FROM A THIRD PARTY ADMINISTRATOR DURING THE YEAR, TRINET. THIS COMPANY WAS RESPONSIBLE FOR FILING ALL APPLICABLE FEDERAL EMPLOYMENT TAX RETURNS FOR THE ORGANIZATION'S COMPENSATION.