2012-10-31T13:10:09-05:00 2012-06-30 680456752 DILLWOOD BURKEL & MILLAR LLP 175 CONCOURSE BLVD STE A SANTA ROSA CA 95403 990 2011-07-01 941669646 UNITED WAY OF THE WINE COUNTRY UNIT 7075284485 PO BOX A SANTA ROSA CA 95402 MICHAEL KALLHOFF 7075284485 2012-10-24 1 PENNY MILLAR P00140274 7075778806 2011 2016-02-24 21:20:13Z MICHAEL KALLHOFF PO BOX A SANTA ROSA CA 95402 3041172 0 X WWW.UNITEDWAYWINECOUNTRY.ORG X 1967 CA UWWC IS COMMITTED TO CREATE LASTING CHANGES BY ADDRESSING THE UNDERLYING CAUSES OF PROBLEMS. 32 32 17 2850 -1375 0 2760473 2952182 230952 84356 9051 6009 -68573 -1375 2931903 3041172 1245190 1657997 0 0 844695 825024 0 0 512176 618193 538024 2708078 3021045 223825 20127 2814325 2802725 586426 533172 2227899 2269553 THE MISSION OF THE UNITED WAY OF THE WINE COUNTRY IS TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF OUR COMMUNITY THROUGH LEADERSHIP, COMMUNITY ENGAGEMENT AND EFFECTIVE INVESTMENT. 0 0 595684 123520 1) EARNIT! KEEP IT! SAVE IT! - 169 VOLUNTEERS PROCESSED 1814 TAX RETURNS RESULTING IN $906,977 EITC AND $2,404,875 TOTAL TAX REFUNDS. 2) SCHOOLS OF HOPE SERVED 580 STUDENTS, TUTORED BY 493 VOLUNTEERS IN 31 SCHOOLS.3) DAY OF CARING PROVIDED 2,130 VOLUNTEERS AND COMPLETED 30 PROJECTS.4) FAMILYWIZE - SAVED $1,430,803 ON PRESCRIPTION DRUGS FOR RESIDENTS OF FIVE COUNTIES.5) SWITCHBOARD CONNECTED FAMILIES AND INDIVIDUALS TO OVER 780 HEALTH AND HUMAN RESOURCES IN HUMBOLDT COUNTY. 1173034 1173034 54058 UNITED WAY DELIVERED DESIGNATED DONATIONS TO 470 501(C)3 AGENCIES IN ACCORDANCE WITH THE WISHES OF OVER 3,000 INDIVIDUALS. 484963 484963 60802 UNITED WAY'S FUNDING FOR LOCAL COMMUNITY SERVICE PROGRAMS DELVERED THE FOLLOWING MEASURABLE RESULTS: 2-1-1 CONNECTED OVER 33,300 RESIDENTS TO HEALTH AND HUMAN RESOURCES IN SONOMA AND MENDOCINO COUNTIES.HEALTY KIDS SONOMA COUNTY HELPED 23,975 CHILDREN AND ADULTS APPLY FOR OR KEEP HEALTH COVERAGE75 INDIVIDUALS GAINED AND SUSTAINED EMPLOYMENT90 FAMILIES' INCOMES STABILIZED TO SUCCESSFULLY RENT HOUSING190 STUDENTS AND FAMILIES WERE GIVEN TOOLS TO ENTER SCHOOL HEALTHY AND READY TO LEARN100 NEW FAMILIES DOUBLED CONSUMPTION OF HEALTHY FOOD FROM LOCAL FARMERS' MARKETS 2253681 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 X 20 0 1 17 1 1 0 0 0 0 0 0 0 0 0 0 0 0 X 32 32 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X X X UNITED WAY OF THE WINE COUNTRY 7075284485 418 B STREET SUITE 400 SANTA ROSA CA 95401 RYAN BEACH 1.00 X 0 0 0 ANDY BOTKA 1.00 X 0 0 0 CINDY BUTNER 1.00 X 0 0 0 CARMEN CASTALDI 1.00 X 0 0 0 LISA CARRENO 1.00 X 0 0 0 ROBB DAER 1.00 X 0 0 0 STEVE FARMILOE 1.00 X 0 0 0 JUDY COFFEY 1.00 X 0 0 0 STEVE HERRINGTON 1.00 X 0 0 0 TANYA KNAPP 1.00 X 0 0 0 BRENDAN KUNKLE 1.00 X 0 0 0 MARTY LOMBARDI 1.00 X 0 0 0 JOSH MOORE 1.00 X 0 0 0 GREG MORGAN 1.00 X 0 0 0 MIKE MUTCH 1.00 X 0 0 0 BILL NORDSKOG 1.00 X X 0 0 0 ERNESTO OLIVARES 1.00 X 0 0 0 KIRK L PAPPAS MD 1.00 X 0 0 0 RITA SCARDACI 1.00 X 0 0 0 DIANE TRAVERSI 1.00 X 0 0 0 FRED VAN MILLIGEN 1.00 X 0 0 0 CARMEN CERVANTES 1.00 X 0 0 0 VICTOR ASSAD 1.00 X 0 0 0 MARSHALL BLUESTONE 1.00 X 0 0 0 DAN CONDRON 1.00 X 0 0 0 JERRY DUNN 1.00 X 0 0 0 JENNIFER LAXTON 1.00 X 0 0 0 ANNE MOLGAARD 1.00 X 0 0 0 JULIE PAIK 1.00 X 0 0 0 JENNIFER SLOAN 1.00 X 0 0 0 MARCOS SUAREZ 1.00 X 0 0 0 LISA WITTKE SCHAFFNER 1.00 X 0 0 0 GABRIELLE PARKINSON 30.00 X 41353 0 0 MIKE KALLHOFF 40.00 X 63594 0 0 KATHLEEN D'ASARO 40.00 X 80696 0 0 185643 0 0 0 0 0 0 0 41800 2910382 38418 2952182 DONOR DESIGNATION FEES 900099 54058 54058 EVENT SPONSORSHIPS 900099 27768 27768 ADMINISTRATIVE FEES 900099 2530 2530 84356 6009 6009 UNREALIZED GAIN (LOSS) 900001 -1375 -1375 -1375 3041172 84356 -1375 6009 1657997 1657997 185161 70608 72027 42526 507672 211751 63373 232548 132191 54750 19053 58388 84538 16590 40960 26988 5830 4810 311 709 6462 3759 869 1834 97183 40681 17798 38704 20078 12711 1766 5601 3791 1684 937 1170 29093 13771 4610 10712 14961 6795 2596 5570 14177 5682 2563 5932 TEMPORARY LABOR 115311 71117 14301 29893 IN KIND 37418 28846 673 7899 AWARDS & PROMOTIONS 37208 22475 1600 13133 EVENTS 19459 5656 1148 12655 52515 23998 10603 17914 3021045 2253681 255188 512176 666092 608658 361053 361618 1016546 893476 24102 0 18947 20243 137359 120817 29049 16542 691036 894688 7500 7500 2814325 2802725 226254 196081 352172 332091 8000 5000 586426 533172 X 2051330 2152458 176569 110095 7000 2227899 2269553 2814325 2802725 X 20127 21527 X 0 1 1 X 0 X 4058692 3211139 2721183 2757300 2912405 15660719 4058692 3211139 2721183 2757300 2912405 15660719 2420588 13240131 66150 36961 15495 9051 6009 133666 15794385 929900 0.83830 0.82310 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1786569 366416 -487 -300890 -373975 -538 1477095 1697612 492361 2643 -403404 -2352 -291 1786569 1870299 357511 3022 -530198 -3022 1697612 870579 1600473 -3367 -600753 3367 1870299 0.01000 0.92000 0.07000 0 0 29032 20147 8885 108327 100670 7657 16542 SHORT-TERM INVESTMENTS 681261 C LONG-TERM INVESTMENTS 213427 C 894688 DEFERRED REVENUE 5000 5000 3041172 3021045 20127 21527 21527 41654 1868138 0 1868138 1173034 1173034 3041172 3021045 0 3021045 0 3021045 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: DURING THE CURRENT YEAR AUDIT IT WAS DETERMINED THAT FUNDS PREVIOUSLY THOUGHT TO BE PERMANENTLY RESTRICTED WERE BOARD DESIGNATED FUNDS. THESE FUNDS WERE PROPERLY RECLASSIFIED. THE CURRENT YEAR PERMANENT ENDOWMENT FUND'S INTENDED USE IS TO BENEFIT THE RESIDENTS OF HUMBOLDT COUNTY IN THE EVENT OF A DISASTER. THE BOARD DESIGNATED AMOUNTS ARE INTENDED TO BE USED TO SUPPORT THE HEALTH, EDUCATION AND INCOME INITIATIVES, AND THE TEMPORARILY RESTRICTED NET ASSETS ARE INTENDED TO SUPPORT THE SPECIFIC PROGRAMS THE DONOR REQUESTED. PART XI, LINE 8 - OTHER ADJUSTMENTS: INCOME RECEIVED FROM DISSOLUTION OF UNITED WAY HUMBOLDT 21,527. PART VII LINE 4B - DONOR DESIGNATIONS ARE FUNDS RECEIVED BY THE ORGANIZATION ON BEHALF OF OTHER NOT-FOR-PROFIT ORGANIZATIONS WHICH ARE SUBSEQUENTLY PAID OUT TO THE OTHER NOT-FOR-PROFIT ORGANIZATIONS. SINCE THE DESIGNATED FUNDS ARE RECEIVED BY AND PAID OUT BY THIS ORGANIZATION, THE REVENUE AND EXPENSE ARE INCLUDED IN GROSS REVENUE AND GROSS EXPENSES IN THE TAX RETURN. HOWEVER, SINCE THESE FUNDS ARE NOT FOR THIS ORGANIZATION, THEY ARE NOT INCLUDED IN UNRESTRICTED REVENUES ON THE AUDITED FINANCIAL STATEMENTS. THE AMOUNT OF DONOR DESIGNATED FUNDS IS SHOWN AS A REDUCTION IN CAMPAIGN PLEDGES IN THE FINANCIAL STATEMENTS. 1 COMMUNITY HEALTH CHARITIES 530 BERCUT DRIVE SUITE C SACRAMENTO CA 95814 941732873 501(C)3 21142 DESIGNATED GIFTS CATHOLIC CHARITIES 987 AIRWAY COURT SANTA ROSA CA 95402 530196620 501(C)3 39213 COACH-TO-CAREER CROSS & CROWN LUTHERAN CHURCH 5475 SNYDER LN ROHNERT PARK CA 94928 941682208 501(C)3 5589 DESIGNATED GIFTS COMMITTEE ON THE SHELTERLESS 900 HOPPER STREET PETALUMA CA 94952 680176855 501(C)3 39374 RENT RIGHT PROGRAM EARTH SHARE OF CALIFORNIA 870 MARKET STREET STE 703 SAN FRANCISCO CA 94102 942840364 501(C)3 14344 DESIGNATED GIFTS COUNCIL ON AGING 30 KAWANA SPRINGS RD SANTA ROSA CA 95404 946138714 501(C)3 13519 DESIGNATED GIFTS LAKE FAMILY RESOURCE CENTER 5350 MAIN STREET KELSEYVILLE CA 95451 680353914 501(C)3 6500 EARNIT KEEPIT SAVEIT NORTH COAST OPPORTUNITIES 413 N STATE ST UKIAH CA 95482 941671958 501(C)3 10105 EARNIT KEEPIT SAVEIT REDWOOD EMPIRE FOOD BANK 3320 INDUSTRIAL DRIVE SANTA ROSA CA 95403 680121855 501(C)3 37509 DESIGNATED GIFTS LOCAL INDEPENDENT CHARITIES 1100 LARKSPUR LANDING CIRCLE 340 LARKSPUR CA 94939 943042430 501(C)3 26178 DESIGNATED GIFTS PROJECT BREAD THE WALK FOR HUNGER 145 BORDER STREET EAST BOSTON MA 02128 042931195 501(C)3 7000 DESIGNATED GIFTS SALVATION ARMY SAN RAFAEL 351 MISSION AVE SAN RAFAEL CA 94901 941156347 501(C)3 16800 DESIGNATED GIFTS SECOND HARVEST FOOD BANK OF MID TENNESSEE 331 GREAT CIRCLE ROAD NASHVILLE TN 37228 621049447 501(C)3 7000 DESIGNATED GIFTS REGIONAL PARKS FOUNDATION PO BOX 21074 CRESTMONT STATION OAKLAND CA 94620 680421813 501(C)3 37275 DESIGNATED GIFTS THE VOLUNTEER CENTER OF SONOMA COUNTY 153 STONY CIRCLE STE 100 SANTA ROSA CA 95401 941751375 501(C)3 150155 211, SCHOOLS OF HOPE COMMUNITY ACTION PARTNERSHIP 1300 N DUTTON AVE SANTA ROSA CA 95401 941648949 501(C)3 57467 PASISTOS COMMUNITY FOUNDATION SONOMA 250 D STREET SUITE 205 SANTA ROSA CA 95404 680003212 501(C)3 65000 HEALTHY KIDS SONOMA CO. NORTH BAY CHILDREN'S CENTER 301 STEELE LN SANTA ROSA CA 95405 943024246 501(C)3 35000 SCHOOL READINESS HUMBOLDT COUNTY OFFICE OF EDUCATION 901 MYRTLE AVE EUREKA CA 95501 946002186 501(C)3 22000 SCHOOLS OF HOPE HUMBOLDT ASSOCIATION OF REALTORS 527 W WABASH AVE EUREKA CA 95501 941600047 15758 TOYS FOR KIDS PROGRAM SANTA ROSA CITY SCHOOL DISTRICT 211 RIDGWAY AVE SANTA ROSA CA 95401 680180139 6000 SCHOOLS OF HOPE ATLANTA COMMUNITY FOOD BANK 732 JOSEPH E LOWERY BLV NW ATLANTA GA 30318 581376648 501(C)3 7000 DESIGNATED GIFTS AMERICAN RED CROSS SONOMA COUNTY 5297 AERO DR SANTA ROSA CA 95403 530196605 501(C)3 6964 DESIGNATED GIFTS UNITED WAY OF THE BAY AREA 221 MAIN ST SUITE 300 SAN FRANCISCO CA 94105 941312348 501(C)3 6632 DESIGNATED GIFTS BOYS AND GIRLS CLUB OF MARIN 203 MARIA DRIVE PETALUMA CA 94954 941244390 501(C)3 5958 DESIGNATED GIFTS 23 25 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: UNITED WAY OF THE WINE COUNTRY GRANT MAKING CRITERIA: UNITED WAY OF THE WINE COUNTRY (UWWC) IS COMMITTED TO PROVIDING THE NECESSARY RESOURCES FOR, AND WORKING IN PARTNERSHIP WITH, OUR APPLICANTS AND VOLUNTEERS TO ENSURE THAT PROGRAM-FUNDING DECISIONS ARE FAIR AND SOUND AND THAT WE TRULY SERVE THE NEEDS OF OUR COMMUNITY. WITHIN FUNDING GUIDELINES, WE ACCEPT PROPOSALS THAT CREDIBLY ADDRESS THE GOAL OF OUR THREE STRATEGIC AREAS OF EDUCATION, INCOME AND HEALTH AND SERVE THE COMMUNITIES OF SONOMA, MENDOCINO, LAKE, HUMBOLDT AND DEL NORTE COUNTIES. CLEAR GUIDELINES AND AN APPLICATION TEMPLATE ARE PROVIDED TO AGENCIES OUTLINING FUNDING CRITERIA AND PROVIDING TOOLS TO COMPLETE THE APPLICATION. ADDITIONALLY, WE OFFER ONE-ON-ONE COACHING TO AGENCIES THAT HAVE QUESTIONS ON HOW TO COMPLETE THE FUNDING APPLICATION. EACH PROPOSAL IS REVIEWED BY A TEAM OF VOLUNTEERS WHO EVALUATE THE RELATIVE NEED FOR THE PROGRAM PROPOSED BASED UPON THE FOLLOWING CRITERIA: 1) DOES THE PROPOSAL STATE THE SCOPE OF THE PROBLEM THAT THE PROGRAM PROPOSES TO ADDRESS IN NUMBERS AND INTENSITY? 2) DOES THE PROPOSAL ADDRESS THE IDENTIFIED CHALLENGE THROUGH USE OF DEMONSTRATED SUCCESS, BEST PRACTICES OR EVIDENCE BASED RESEARCH OR FACT-BASED EXPERIENCE? 3) DOES THE ORGANIZATION HAVE THE CAPACITY AND CAPABILITY TO DELIVER THE PROGRAM INCLUDING QUALIFICATIONS OF KEY STAFF, BOARD, FINANCIAL STRENGTH AND RECENT PERFORMANCE ON IMPACT PROMISES? 4) DOES THE PROPOSAL CONVEY THE EFFECT OR BENEFIT THAT THE PROGRAM WILL DELIVER IN TERMS OF OUTPUTS, SUBJECTIVE OUTCOMES, OBJECTIVE OUTCOMES, RESULTS, POTENTIAL CORRELATIONS AND RETURN RATIOS PER DOLLAR OF PROPOSED FUNDING OR TOTAL PROGRAM FUNDING? THE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS ARE AS FOLLOWS: 1. THE FUNDED AGENCY MUST SUBMIT A SIX-MONTH AND 12-MONTH STATUS REPORT DEMONSTRATING PROGRESS IN ACHIEVING PROGRAM OUTPUTS, OUTCOMES AND RESULTS AS OUTLINED IN THE GRANT APPLICATION THEORY OF CHANGE MATRIX. 2. AT LEAST ONE SITE VISIT IS MADE EACH YEAR BY A TEAM OF UWWC STAFF AND VOLUNTEERS TO REVIEW PERFORMANCE. 3. UWWC COMPARES REPORTED ACTUAL PROGRAM PERFORMANCE WITH PROJECTED OUTPUTS AND OUTCOMES, ACCUMULATES MULTI-AGENCY KEY (AND NON-KEY) METRICS AND PROGRAM RESULTS FOR CORRELATION, AND PROVIDES STATISTICAL ANALYSIS TO CORRELATE CUMULATIVE KEY-METRIC OUTCOMES AND CUMULATIVE RESULTS WITH THIRD-PARTY COMMUNITY-LEVEL STATISTICS. X X 0 0 0 0 0 0 0 0 0 X IN-KIND GIFTS 7 38418 FAIR MARKET VALUE 0 0 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. EXPLANATION FOR NOT FILING FORM 990-T FORM 990, PART V, LINE 3B THE UNRELATED BUSINESS GROSS INCOME IS UNREALIZED GAINS ON INVESTMENTS AND NOT THE RESULT OF A SEPARATE TRADE OR BUSINESS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION RELIES ON SELF-DISCLOSURE. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION USES A COMPENSATION SURVEY OR STUDY AND A COMPARISON OF OTHER NON-PROFIT ORGANIZATIONS FOR DETERMINING THE COMPENSATION OF THE ORGANIZATIONS CEO, TOP MANAGEMENT AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION PROVIDES THE TAX RETURN AND FINANCIAL STATEMENTS ON THE WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: INCOME RECEIVED FROM DISSOLUTION OF UNITED WAY HUMBOLDT 21,527. TOTAL TO FORM 990, PART XI, LINE 5: 21,527. UNITED WAY OF SILICON VALLEY 1400 PARKMOORE AVE SAN JOSE CA 951263429 941450153 ADMINISTRATIVE SUPPORT CA 501(C)3 0 UNITED WAY OF HUMBOLDT 525 2ND STREET SUITE 103 EUREKA CA 95501 941683218 DISSOLUTION OF COMPANY (UWWC NOW SERVICES THIS TERRITORY) CA 501(C)3 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 UNITED WAY OF SILICON VALLEY L 56752 INVOICED AMOUNT UNITED WAY OF HUMBOLDT R 59000 CASH PAYMENT