2012-09-25T12:38:43-05:00 2011-12-31 363879070 Lee H Tockman and Associates LLC 105 West Adams/Suite 1100 Chicago IL 60603 990PF 2011-01-01 366069174 I & G CHARITABLE FOUNDATION CO GARY HOLZMAN I&GC 3126210245 225 WEST WASHINGTON No 1650 CHICAGO IL 60606 GARY HOLZMAN 3128494546 2012-09-15 1 LEE H TOCKMAN P00328154 3129871118 2012-09-19 2011 2016-02-24 21:20:13Z X 8371720 X X 20619 20619 77302 77302 27 27 27 423801 701633 423801 66106 66106 587855 587855 0 0 0 3150 3150 0 9552 10673 0 3569 3569 0 5706 1906 0 53470 53039 0 75447 72337 0 519400 519400 594847 72337 519400 -6992 515518 569802 2049771 2049771 1039799 682108 1852537 6227066 4806178 4469412 7836667 7538057 8371720 0 0 X 0 0 0 0 7836667 7538057 7836667 7538057 7836667 7538057 7836667 -6992 0 7829675 291618 7538057 20000 CNA SURETY P 1999-05-19 2011-06-09 531000 251220 279780 279780 LONG TERM CAPITAL LOSS GMG CAP P 2011-12-31 21548 -21548 -21548 SHORT TERM CAPITAL GAIN GEOLOGIC P 2011-12-31 78070 78070 78070 LONG TERM CAPITAL GAIN GEOLOGIC P 2011-12-31 34036 34036 34036 STCG LANDMARK SECONDARY PARTNERS IX P 2011-12-31 2 2 2 LTCG LANDMARK SECONDARY PTNRS IX P 2011-12-31 2303 2303 2303 1231 GAIN LANDMARK SECONDARY PTNRS IX P 2011-12-31 7 -7 -7 1231 GAIN LANDMARK SECONDARY PTNRS P 2011-12-31 85 85 85 LTCL LANDMARK SECONDARY PTNRS P 2011-12-31 567 -567 -567 1231 GAIN LANDMARK OPPORTUNITY FUND P 2011-12-31 229 -229 -229 LTCG LANDMARK OPPORTUNITY FUND P 2011-12-31 849 849 849 STCG LANDMARK OPPORTUNITY FUND P 2011-12-31 14 14 14 STCG MARKETABLE SECURITIES P 2011-12-31 642 642 642 LTCG MARKETABLE SECURITIES P 2011-12-31 5402 5402 5402 1231 LOSS MARKETABLE SECURITIES P 2011-12-31 4 -4 -4 LTCG LANDMARK REAL ESTATE PARTNERS IV P 2011-12-31 273 273 273 1231 GAIN LREP IV P 2011-12-31 125 125 125 LTCL LANDMARK EQUITY PARTNERS VII P 2011-12-31 2627 -2627 -2627 1231 LOSS LEP VII P 2011-12-31 235 -235 -235 STCG UNITY II P 2011-12-31 15108 15108 15108 LTCG UNITY II P 2011-12-31 13851 13851 13851 1231 LOSS UNITY II P 2011-12-31 412 -412 -412 STCG CONCORD P 2011-12-31 1579 1579 1579 LTCG CONCORD P 2011-12-31 658 658 658 LTCL LANDMARK II P 2011-12-31 425 -425 -425 STCG UNITY III P 2011-12-31 874 874 874 LTCG UNITY III P 2011-12-31 12874 12874 12874 1231 LOSS UNITY III P 2011-12-31 450 -450 -450 LTCG FIFTH STREET MEZZANINE P 2011-12-31 2161 2161 2161 1231 LOSS FIFTH STREET MEZZANINE P 2011-12-31 108 -108 -108 Capital Gains Dividends P 1727 1727 1727 423801 0 529239 8474093 0.062454 448601 9615692 0.046653 548608 8917590 0.061520 690469 11856198 0.058237 598523 10790172 0.055469 0.284333 0.056867 9137257 519608 5155 524763 519400 10310 0 10310 0 10310 4936 20000 24936 3 14623 10000 4623 0 0 0 0 0 0 0 0 0 0 1 1 IL 1 0 0 0 0 1 N/A GARY HOLZMAN 3123272095 BROWN AND BROWN LLC 225 W WASHINGTO CHICAGO IL CHICAGO IL 60606 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JEFFREY R BROWN 17815 30TH PLACE PLYMOUTH MN 55447 0.00 0 0 0 ANDREW BROWN 1209 LINCOLN AVE SO HIGHLAND PARK IL 60035 0.00 0 0 0 OWEN BROWN 4128 23RD ST SAN FRANCISCO CA 94114 0.00 0 0 0 HENRY BROWN 126 E 4TH STREET HINSDALE IL 60521 0.00 0 0 0 VANESSA JB MCGUIRE 4419 FREMONT AVENUE MINNEAPOLIS MN 55419 0.00 0 0 0 GAIL FEIGER BROWN 1209 LINCOLN AVE SO HIGHLAND PARK IL 60035 0.00 0 0 0 JOAN JENSEN 17815 30TH PLACE PLYMOUTH MN 55447 0.00 0 0 0 GARY H HOLZMAN 225 WEST WASHINGTON SUITE 1650 CHICAGO IL 60606 0.00 0 0 0 JULIE VITIRITTI 225 WEST WASHINGTON SUITE 1650 CHICAGO IL 60606 0.00 0 0 0 BARB BLACHARCZYK 225 WEST WASHINGTON SUITE 1650 CHICAGO IL 60606 0.00 0 0 0 JENNIFER SKORZEWSKI 225 WEST WASHINGTON SUITE 1650 CHICAGO IL 60606 0.00 0 0 0 NONE 0 NONE 0 0 5237988 1922890 2115525 9276403 0 0 9276403 139146 9137257 456863 456863 10310 10310 446553 0 446553 0 446553 519400 0 519400 0 519400 446553 0 0 70170 118725 103516 114462 406873 519400 0 0 0 446553 72847 0 0 479720 0 0 0 0 0 0 70170 409550 118725 103516 114462 72847 X ALPHA PROJECT 3737 5TH AVENUE SUITE 203 SAN DIEGO CA 92103 NONE 501(C)(3) GENERAL 3000 AMERICAN CANCER SOCIETY PO BOX 22718 OKLAHOMA CITY OK 73123 NONE 501 (C) (3) GENERAL 100 CALIFORNIA ACADEMY OF SCIENCES 875 HOWARD STREET SAN FRANCISCO CA 94103 NONE 501 (C) (3) GENERAL 20000 AMERICAN JEWISH WORL SERVICE 45 WEST 36TH STREET 11TH FLOOR NEW YORK NY 10018 NONE 501 (C) (3) GENERAL 500 BAREFOOT COLLEGE 134 LINCOLN PLACE 2 BROOKLYN NY 11217 NONE 501 (C) (3) GENERAL 1500 CAMP CAMP PO BOX 27086 SAN ANTONIO TX 78227 NONE 501(C)(3) GENERAL 300 CHICAGO HOUSE AND SOCIAL SERVICE AGENCY 1925 N CLYBOURN AVENUE SUITE 401 CHICAGO IL 60614 NONE 501 (C) (3) GENERAL 20000 COMMUNITY FAMILY CENTER 580 ROGER WILLIAMS AVENUE SUITE 23 HIGHLAND PARK IL 60035 NONE 501 (C) (3) GENERAL 2000 DC KITCHEN 425 SECOND STREET NW WASHINGTON DC 20001 NONE 501 (C) (3) GENERAL 31000 EMERGENCY FUND 208 S LASALLE STREET SUITE 1356 CHICAGO IL 60604 NONE 501 (C) (3) GENERAL 33000 CHARITY NAVIGATOR 139 HARRISTOWN RD STE 201 GLEN ROCK NJ 07452 NONE 501 (C) (3) GENERAL 500 ENVIROMENTAL WORKING GROUP 1436 U ST NW100 WASHINGTON DC 20009 NONE 501 (C) (3) GENERAL 1000 FIELD MUSEUM OF NATURAL HISTORY 1400 S LAKE SHORE DRIVE CHICAGO IL 60605 NONE 501 (C) (3) GENERAL 2500 DOCTORS WITHOUT BORDERS PO BOX 5030 HAGERSTOWN MD 21741 NONE 501 (C) (3) GENERAL 1000 NEWSCHOOLS VENTURE FUND 49 STEVENSON STREET STE 575 SAN FRANCISCO CA 94105 NONE 501 (C) (3) GENERAL 500 HEIFER PROJECT INTERNATIONAL POST OFFICE BOX 8058 LITTLE ROCK AR 72203 NONE 501 (C) (3) GENERAL 1500 INSTITUTE FOR AGRICULTURE AND TRADE POLICY 2105 FIRST AVENUE S MINNEAPOLIS MN 55404 NONE 501 (C) (3) GENERAL 8000 KIVA ORGANIZATION 3180 18TH STREET SUITE 201 SAN FRANCISCO CA 94110 NONE 501 (C) (3) GENERAL 300 LABRADOR RESCUERS PO BOX 1830 LA MESA CA 91944 NONE 501 (C) (3) GENERAL 1000 LAND STEWARDSHIP PROJECT 821 EAST 35TH STREET SUITE 200 MINNEAPOLIS MN 55407 NONE 501 (C) (3) GENERAL 2000 LARKIN STREET YOUTH SERVICES 1138 SUTTER ST STE 2 SAN FRANCISCO CA 94109 NONE 501 (C) (3) GENERAL 25000 MAOT CHITIM OF GREATER CHICAGO 4433 WEST TOUHY AVENUE SUITE 202 LINCOLNWOOD IL 60712 NONE 501 (C) (3) GENERAL 500 MONA FOUNDATION 218 MAIN STREET SUITE 404 KIRKLAND WA 98033 NONE 501 (C) (3) GENERAL 10000 NEW DOOR VENTURES 3075 21ST STREET SAN FRANCISCO CA 94110 NONE 501 (C) (3) GENERAL 25000 NORTH LAWNDALE EMPLOYMENT 3726 W FLOURNEY CHICAGO IL 60624 NONE 501 (C) (3) GENERAL 20000 NURU INTERNATIONAL 855 EL CAMINO REAL STE 13A-411 PALO ALTO CA 94301 NONE 501 (C) (3) GENERAL 2500 OLINGA LEARNING 114 WEST HILLSDALE BLVD SAN MATEO CA 94403 NONE 501 (C) (3) GENERAL 10000 OAKLAND PUBLIC LIBRARY 125-14TH STREET OAKLAND CA 94612 NONE 501 (C) (3) GENERAL 700 NORTH BEACH CITIZENS 720 COLUMBUS AVENUE SAN FRANCISCO CA 94133 NONE 501 (C) (3) GENERAL 9000 POTTERS FOR PEACE PO BOX 1043 BISBEE AZ 85603 NONE 501 (C) (3) GENERAL 1250 PRISON UNIVERSITY PROJECT PO BOX 942 SAN QUENTIN CA 94964 NONE 501 (C) (3) GENERAL 29000 PROJECT AVARY 1018 GRAND AVENUE SAN RAFAEL CA 94901 NONE 501 (C) (3) GENERAL 39000 GREATER CHICAGO FOOD DEPOSITORY 4100 W ANN LURIE CHICAGO IL 60632 NONE 501 (C) (3) GENERAL 10000 KICKSTART INTERNATIONAL 2435 POLK STREET SUITE 21 SAN FRANCISCO CA 94110 NONE 501 (C) (3) GENERAL 500 SAN DIEGO COUNTY BICYCLE COALITION PO BOX 34544 SAN DIEGO CA 92163 NONE 501 (C) (3) GENERAL 1250 SAN FRANCISCO BOTANICAL GARDEN 9TH AVENUE AT LINCOLNWAY SAN FRANCISCO CA 94122 NONE 501 (C) (3) GENERAL 10000 SFCASA 100 BUSH ST 650 SAN FRANCISCO CA 94104 NONE 501 (C) (3) GENERAL 35000 MAP INTERNATIONAL 4700 GLYNCO PARKWAY BRUNSWICK GA 31525 NONE 501 (C) (3) GENERAL 2000 SPECIAL GIFTS THEATRE PO BOX 2231 NORTHBROOK IL 60062 NONE 501 (C) (3) GENERAL 300 ST LEONARD'S MINISTRIES 2100 W WARREN BLVD CHICAGO IL 60612 NONE 501 (C) (3) GENERAL 30000 SCHOLARSHIP AMERICA DEVELOPMENT DEPARTMENT 1550 AMERICAN BLVD ESTE 155 MINNEAPOLIS MN 55425 NONE 501 (C) (3) GENERAL 2500 FRIENDS OF THE SAN FRANCISCO PUBLIC LIBRARY 391 GROVE STREET SAN FRANCISCO CA 94102 NONE 501 (C) (3) GENERAL 1300 TARGET HOPE 11756 W WESTERN AVENUE CHICAGO IL 60613 NONE 501 (C) (3) GENERAL 30000 THE ARK 6450 N CALIFORNIA CHICAGO IL 60645 NONE 501 (C) (3) GENERAL 30000 THE CARA PROGRAM 703 W MONROE CHICAGO IL 60614 NONE 501 (C) (3) GENERAL 22000 THE LEUKEMIA & LYMPHOMA SOCIETY 8441 WAYZATA BLVD 340 GOLDEN VALLEY MN 55426 NONE 501 (C) (3) GENERAL 1000 THRESOLDS 4101 N RAVENSWOOD CHICAGO IL 60613 NONE 501 (C) (3) GENERAL 35000 UNITED NATIONS FOUNDATIONNOTHING BUT NETS PO BOX 96539 WASHINGTON DC 20090 NONE 501 (C) (3) GENERAL 1250 WALK SAN DIEGO 740 13TH STREET SUITE 220 SAN DIEGO CA 92101 NONE 501 (C) (3) GENERAL 1250 WOMEN FOR WOMEN INTERNATIONAL PO BOX 9224 CENTRAL ISLIP NY 11722 NONE 501 (C) (3) GENERAL 500 WORLD WILDLIFE FUND 1250 TWENTY-FOUR STREET NW WASHINGTON DC 20090 NONE 501 (C) (3) GENERAL 100 YOUNG CHICAGO AUTHORS 1180 MILWAUKEE AVE 2ND FLOOR CHICAGO IL 60642 NONE 501 (C) (3) GENERAL 300 MERCY CORPS PO BOX 2669 DEPT W PORTLAND OR 97208 NONE 501 (C) (3) GENERAL 2500 THE COCHRANE COLLABORATION 575 MADISON AVE STE 1006 NEW YORK NY 10022 NONE 501 (C) (3) GENERAL 1000 519400 0 14 20619 14 77302 16 27 14 66106 14 1727 422074 0 165781 422074 587855 7 ALL INCOME IS INVESTMENT INCOME ONLY 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 3150 3150 0 9000 COMPUTER SCIENCES 18000 213300 7530 MBIA 30918 87273 7740 PEPSICO 13845 513549 6825 ALLIED CAP CORP 372550 105446 9299 MCDONALDS 246795 932969 21411.28 OAKMARK AT COST 235399 354357 HALP II-IV AT COST 514 0 LANDMARK VII AT COST 21778 15017 LANDMARK SECONDARY PARTNERS AT COST 118403 128217 LANDMARK IX AT COST 23651 17574 LANDMARK OPPTY FD AT COST 28604 26250 LANDMARK REAL ESTATE PARTNERS IV AT COST 21648 6325 ROUNDTABLE HEALTHCARE PARTNERS AT COST 141472 129042 BARLOW OFFSHORE LTD. AT COST 832523 833385 AUTUMN RIDGE AT COST 7956 100000 MARKETABLE SECURITIES AT COST 183415 181154 CONCORD INVESTMENTS LLC AT COST 268628 96267 FIFTH MEZZANINE PARTNERS II LP AT COST 119493 118851 FOX ISLAND PLACE AURORA AT COST 28830 75000 GEOLOGIC RESOURCE FUND AT COST 518809 433544 GMG CAPITAL PARTNERS III AT COST 195687 56217 ROUNDTABLE HEALTHCARE PARTNERS II AT COST 387160 353084 UNITY II AT COST 519183 520403 UNITY III AT COST 389147 407174 NEON LIBERTY LORIKEET FUND AT COST 698404 551446 ROUNDTABLE HEALTHCARE PARTNERS III AT COST 65474 66105 MISCELLANEOUS TIMING DIFFERENCES IN PASSTHROUGH AND UNREALIZED APPRECIATION 291618 MISCELLANEOUS EXPENSE 509 509 0 DEDUCTIONS FROM LREP IV 306 306 0 DEDUCTIONS - ROUNDTABLE II 6329 6329 0 DEDUCTIONS LANDMARK OPPTY FD 535 535 0 DEDUCTIONS LNDMK II 211 211 0 DEDUCTIONS LEP VII 299 299 0 DEDUCTIONS LSP IX 518 518 0 DEDUCTIONS FIFTH ST MEZZANINE 114 114 0 DEDUCTIONS GEOLOGIC 15451 15451 0 DEDUCTIONS CONCORD INV 1732 1732 0 DEDUCTIONS UNITY III 7988 7988 0 DEDUCTIONS LANDMARK SECONDARY PT IX 12 12 0 AUTUMN RIDGE NONDEDUCTIBLE 35 0 0 OTHER DEDUCTIONS FIFTH STREET NON DED 31 0 0 MARKETABLE SECURITIES 895 895 0 LANDMARK SECONDARY PARTNERS NON DED 1 0 0 LANDMARK EQUITY PART VII NON DED 1 0 0 MARKETABLE SECURITIES-NONDEDUCT 31 0 0 BARLOW MISCELLANEOUS 608 608 0 LANDMARK SECONDARY PTNR IX NON DED 1 0 0 UNITY II 8152 8152 0 UNITY II NONDEDUCTIBLE 155 0 0 GMG CAP PTNERS III 1 1 0 UNITY III NONDEDUCTIBLE 141 0 0 LANDMARK REAL ESTATE PARTNERS NON DEDUCTIBLE 3 0 0 LANDMARK OPPTY FUND NON DEDUCTIBLE 1 0 0 ROUNDTABLE HEALTHCARE PARTNERS III 4773 4773 0 ROUNDTABLE HEALTHCARE INVESTORS 2182 2182 0 FOX ISLAND NONDEDUCTIBLE 30 0 0 GMG CAP PTNERS III- NONDEDUCTIBLE 1 0 0 GMG CAPITAL 144 144 0 DEDUCTIONS LANDMARK SECONDARY PTNRS 2273 2273 0 DEDUCTIONS LANDMARK SECONDARY PTNRS 7 7 0 ORD INCOME FROM LREP IV 48 48 48 ORD INCOME FROM LEP VII -1477 -1477 -1477 ORD INCOME FROM UNITY III -9065 -9065 -9065 ORD INCOME FROM UNITY II -1091 -1091 -1091 OTHER INCOME LDMK OPP 34 34 34 ORD INCOME LANDMARK SECONDARY PTNR IX 1 1 1 OTH. INCOME LANDMARK SECONDARY IX 10 10 10 ORD INCOME FROM CONCORD -11988 -11988 -11988 GEOLOGIC 9 9 9 UNITY III OTHER INCOME 1050 1050 1050 UNITY II ROYALTIES 100 100 100 ORD INCOME LANDMARK SECONDARY PTNR 238 238 238 LREP IV OTHER INCOME 30 30 30 LANDMARK EQUITY PTNRS VII 330 330 330 UNITY II OTHER INCOME 198 198 198 OTHER INCOME FIFTH MEZZANINE PARTNERS 1269 1269 1269 OTHER INCOME MARKETABLE SECURITIES -60 -60 -60 OTHER INCOME LANDMARK SECONDARY PARTNERS 1 1 1 OTHER PORTFOLIO INCOME LANDMARK SECONDARY PTNRS 1 1 1 MARKETABLE SECURITIES ROYALTIES 1 1 1 OTHER INCOME CONCORD -1482 -1482 -1482 ORD INCOME FIFTH STREET MEZZANINE PARTNERS -939 -939 -939 BARLOW PARTNERS 88863 88863 88863 MARKETABLE SECURITIES 25 25 25 MANAGEMENT FEE 6781 6781 0 MANAGEMENT FEE- CONCORD INVESTMENTS 0 1121 0 MANAGEMENT FEE- FIFTH STREET 2771 2771 0 EXCISE TAXES PAID 3800 0 0 FOREIGN TAX 522 522 0 GEOLOGIC FOREIGN TAX 334 334 0 UNITY II- FGN TAX 443 443 0 MARKETABLE SECURITIES-FGN TAX 237 237 0 FGN TAX- LANDMARK EQUITY PARTNERS VII 1 1 0 FGN TAX- CONCORD 131 131 0 UNITY III-FOREIGN TAX 238 238 0