2012-05-14T13:36:11-05:00 2011-06-30 O'CONNOR DAVIES MUNNS & DOBBINS LLP 60 EAST 42ND STREET NEW YORK NY 10165 990 2010-07-01 132926426 GRAHAM WINDHAM GRAH 2125296445 33 IRVING PLACE NEW YORK NY 10003 POUL JENSEN 2125296445 2012-05-11 1 2122862600 2010 2016-02-24 21:20:13Z POUL JENSEN 33 IRVING PLACE NEW YORK NY 10003 68696362 0 X WWW.GRAHAM-WINDHAM.ORG X 1806 NY HELP UNDER-SERVED CHILDREN OVERCOME OBSTACLES ON THE PATH TO SELF-SUFFICIENCY THROUGH FAMILY BASED FOSTER CARE, RESIDENTIAL AND EARLY CHILDHOOD SERVICES. 23 23 928 49 0 0 64862721 66202134 825892 944425 348246 542355 52524 42813 66089383 67731727 0 0 0 0 36651153 37798096 0 0 405057 29624997 28612163 66276150 66410259 -186767 1321468 29541685 33886153 19015749 21057954 10525936 12828199 X HELP UNDER-SERVED CHILDREN OVERCOME OBSTACLES TO SELF SUFFICIENCY BY PROVIDING THEM THE SKILLS TO SUCCEED, AND STRENGTHENING THEIR FAMILIES THROUGH FAMILY FOSTER CARE, RESIDENTIAL EDUCATION & TREATMENT, EARLY CHILDHOOD AND OTHER COMMUNITY SUPPORTS. 1 1 19928047 THE FAMILY PERMANENCY PLANNING SERVICES DIVISION DELIVERS HIGH QUALITY COMMUNITY BASED FAMILY FOSTER CARE SERVICES ON BEHALF OF MORE THAN 900 CHILDREN ENTRUSTED TO OUR CARE ON A DAILY BASIS. IN ADDITION TO THE PROVISION OF SAFE, STABILIZING FAMILY BASED 24 HOUR CARE, GRAHAM WINDHAM WORKED CLOSELY WITH THE BIOLOGICAL FAMILIES OF CHILDREN PLACED INTO THEIR CARE TO STRENGTHEN THEIR CAPACITY, AND OVERCOME BARRIERS WHICH WOULD OTHERWISE PREVENT REUNIFICATION. GRAHAM WINDHAM ALSO DILIGENTLY PURSUED THE GOALS OF ADOPTION OR OTHER APPROPRIATE PERMANENCY OUTCOMES WHEN A DETERMINATION IS MADE THAT A CHILD CANNOT BE SUCCESSFULLY REUNITED WITH THEIR PARENT(S). SPECIALIZED SERVICE INTERVENTIONS AND SUPPORTS WHICH PROMOTE THE GOALS OF SAFETY, PERMANENCY, EDUCATIONAL ACHIEVEMENT AND OTHER POSITIVE OUTCOMES INCLUDE: SPECIALIZED THERAPEUTIC CARE, FAMILY SUPPORT, AFTERCARE/FAMILY DEVELOPMENT SERVICES, HOME FINDING, EDUCATIONAL ADVOCACY & TUTORING, AND PREPARING YOUTH FOR ADULTHOOD (PYA) SERVICES FOR ADOLESCENTS AND OLDER TEENS. AS A RESULT OF THESE INTERVENTIONS, THE PROGRAM WAS ABLE TO SUCCESSFULLY REUNITE 228 CHILDREN WITH THEIR FAMILIES, AND COMPLETE 76 ADOPTIONS DURING THE PERIOD BEING REPORTED. 13522463 821896 THE EARLY CHILDHOOD SERVICES DIVISION PROVIDED A WIDE ARRAY OF HIGH QUALITY, EARLY LEARN SERVICES TO MORE THAN 800 PRE-SCHOOL CHILDREN ON A DAILY BASIS. SUPPORTING A SERVICE CONTINUUM WHICH INCLUDES EARLY HEAD START, THE FAMILY CHILD CARE NETWORK, THE GROW WITH US PRE-SCHOOL SPECIAL EDUCATION PROGRAM, AND THE THREE COMMUNITY BASED EARLY LEARN CENTERS THAT WE OPERATE IN THE BRONX, HARLEM AND WILLIAMSBURG, BROOKLYN, THE DIVISION DELIVERED HIGHLY VALUED SERVICES ON A CONSISTENT BASIS AS IT SOLIDIFIED ITS REPUTATION AS ONE OF NEW YORK CITY'S VERY BEST PROVIDERS OF EARLY CHILDHOOD SERVICES. 13950933 122529 THROUGH THE WESTCHESTER SERVICES DIVISION, THE AGENCY OPERATES THE GRAHAM SCHOOL RESIDENTIAL EDUCATION AND TREATMENT CENTER WHICH PROVIDES AN INTENSIVE 24/7 THERAPEUTIC TREATMENT AND ACADEMIC EXPERIENCE FOR APPROXIMATELY 160 OLDER CHILDREN AND YOUTH WHO ARE REFERRED TO US BY SOCIAL SERVICE DISTRICTS, FAMILY COURTS, PROBATION DEPARTMENTS AND PUBLIC SCHOOL DISTRICTS. ENSURING THE SAFETY AND STABILITY OF THE YOUTH PLACED WITH THE GRAHAM SCHOOL IS OF PARAMOUNT IMPORTANCE, AS THE AGENCY WORKS WITH RESIDENTS AND THEIR FAMILIES TO ACHIEVE PERMANENCY AND EDUCATIONAL OUTCOMES THAT WILL BE DURABLE AND LIFE CHANGING. SPECIALIZED SERVICE INTERVENTIONS AND SUPPORTS INCLUDE THERAPEUTIC RESIDENTIAL CARE, AN INTENSIVE ON-SITE SCHOOL DESIGNED TO HELP UNDER CREDITED YOUTH WHO ARRIVE ON CAMPUS YEARS BEHIND THEIR PEERS TO MAKE UP LOST GROUND, A HOST OF VOCATIONAL, EMPLOYMENT, RECREATIONAL AND ATHLETIC PROGRAMS, AND A UNIQUE PEER LEADERSHIP PROGRAM BUILT UPON A PRO-SOCIAL, PRO-SELF NORMATIVE CULTURE. DURING THE REPORTING PERIOD, THE GRAHAM SCHOOL SUCCESSFULLY DISCHARGED 121 YOUTH TO THEIR FAMILY OR TO ANOTHER PERMANENT CONNECTION. 13483531 GRAHAM WINDHAM'S OTHER PROGRAM SERVICES INCLUDE A WIDE RANGE OF COMMUNITY BASED FAMILY SUPPORT SERVICES, AS WELL AS AN ARRAY OF MEDICAID PER DIEM FUNDED MEDICAL, CLINICAL AND DENTAL SERVICES TO SUPPORT CHILDREN AND YOUTH WHO NEED RESIDENTIAL OR FAMILY BASED FOSTER CARE. THE COMMUNITY BASED SUPPORTS INCLUDE PREVENTIVE SERVICES FOR FAMILIES AT RISK OF HAVING ONE OR MORE OF THEIR CHILDREN PLACED INTO 24 HOUR CARE. IN ADDITION, GRAHAM WINDHAM DELIVERS COMMUNITY AND SCHOOL BASED MENTAL HEALTH SERVICES, AND OTHER PUBLIC SCHOOL BASED AFTERSCHOOL SERVICES IS AIMED AT SUPPORTING AND ENGAGING YOUTH AND THEIR FAMILIES THROUGH A COMBINATION OF RECREATIONAL PROGRAMMING, THE ARTS, ATHLETICS, TUTORING, AND HOMEWORK HELP. GRAHAM WINDHAM ALSO DELIVERS MEDICAID FUNDED BRIDGES TO HEALTH WAIVER SERVICES FOR CHILDREN RESIDING IN FAMILY BASED SETTINGS WHO NEED EXTRA SUPPORT SERVICES TO ENSURE THEY CAN AVOID HOSPITALIZATION OR OTHER HIGHLY RESTRICTIVE AND SPECIALIZED RESIDENTIAL PLACEMENTS. 13483531 60884974 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 263 0 1 928 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 23 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X FRANCIS X SPAIN CO GRAHAM WINDHAM 2125296445 33 IRVING PLACE NEW YORK NY 10003 GEORGIA WALL 10.00 X X 0 0 0 JOHN CECIL 5.00 X X 0 0 0 SALLY E DURDAN 1.00 X 0 0 0 PAMELA C MINETTI 2.00 X X 0 0 0 SALIM RAMJI 2.00 X X 0 0 0 MARK RUFEH 2.00 X X 0 0 0 MELISSA M THOMSON 1.00 X 0 0 0 KENNETH R BRYANT 2.00 X X 0 0 0 JOHN SARGENT 2.00 X X 0 0 0 HENRY J CARNAGE 1.00 X 0 0 0 JAMES R CRAIGIE 1.00 X 0 0 0 ERIC GERSTER 1.00 X 0 0 0 MICHAEL GOLDEN 1.00 X 0 0 0 SHAMIKA LEE 1.00 X 0 0 0 JENNIFER MACKESY 2.00 X X 0 0 0 ANDREW MARK 2.00 X X 0 0 0 BARBARA MARCUS 2.00 X X 0 0 0 HEATHER MCVEIGH 1.00 X 0 0 0 CARMEN PAOLERCIO 1.00 X 0 0 0 HARRIET SAVAGE 1.00 X 0 0 0 EYAL SHEMSH 1.00 X 0 0 0 FRAN EIGENDORFF 1.00 X 0 0 0 RICHARD ROTHMAN 1.00 X 0 0 0 POUL JENSEN 35.00 X 294431 0 16930 FRANCIS X SPAIN 35.00 X 233689 0 13437 GERALD LEVENTHAL 35.00 X 184426 0 10604 SANDRA APRIL 35.00 X 184444 0 10606 JESS DANNHAUSER 35.00 X 191345 0 11002 KATHERINE STOEHR 35.00 X 178899 0 10287 CHARMAIN WONG 35.00 X 166221 0 9558 ROBERT NEAL 35.00 X 188813 0 10857 BASIL WEBSTER 35.00 X 157960 0 9083 KRISTEN RAGUSA 35.00 X 117932 0 6781 KIM WATSON 35.00 X 122030 0 7017 ARTHUR WEINGARTEN 35.00 X 105405 0 6061 2125595 0 122223 12 0 1 0 CARRIERI & CARRIERI 200 OLD COUNTRY ROAD MINEOLA NY 11501 LEGAL 252587 MED PSYCH SERVICES 43 HIGH POINT CIRCLE RYE BROOK NY 10573 OTHER 214830 PC AMERICAN MOBILE DENTAL 875 MAMARONECK AVENUE SUITE 201 MAMARONECK NY 10545 DENTIST 124928 KAREN WEISS 513 ADELE COURT ENGLEWOOD NJ 07631 MEDICAL 124215 WCA TECHNOLOGY 8 W 38TH STREET SUITE 1004 NEW YORK NY 10018 CONSULTING 122084 5 955972 65022497 223665 66202134 SCHOOL DIST. FEE & CON 900099 821896 821896 PROGRAM SERVICE FEE 900099 122529 122529 944425 281412 281412 1109127 848184 260943 260943 260943 116451 955972 116451 0 MISCELLANEOUS INCOME 900099 42813 42813 42813 67731727 944425 0 585168 1827472 909957 681602 235913 27570904 25104651 2411198 55055 3637928 3310485 319555 7888 2759371 2541826 212288 5257 2002421 1822186 175893 4342 376032 363172 12860 96000 96000 16196 16196 1825198 1521404 275114 28680 282991 229247 51294 2450 1184227 1010974 143815 29438 1085232 710071 357228 17933 412908 407989 4453 466 164115 119368 42488 2259 84085 84085 789736 728472 59594 1670 430483 391910 35898 2675 FOSTER & DAY CARE PYMTS 14880858 14880858 HEALTH SERVICES MED SUP 2724303 2724303 PROVISIONS/CLOTHING/REC 1785207 1785207 REPAIR AND MAINTENANCE 1081046 1012329 63877 4840 UTILITIES 807638 766893 38803 1942 585908 459587 122072 4249 66410259 60884974 5120228 405057 3556274 5117962 11612531 13293174 811414 796841 15920452 11722109 4551899 4198343 9009567 10479833 29541685 33886153 9175933 8730115 4625 11275 1140000 1067907 8695191 11248657 19015749 21057954 X 9424028 11707217 352596 231571 749312 889411 10525936 12828199 29541685 33886153 X 1321468 980795 X 0 1 1 X 1 1 X 50068165 56271666 61876641 64862721 66202134 299281327 50068165 56271666 61876641 64862721 66202134 299281327 299281327 534881 461225 322057 273215 281412 1872790 41985 32540 26623 52524 42813 196485 301350602 4240474 0.99310 0.99220 X 749312 158574 17227 890659 679946 92977 23611 749312 826596 -124438 20275 1937 679946 1.00000 0 0 144900 144900 9765463 7738483 2026980 2894629 2013897 880732 1198425 874483 323942 1917035 1095246 821789 4198343 DUE TO GOVERNMENTS 10963764 DUE TO GREENBURGH SCHOOL 284893 11248657 67731727 66410259 1321468 980795 980795 2302263 68696326 980795 980795 67715531 16196 16196 67731727 66394063 0 66394063 16196 16196 66410259 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: GRAHAM WINDHAM MAINTAINS ASSETS THAT ARE LIMITED IN THEIR USE BY DONOR-IMPOSED RESTRICTIONS AND RESTRICTED FOR INVESTMENT IN PERPETUITY. THE INCOME AND GAINS FROM INVESTMENT OF THESE FUNDS ARE AVAILABLE TO SUPPORT THE OPERATIONS AND VARIOUS PROGRAMS OF THE AGENCY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE AGENCY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE AGENCY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. LEADERSHIP COUNCIL 1072423 955972 116451 102375 14076 1072423 955972 116451 102375 14076 116451 0 X X X X X 0 0 0 0 0 0 0 0 0 POUL JENSEN 204431 0 90000 0 0 0 16930 0 0 0 311361 0 0 0 FRANCIS X SPAIN 173689 0 60000 0 0 0 13437 0 0 0 247126 0 0 0 GERALD LEVENTHAL 139426 0 45000 0 0 0 10604 0 0 0 195030 0 0 0 SANDRA APRIL 139444 0 45000 0 0 0 10606 0 0 0 195050 0 0 0 JESS DANNHAUSER 141345 0 50000 0 0 0 11002 0 0 0 202347 0 0 0 KATHERINE STOEHR 138899 0 40000 0 0 0 10287 0 0 0 189186 0 0 0 CHARMAIN WONG 126221 0 40000 0 0 0 9558 0 0 0 175779 0 0 0 ROBERT NEAL 188813 0 0 0 0 0 10857 0 0 0 199670 0 0 0 BASIL WEBSTER 142300 0 15660 0 0 0 9083 0 0 0 167043 0 0 0 X 4 280612 FAIR MARKET VALUE 0 0 0 NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 GRAHAM WINDHAM ACHIEVED FULL IMPLEMENTATION OF ITS HIGHLY REGARDED BRIDGES TO HEALTH (B2H) WAIVER SERVICES PROGRAM WHICH PROVIDES AN ARRAY OF VITAL MEDICAID FUNDED SUPPORT SERVICES FOR AT-RISK CHILDREN AND YOUTH RESIDING IN FAMILY FOSTER CARE OR OTHER FAMILY BASED SETTINGS. THE SUPPORT SERVICES NOT ONLY ENABLE THE CHILDREN TO REMAIN IN A COMMUNITY BASED SETTING, BUT ALSO ENHANCE THEIR CAPACITY TO ACHIEVE STABILITY AND PERMANENCY. THE PROGRAM GENERATES APPROXIMATELY $5 MILLION PER ANNUM IN REVENUE, AND SUPPORTS ELIGIBLE CHILDREN PLACED INTO THE 24 HOUR CARE OF GRAHAM WINDHAM AS WELL AS SEVERAL OTHER NEW YORK CITY BASED AUTHORIZED CHILD WELFARE AGENCIES. THE AGENCY ALSO ASSUMED RESPONSIBILITY FOR THE DAVIDSON AVENUE EARLY LEARN CENTER IN RESPONSE TO A REQUEST OF NEW YORK CITY'S ADMINISTRATION FOR CHILDREN'S SERVICES. THE CENTER, WHICH IS LOCATED IN COMMUNITY DISTRICT #5 IN THE BRONX, PROVIDES 67 PRE-SCHOOL CHILDREN FROM THE UNIVERSITY HEIGHTS NEIGHBORHOOD WITH HIGH QUALITY CHILD CARE SERVICE ON A DAILY BASIS. CHANGES IN PROGRAM SERVICES FORM 990, PART III, LINE 3 GRAHAM WINDHAM TRANSFERRED THE OPERATIONS OF OUR $2 MILLION PER ANNUM EARLY CHILDHOOD BASED CHILDREN'S LEARNING CENTER PRESCHOOL SPECIAL EDUCATION PROGRAM TO ANOTHER AUTHORIZED AGENCY AFTER THEY COMPLETED A REVIEW WHICH CONCLUDED THAT THIS INCREASINGLY SPECIALIZED PROGRAM IS NO LONGER WELL ALIGNED WITH GRAHAM WINDHAM'S CORE MISSION. GRAHAM WINDHAM ALSO PHASED OUT THEIR SUPERVISED INDEPENDENT LIVING (SILP), PARENT CHILD HOME (PCHP) AND ATTENDANCE IMPROVEMENT DROP-OUT PREVENTION (AIDP) PROGRAMS AS A RESULT OF FUNDING SOURCE DECISIONS TO EITHER REDUCE OR TERMINATE THEIR INVESTMENTS IN THESE PARTICULAR PROGRAM MODELS. FORM 990, PART VI, SECTION B, LINE 11 DURING THE PREPARATION STAGE OF THE FORM 990, SCHEDULES, NARRATIVES AND PERTINENT INFORMATION IS SENT TO OUR AUDITORS TO ASSIST THEM IN COMPLETING THE DOCUMENT. UPON COMPLETION, THE FINANCE COMMITTEE REVIEWS AND VETS THE DOCUMENT. A PAPER COPY OF THE FORM 990 IS SENT VIA MAIL TO ALL MEMBERS OF GRAHAM WINDHAM'S BOARD OF DIRECTORS FOR REVIEW AND COMMENT BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C GRAHAM WINDHAM'S CONFLICT OF INTEREST POLICY IS APPLICABLE TO THE DIRECTORS, OFFICERS AND STAFF OF THE CORPORATION. FULL DISCLOSURE OF ANY CONFLICT BY A DIRECTOR IS REQUIRED TO THE BOARD OF DIRECTORS. A CONFLICT OF INTEREST STATEMENT IS SIGNED ANNUALLY. ANY DIRECTOR WITH A CONFLICT OF INTEREST CAN NOT VOTE ON THE MATTER AND COULD BE ASKED TO LEAVE THE MEETING WHICH CONSIDERS THE MATTER, AT THE DISCRETION OF THE CHAIR OF THE BOARD OF DIRECTORS. THE MINUTES OF THE MEETING REFLECT THE DETAILS OF THE CONFLICT OF INTEREST AND THE VARIOUS ACTIONS TAKEN. EMPLOYEES MUST ADHERE TO THE GRAHAM WINDHAM EMPLOYEE HANDBOOK CONFLICT OF INTEREST GUIDELINES. FORM 990, PART VI, SECTION B, LINE 15 EVERY YEAR, INCLUDING FISCAL YEAR 2011, THE COMPENSATION FOR THE CEO AND VICE PRESIDENTS IS DETERMINED BY THE BOARD OF DIRECTORS' COMPENSATION COMMITTEE. STAFF EVALUATION, MARKET VALUE AND COMPARABILITY TO OTHER INDUSTRY COMPETITORS ARE KEY FACTORS IN DETERMINING COMPENSATION IN ORDER TO RETAIN THE BEST STAFF. AFTER COMPENSATION IS DETERMINED, A MEMO IS SENT TO HUMAN RESOURCES AND FISCAL FOR PROCESSING AND DOCUMENTING PURPOSES. FORM 990, PART VI, SECTION C, LINE 19 GRAHAM WINDHAM'S FEDERAL FORM 990 AND NYS FORM CHAR500, CONFLICT OF INTEREST POLICY AND ANNUAL FINANCIAL STATEMENTS ARE READILY AVAILABLE FOR PUBLIC INSPECTION. THE FORM 990 CAN BE VIEWED ON THE NEW YORK STATE ATTORNEY GENERAL'S WEBSITE AS WELL AS GUIDESTAR.ORG. FINANCIAL STATEMENTS ARE SENT TO OUR FUNDERS ALONG WITH THEIR REQUIRED ANNUAL REPORTS. ALL THE ABOVE FORMS ARE AVAILABLE UPON REQUEST BY THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 980,795.