2012-05-11T08:42:34-05:00 2011-12-31 131833422 ASH & PARSONT LLP 122 EAST 42ND STREET SUITE 1507 NEW YORK NY 101681599 990PF 2011-01-01 133980754 EMILY L AND ROBERT E SMITH FOUNDATION EMIL 2129408850 33 EAST 70TH STREET NO 6C NEW YORK NY 10021 ROBERT E SMITH 2129408850 2012-05-02 1 JOEL ASH P00110546 2129531250 2011 2016-02-24 21:20:13Z X 186706 X X 24 24 3311 3311 -2795 27886 0 540 3335 0 0 0 161 161 0 1486 1486 0 1647 1647 0 22860 22860 24507 1647 22860 -23967 1688 66908 58249 58249 106852 91544 128457 173760 149793 186706 0 0 X 173760 149793 173760 149793 173760 149793 173760 -23967 0 149793 0 149793 270 AMERICAN EXPRESS P 2011-01-07 11964 9824 2140 2140 800 CAPLEASE P 2007-11-09 2011-05-13 4221 6602 -2381 -2381 260 CROSSTEX ENERGY P 2007-08-01 2011-10-04 3100 7610 -4510 -4510 150 NOVARTIS P 2004-03-04 2011-01-14 8498 6645 1853 1853 MMC CLASS ACTION SETTLEMENT P 2011-12-31 59 59 59 CAPITAL GAINS DIVIDENDS P 44 44 44 -2795 0 25856 203077 0.127321 48118 212168 0.226792 29633 288047 0.102876 56687 373003 0.151975 29555 396668 0.074508 0.683472 0.136694 198001 27066 17 27083 22860 34 0 34 0 34 229 229 195 195 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A ROBERT E SMITH 2129408850 33 EAST 70TH STREET NEW YORK NY 10021 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 EMILY L SMITH 33 EAST 70TH STREET NEW YORK NY 10021 0.00 0 0 0 ROBERT E SMITH 33 EAST 70TH STREET NEW YORK NY 10021 0.00 0 0 0 AMY LYNN SMITH 838 WEST END AVENUE 10D NEW YORK NY 10025 0.00 0 0 0 KAREN GAIL SMITH 373 MAECK FARM ROAD SHELBURNE VT 05482 0.00 0 0 0 VICTORIA ANN SMITH 154 LOCUST TERRACE BURLINGTON VT 05401 0.00 0 0 0 NONE 0 NONE 0 0 125121 75895 0 201016 0 0 201016 3015 198001 9900 9900 34 34 9866 0 9866 0 9866 22860 0 22860 0 22860 9866 0 0 29555 56780 29910 48150 25875 190270 22860 0 0 22860 0 0 9866 9866 203264 0 0 0 0 0 0 19689 183575 56780 29910 48150 25875 22860 EMILY L SMITH X STUDIO IN A SCHOOL 410 WEST 59TH STREET NEW YORK NY 10019 NONE PUBLIC CHARITY FOR OPERATIONS 100 DARTMOUTH COLLEGE 6066 DEVELOPMENT OFFICE HANOVER NH 03755 NONE EDUCATION INSTITUTE FOR OPERATIONS 2500 CAPE COD CHAMBER MUSIC 216 ORLEANS ROAD N CHATHAM MA 02650 NONE PUBLIC CHARITY FOR OPERATIONS 100 STANLEY ISAACS NEIGHBORHOOD 415 EAST 93RD STREET NEW YORK NY 10128 NONE EDUCATION INSTITUTE FOR OPERATIONS 1300 HARVARD LAW SCHOOL 1563 MASSACHUSETTS AVENUE CAMBRIDGE MA 02138 NONE EDUCATION INSTITUTE FOR OPERATIONS 2500 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVE NEW YORK NY 10028 NONE PUBLIC CHARITY FOR OPERATIONS 600 MORRISTOWN BEARD SCHOOL 70 WHIPPANY ROAD MORRISTOWN NJ 07960 NONE EDUCATION INSTITUTE FOR OPERATIONS 500 MUSEUM OF MODERN ART 11 WEST 53RD STREET NEW YORK NY 10019 NONE PUBLIC CHARITY FOR OPERATIONS 2000 NEW YORK PHILHARMONIC 10 LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE PUBLIC CHARITY FOR OPERATIONS 725 PARK AVENUE ARMORY 643 PARK AVENUE NEW YORK NY 10065 NONE PUBLIC CHARITY FOR OPERATIONS 100 SMITH COLLEGE 84 GREEN STREET NORTHAMPTON MA 01063 NONE EDUCATION INSTITUTE FOR OPERATIONS 1000 THE BROOKINGS INSTITUTE 1775 MASSACHUSETTS AVENUE NW WASHINGTON DC 20036 NONE PUBLIC CHARITY FOR OPERATIONS 10000 WNET-13 825 EIGHTH AVENUE NEW YORK NY 10019 NONE PUBLIC CHARITY FOR OPERATIONS 75 AMERICAN DIABETES ASSOCIATION 1701 N BEAUREGARD STREET ALEXANDRIA VA 22311 NONE PUBLIC CHARITY FOR OPERATIONS 100 KAUFMAN CENTER 129 WEST 67TH STREET NEW YORK NY 10029 NONE PUBLIC CHARITY FOR OPERATIONS 100 COMMON CAUSE 1133 19TH STREET WASHINGTON DC 20036 NONE PUBLIC CHARITY FOR OPERATIONS 1000 MEMORIAL SLOAN KETTERING 205 EAST 64TH STREET NEW YORK NY 10022 NONE PUBLIC CHARITY FOR OPERATIONS 60 WESTPORT PUBLIC LIBRARY 20 JESUP ROAD WESTPORT CT 06880 NONE PUBLIC CHARITY FOR OPERATIONS 100 22860 0 14 24 14 3311 18 -2795 0 540 0 540 0 0 0 0 0 0 0 0 0 0 PURSUANT TO REG. 53.4942(A)-3(C)(2)(IV) THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT, AS A CURRENT DISTRIBUTION OUT OF CORPUS, THE FOLLOWING UNUSED PRIOR YEAR'S DISTRIBUTIONS THAT WERE TREATED AS CORPUS DISTRIBUTION UNDER REG. 53.4942(A)-3(D)(1)(III) IN SUCH PRIOR TAX YEARS.TAX YEAR: 2006 AMOUNT $29,555 270 AMERICAN EXPRESS 0 0 800 CAPLEASE 0 0 260 CROSSTEX ENERGY 0 0 700 GENERAL ELECTRIC 22630 12537 80 IBM 6946 14710 500 NESTLE 11188 28874 440 NORTHWESTERN 11440 15748 300 ONEX 3478 9933 50 PROCTER & GAMBLE 2627 3335 150 SAFEWAY 3011 3156 150 TIME WARNER 5278 5421 37 TIME WARNER CABLE 1866 2352 228 VORNADO REALTY 7707 17985 150 NOVARTIS 0 0 200 DOUGLAS EMMITT 3658 3648 150 ADOBE SYSTEMS 4947 4240 100 ORACLE 2616 2565 400 RECKITT BENCKISER 4152 3953 INVESTMENT MANAGEMENT FEES 1436 1436 0 FILING FEES 50 50 0 FOREIGN TAX WITHHELD 161 161 0