2012-05-07T11:53:10-05:00 2011-06-30 SINGERLEWAK LLP 10960 WILSHIRE BLVD STE 700 LOS ANGELES CA 900243783 990 2010-07-01 956132185 LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION LOSA 2137633442 900 EXPOSITION BLVD LOS ANGELES CA 900074057 LINDA ROSS 2137633442 2012-04-30 1 LIOR TEMKIN 3104773924 2012-04-30 2010 2016-02-24 21:20:13Z LINDA ROSS 900 EXPOSITION BLVD LOS ANGELES CA 900074057 85128348 0 X WWW.NHM.ORG X 1965 CA THE LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION (THE "FOUNDATION"), A CALIFORNIA NONPROFIT CORPORATION, WAS INCORPORATED IN 1965 FOR THE PURPOSE OF PROVIDING FINANCIAL AND OTHER SUPPORT TO THE LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY (THE "MUSEUM"). THE COUNTY OF LOS ANGELES (THE "COUNTY"), THROUGH ITS DEPARTMENT OF MUSEUM OF NATURAL HISTORY (THE "DEPARTMENT"), OPERATES AND MAINTAINS THE MUSEUM. THE FOUNDATION SUPPORTS AND ASSISTS IN THE MAINTENANCE AND DEVELOPMENT OF THE MUSEUM'S EDUCATIONAL, SCIENTIFIC AND CULTURAL PROGRAMS AND SERVICES, AND IN THE EXPANSION OF ITS COLLECTIONS, AS WELL AS PROVIDING PERSONNEL TO AUGMENT THE MUSEUM'S STAFF. THE FOUNDATION IS GOVERNED BY A BOARD OF TRUSTEES. 44 43 341 557 0 0 12252708 15315242 12719852 21299920 22653918 12641341 457192 588287 48083670 49844790 0 0 0 0 13801621 14056561 0 0 4651163 12486639 14307820 26288260 28364381 21795410 21480409 244339987 266187949 115180204 112675313 129159783 153512636 THE MISSION OF THE MUSEUM IS TO INSPIRE WONDER, DISCOVERY AND RESPONSIBILITY FOR OUR NATURAL AND CULTURAL WORLDS. THIS IS ACCOMPLISHED THROUGH PERMANENT AND TRAVELING EXHIBITS, PUBLIC PROGRAMMING AND EDUCATIONAL AND RESEARCH PROGRAMS. 0 0 19150965 21299920 THE FOUNDATION PROVIDES EDUCATIONAL, PUBLIC PROGRAMMING, PERMANENT & TEMPORARY EXHIBITS, & RESEARCH ACTIVITIES AT THE MUSEUM WITH A MISSION TO INSPIRE WONDER, DISCOVERY & RESPONSIBILITY FOR OUR NATURAL & CULTURAL WORLDS. 19150965 1 1 0 1 0 0 1 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 182 0 1 341 1 0 0 0 0 0 1 1 0 0 0 0 X 44 43 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X LINDA ROSS CFO TREASURER 2137633442 900 EXPOSITION BLVD LOS ANGELES CA 900074057 WALLIS ANNENBERG 1.00 X 0 0 0 ANISSA BALSON 1.00 X 0 0 0 CARLOS C BARRON 1.00 X 0 0 0 ARUN BHUMITRA 1.00 X 0 0 0 LYNN W BRENGEL 1.00 X 0 0 0 NEAL H BROCKMEYER 1.00 X 0 0 0 FIONA CHALOM 1.00 X 0 0 0 HOWARD E CHAMBERS 1.00 X 0 0 0 VICTORIA CHAPUS 1.00 X 0 0 0 STEPHEN JOEL DAVIS 1.00 X 0 0 0 DR MARK W DUNDEE 1.00 X 0 0 0 SHANNON FAULK 1.00 X 0 0 0 MICHAEL J FOURTICQ 1.00 X 0 0 0 WILLIAM M GARLAND III 1.00 X 0 0 0 DAVID GLICKMAN 1.00 X 0 0 0 STANLEY GOLD 1.00 X 0 0 0 KAREN A HOFFMAN 1.00 X 0 0 0 CURTIS C JUNG 1.00 X 0 0 0 ROGER KOZBERG 1.00 X 0 0 0 ELAINE KRAMER 1.00 X 0 0 0 MRS KENNETH LEVENTHAL 1.00 X 0 0 0 PATRICIA LOMBARD 1.00 X 0 0 0 GREGG MARTIN 1.00 X 0 0 0 DIANE NAEGELE 1.00 X 0 0 0 JAMES OLSON 1.00 X 0 0 0 KI SUH PARK 1.00 X 0 0 0 JOAN PAYDEN 1.00 X 0 0 0 RONALD C PEARSON 1.00 X 0 0 0 MRS THOMAS REDDIN 1.00 X 0 0 0 MADISON RICHARDSON 1.00 X 0 0 0 RICHARD K ROEDER 1.00 X 0 0 0 EDWARD P ROSKI JR 1.00 X 0 0 0 ROBERT B SIMONDS JR 1.00 X 0 0 0 ANDREW SOBEL 1.00 X 0 0 0 SHELDON STONE 1.00 X 0 0 0 NICHOLAS H STONNINGTON 1.00 X 0 0 0 DR RICHARD SUN 1.00 X 0 0 0 ELIZABETH TROY 1.00 X 0 0 0 RICHARD S VOLPERT 1.00 X 0 0 0 JOHN WUO 1.00 X 0 0 0 PAUL G HAAGA JR 1.00 X X 0 0 0 SARAH MEEKER JENSEN 1.00 X X 0 0 0 DR JANE G PISANO 40.00 X X 203510 172377 43924 KEVIN W SHARER 1.00 X X 0 0 0 JAMES GILSON 40.00 X 181647 0 22688 LINDA ROSS 40.00 X 211150 0 12115 JURAL GARRETT 40.00 X 34989 178738 57776 THOMAS JACOBSON 40.00 X 189358 0 17796 JOHN LONG 40.00 X 205100 0 9501 LEONARD NAVARRO 40.00 X 47496 155159 42769 KAREN WISE 40.00 X 224957 0 18866 CYNTHIA WORNHAM 40.00 X 215500 0 13082 SIMON ADLAM 40.00 X 173744 0 5743 MARIANNE BAERG 40.00 X 121800 0 6000 DANIELLE BROWN 40.00 X 123100 0 8380 JOHN HARRIS 40.00 X 0 121440 45400 JOEL MARTIN 40.00 X 133861 0 9008 2066212 627714 313048 19 0 1 0 MATT CONSTRUCTION CORPORATION 9814 NORWALK BLVD 100 SANTA FE SPRINGS CA 90670 CONSTRUCTION 10718155 CINNABAR CALIFORNIA INC 4571 ELECTRONICS PLACE LOS ANGELES CA 90039 EXHIBIT DESIGN, FABRICATION & INSTAL. 3680915 BLUE SHIELD OF CALIFORNIA 100 N SEPULVEDA BLVD 20TH FL LOS ANGELES CA 90074 HEALTH INSURANCE 1023164 CO ARCHITECTS 5055 WILSHIRE BLVD 9TH FL LOS ANGELES CA 90036 ARCHITECHTURAL DESIGN 925504 INTER-CON SECURITY SYSTEMS INC 210 SOUTH DE LACEY AVENUE PASADENA CA 91105 SECURITY SERVICES 849364 41 2470250 972495 917250 10955247 1216342 15315242 LA COUNTY SUPPORT 900099 17255882 17255882 MUSEUM ADMISSION FEES 900099 3131093 3131093 MUSEUM USE & SERVICES 900099 552960 552960 PROGRAM INCOME 900099 359985 359985 21299920 2718685 2718685 44895730 34973074 9922656 9922656 9922656 310484 972495 310484 0 SHOP COMMISSION 900099 512484 512484 OTHER REVENUE 900099 75803 75803 588287 49844790 21299920 0 13229628 1880680 1136265 277281 467134 9579182 7197599 904490 1477093 384472 282179 37235 65058 1389466 1019782 134566 235118 822761 603856 79682 139223 162524 96239 32933 33352 35372 20945 7168 7259 73840 73840 205063 205063 1328596 951883 46836 329877 843577 644510 120767 78300 1300246 708953 22658 568635 166967 145489 2793 18685 2509913 1480849 1029064 131619 71245 44016 16358 PROTECTIVE & CUSTODIAL 2046173 1230388 594759 221026 BANK SERVICE FEES 1300981 631902 472145 196934 PRINTING & PHOTOGRAPHY 812846 460236 70156 282454 REPAIRS & MAINTENANCE 645439 361823 197597 86019 EQUIPMENT PURCHASE 606637 484633 76057 45947 2138027 1622189 133147 382691 28364381 19150965 4562253 4651163 22800 25950 10826529 15710642 6159722 3775503 300010 456922 1078031 1129758 126948783 33918740 67661332 93030043 106054200 119544770 52237363 32514361 244339987 266187949 8557951 10032376 552191 174138 89790000 89790000 16280062 12678799 115180204 112675313 X 111398954 141782595 14896683 8865895 2864146 2864146 129159783 153512636 244339987 266187949 X 21480409 2872444 X X 0 1 1 X 0 X 28102177 20858788 11790137 12252708 15315242 88319052 9583905 11707673 12711007 12719852 21299920 68022357 37686082 32566461 24501144 24972560 36615162 156341409 1943485 3507986 2928763 1629746 6865923 16875903 447803 1125000 358517 870650 1981695 4783665 2391288 4632986 3287280 2500396 8847618 21659568 134681841 679648 1435672 901662 2137278 2718685 7872945 679648 1435672 901662 2137278 2718685 7872945 771933 550102 477521 457192 588287 2845035 39137663 34552235 25880327 27567030 39922134 167059389 0.80620 0.84590 0.04710 0.03840 X SCHEDULE A, PART II, LINE 12, EXPLANATION OF OTHER INCOME: OTHER REVENUE SHOP COMMISSION RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 73840 73840 28290541 28364381 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 72412 66289 72063 73840 284604 250000 250000 250000 250000 1000000 1500000 X X X X 0 101916616 5060000 11687629 3741192 114923053 80877359 17050000 11938054 7948797 101916616 112884621 875000 -29250242 3632020 80877359 0.95000 0.02500 0.02500 0 0 47204034 21635937 25568097 10825279 9446065 1379214 68919470 2836738 66082732 93030043 CASH WITH FISCAL AGENT 32514361 32514361 INTEREST RATE SWAP AGREEMENT 12678799 12678799 49844790 28364381 21480409 -780776 3653220 2872444 24352853 52717234 -780776 3653220 2872444 49844790 0 49844790 28364381 0 28364381 0 28364381 PART III, LINE 1A: THE FOUNDATION'S COLLECTIONS ARE COMPRISED OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGUED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM THEIR SALES TO BE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTIONS. PART III, LINE 4: THE FOUNDATION'S COLLECTIONS ARE COMPRISED OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGUED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM THEIR SALES TO BE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTIONS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE EARNINGS OF THE MUSEUM'S ENDOWMENT FUNDS SUPPORT EDUCATION, PROGRAMS, AND THE MISSION OF THE MUSEUM. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: IN ACCORDANCE WITH FASB ACCOUNTING STANDARDS CODIFICATION TOPIC NO. 740, UNCERTAINTY IN INCOME TAXES ("ASC 740") (FORMERLY FASB INTERPRETATION NO. 48 ("FIN 48"), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES - AN INTERPRETATION OF FASB STATEMENT 109), THE FOUNDATION RECOGNIZES THE IMPACT OF TAX POSITIONS IN THE FINANCIAL STATEMENTS IF THAT POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED ON AUDIT, BASED ON THE TECHNICAL MERITS OF THE POSITION. TO DATE, THE FOUNDATION HAS NOT RECORDED ANY UNCERTAIN TAX POSITIONS. THE FOUNDATION RECOGNIZES POTENTIAL ACCRUED INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS IN INCOME TAX EXPENSE. DURING THE FISCAL YEARS ENDED JUNE 30, 2011 AND 2010, THE FOUNDATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS AND DID NOT NOTE ANY MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR WHICH MIGHT HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. THE FOUNDATION'S INCOME TAX RETURNS REMAIN SUBJECT TO EXAMINATION FOR ALL TAX YEARS ENDED ON OR AFTER JUNE 30, 2007 WITH REGARD TO ALL TAX POSITIONS AND THE RESULTS REPORTED. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF OBLIGATIONS UNDER SPLIT INTEREST AGREEMENTS 51,957. UNREALIZED GAIN ON INTEREST RATE SWAPS 3,601,263. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF OBLIGATIONS UNDER SPLIT INTEREST AGREEMENTS 51,957. UNREALIZED GAIN ON INTEREST RATE SWAPS 3,601,263. DINOBALL 1282979 972495 310484 310484 1282979 972495 310484 310484 310484 0 X 1 1 X X X X 0 0 0 0 0 0 0 0 0 DR JANE G PISANO 197583 172377 5927 0 0 0 9879 27129 0 6916 213389 206422 0 0 JAMES GILSON 176748 0 4899 0 0 0 22000 0 688 0 204335 0 0 0 LINDA ROSS 205000 0 6150 0 0 0 10250 0 1865 0 223265 0 0 0 JURAL GARRETT 33970 178738 1019 0 0 0 1698 38586 0 17492 36687 234816 0 0 THOMAS JACOBSON 185658 0 3700 0 0 0 16500 0 1296 0 207154 0 0 0 JOHN LONG 200000 0 5100 0 0 0 3300 0 6201 0 214601 0 0 0 LEONARD NAVARRO 46113 155159 1383 0 0 0 3228 28048 0 11493 50724 194700 0 0 KAREN WISE 209957 0 15000 0 0 0 10498 0 8368 0 243823 0 0 0 CYNTHIA WORNHAM 201500 0 14000 0 0 0 10075 0 3007 0 228582 0 0 0 SIMON ADLAM 164800 0 8944 0 0 0 0 0 5743 0 179487 0 0 0 JOHN HARRIS 0 121440 0 0 0 0 0 40508 0 4892 0 166840 0 0 CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13033W6H1 2008-04-29 44895000 ACQUISITION, REHABILITATION, RENOVATION, CONSTRUCTION & IMPROVEMENT 0 1 0 CALIFORNIA INFRASTRACTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13033W6K4 2008-04-29 44895000 ACQUISITION, REHABILITATION, RENOVATION, CONSTRUCTION & IMPROVEMENT 0 1 0 51116769 6574249 1126485 1452903 25186080 519872 16257180 2013 1 0 0 1 51116769 6574249 1126485 1452903 25186080 519872 16257180 2013 1 0 0 1 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 1 1 JP MORGAN 29.000000000000 0 0 1 HYPO PUBLIC FINANCE BANK 4.000000000000 1 0 0 0 1 1 JP MORGAN 29.000000000000 0 0 1 HYPO PUBLIC FINANCE BANK 4.000000000000 1 0 0 SCHEDULE K, PART II, LINE 3: TOTAL PROCEEDS OF ISSUE INCLUDES INVESTMENT EARNINGS. SCHEDULE K, PART IV, LINE 4: PROCEEDS WERE INVESTED IN A GIC UNTIL MAY 2011. X 8 1216342 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE INFORMATIONAL RETURN IS PREPARED BY OUTSIDE ACCOUNTANTS AND IS REVIEWED BY THE AUDIT COMMITTEE. ONCE APPROVED BY THE AUDIT COMMITTEE, THE RETURN IS THEN MADE AVAILABLE FOR THE REST OF THE BOARD PRIOR TO ELECTRONIC FILING. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE ORGANIZATION REQUIRES THE OFFICERS/TRUSTEES TO INFORM IT OF ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION IS DETERMINED BY THE BOARD BASED ON PUBLISHED SALARY SURVEYS OF THE LOCAL MARKETPLACE, MUSEUMS, NATIONAL SALARY DATABASE, THE CALIFORNIA NONPROFIT SALARY SURVEY AND MUSEUM INTERNAL INFORMATION. COMPENSATION OF THE OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATION ARE SET BY THE CEO BASED ON THE PUBLISHED SALARY SURVEYS PRODUCED BY THE CENTER FOR NONPROFIT MANAGEMENT/ SOUTHERN CALIFORNIA AND THE DATA FOR ORGANIZATIONS OF SIMILAR EMPLOYEE SIZE AND/ OR BUDGET SIZE. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, INFORMATIONAL RETURNS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. INFORMATIONAL RETURNS AND FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -780,776. CHANGE IN VALUE OF OBLIGATIONS UNDER SPLIT INTEREST AGREEMENTS 51,957. UNREALIZED GAIN ON INTEREST RATE SWAPS 3,601,263. TOTAL TO FORM 990, PART XI, LINE 5: 2,872,444. FORM 990, PART XII, LINE 2C: SINCE THE FILING OF PRIOR YEAR 2009 TAX RETURN, THERE HAVE BEEN NO CHANGES TO THE AUDIT OVERSIGHT AND SELECTION PROCESS. CGA #1 PO BOX 63954 MAC A0330-011 SAN FRANCISCO CA 94163 776253454 CHARITABLE GIFT ANNUITY CA LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION T 16742 382434 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0