2012-05-07T09:18:50-05:00 2011-12-31 420714325 MCGLADREY LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2011-01-01 430691437 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC AMER 4106893700 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 MICHAEL SHEPPARD 4106893700 2012-05-02 1 JULIA FLANNERY CPA P00928918 4102469300 2011 2016-02-24 21:20:13Z MICHAEL SHEPPARD 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 25436093 0 X WWW.AUANET.ORG X 1902 MD PROMOTE STANDARDS OF UROLOGICAL EDUCATION, RESEARCH, AND THE PUBLICATION OF SCIENTIFIC LITERATURE. 13 8 111 328 1246982 423231 3426064 6670852 19261408 15875340 2376173 2545765 335443 208627 25399088 25300584 5287747 1069918 0 0 7144687 7762600 0 0 0 10542334 10861648 22974768 19694166 2424320 5606418 106022498 106199108 21852485 18553156 84170013 87645952 X TO IMPROVE PRACTICE AND PATIENT CARE BY PROVIDING AFFORDABLE QUALITY UROLOGICAL EDUCATION. 0 0 13760902 1069918 16083967 THE OBJECTIVE AND PURPOSE FOR WHICH THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) IS ORGANIZED ARE TO PROMOTE THE HIGHEST STANDARDS OF UROLOGICAL CLINICAL CARE THROUGH EDUCATION, TO ESTABLISH EVIDENCE-BASED GUIDELINES, AND TO PRESENT INVESTIGATIVE STUDIES ON CRITICAL AREAS OF RESEARCH AND PRACTICE. OVER A HUNDRED DIDACTIC AND HANDS-ON LABORATORY COURSES CERTIFIED TO AWARD CONTINUING MEDICAL EDUCATION CREDITS ARE OFFERED ANNUALLY TO PHYSICIANS AND ALLIED HEALTH CARE PROVIDERS. ADDITIONALLY, CERTIFIABLE EDUCATIONAL INSTRUCTION IS OFFERED THROUGH WEB RESOURCES, HOME STUDY PRODUCTS, VIDEO CONFERENCES AND THE PUBLICATION OF SCIENTIFIC ABSTRACTS. ANNUALLY THE WORLD'S LARGEST SCIENTIFIC SYMPOSIUM DEDICATED TO THE FIELD OF UROLOGY PROVIDES A GATHERING OF OVER 16,000 MEDICAL PROFESSIONALS FROM AROUND THE WORLD TO DISCUSS THE LATEST TREATMENT TECHNIQUES AND RESEARCH IN THE FIELD OF UROLOGICAL MEDICINE. THE JOURNAL OF UROLOGY IS A PEER-REVIEWED SCHOLARLY MONTHLY PUBLICATION THAT REACHES OVER 90% OF PRACTICING BOARD CERTIFIED DOMESTIC UROLOGISTS. THE COMPLETE JOURNAL IS AN ESTABLISHED RESOURCE IN MEDICAL LIBRARIES WORLDWIDE, AND SPECIAL EDITIONS ARE AVAILABLE IN SEVERAL FOREIGN LANGUAGES. THIS JOURNAL BRINGS SOLID COVERAGE OF THE CLINICALLY RELEVANT CONTENT NEEDED TO STAY AT THE FOREFRONT OF THE FIELD OF UROLOGY BY PRESENTING INVESTIGATIVE STUDIES ON CRITICAL AREAS OF RESEARCH AND PRACTICE, SURVEY ARTICLES PROVIDING SHORT CONDENSATIONS OF THE BEST AND MOST IMPORTANT UROLOGY LITERATURE WORLDWIDE, AND PRACTICE-ORIENTED REPORTS ON SIGNIFICANT CLINICAL OBSERVATIONS. 13760902 1 1 0 0 0 0 1 0 1 1 0 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 337 0 1 111 1 1 1 0 0 0 0 0 0 0 0 0 X 13 8 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 MD X MARK CAMPOBELLO 4106893705 1000 CORPORATE BOULEVARD LINTHICUM MD 21090 SUSHIL S LACY MD 6.00 X X 47496 30366 0 DENNIS PESSIS MD 6.00 X X 14167 9058 0 DATTA WAGLE MD 6.00 X X 23857 15253 0 ANTON J BUESCHEN MD 6.00 X X 0 0 0 GOPAL H BADLANI MD 6.00 X X 38468 24595 0 RICHARD MEMO MD 6.00 X X 61608 39388 0 ROBERT C FLANIGAN MD 6.00 X X 37100 23719 0 JOHN H LYNCH MD 1.00 X 666 425 0 DAVID GREEN MD 1.00 X 284 181 0 PRAMOD C SOGANI MD 1.00 X 870 557 0 STEPHEN Y NAKADA MD 1.00 X 2830 1810 0 KEVIN PRANIKOFF MD 1.00 X 219 140 0 J BRANTLEY THRASHER MD 1.00 X 1092 698 0 DENNIS D VENABLE MD 1.00 X 3498 2236 0 JEFFREY E KAUFMAN MD 1.00 X 1583 1012 0 B THOMAS BROWN MD 1.00 X 0 0 0 JOHN C PRINCE MD 1.00 X 1486 950 0 MICHAEL T SHEPPARD 23.00 X 285694 182657 35322 MARK P CAMPOBELLO 24.00 X 153252 97981 45204 KEVIN A WOHLFORT 24.00 X 149848 95805 53329 PETER J PLOURD 24.00 X 145862 93256 33594 JANET V SKOREPA 40.00 X 231350 0 47932 HENRIETTA D HUBBORD 40.00 X 164204 0 24579 PATRICIA BANKS 24.00 X 89694 57345 11747 DEBORAH F POLLY 40.00 X 156505 0 30033 MICHAEL A PRETL 12.00 X 82063 52467 0 SUSAN A KERNS 24.00 X 81386 52034 36104 1775082 781933 317844 8 0 1 0 PROJECTION INC DBA PROJECTION PRESENTA 8351 BRISTOL CT STE 111 JESSUP MD 20794 AUDIO/VISUAL SERVICES 857046 ELSEVIER INC 1600 JOHN F KENNEDY BLVD 1800 PHILADELPHIA PA 19103 PUBLISHER 615977 GES EXPOSITION SERVICES INC 7050 LINDELL AVENUE LAS VEGAS NV 89118 CONVENTION CONTRACTOR 437576 CADMUS PO BOX 822934 PHILADELPHIA PA 19182 PUBLISHER 426989 CENTERPLATENBSE INC 801 MOUNT VERNON PL NW WASHINGTON DC 20001 CONVENTION CONTRACTOR 316102 20 2000000 4670852 6670852 ANNUAL MEETINGS 541800 8045583 7520849 524734 JOURNAL OF UROLOGY 541900 5525163 5525163 EDUCATION 541900 1295699 1295699 AUA NEWS 541800 752942 30694 722248 GUIDELINES 541900 136173 136173 119780 119780 15875340 2531274 2531274 150000 135509 14491 14491 14491 MISCELLANEOUS INCOME 900099 208627 208627 208627 25300584 8016123 1246982 9366627 1039418 1039418 28000 28000 2500 2500 1442884 758692 684192 4338979 2281505 2057474 574640 302155 272485 793445 417206 376239 612652 322142 290510 16776 15322 1454 139801 127686 12115 64695 64695 4690832 4271223 419609 1452942 1180396 272546 168704 17312 151392 2182877 1944476 238401 128565 128565 932189 95657 836532 AWARDS & STIPENDS 524790 520702 4088 HISTORY FUND 256828 256828 INCOME TAXES 243554 243250 304 BUILDING ACTIVITIES 59095 59095 19694166 13760902 5933264 0 3524920 2335926 612620 1298591 1161183 1041557 22752410 7014923 16309866 15737487 84327634 84744540 86275 1041007 106022498 106199108 2153107 2405133 3303322 3288676 8800000 8500000 4569436 4359347 3026620 0 21852485 18553156 X 83876611 87352820 117979 117709 175423 175423 84170013 87645952 106022498 106199108 X 5606418 -2130479 X 0 1 1 X 0 X 6713828 2137991 3511402 3426064 6670852 22460137 8346708 16135910 17329398 17563221 14628358 74003595 15060536 18273901 20840800 20989285 21299210 96463732 0 0 0 96463732 2304902 2532210 1882805 2039009 2531274 11290200 306961 219544 254470 306454 275471 1362900 2611863 2751754 2137275 2345463 2806745 12653100 143799 163638 303940 335443 208627 1155447 17816198 21189293 23282015 23670191 24314582 110272279 0.87480 0.80300 0.11470 0.11360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 10274697 140042 69446 354159 10130026 9279367 100960 1178472 284102 10274697 7728761 70625 1726683 246702 9279367 7025110 3071223 -2194778 172794 7728761 0.00000 0.60960 0.39040 0 1 1 2975858 2975858 15142437 3485451 11656986 4634115 3529472 1104643 15737487 25300584 19694166 5606418 -2130479 -2130479 3475939 34284276 -2130479 11529457 9398978 24885298 64695 350591 415286 25300584 31187697 11686791 11686791 19500906 64695 128565 193260 19694166 PART III, LINE 4: THE ORGANIZATIONS' COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS, AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE ORGANIZATIONS HAVE NOT CAPITALIZED OBJECTS DONATED TO THE HISTORY OF UROLOGY MUSEUM, AND, AS A RESULT, DOES NOT LIST ANY VALUE FOR THOSE OBJECTS ON THE COMBINED STATEMENTS OF FINANCIAL POSITION. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS ARE HELD AND ADMINISTERED BY BOTH THE AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC., A RELATED EXEMPT ORGANIZATION, AND THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. ENDOWMENT FUNDS ARE USED TO SUPPORT RESEARCH SCHOLARSHIPS AND AWARDS FOR THE ADVANCEMENT OF UROLOGIC MEDICINE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. MANAGEMENT EVALUATED THE ORGANIZATIONS TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES BEFORE 2008. PART XII, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENTS ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATION, INC. 11,150,355. AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. 3,200,110. INCOME ELIMINATED ON THE CONSOLIDATED STATEMENTS -2,821,008. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT INCOME 350,591. PART XIII, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENTS ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATED, INC. 11,485,436. AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. 3,022,363. EXPENSES ELIMINATED ON CONSOLIDATED FINANCIAL STATEMENTS -2,821,008. PART XIII, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE REPORTED SEPERATELY ON FINANCIAL STATEMENTS 128,565. 1 EAST ASIA AND THE PACIFIC - 0 0 PROGRAM SERVICE EDUCATION, TRAVEL, MEETING, MISCELLANEOUS 264448 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 PROGRAM SERVICE EDUCATION, TRAVEL, MISCELLANEOUS 148694 NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 PROGRAM SERVICE EDUCATION, TRAVEL, MEETING, MISCELLANEOUS 103390 SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 PROGRAM SERVICE EDUCATION, MEETING, MISCELLANEOUS 156908 SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 PROGRAM SERVICE EDUCATION 196322 SUB-SAHARAN AFRICA - ANGOLA, 0 0 PROGRAM SERVICE MISCELLANEOUS 21920 NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 GRANTMAKING 500 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 GRANTMAKING 1000 EAST ASIA AND THE PACIFIC - 0 0 GRANTMAKING 1000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICE EDUCATION, TRAVEL, MISCELLANEOUS 2100 RUSSIA & THE NEWLY INDEPENDENT STATES - 0 0 PROGRAM SERVICE EDUCATION, TRAVEL, MISCELLANEOUS 550 MIDDLE EAST AND NORTH AFRICA 0 0 CONTRIBUTION/GRANT REVENUE EAST ASIA AND THE PACIFIC 0 0 CONTRIBUTION/GRANT REVENUE EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 CONTRIBUTION/GRANT REVENUE 0 0 0 0 0 0 893182 3650 896832 0 0 0 0 0 1 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. 1 AMERICAN GERIATRIC SOCIETY 350 FIFTH AVENUE SUITE 801 NEW YORK NY 10118 131950856 501(C)(3) 6000 GENERAL SUPPORT FOR UROLOGIC RESEARCH PROGRAMS INTERNATIONAL VOLUNTEERS IN UROLOGY 3269 S MAIN ST STE 230 SALT LAKE CITY UT 84115 582263983 501(C)(3) 15000 GENERAL SUPPORT FOR UROLOGIC RESEARCH PROGRAMS SOCIETY FOR BASIC UROLOGIC RESEARCH 1100 EAST WOODFIELD ROAD SUITE 520 SCHAUMBERG IL 60173 363607930 501(C)(3) 5000 GENERAL SUPPORT FOR UROLOGIC RESEARCH PROGRAMS AMERICAN UROLOGICAL ASSOCIATION FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM MD 21093 203210212 501(C)(3) 821008 GENERAL SUPPORT FOR UROLOGIC RESEARCH PROGRAMS INTERSTATE POSTGRADUATE MEDICAL ASSISTANCE 2 S EAU CLAIRE AVE MADISON WI 53705 390368317 501(C)(3) 145410 GENERAL SUPPORT FOR UROLOGIC RESEARCH PROGRAMS AMERICAN RED CROSS 430 17TH STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 25000 0 SUPPORT FOR JAPANESE EARTHQUAKE AND TSUNAMI VICTIMS 6 0 GYRUS-ACMI ESSAY PRIZE 5 5500 AMBROSE REED PRIZE 1 1500 HUGH HAMPTON YOUNG AWARD 1 2000 RAMON GUITERAS AWARD 1 3000 WILLIAM P DIDUSCH AWARD 1 1000 RETROSPECTROSCOPE AWARD 1 1000 AUA EXCHANGE GRANT 5 7500 GOLD CYSTOSCOPE AWARD 1 2000 LIFETIME ACHIEVEMENT AWARD 1 2000 PROSTATE CANCER FOUNDATION AWARD 2 2000 REPORTING AWARD 1 500 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 MICHAEL T SHEPPARD 263502 168469 22192 14188 0 0 19960 12762 3048 1948 308702 197367 0 0 MARK P CAMPOBELLO 123401 78896 29851 19085 0 0 19120 12225 9497 6072 181869 116278 0 0 KEVIN A WOHLFORT 130074 83162 19774 12643 0 0 19960 12762 13917 8897 183725 117464 0 0 PETER J PLOURD 126771 81051 19091 12205 0 0 18906 12088 2585 1653 167353 106997 0 0 JANET V SKOREPA 199815 0 31535 0 0 0 28525 0 20832 0 280707 0 0 0 HENRIETTA D HUBBORD 148412 0 15792 0 0 0 21979 0 4638 0 190821 0 0 0 PATRICIA BANKS 80998 51786 8696 5559 0 0 5580 3567 2350 1502 97624 62414 0 0 DEBORAH F POLLY 141414 0 15091 0 0 0 20678 0 10514 0 187697 0 0 0 SUSAN A KERNS 78387 50117 2999 1917 0 0 10185 6512 15935 10188 107506 68734 0 0 PART I, LINE 1A OFFICERS AND DIRECTORS ARE ENTITLED TO FIRST CLASS TRAVEL ON TRIPS OVER ESTABLISHED TIME AND DISTANCE LIMITS. THIS AMOUNT IS NOT INCLUDED IN TAXABLE COMPENSATION. OFFICERS AND DIRECTORS ARE ENTITLED TO TRAVEL FOR COMPANIONS ON SELECT TRIPS DURING THE YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. THE PRESIDENT, THE PRESIDENT ELECT, AND THE IMMEDIATE PAST PRESIDENT RECEIVE TAX INDEMNIFICATION AND GROSS UP PAYMENTS FOR 50% OF THEIR SPOUSAL TRAVEL IN THE FOLLOWING YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE HAS DELEGATED AUTHORITY ONLY TO HANDLE THE DETAILS OF MANAGEMENT BETWEEN BOARD MEETINGS. HOWEVER, THE EXECUTIVE COMMITTEE REPORTS BACK TO THE FULL BOARD, WHICH NORMALLY SHOULD RATIFY ANY SIGNIFICANT DECISION OR ACTION OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 4 DURING 2011, THE BYLAWS OF THE ORGANIZATION WERE CHANGED. THE ONLY SIGNIFICANT CHANGE WAS TO THE ROLE THE NOMINATING COMMITTEE HAS IN THE SELECTION OF THE TREASURER-ELECT AND SECRETARY-ELECT POSITIONS. THESE POSITIONS WILL BE SELECTED BY THE BOARD OF DIRECTORS AND THE NOMINATING COMMITTEE WILL NO LONGER HAVE A ROLE IN THE SELECTION OF THESE POSITIONS. FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS HAVE A RIGHT TO APPROVE/CHANGE BYLAWS AND TO ELECT THE TREASURER AND SECRETARY OFFICER POSITIONS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION A, LINE 7B SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE, SENIOR STAFF, AND AN ELECTRONIC COPY WAS PROVIDED TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL COMMITTEE MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE COI'S ARE REVIEWED BY ALL COMMITTEE CHAIRMEN PRIOR TO ALL MEETINGS. THE REVIEW IS LISTED AS A DISCUSSION ITEM ON EVERY COMMITTEE AGENDA AND THE REVIEW AND DISCUSSION IS DOCUMENTED IN THE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A THE CEO'S SALARY IS DETERMINED EACH YEAR BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS COMMITTEE IS COMPRISED OF THREE AUAER BOARD MEMBERS. THE AUAER TREASURER, DIRECTOR OF HUMAN RESOURCES AND AED, FINANCE & ORGANIZATIONAL SERVICES SERVE AS NON-VOTING LIAISONS/ADVISORS TO THE COMMITTEE. AT THE BEGINNING OF THE CONTRACT PERIOD (5 YEARS AS OF 2008) HUMAN RESOURCES CONDUCTED A SALARY SURVEY AND IT WAS DETERMINED THAT THE CEO'S SALARY WOULD BE INCREASED TO THE 75TH PERCENTILE OF THE 2008 AVERAGE SALARY FOR COMPARABLE POSITIONS. A PROPOSED PLAN WAS PREPARED TO REACH THIS TARGET OVER THE FIVE YEAR PERIOD. A COMPREHENSIVE PERFORMANCE REVIEW WAS COMPLETED BY VARIOUS GROUPS INCLUDING AUAER STAFF, BOARD MEMBERS AND COMMITTEE CHAIRS. THE COMPENSATION COMMITTEE'S RECOMMENDATION WAS REVIEWED AND VOTED ON BY THE BOARD OF DIRECTORS. ALL COMPENSATION DISCUSSIONS ARE CONDUCTED DURING AN EXECUTIVE SESSION OF THE BOARD WHERE THE CEO IS NOT PRESENT. AUAER DOES NOT HAVE A FORMAL PROCESS THAT INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILLITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION FOR DETERMINING COMPENSATION OF THE OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. HOWEVER, THE ORGANIZATION DOES SUBSCRIBE TO SALARY SURVEYS AND USES AN INTERNAL COMPENSATION COMMITTEE TO REVIEW THE COMPENSATION OF SELECT POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND THE CONFLICT OF INTEREST POLICY ARE ALL AVAILABLE UPON REQUEST AT OUR CORPORATE OFFICE, 1000 CORPORATE BOULEVARD, LINTHICUM, MD 21090. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -2,130,479. FORM 990 - PART I, LINE 6 THE NUMBER OF VOLUNTEERS IS ESTIMATED BY CALCULATING THE NUMBER OF VOLUNTEERS BASED ON THE PARTICIPATION ON PHYSICIAN COMMITTEES. FORM 990 - FUNCTIONAL EXPENSES EMPLOYEES OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH (AUAER) ALSO PROVIDE SERVICES TO THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA), A RELATED EXEMPT ORGANIZATION, AND TO THE AMERICAN UROLOGICAL ASSOCIATION FOUNDATION (AUAF), A RELATED EXEMPT ORGANIZATION. THE AUA AND THE AUAF REIMBURSES THE AUAER FOR THOSE SERVICES AS WELL AS FOR ANY USE OF BUILDING OR OTHER ASSETS OWNED BY THE AUAER THROUGH A COST SHARING ARRANGEMENT. FORM 990, PART VII THE BOARD OF DIRECTORS AND COMMITTEE MEMBERS OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) ROTATE ON A FISCAL YEAR CYCLE TYPICALLY JUNE 1ST THROUGH MAY 31ST. HOURS DEVOTED TO RELATED ORGANIZATIONS: FORM 990, PART VII, SECTION A SEVERAL DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC. ARE ALSO DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC.,A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. ARE LISTED BELOW. THESE HOURS ARE ALL UNCOMPENSATED, VOLUNTEER HOURS. INDIVIDUAL HOURS DEVOTED TO AUAF SUSHIL S. LACY, M.D. 1 DENNIS A. PESSIS, M.D. 1 DATTA G. WAGLE, M.D. 1 ANTON J. BUESCHEN, M.D. 1 GOPAL H. BADLANI, M.D. 1 RICHARD A. MEMO, M.D. 1 ROBERT C. FLANIGAN, M.D. 1 JOHN H. LYNCH, M.D. .5 DAVID F. GREEN, M.D. .5 PRAMOD C. SOGANI, M.D. .5 STEPHEN Y. NAKADA, M.D. .5 KEVIN PRANIKOFF, M.D. .5 J. BRANTLY THRASHER, M.D. .5 DENNIS D. VENABLE, M.D. .5 JEFFREY E. KAUFMAN, M.D. .5 B. THOMAS BROWN, M.D. .5 JOHN C. PRINCE, M.D. .5 SEVERAL DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC. ARE ALSO DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION, INC.,A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION, INC. ARE LISTED BELOW: INDIVIDUAL HOURS DEVOTED TO AUA SUSHIL S. LACY, M.D. 3 DENNIS A. PESSIS, M.D. 3 DATTA G. WAGLE, M.D. 3 ANTON J. BUESCHEN, M.D. 3 GOPAL H. BADLANI, M.D. 3 RICHARD A. MEMO, M.D. 3 ROBERT C. FLANIGAN, M.D. 3 JOHN H. LYNCH, M.D. .5 DAVID F. GREEN, M.D. .5 PRAMOD C. SOGANI, M.D. .5 STEPHEN Y. NAKADA, M.D. .5 KEVIN PRANIKOFF, M.D. .5 J. BRANTLY THRASHER, M.D. .5 DENNIS D. VENABLE, M.D. .5 JEFFREY E. KAUFMAN, M.D. .5 B. THOMAS BROWN, M.D. .5 JOHN C. PRINCE, M.D. .5 AN OFFICER OF AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC. IS ALSO AN EMPLOYEE OF AMERICAN UROLOGICAL ASSOCIATION FOUNDATION,INC., A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. ARE LISTED BELOW. THESE HOURS ARE ALL UNCOMPENSATED, VOLUNTEER HOURS. INDIVIDUAL HOURS DEVOTED TO AUAF MICHAEL T. SHEPPARD 5 SEVERAL OFFICERS, KEY EMPLOYEES, AND HIGHLY COMPENSATED EMPLOYEES OF AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC. ARE ALSO EMPLOYEES OF AMERICAN UROLOGICAL ASSOCIATION, INC., A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION, INC. ARE LISTED BELOW: INDIVIDUAL HOURS DEVOTED TO AUA MICHAEL T. SHEPPARD 12 MARK P. CAMPOBELLO 16 KEVIN A. WOHLFORT 16 PETER J. PLOURD 16 PATRICIA BANKS 16 MICHAEL A. PRETL 8 SUSAN A. KERNS 16 AMERICAN UROLOGICAL ASSOCIATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 522205122 EXEMPT ORGANIZATION MD 501(C)(6) N/A 0 AMERICAN UROLOGICAL ASSOCIATION FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 EXEMPT ORGANIZATION MD 501(C)(3) 7 N/A 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 1 0 0