2012-05-07T09:22:08-05:00 2011-12-31 420714325 MCGLADREY LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2011-01-01 522205122 AMERICAN UROLOGICAL ASSOCIATION INC AMER 4106893700 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 MICHAEL SHEPPARD 4106893700 2012-05-02 1 JULIA FLANNERY CPA P00928918 4102469300 2011 2016-02-24 21:20:13Z MICHAEL SHEPPARD 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 11166881 0 X WWW.AUANET.ORG X 2002 MD ADVANCEMENT OF PROFESSIONAL AND UROLOGIC PATIENT CARE AND THE FORMULATION OF HEALTH CARE POLICY. 13 8 30 231 350110 0 0 0 10501114 11150355 12648 16526 0 0 10513762 11166881 2026400 2066400 0 0 4712214 4874137 0 0 0 4736403 4544899 11475017 11485436 -961255 -318555 9257176 9120910 7544521 7726810 1712655 1394100 X PROMOTE THE HIGHEST STANDARDS OF UROLOGICAL CLINICAL CARE THROUGH EDUCATION, RESEARCH, AND THE FORMULATION OF HEALTH CARE POLICY. 0 0 THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) IS ORGANIZED TO SERVE AS A NATIONAL PROFESSIONAL ASSOCIATION OF PHYSICIANS IN THE SPECIALTY OF UROLOGY. ANNUALLY THE AUA HOLDS A NATIONAL MEETING FOR MEMBERS AND NON-MEMBERS, AT WHICH NUMEROUS EDUCATIONAL SESSIONS ARE CONDUCTED BY EXPERTS IN RESEARCH AND MEDICAL TECHNIQUES IN UROLOGY AS WELL AS MANUFACTURERS EXHIBITING THE LATEST TECHNOLOGY AND PRODUCTS USEFUL TO THE PRACTICING UROLOGISTS. THE AUA ADVOCATES HEALTH POLICIES IN THE PUBLIC INTEREST, ON CURRENT ISSUES AFFECTING THE SPECIALTY OF UROLOGY AND MEDICINE IN GENERAL WITH THE U.S. CONGRESS AND FEDERAL AND STATE REGULATORY AGENCIES. DIRECTLY AND THROUGH AFFILIATED ENTITIES, THE AUA PROVIDES SCIENTIFIC RESEARCH, EDUCATION, PRACTICE MANAGEMENT, ADVOCACY, MEMBERSHIP SERVICES AND PUBLIC RELATIONS ON BEHALF OF THE UROLOGICAL PROFESSION. 0 0 1 1 0 0 0 0 1 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 41 0 1 30 1 1 1 0 0 0 1 1 0 X 13 8 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 0 0 0 MD X MARK CAMPOBELLO 4106893705 1000 CORPORATE BOULEVARD LITHICUM MD 21090 SUSHIL S LACY MD 3.00 X X 30366 47496 0 DENNIS PESSIS MD 3.00 X X 9058 14167 0 DATTA WAGLE MD 3.00 X X 15253 23857 0 ANTON J BUESCHEN MD 3.00 X X 0 0 0 GOPAL H BADLANI MD 3.00 X X 24595 38468 0 RICHARD MEMO MD 3.00 X X 39388 61608 0 ROBERT C FLANIGAN MD 3.00 X X 23719 37100 0 JOHN H LYNCH MD 0.50 X 425 666 0 DAVID GREEN MD 0.50 X 181 284 0 PRAMOD C SOGANI MD 0.50 X 557 870 0 STEPHEN Y NAKADA MD 0.50 X 1810 2830 0 KEVIN PRANIKOFF MD 0.50 X 140 219 0 J BRANTLEY THRASHER MD 0.50 X 698 1092 0 DENNIS D VENABLE MD 0.50 X 2236 3498 0 JEFFREY E KAUFMAN MD 0.50 X 1012 1583 0 B THOMAS BROWN MD 0.50 X 0 0 0 JOHN C PRINCE MD 0.50 X 950 1486 0 MICHAEL T SHEPPARD 12.00 X 182657 285694 35322 MARK P CAMPOBELLO 16.00 X 97981 153252 45204 KEVIN A WOHLFORT 16.00 X 95805 149848 53329 PETER J PLOURD 16.00 X 93256 145862 33594 BETH KOSIAK 40.00 X 210000 0 29763 RICHARD W RUTHERFORD 40.00 X 148218 0 32100 PATRICIA BANKS 16.00 X 57345 89694 11747 MICHAEL A PRETL 8.00 X 52467 82063 0 SUSAN A KERNS 16.00 X 52034 81386 36104 1140151 1223023 277163 5 0 1 0 PHYSICIAN REIMBURSEMENT SYSTEMS INC 1675 LARIMER STREET DENVER CO 90202 WEBSITE DEVELOPMENT 330257 1 EXHIBIT & INDUS. SUPPO 541800 5709695 5359585 350110 MEMBERSHIP DUES AND AS 541900 4065935 4065935 PRACTICE MANAGEMENT 541900 791035 791035 MISC PUBS/MANUALS/PROG 541800 558690 558690 GOVERNMENT AFFAIRS 541900 25000 25000 11150355 16526 16526 11166881 10800245 350110 16526 2040000 26000 400 992496 3466090 102023 172947 140581 2361607 289437 797393 868388 AWARDS 228074 11485436 5526672 8463775 420872 539957 73322 117178 3236310 0 9257176 9120910 367816 364263 7176705 6973072 0 389475 7544521 7726810 X 1712655 1394100 1712655 1394100 9257176 9120910 -318555 0 X 0 1 1 X 0 416635 170 0 UROPAC (SEE PART IV DESCRIPTION) 1100 EAST WOODFIELD ROAD SUITE 520 SCHAUMBERG IL 60173 201065450 8355 0 0 0 4065935 416635 416635 852520 -435885 ORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES: PART I-A, LINE 1: THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) IS THE JOINT OWNER WITH THE AMERICAN ASSOCIATION OF CLINICAL UROLOGISTS (AACU) OF THE "AMERICAN ASSOCIATION OF CLINICAL UROLOGISTS-AMERICAN UROLOGICAL ASSOC. POLITICAL ACTION COMMITTEE (UROPAC)." UROPAC IS A SEPARATE ENTITY CO-SPONSORED BY THE AMERICAN ASSOCIATION OF CLINICAL UROLOGISTS, INC. AND THE AMERICAN UROLOGICAL ASSOCIATION, INC. UROPAC WILL NOT SOLICIT CONTRIBUTIONS FROM FOREIGN NATIONALS OR INDIVIDUALS WHO ARE NOT MEMBERS OF AUA OR AACU. CONTRIBUTIONS FROM FOREIGN NATIONALS AND INDIVIDUALS WHO ARE NOT MEMBERS OF AUA OR AACU ARE PROHIBITED. THE FEDERAL FUNDS RAISED BY UROPAC ARE CONTRIBUTED TO FECA CAMPAIGN COMMITTEES. AUA/AACU STAFF MAKES RECOMMENDATIONS ON CONTRIBUTIONS TO THE UROPAC BOARD WHICH HAS ENTRUSTED THE CHAIR AND THE VICE CHAIR WITH DECISION MAKING AUTHORITY. AUA STAFF REGULARLY ATTENDS FUNDRAISERS FOR FEDERAL INCUMBENTS AND CHALLENGERS AS WELL AS POLITICAL PARTY FUNDRAISING APPARATUSES. THE AUA MAINTAINS ONE STAFF MEMBER WHO WORKS APPROXIMATELY 30% OF THE TIME ON UROPAC ACTIVITIES: FUNDRAISING, COORDINATING FECA CAMPAIGN COMMITTEE CONTRIBUTIONS, LIAISING WITH THE AACU ON UROPAC MATTERS, ETC. AUA COVERS TRAVEL EXPENSES RELATED TO THIS STAFF MEMBER'S UROPAC RELATED TRAVEL. IN ADDITION, THE AUA SPONSORS A UROPAC RECEPTION ON BEHALF OF UROPAC AT ITS ANNUAL MEETING AND PRODUCES A BOOTH USED FOR FUNDRAISING AT THE ANNUAL MEETING AS WELL. OTHER EXPENSES INCLUDE REGISTRATION FEES FOR PAC TRAINING/FORUMS, MISCELLANEOUS PRINTING, AND INTERNET FEES. 10274697 140042 59446 354159 10130027 9279367 100960 1178472 284102 10274697 7728761 70625 1726683 246702 9279367 7025110 3071223 -2194778 172794 7728761 0.00000 0.60960 0.39040 0 1 1 0 INTERCOMPANY PAYABLE 389475 389475 11166881 11485436 -318555 -318555 34284276 23133921 23133921 11150355 16526 16526 11166881 31187697 19702261 19702261 11485436 0 11485436 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS ARE HELD AND ADMINISTERED BY BOTH THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. AND THE AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC., RELATED EXEMPT ORGANIZATIONS. ENDOWMENT FUNDS ARE USED TO SUPPORT RESEARCH SCHOLARSHIPS AND AWARDS FOR THE ADVANCEMENT OF UROLOGIC MEDICINE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. MANAGEMENT EVAULATED THE ORGANIZATIONS TAX POSITION AND CONCLUDED THAT THE ORGANIZATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES BEFORE 2008. PART XII, LINE 2D - OTHER ADJUSTMENTS: F/S ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. 3,200,110. AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. REVENUE 22,754,819. INCOME ELIMINATED ON THE CONSOLIDATED FINANCIAL STATEMENTS -2,821,008. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT INCOME 16,526. PART XIII, LINE 2D - OTHER ADJUSTMENTS: F/S ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. 3,022,363. AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. EXPENSES 19,500,906. EXPENSES ELIMINATED ON THE CONSOLIDATED FINANCIAL STATEMENTS -2,821,008. 1 MD PATIENT CARE ACCESS COALITION 200 HOSPITAL DRIVE STE 306 GLEN BURNIE MD 21061 201387729 20000 MPCAC GRANT FUPN INC 80 DOCTORS DRIVE PANAMA CITY FL 32405 263649801 20000 ADVOCACY SUPPORT GRANT AMERICA UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC 1000 CORPORATE BOULEVARD LINTHICUM MD 21091 430691437 501(C)(3) 2000000 GENERAL SUPPORT 1 2 HEALTH POLICY SCHOLARSHIP 1 15000 2011 RESIDENCY GRANT 6 11000 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUA'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIASON RELATIONSHIPS WITH GRANT RECIPIENTS. X X X 1 1 0 0 0 MICHAEL T SHEPPARD 168469 263502 14188 22192 0 0 12762 19960 1948 3048 197367 308702 0 0 MARK P CAMPOBELLO 78896 123401 19085 29851 0 0 12225 19120 6072 9497 116278 181869 0 0 KEVIN A WOHLFORT 83162 130074 12643 19774 0 0 12762 19960 8897 13917 117464 183725 0 0 PETER J PLOURD 81051 126771 12205 19091 0 0 12088 18906 1653 2585 106997 167353 0 0 BETH KOSIAK 180961 0 29039 0 0 0 27163 0 3780 0 240943 0 0 0 RICHARD W RUTHERFORD 144313 0 3905 0 0 0 18241 0 14975 0 181434 0 0 0 PATRICIA BANKS 51786 80998 5559 8696 0 0 3567 5580 1502 2350 62414 97624 0 0 SUSAN A KERNS 50117 78387 1917 2999 0 0 6512 10185 10188 15935 68734 107506 0 0 PART I, LINE 1A OFFICERS AND DIRECTORS ARE ENTITLED TO FIRST CLASS TRAVEL ON TRIPS OVER ESTABLISHED TIME AND DISTANCE LIMITS. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. OFFICERS AND DIRECTORS ARE ENTITLED TO TRAVEL FOR COMPANIONS ON SELECT TRIPS DURING THE YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. THE PRESIDENT AND THE PRESIDENT ELECT RECEIVE TAX INDEMNIFICATION AND GROSS UP PAYMENTS FOR 50% OF THEIR SPOUSAL TRAVEL IN THE FOLLOWING YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. SUPPLEMENTAL INFORMATION PART III FORM 990, SCHEDULE J, PART I, LINE 3 THE AMERICAN UROLOGICAL ASSOCIATION, INC. RELIES ON THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC., A RELATED ORGANIZATION TO ESTABLISH THE COMPENSATION OF THE ORGANIZATION'S CEO/EXECUTIVE DIRECTOR. THE AUAER USES A COMPENSATION COMMITTEE, FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEY OR STUDY, AND THE APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE HAS DELEGATED AUTHORITY ONLY TO HANDLE THE DETAILS OF MANAGEMENT BETWEEN BOARD MEETINGS. HOWEVER, THE EXECUTIVE COMMITTEE REPORTS BACK TO THE FULL BOARD, WHICH NORMALLY SHOULD RATIFY ANY SIGNIFICANT DECISION OR ACTION OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 4 DURING 2011, THE BYLAWS OF THE ORGANIZATION WERE CHANGED. THE ONLY SIGNIFICANT CHANGE WAS TO THE ROLE THE NOMINATING COMMITTEE HAS IN THE SELECTION OF THE TREASURER-ELECT AND SECRETARY-ELECT POSITIONS. THESE POSITIONS WILL BE SELECTED BY THE BOARD OF DIRECTORS AND THE NOMINATING COMMITTEE WILL NO LONGER HAVE A ROLE IN THE SELECTION OF THESE POSITIONS. FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS HAVE A RIGHT TO APPROVE/CHANGE BYLAWS AND TO ELECT THE TREASURER AND SECRETARY OFFICER POSITIONS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION A, LINE 7B SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE, SENIOR STAFF, AND AN ELECTRONIC COPY WAS PROVIDED TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL COMMITTEE MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE COI'S ARE REVIEWED BY ALL COMMITTEE CHAIRMEN PRIOR TO ALL MEETINGS. THE REVIEW IS LISTED AS A DISCUSSION ITEM ON EVERY COMMITTEE AGENDA AND THE REVIEW AND DISCUSSION IS DOCUMENTED IN THE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST AT OUR CORPORATE OFFICE, 1000 CORPORATE BOULEVARD, LINTHICUM, MD 21090. FORM 990 - PAGE 1, PART I, LINE 6 THE NUMBER OF VOLUNTEERS WAS ESTIMATED BASED ON THE NUMBER OF PHYSICIAN'S PARTICIPATING ON PHYSICIAN COMMITTEES. FORM 990 - FUNCTIONAL EXPENSES AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) DOES NOT HAVE ANY EMPLOYEES. ALL THE SERVICES PROVIDED FOR THE AUA ARE PERFORMED BY EMPLOYEES OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) UNDER A COST SHARING ARRANGEMENT. THE EXPENSES REFLECTED ON PAGE TEN OF THIS RETURN ON LINES 5 THROUGH 10 ARE THE EXPENSES PAID BY THE AUA TO THE AUAER UNDER THE COST SHARING ARRANGEMENT FOR SERVICES PROVIDED BY AUAER EMPLOYEES FOR THE AUA. FORM 990, PART VII THE BOARD OF DIRECTORS AND COMMITTEE MEMBERS OF THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) ROTATE ON A FISCAL YEAR CYCLE TYPICALLY JUNE 1ST THROUGH MAY 31ST. HOURS DEVOTED TO RELATED ORGANIZATIONS: FORM 990, PART VII, SECTION A SEVERAL DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION, INC. ARE ALSO DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC.,A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. ARE LISTED BELOW. THESE HOURS ARE ALL UNCOMPENSATED, VOLUNTEER HOURS. INDIVIDUAL HOURS DEVOTED TO AUAF SUSHIL S. LACY, M.D. 1 DENNIS A. PESSIS, M.D. 1 DATTA G. WAGLE, M.D. 1 ANTON J. BUESCHEN, M.D. 1 GOPAL H. BADLANI, M.D. 1 RICHARD A. MEMO, M.D. 1 ROBERT C. FLANIGAN, M.D. 1 JOHN H. LYNCH, M.D. .5 DAVID F. GREEN, M.D. .5 PRAMOD C. SOGANI, M.D. .5 STEPHEN Y. NAKADA, M.D. .5 KEVIN PRANIKOFF, M.D. .5 J. BRANTLY THRASHER, M.D .5 DENNIS D. VENABLE, M.D. .5 JEFFREY E. KAUFMAN, M.D. .5 B. THOMAS BROWN, M.D. .5 JOHN C. PRINCE, M.D. .5 SEVERAL DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION, INC. ARE ALSO DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC.,A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC. ARE LISTED BELOW: INDIVIDUAL HOURS DEVOTED TO AUAER SUSHIL S. LACY, M.D. 6 DENNIS A. PESSIS, M.D. 6 DATTA G. WAGLE, M.D. 6 ANTON J. BUESCHEN, M.D. 6 GOPAL H. BADLANI, M.D. 6 RICHARD A. MEMO, M.D. 6 ROBERT C. FLANIGAN, M.D. 6 JOHN H. LYNCH, M.D. 1 DAVID F. GREEN, M.D. 1 PRAMOD C. SOGANI, M.D. 1 STEPHEN Y. NAKADA, M.D. 1 KEVIN PRANIKOFF, M.D. 1 J. BRANTLY THRASHER, M.D 1 DENNIS D. VENABLE, M.D. 1 JEFFREY E. KAUFMAN, M.D. 1 B. THOMAS BROWN, M.D. 1 JOHN C. PRINCE, M.D. 1 AN OFFICER OF AMERICAN UROLOGICAL ASSOCIATION, INC. IS ALSO AN EMPLOYEE OF AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC., A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. ARE LISTED BELOW. THESE HOURS ARE ALL UNCOMPENSATED, VOLUNTEER HOURS INDIVIDUAL HOURS DEVOTED TO AUAF MICHAEL T. SHEPPARD 5 SEVERAL OFFICERS, KEY EMPLOYEES, AND HIGHLY COMPENSATED EMPLOYEE OF AMERICAN UROLOGICAL ASSOCIATION, INC. ARE ALSO EMPLOYEES OF AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC., A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC. ARE LISTED BELOW: INDIVIDUAL HOURS DEVOTED TO AUAER MICHAEL T. SHEPPARD 23 MARK P. CAMPOBELLO 24 KEVIN A. WOHLFORT 24 PETER J. PLOURD 24 PATRICIA BANKS 24 MICHAEL A. PRETL 12 SUSAN A. KERNS 24 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 430691437 EXEMPT ORGANIZATION MD 501(C)(3) 9 N/A 0 AMERICAN UROLOGICAL ASSOCIATION FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 EXEMPT ORGANIZATION MD 501(C)(3) 7 N/A 0 0 1 0 0 1 0 0 0 0 0 0 0 1 1 1 0 0 0