2012-04-02T14:00:14-05:00 2011-06-30 990 2010-07-01 362593545 ERIKSON INSTITUTE ERIK 3127552250 451 North LaSalle Street Chicago IL 606544510 SAMUEL J MEISELS 2012-04-02 2010 2016-02-24 21:20:13Z SAMUEL J MEISELS 451 North LaSalle Street Chicago IL 606544510 18422881 false X WWW.ERIKSON.EDU X 1966 IL ERIKSON IS AN INSTITUTION OF HIGHER EDUCATION FOCUSING ON TEACHING, RESEARCH AND CLINICAL AND COMMUNITY SERVICE IN THE AREA OF CHILD DEVELOPMENT AND EARLY CARE EDUCATION. 36 35 246 200 0 0 9765511 9667495 5266271 5274814 310405 1882312 74208 243842 15416395 17068463 1229392 1134557 0 0 10819941 10299565 0 0 693742 7534457 6787026 19583790 18221148 -4167395 -1152685 79969417 81527736 39926138 37926009 40043279 43601727 X ERIKSON INSTITUTE IS AN INDEPENDENT INSTITUTION OF HIGHER EDUCATION THAT PREPARES CHILD DEVELOPMENT AND FAMILY SERVICE PROFESSIONALS FOR LEADERSHIP. THROUGH ITS ACADEMIC PROGRAMS, APPLIED RESEARCH AND COMMUNITY SERVICE AND ENGAGEMENT, ERIKSON ADVANCES THE ABILITY OF PRACTITIONERS, RESEARCHERS, AND DECISION MAKERS TO IMPROVE LIFE FOR CHILDREN AND THEIR FAMILIES. THE INSTITUTE IS A CATALYST FOR DISCOVERY AND CHANGE, CONTINUALLY BRINGING THE NEWEST SCIENTIFIC KNOWLEDGE AND THEORIES OF CHILDREN'S DEVELOPMENT AND LEARNING INTO ITS CLASSROOMS AND OUT TO THE COMMUNITY SO THAT PROFESSIONALS SERVING CHILDREN AND FAMILIES ARE INFORMED, INSPIRED AND RESPONSIVE. false false 8058082 0 3746237 ERIKSON PROVIDES GRADUATE LEVEL EDUCATION AND TRAINING IN CHILD DEVELOPMENT AND EARLY CHILDHOOD EDUCATION. APPROXIMATELY 285 STUDENTS ARE ENROLLED IN ERIKSON'S GRADUATE CERTIFICATE, MASTER'S DEGREE AND DOCTORAL DEGREE PROGRAMS. 77 MASTER'S DEGREE STUDENTS GRADUATED IN MAY 2011. IN ADDITION TO ITS DEGREE AND CERTIFICATE PROGRAMS, ERIKSON PROVIDES CONTINUING PROFESSIONAL DEVELOPMENT TO A WIDE RANGE OF EARLY CHILDHOOD PROFESSIONALS IN THE GREATER CHICAGOLAND AREA. 1993834 1993834 0 EARLY CHILDHOOD PROJECT WITH DCFS THE ILLINOIS DEPARTMENT OF CHILDREN AND FAMILY SERVICES (DCFS) CONTRACTS WITH ERIKSON TO MANAGE ITS EARLY CHILDHOOD UNIT. ALUMNA ANDRIA GOSS DIRECTS 19 EARLY CHILDHOOD SPECIALISTS BASED AT ERIKSON WHO WORK STATEWIDE TO DETERMINE WHAT SERVICES ARE NEEDED TO ADDRESS THE DEVELOPMENTAL CONCERNS OF CHILDREN BIRTH THROUGH FIVE WHO ARE IN THE CARE OF OR WHO ARE BEING CLOSELY MONITORED BY DCFS. THROUGH THIS PROJECT, ERIKSON ADMINISTERS DEVELOPMENTAL SCREENINGS TO CHILDREN AGES BIRTH THROUGH THREE ENTERING THE FOSTER CARE SYSTEM IN COOK COUNTY AND COORDINATES ASSESSMENTS STATEWIDE. IN FISCAL YEAR 2011, THE PROGRAM ADMINISTERED 1,333 SCREENINGS; PARTICIPATED IN 199 HIGH RISK CASE STAFFINGS AND MADE 407 REFERRALS FOR EARLY INTERVENTION AND/OR INFANT MENTAL HEALTH PROGRAMS. 1198814 748766 450048 THE HERR RESEARCH CENTER FOR CHILDREN AND SOCIAL POLICY INFORMS, GUIDES, AND SUPPORTS EFFECTIVE EARLY CHILDHOOD POLICY IN ILLINOIS AND ACROSS THE U.S. THROUGH ITS RESEARCH AND OUTREACH ACTIVITIES, THE CENTER BRINGS TOGETHER PERSPECTIVES FROM POLICY AND RESEARCH TO PROMOTE THE WELL-BEING OF CHILDREN FROM BIRTH TO AGE 8 AND THEIR FAMILIES. OUR RESEARCHERS DESIGN AND CONDUCT ORIGINAL RESEARCH, EVALUATIONS & ANALYSIS. WE THEN CHANNEL THIS KNOWLEDGE TO GOVERNMENT OFFICIALS, PROGRAM ADMINISTRATORS, ADVOCATES, FOUNDATION OFFICERS AND OTHER PARTICIPANTS IN THE POLICY PROCESS TO IMPROVE THE OVERALL EFFECTIVENESS OF PROGRAMS AND POLICIES FOR YOUNG CHILDREN & FAMILIES. FISCAL YEAR 2011 PROJECTS INCLUDED AN EVALUATION OF ILLINOIS'S EARLY CHILDHOOD BLOCK GRANT, EXAMINATION OF POLICIES AND PRACTICES FOR SERVING PRE-KINDERGARTEN ENGLISH LANGUAGE LEARNERS IN CHICAGO PUBLIC SCHOOLS, THE ILLINOIS KINDERGARTEN READINESS ASSESSMENT PLANNING INITIATIVE, AND THE FAMILY-PROVIDER RELATIONSHIP QUALITY MEASUREMENT PROJECT. 3439222 2176352 1148162 OTHER PROGRAM EXPENSES: - CENTER FOR CHILDREN & FAMILIES - FUSSY BABY - FOSTER CHILD DEVELOPMENT, MONITORING & ASSSESSMENTS - NEW SCHOOLS PROJECT - EARLY MATH TRAINING - PROFESSIONAL DEVELOPMENT EXPENSES $3,439,222 INCLDING GRANTS OF $2,176,352. REVENUE $1,148,162. 3439222 2176352 1148162 14689952 true true false false false false false false true true true false false true true true false true false false false false false true false false false true true true false false false false false false false false false false true false false false false false false false false false true 103 0 true 246 true false false false false false true true false false false false X 36 35 false false true false false false false true true false false true true true true true false true false false IL X Susan Wallace 3127552250 451 N LaSalle Street Chicago IL 606544510 X CATHERINE M ADDUCI 3 X 0 0 0 ERIC ADELSTEIN 3 X 0 0 0 VIRGINIA G BOBINS 3 X 0 0 0 BARBARA T BOWMAN 40 X X 138336 0 12934 MARTIN CABRERA 3 X 0 0 0 JEANNA MARIE CAPITO 3 X 0 0 0 GERY J CHICO 3 X X 0 0 0 MICHELLE L COLLINS 3 X 0 0 0 SUSAN G GALLAGHER 3 X 0 0 0 SABRINA GRACIAS 3 X 0 0 0 LEE E HARKLEROAD 3 X 0 0 0 TOBY HERR 3 X 0 0 0 JOHN L HINES 3 X X 0 0 0 BRUCE E HUEY 3 X X 0 0 0 LEWIS S INGALL 3 X 0 0 0 RICHARD P KIPHART 3 X 0 0 0 MARY A LARIA 3 X 0 0 0 MITCHELLE J LEDERER 3 X 0 0 0 EDWARD S LOEB 3 X 0 0 0 SHIRLEY MADIGAN 3 X 0 0 0 JUDY MCCASKEY 3 X 0 0 0 JOHN W MCNULTY 3 X 0 0 0 KATE NEISSER 3 X X 0 0 0 KATHY RICHLAND PICK 3 X 0 0 0 JAMES J ROCHE 3 X 0 0 0 CARI B SACKS 3 X 0 0 0 GENE R SAFFOLD 3 X 0 0 0 RICHARD S SCHUHAM 3 X 0 0 0 JOY SEGAL 3 X 0 0 0 SARA CROWN STAR 3 X 0 0 0 EVE M TYREE 3 X 0 0 0 PATRICIA REYNOLDS WALSH 3 X 0 0 0 JOYCE WALTERS 3 X 0 0 0 ADRIENNE E WHITE 3 X 0 0 0 SUSAN J WISLOW 3 X 0 0 0 SHERI B ZUCKERMAN 3 X 0 0 0 JANA FLEMING 40 X 139394 0 13293 JONATHAN FRANK 40 X 140738 0 25472 RANDY HOLGATE 40 X X 205198 0 14373 SAMUEL MEISELS 40 X X X 297229 0 25616 JEANNE MUELLER 40 X 139791 0 17365 SHIRLEY RAY 40 X 148063 0 22193 GILLIAN MC NAMEE 40 X 123741 0 25099 SUSAN WALLACE 40 X X 118500 0 14273 JANICE PROMER 40 X 30258 0 3444 1481248 0 174062 14 true true false SRI INTERNATIONAL PO BOX 2767 MENLO PARK CA 94025 PROJECT RESEARCH 960082 ALTER GROUP 75 REMITTANCE DRIVE CHICAGO IL 60675 BUILDING MANAGEMENT 342765 EURSET SERVICES 4700 N OKETO AVENUE HARWOOD HEIGHTS IL 60706 JANITORIAL SERVICE 154607 ACE GRAPHICS INC 2052 CORPORATE LANE NAPERVILLE IL 60563 DESIGN & PRINTING 109584 STORYVIEW LLC 125 W 55TH ST CLARDENDON HILLS IL 60514 PROJECT RESEARCH 109584 5 358594 9308901 28797 9667495 STUDENT TUITION & FEES 611600 3746237 3746237 CONSULTING FEES 611600 1528577 1528577 0 0 0 0 5274814 547367 547367 0 0 0 0 0 2378658 1043713 1334945 0 1334945 1334945 310705 358594 310705 0 0 0 MISCELLANEOUS 900099 243842 243842 0 0 0 0 243842 17068463 5274814 0 2126154 0 1134557 1134557 0 0 1686276 784820 698372 203084 0 6716828 5876879 646207 193742 503543 411802 59445 32296 694043 569043 80999 44001 698875 571545 82505 44825 0 58580 19742 38838 57095 57095 0 0 82411 82411 1864122 1618057 212610 33455 96234 84170 11943 121 283365 111587 156030 15748 178201 108675 64328 5198 36107 36107 559911 479425 62986 17500 169886 165189 4359 338 0 166336 126257 29708 10371 1522621 1248549 228393 45679 0 980105 803686 147016 29403 207944 91167 116777 BOOKS & LIBRARY MATERIALS 106439 104623 1629 187 PRINTING & COPYING 136149 206704 -83951 13396 MISCELLANEOUS EXPENSE 241873 97721 139754 4398 BAD DEBT EXPENSE 39647 39647 0 0 0 0 18221148 14689952 2837454 693742 0 2327246 820179 893594 5454791 14516523 10416400 119058 94844 33981165 4552471 30380487 29428694 22239260 25424463 9327356 9728812 0 0 165893 159553 79969417 81527736 1190287 767614 48302 28500 32500000 32500000 6187549 4629895 39926138 37926009 X 15050627 18632976 9357605 9229325 15635047 15739426 40043279 43601727 79969417 81527736 X -1152685 4711133 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 32103845 2705385 4931980 1951817 0 37789393 31706224 1202691 3357460 55168 4107362 0 32103845 17875734 21194331 -4375266 39500 2949075 0 31706224 0.48000 0.42000 0.10000 false false 2692677 2692677 27299162 2054369 25244793 0 3936826 2498102 1438724 52500 52500 29428694 0 0 PRIVATE EQUITY AND HEDGE FUNDS 9728812 F 9728812 0 INTEREST RATE SWAP AGREEMENT 4629895 4629895 17068463 18221148 -1152685 3153479 1557654 4711133 3558448 20562627 3153479 423097 3576576 16986051 82412 0 82412 17068463 17004179 0 0 17004179 82412 1134557 1216969 18221148 Intended uses of endowment funds Schedule D, Part V, Line 4 THE BOARD OF TRUSTEES HAS DESIGNATED CERTAIN AMOUNTS OF UNRESTRICTED REVENUES TO BE CLASSIFIED AS FUNDS FUNCTIONING AS ENDOWMENT. THE INCOME ON THESE FUNDS WILL BE USED TO SUPPORT ONGOING OPERATIONS. AS OF JUNE 30, 2011, THESE FUNDS WERE ESTABLISHED FOR THE FOLLOWING PURPOSES: FACILITIES $14,351,546; GENERAL OPERATIONS $3,435,421; SCHOLARSHIPS $269,565. FIN 48 (ASC 740) footnote Schedule D, Part X, Line 2 ON JULY 1, 2009, THE INSTITUTE ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE INSTITUTE MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF THE INSTITUTE, AND VARIOUS POSITIONS RELATED TO THE POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME (UBIT). THERE WERE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES DURING THE YEAR. THE INSTITUTE FILES FORM 990 IN THE US FEDERAL JURISDICTION AND IN THE STATE OF ILLINOIS. THE INSTITUTE IS GENERALLY NO LONGER SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICES FOR YEARS BEFORE 2006. Other changes in net assets Schedule D, Part XI, Line 8 INTEREST RATE SWAP FAIR - 1557654; Other revenues in audited financial statements not in form 990 Schedule D, Part XII, Line 2d SCHOLARSHIP AWARDS AND GRANTS - -1134557; INTEREST RATE SWAP FAIR VALUE ADJUSTEMNET - 1557654; Other expenses in form 990 not in audited financial statements Schedule D, Part XIII, Line 4b SCHOLARSHIP AWARDS AND GRANTS - 1134557; true true true true true true true false false false true false false false false false false true DINNER 669299 358594 310705 99897 210808 NONE 0 0 0 669299 358594 310705 0 99897 0 0 0 210808 310705 0 true BOEING SCHOLARSHIPS 13 89778 0 HARRIS LEADERSHIP SCHOLARSHIPS 36 334110 0 B&N HARRIS SCHOLARSHIPS 36 107974 0 INFANT STUDIES SCHOLARSHIPS 16 84530 0 CPS SCHOLARSHIPS 26 99818 0 DCYS SCHOLARSHIPS 14 44750 0 BOUNCE SCHOLARSHIPS 13 96480 0 GRAND VICTORIA SCHOLARSHIPS 15 119543 0 PROFESSIONAL DEVELOPMENT SCHOLARSHIPS 22 51300 0 IRVIN B. HARRIS SCHOLARSHIPS 65 94244 0 SPARGUE EARLY CHILDHOOD HEALTH SCHOLARSHIPS 1 1050 0 BARBARA T. BOWMAN SCHOLARSHIP 3 6000 0 EARLY MATH TRAINING SCHOLARSHIP 1 4980 0 Procedures for monitoring use of grant funds Schedule I, Part I, Line 2 SCHOLARSHIP FUNDS CAN BE USED FOR TUITION, BOOKS AND LIVING EXPENSES. IN GENERAL THEY ARE APPLIED FIRST TO TUITION AND BALANCES SENT TO STUDENTS. IT IS REVIEWED EVERY SCHOOL TERM AND IS MONITORED IN COMPLIANCE WITH STUDENT AID PROTOCOLS. THE STUDENT LOAN PROGRAM IS AUDITED EVERY YEAR IN COMPLIANCE WITH FEDERAL SINGLE AUDIT STANDARDS. X true true X X X X X false true false false false false false false false BARBARA T BOWMAN 138336 0 0 0 0 0 12486 0 448 0 151270 0 0 0 JANA FLEMING 139394 0 0 0 0 0 7036 0 6257 0 152687 0 0 0 JONATHAN FRANK 140738 0 0 0 0 0 12153 0 13319 0 166210 0 0 0 RANDY HOLGATE 205198 0 0 0 0 0 13473 0 900 0 219571 0 0 0 SAMUEL MEISELS 289729 0 0 0 7500 0 24316 0 1300 0 322845 0 0 0 JEANNE MUELLER 139791 0 0 0 0 0 11447 0 5918 0 157156 0 0 0 SHIRLEY RAY 148063 0 0 0 0 0 12594 0 9599 0 170256 0 0 0 JANICE PROMER 30258 0 0 0 0 0 2421 0 1023 0 33702 0 0 0 Housing allowance or residence for personal use Schedule J, Part I, Line 1a SAMUEL MEISELS HAS HOUSING ALLOWANCE OF $7,500 Supplemental nonqualified retirement plan Schedule J, Part I, Line 4b SAMUEL MEISELS $16,500 NON-QUALIFIED DEFERRED PLAN, BARBARA BOWMAN $16,500 NON-QUALIFIED DEFERRED PLAN; SHIRLEY RAY $16,500 NON-QUALIFIED DEFERRED PLAN. ILLINOIS FINANCE AUTHORITY 861091967 452029AA9 2007-12-12 32500000 CONSTRUCT AND EQUIP FACILITY false false false 0 0 32500000 0 0 0 328294 0 0 32171706 0 0 2009 false false true true false false false false false 0.0000 0.0000 0.0000 true false true true BANK OF AMERICA 30.0 false true false 0.0 false false false X 6 28797 MARKET VALUE X AUCTION ITEMS 111 0 COST 0 false true false AUCTION ITEMS SCHEDULE M, LINE 33 ERIKSON INSTITUTE RECEIVED 111 ITEMS FOR ITS AUCTION EVENT. THE VALUE OF THE DONATED ITEMS WAS NOT RECORDED. THE SALE OF THE ITEMS AT THE AUCTION EVENT IS RECOGNIZED IN PART VIII. Description of other program services Form 990, Part III, Line 4d OTHER PROGRAM EXPENSES: - CENTER FOR CHILDREN & FAMILIES - FUSSY BABY - FOSTER CHILD DEVELOPMENT, MONITORING & ASSSESSMENTS - NEW SCHOOLS PROJECT - EARLY MATH TRAINING - PROFESSIONAL DEVELOPMENT EXPENSES $3,439,222 INCLDING GRANTS OF $2,176,352. REVENUE $1,148,162. Significant changes to organizational documents Form 990, Part VI, Section A, Line 4 ON NOVEBMER 17, 2011 THE BOARD OF TRUSTEE OF ERIKSON INSTITUE APPROVED A RESOLUTION TO THE MISSION STATEMENT AND ARTICLES OF INCORPORATION TO REFLECT THE ADDITION OF A MASTER OF SOCIAL WORK PROGRAM. Review of form 990 by governing body Form 990, Part VI, Section B, Line 11b FORM 990 WAS REVIEWED BY THE PRESIDENT, CHIEF FINANCIAL OFFICE AND THE TREASURER AND WAS DISTRIBUTED TO ERIKSON'S BOARD MEMBERS BEFORE IT WAS FILED WITH THE IRS. Conflict of interest policy Form 990, Part VI, Section B, Line 12c ALL TRUSTEES, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE ERIKSON'S CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS AND MUST DISCLOSURE ALL INTERESTS AND RELATIONSHIPS THAT MAY HOLD POTENTIAL FOR RAISING CONFLICT ISSUES ON THE ANNUAL DISCLOSURE STATEMENT. THE CHAIRPERSON OF THE TRUSTEESHIP COMMITTEE REVIEWS DISCLOSURE STATEMENTS AND COMMUNICATES ALL POTENTIAL CONFLICTS WITH THE BOARD CHAIR. IF A POTENTIAL FOR CONFLICT IS FOUND TO EXIST, THE TRUSTEESHIP COMMITTEE WILL PREPARE A WRITTEN RECOMMENDATION FOR THE EXECUTIVE COMMITTEE ON HOW BEST TO MINIMIZE THE EFFECT OF CONFLICT UPON THE ACTIVITIES OF THE INSTITUTE AND THE TRUSTEE, OFFICER OR KEY EMPLOYEE. THE EXECUTIVE COMMITTEE WILL MAKE A FINAL, WRITTEN DETERMINATION AS TO THE HANDLING OF THE CONFLICT ISSUE. Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a THE COMPENSATION COMMITTEE IS APPOINTED BY THE EXECUTIVE COMMITTEE OF THE BOARD. THE COMPENSATION COMMITTEE IS CHARGED WITH RECOMMENDING TO THE BOARD THE PRESIDENT'S COMPENSATION, INCLUDING SALARY AND BENEFITS. THE COMPENSATION COMMITTEE REVIEWS A COMPENSATION SURVEY OF SIMILAR POSITIONS IN EDUCATIONAL INSTITUTIONS SIMILAR TO ERIKSON, LOCATED WITHIN A METROPOLITAN AREA. THIS INFORMATION IS OBTAINED FROM FORM 990'S. THIS REVIEW IS CONDUCTED ANNUALLY. THE PRESIDENT REVIEWS THE COMPENSATION OF OFFICERS AND KEY EMPLOYEES OF ERIKSON. HE REVIEWS A COMPENSATION SURVEY OF SIMILAR POSITIONS IN EDUCATIONAL INSTITUTIONS SIMILAR TO ERIKSON, LOCATED WITHIN A METROPOLITAN AREA. THIS REVIEW IS CONDUCTED ANNUALLY. Public Disclosure Form 990, Part VI, Section C, Line 19 ERIKSON INSTITUTE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND TAX RETURNS AVAILABLE FOR PUBLIC INSPECTION UPON WRITTEN REQUEST. THIS INSPECTION TAKES PLACE AT ITS CORPORATE OFFICES AT 451 N LASALLE STREET, CHICAGO, IL. COMPENSATION OF OFFICERS, DIRECTORS, TRUSTEE FORM 990, PART VII SECTION A, COLUMN D REPORTABLE COMPENSATION FOR BARBARA T. BOWMAN REPRESENTS INCOME EARNED AS A PROFESSOR AND NOT AS A TRUSTEE OF THE ORGANIZATION. Other changes in net assets or fund balances Form 990, Part XI, Line 5 NET UNREALIZED GAINS (LOSSES) ON INVESTMENTS - 3153479; INTEREST RATE SWAP ADJUSTMENT TO FAIR VALUE - 1557654;