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126210 2607 0 2607 0 2607 0 22 2629 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ROBERT H GIVEN 3108287547 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H GIVEN 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 0.20 0 0 0 STANFORD RUBIN 10100 SANTA MONICA BLVD LOS ANGELES CA 90024 0.05 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 2986858 83781 0 3070639 0 0 3070639 46060 3024579 151229 151229 2607 2607 148622 0 148622 0 148622 126210 0 126210 0 126210 148622 0 0 27575 27575 126210 0 0 0 126210 0 22412 22412 5163 0 0 0 0 0 0 0 5163 5163 X AMERICAN DIABETES ASSOCIATION 611 WILSHIRE BLVD 900 LOS ANGELES CA 90017 N/A PUBLIC MEDICAL RESEARCH 3250 AMERICAN TECHNION SOCIETY 55 E 59TH ST NEW YORK NY 10022 N/A PUBLIC SCIENCE & TECHNOLOGY RESEARCH 20000 ARTHRITIS FOUNDATION 800 W SIXTH ST 1250 LOS ANGELES CA 90017 N/A PUBLIC MEDICAL RESEARCH 20000 ASANTE FOUNDATION 500 SW RAMSEY AVE GRANTS PASS OR 97527 N/A PUBLIC COMMUNITY SERVICE 1000 CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BLD 2416 LOS ANGELES CA 90048 N/A PUBLIC MEDICAL RESEARCH 7750 COMMUNITY HEALTH CENTER 19 MYRTLE ST MEDFORD OR 97504 N/A PUBLIC COMMUNITY SERVICE 10000 FACING HISTORY AND OURSELVES 350 S BIXEL ST 160 LOS ANGELES CA 90017 N/A PUBLIC EDUCATIONAL 5000 FAMILY NURTURING CENTER 212 N OAKDALE MEDFORD OR 97501 N/A PUBLIC COMMUNITY SERVICE 5000 GREENSPRINGS RURAL FIRE DISTRICT 11471 GREENSPRINGS HWY 66 ASHLAND OR 97520 N/A PUBLIC COMMUNITY SERVICE 10000 OREGON WILD 5825 N GREELEY AVE PORTLAND OR 97217 N/A PUBLIC COMMUNITY SERVICE 10000 PACIFIC FOREST TRUST 1001-A OREILLY AVE SAN FRANCISCO CA 94129 N/A PUBLIC ENVIRONMENTAL 3000 PLANNED PARENTHOOD LA 3637 S LA BREA AVE LOS ANGELES CA 90016 N/A PUBLIC MEDICAL RESEARCH 5000 SCIENCE WORKS HANDS-ON MUSEUM 1500 E MAIN ST ASHLAND OR 97520 N/A PUBLIC EDUCATIONAL 15000 WILSHIRE BOULEVARD TEMPLE 3663 WILSHIRE BLVD LOS ANGELES CA 90010 N/A PUBLIC COMMUNITY SERVICE 5000 120000 0 14 18 14 81025 18 68051 0 149094 0 149094 0 0 0 0 0 0 0 0 0 0 GIVEN & COMPANY 9244 4622 4622 N/A 0 REPORTABLE SERVICES PROVIDED TO THE FOUNDATION FORM 990-PF PART VIII PAGE 6 LINE 1 THE FOUNDATION PAID GIVEN & COMPANY, AN ACCOUNTANCY CORPORATION, THE SUM OF $9,244 FOR VARIOUS ACCOUNTING SERVICES PERFORMED BY ITS EMPLOYEES. THESE SERVICES INCLUDED TAX PREPARATION AND BOOKKEEPING. ROBERT H. GIVEN, A TRUSTEE OF THE FOUNDATION, IS AN EMPLOYEE OF GIVEN & COMPANY AND AS AN EMPLOYEE RECEIVED COMPENSATION FOR HIS SERVICES. THE FOUNDATION PAID LOEB & LOEB, A LIMITED LIABILITY COMPANY, THE SUM OF $3,177 FOR VARIOUS SERVICES TO THE FOUNDATION. THESE SERVICES INCLUDED LEGAL AND TRUST ADMINISTRATIVE FUNCTIONS FOR THE FOUNDATION. STANFORD K. RUBIN, A TRUSTEE OF THE FOUNDATION, IS A PARTNER OF LOEB & LOEB, LLP AND AS SUCH RECEIVED COMPENSATION BY LOEB & LOEB, LLP FOR HIS SERVICES. NO COMPENSATION WAS DIRECTLY PAID BY THE FOUNDATION TO ROBERT H. GIVEN OR STANFORD K. RUBIN IN THEIR CAPACITY AS TRUSTEES OR OFFICERS OF THE FOUNDATION. COPANO ENERGY 7.125% 04/01/21 8174 8015 GENERAL ELEC CAP CORP GLOBAL FIXED 5.300% 02/11/21 114639 119634 GENERAL ELEC CAP CORP MED TERM 5.550% 05/04/20 117768 123496 GOLDMAN SACHS GLOBAL 5.25% 07/27/21 98888 107915 JP MORGAN CHASE & CO 6.000% 01/15/18 53897 57416 JP MORGAN CHASE & CO 6.300% 04/23/19 5671 5858 LOWER COLO RIV AUTH TEX REV 6.000% 01/01/17 5555 5559 MORGAN STANLEY GLOBAL MED TERM 6.625% 04/01/18 101363 116096 3M COMPANY 16702 19703 A T & T INC 17733 16741 ACE LIMITED 11827 16841 AGCO CORP 9689 17522 ALKERMES PLC 10088 12439 ALLERGAN INC 13526 14020 ALNYLAM PHARMACEUTICALS INC 3335 4801 AMERICAN ELECTRIC POWER CO INC 8577 8670 AMERICAN EXPRESS CO 13442 16992 AMERICAN WTR WKS CO INC 11608 17131 APPLE INC 51714 73896 ARES CAPITALCORP 18340 18587 ARIAD PHARMACEUTICALS INC 10423 11592 ARRAY BIPHARMA INC 9197 11880 CABLEVISION SYSTEMS CORP CL A 19707 21387 CASEY'S GEN STORES INC 13710 17614 CELGENE CORP COM 21136 29903 CHEVRON CORP 18400 21870 CISCO SYSTEMS INC 15017 15017 CITIGROUP INC 14838 16979 COMCAST CORP NEW CL A 12562 19399 CONAGRA FOODS INC 7839 8799 CONOCOPHILLIPS COM 19297 26414 CONTINENTAL RESOURCES INC 11834 11834 COSTCO WHOLESALE CORP 11266 12669 CVS/CAREMARK CORP 18920 22984 DANAHER CORP 16135 20449 DIRECTV COM 11166 13451 EBAY INC 11141 13670 EDWARDS LIFESCIENCES CORP 5867 6127 EMC CORP MASS 19327 18531 ENDOLOGIX INC 7349 8877 EXXON MOBILE CORP 23086 24521 GILEAD SCIENCES INC 15267 38979 GOLDMAN SACHS GROUP INC 16925 21358 GOOGLE INC CL A 15177 26277 HAEMONETICS CORP MASS 8582 8175 HALLIBURTON COMPANY 19618 30816 HOME DEPOT INC 14160 30719 IDENIX PHARM INC 5552 7993 ILLUMINA INC 5949 6628 INSULET CORP 13977 16127 ISIS PHARMACEUTICALS INC 5962 8034 JP MORGAN CHASE & CO 19528 26103 LEXICON PHARMACEUTICALS INC 5542 5174 MAGNA INTERNATIONAL INC 11138 18576 MASTERCARD INC CL A 12967 16820 MERCK & CO INC 20715 25709 MICROSOFT CORP 16607 20301 MYLAN INC 16371 27864 NEOGEN CORP 8503 9412 NEWLINK GENETICS CORP 12438 10329 NOVAVAX INC 7459 11435 OCCIDENTAL PETROLEUM CORP 10381 12160 ORACLE CORP 21556 22390 PEPSICO INC 7741 9540 PRUDENTIAL FINANCIAL INC 19317 25344 QUALCOMM INC 11627 14474 SANGAMO BIOSCIENCES INC 10446 14581 SCHLUMBERGER LTD N A ADR 8613 11045 TARGET CORP 13656 15995 TEXTRON INC 11480 11182 THERMO FISHER CORP 21550 31792 TRAVELERS COMPANIES, THE 12832 13563 UNION PACIFIC CORP 11176 17087 UNITED TECHNOLOGIES CORP 25340 29650 UNITEDHEALTH GROUP INC 14176 19693 VERISK ANALYTICS INC CL A 11931 11693 VERIZON COMMUNICATIONS 11961 15403 VIROPHARMA INC 8356 11385 WABTEC CORP 15931 21376 WAL MART STORES INC 17421 18490 WALT DISNEY COMPANY 16568 21927 WELLS FARGO & CO 17611 26858 WHITEWAVE FOODS CO CL A 8288 11602 0 0 30497 29355 CNR CORPORATE BOND FD AT COST 390719 388669 CNR EMERGING MKTS FD CL N AT COST 85000 87391 CNR GOVT BD FD AT COST 169901 166716 CNR HIGH YIELD BD FD AT COST 108900 113063 DOUBLELINE TOTAL RETURN BOND FD AT COST 25000 24183 EATON VANCE FL RATE ADV FD CL I AT COST 10000 9991 ISHARES S & P MIDCAP 400 INDEX AT COST 41049 52759 OPPENHEIMER DEVELOPING MKTS CL I AT COST 80000 85290 TWEEDY BROWNE GLOBAL VALUE FD #001 AT COST 40000 40427 VANGUARD FTSE DEVELOPED MARKETS AT COST 79998 89253 VANGUARD HIGH DIVIDEND YIELD AT COST 75971 77611 VANGUARD SMALL-CAP ETF AT COST 54788 86604 LOEB & LOEB 3177 1589 1588 SECURITY TRANSACTIONS PENDING SETTLEMENT 549 549 REGISTRY OF CHARITABLE TRUST 75 0 0 INVESTMENT FEES 12142 12142 0 ADR FEES 7 7 0 BANK CHARGES 15 0 0 IRS 942 0 0 FRANCHISE TAX BOARD 10 0 0 FOREIGN TAXES PAID 369 369 0