2013-11-15T14:42:11-06:00 2012-12-31 CROWE HORWATH LLP 3815 River Crossing Parkway Suite 300 Indianapolis IN 462400977 990 2012-01-01 351693695 IU HEALTH INC IUHE 3178718811 8910 Purdue Road Indianapolis IN 462686100 DAN SELLERS 2013-11-14 true Rachel Spurlock P00520729 3175698989 2012 2016-02-25 16:41:14Z ESKENAZI MEDICAL GROUP DR JOHN KUNZER 8910 Purdue Road Indianapolis IN 462686100 43259128 false X WWW.IUMG.COM X 1986 IN ESKENAZI MEDICAL GROUP WAS FORMED IN 1986 AS A NOT-FOR-PROFIT CORPORATION FOR THE PURPOSE OF PROVIDING A PATIENT BASE AND CLINICAL SETTING FOR THE EDUCATION OF MEDICAL STUDENTS. 21 1 428 20 0 0 1110000 277500 50080795 40638384 1099263 452237 482954 247338 52773012 41615459 6500 500 0 0 43501798 32375929 0 0 0 10122430 6381547 53630728 38757976 -857716 2857483 27912418 30294816 8673160 17308511 19239258 12986305 ESKENAZI MEDICAL GROUP PROVIDES FACULTY AND PROVIDER SERVICES TO THE WISHARD/ESKENZI HEALTH SYSTEM. THE HEALTH SYSTEM AND OUR FACULTY PROVIDE A PATIENT BASE AND CLINICAL SETTING NEEDED FOR THE EDUCATION OF MEDICAL STUDENTS AND RESIDENTS. ESKENAZI MEDICAL GROUP RECEIVES CAPITATION REVENUE, FEES FOR MEDICAL SERVICES PROVIDED, CO-PAYMENTS, AND OTHER REVENUES WHICH IN TURN ARE USED TO PAY FOR THE COST OF MAKING THESE SERVICES. ESKENAZI MEDICAL GROUP FACULTY PROVIDES APPROXIMATELY 3,000 CLASSROOM HOURS TEACHING INDIANA UNIVERSITY SCHOOL OF MEDICINE (IUSOM) STUDENTS. IN ADDITION, OVER 155 IUSOM RESIDENTS AND OVER 600 MEDICAL STUDENTS ARE TRAINED BY ESKENAZI MEDICAL GROUP FACULTY IN WISHARD/ESKENAZI HEALTH SYSTEM PRACTICES. ESKENAZI MEDICAL GROUP FACULTY HOST OVER 45 RESEARCH STUDIES AND PROVIDED OVER 14,500 RESEARCH SUBJECTS. false false 32190429 500 40885722 ESKENAZI MEDICAL GROUP (EMG) PROVIDES A PATIENT BASE AND CLINICAL SETTING NEEDED FOR THE EDUCATION OF MEDICAL STUDENTS AND RESIDENTS. EMG RECEIVES CAPITATION REVENUE, FEES FOR MEDICAL SERVICES PROVIDED, CO-PAYMENTS, AND OTHER REVENUES WHICH IN TURN ARE USED TO PAY FOR THE COST OF MAKING THESE SERVICES. EMG FACULTY PROVIDES OVER 3,000 CLASSROOM HOURS TEACHING INDIANA UNIVERSITY SCHOOL OF MEDICINE (IUSOM) STUDENTS. IN ADDITION, OVER 155 IUSOM RESIDENTS AND OVER 600 MEDICAL STUDENTS ARE TRAINED BY IUMG-PC FACULTY IN IUMG-PC PRACTICES. EMG FACULTY HOST OVER 45 RESEARCH STUDIES AND PROVIDED OVER 14,500 RESEARCH SUBJECTS. 32190429 true true false false false false false false false true false false true true true true false false false false false false false false false false false false true false false false false false false false false false false false false false true false false false false true 53 0 true 428 true false false false false false false false false false false false X 21 1 false false false false true true true true true false false true true true true true true true true false IN X DAN SELLERS 3176396671 720 Eskenazi Ave Indianapolis IN 46202 DEANNA WILLIS 10.00 X X 0 116913 0 GREG KIRAY 20.00 X X 0 50000 0 JOHN FITZGERALD 2.00 X X 0 44462 0 JOHN KUNZER 32.00 X X 281910 0 38811 ANN ZERR 1.00 X 75280 63465 11612 BETTY ROUTLEDGE 1.00 X 101037 0 6062 CHRIS STEINMETZ 1.00 X 0 85000 0 CURTIS WRIGHT 1.00 X 231147 0 9709 DAWN HAUT 1.00 X 147182 0 10690 DEBORAH KIRKPATRICK 1.00 X 0 40000 0 DONALD CRAIG BRATER 1.00 X 0 403653 0 GREGORY SACHS 1.00 X 0 130000 0 JAMES MINER 1.00 X 0 0 0 KEVIN GEBKE 1.00 X 0 206543 0 LEE LEARMAN 1.00 X 0 271823 0 LISA HARRIS 1.00 X 0 348382 0 MARYELLEN GUSIC 1.00 X 0 318119 0 MATTHEW GUTWEIN 1.00 X 0 324453 0 PHILLIP MERK 1.00 X 82504 0 4950 STEVE DOWNS 1.00 X 0 70000 0 STEVEN GERKE 1.00 X 222536 0 30223 THOMAS KLAUSMEIER 1.00 X 191138 0 30316 VIRGINIA CAINE 1.00 X 0 314954 0 WILLIAM WOODEN 1.00 X 0 50000 0 CELIA SURFACE-BRUDER 40.00 X 71596 0 8953 DAN SELLERS 1.00 X 0 197546 0 DIXIE WILLIAMS 40.00 X 94791 0 12893 NANCY BUXSER 8.00 X 46486 117322 10582 BRIAN T ROBINSON 40.00 X 253849 0 28307 FERNANDO MONTOYA 40.00 X 255242 0 44198 JANE TURNER 40.00 X 244028 0 36338 ROBERT BOND 40.00 X 293913 0 44558 TIMOTHY BRADY 40.00 X 248732 0 28085 2841371 3152635 356287 82 false true false INDIANA UNIVERSITY HEALTH INC 950 N MERIDIAN STREET INDIANAPOLIS IN 46204 PURCHASED STAFF SERVICES 1539067 UNIVERSITY MEDICAL DIAG ASSOC 550 N MERIDIAN STREET SUITE 114 INDIANAPOLIS IN 462440994 PURCHASED PHYSICIAN SERVICES 754064 UNIVERSITY PEDIATRICS ASSOC INC 702 BARNHILL DR ROOM 5900 INDIANAPOLIS IN 462025225 PURCHASED PHYSICIAN SERVICES 637938 IU HEALTH CARE ASSOC INC 950 N MERIDIAN STREET INDIANAPOLIS IN 46204 STAFF, RENT, INFO SYSTEMS 568931 NETLOGX 212 W 10TH STREET INDIANAPOLIS IN 46202 CONTRACTED IT CONSULTING SERVICES 440120 10 277500 277500 FEES-FOR-SERVICE 621110 7653679 7653679 SERVICES PROVIDED FOR AFFILIATES 561000 11586005 11586005 REIMBURSEMENT INCOME 621110 20225447 20225447 PREMIUMS 621110 1173253 1173253 0 0 0 0 0 40638384 428251 428251 0 0 0 0 0 1667655 1643669 23986 0 23986 23986 0 0 0 UHC PATRONAGE PAYMENTS AND HSIP BONUS 900099 125853 125853 RECOVERIES OF BAD DEBT 900099 93893 93893 OTHER INCOME 900099 27592 27592 0 0 0 0 247338 41615459 40885722 0 452237 500 500 0 0 0 0 0 32375929 28448419 3927510 0 0 0 0 33285 33285 121266 121266 0 0 44719 44719 1875716 1708370 167346 0 8812 2988 5824 367750 98490 269260 925569 24562 901007 0 638264 222020 416244 19922 7769 12153 0 543591 482011 61580 60146 60146 0 122938 34881 88057 578112 442667 135445 MEDICAL SUPPLIES 293469 281764 11705 BAD DEBT EXPENSE 747988 747988 0 0 0 0 38757976 32502429 6255547 0 0 863831 3308716 643765 717568 5354739 3000706 0 0 687363 378985 2781270 2631020 789838 150250 12765879 11656187 0 0 0 0 6807003 11082404 27912418 30294816 4384049 13003387 185247 987134 0 41164 4062700 3317990 8673160 17308511 X 19239258 12986305 19239258 12986305 27912418 30294816 X 2857483 533977 -9644413 X false true X true false X X X false false false INDIANA UNIVERSITY SCHOOL OF MEDICINE 356001673 6 true true true 0 HEALTH AND HOSPITAL CORPORATION 356005697 6 true true true 0 2 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 2781270 2631020 150250 0 150250 457(B) DEFERRED COMPENSATION PLAN ASSETS 3115866 RECEIVABLE FROM RELATED PARTY 7966538 11082404 0 457(B) DEFERRED COMPENSATION PLAN LIABILITY 3115866 PAYABLES TO RELATED PARTIES 202124 3317990 X FIN 48 (ASC 740) footnote Schedule D, Part X, Line 2 THE COMPANY IS A NOT-FOR-PROFIT CORPORATION PURSUANT TO SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE") AND IS EXEMPT FROM INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE AND CORRESPONDING STATE TAX PROVISIONS. U.S. GAAP REQUIRES THAT A TAX POSITION IS RECOGNIZED AS A BENEFIT ONLY IF IT IS "MORE LIKELY THAN NOT" THAT THE TAX POSITION WOULD BE SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED IS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE "MORE LIKELY THAN NOT" TEST, NO TAX BENEFIT IS RECORDED. DUE TO ITS TAX-EXEMPT STATUS, THE COMPANY IS NOT SUBJECT TO U.S. FEDERAL INCOME TAX OR STATE INCOME TAX. THE COMPANY'S FORM 990 HAS NOT BEEN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE OR THE STATE OF INDIANA FOR THE LAST THREE YEARS. THE COMPANY DOES NOT EXPECT THE TOTAL AMOUNT OF UNRECOGNIZED TAX BENEFITS TO SIGNIFICANTLY CHANGE IN THE NEXT 12 MONTHS. THE COMPANY RECOGNIZES INTEREST AND/OR PENALTIES RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. THE COMPANY DID NOT HAVE ANY AMOUNTS ACCRUED FOR INTEREST AND PENALTIES AT DECEMBER 31, 2012 OR 2011. X X X false false false false false false false false false JOHN KUNZER 256895 0 25015 0 0 0 17324 0 21487 0 320721 0 0 0 KEVIN GEBKE 0 146543 0 0 0 60000 0 0 0 0 0 206543 0 0 VIRGINIA CAINE 0 314954 0 0 0 0 0 0 0 0 0 314954 0 0 THOMAS KLAUSMEIER 161476 0 29662 0 0 0 15453 0 14863 0 221454 0 0 0 ANN ZERR 48999 63465 26281 0 0 0 4517 0 7095 0 86892 63465 0 0 LEE LEARMAN 0 221823 0 0 0 50000 0 0 0 0 0 271823 0 0 MATTHEW GUTWEIN 0 324453 0 0 0 0 0 0 0 0 0 324453 0 0 CURTIS WRIGHT 226147 0 5000 0 0 0 9709 0 0 0 240856 0 0 0 NANCY BUXSER 46486 117322 0 0 0 0 6978 0 3604 0 57068 117322 0 0 LISA HARRIS 0 172333 0 0 0 176049 0 0 0 0 0 348382 0 0 STEVEN GERKE 221536 0 1000 0 0 0 8601 0 21622 0 252759 0 0 0 DAWN HAUT 147182 0 0 0 0 0 10690 0 0 0 157872 0 0 0 MARYELLEN GUSIC 0 238119 0 0 0 80000 0 0 0 0 0 318119 0 0 ROBERT BOND 293913 0 0 0 0 0 23276 0 21282 0 338471 0 0 0 BRIAN T ROBINSON 253849 0 0 0 0 0 21212 0 7095 0 282156 0 0 0 TIMOTHY BRADY 188827 0 59905 0 0 0 20990 0 7095 0 276817 0 0 0 FERNANDO MONTOYA 252559 0 2683 0 0 0 22576 0 21622 0 299440 0 0 0 JANE TURNER 244028 0 0 0 0 0 21270 0 15068 0 280366 0 0 0 DONALD CRAIG BRATER 0 315480 0 0 0 88173 0 0 0 0 0 403653 0 0 DAN SELLERS 0 197546 0 0 0 0 0 0 0 0 0 197546 0 0 Delegate broad authority to a committee Form 990, Part VI, Section A, Line 1a THE EXECUTIVE COMMITTEE SHALL CONSIST OF NOT LESS THAN 5 DIRECTORS AND SHALL HAVE AND EXERCISE THE AUTHORITY OF THE BOARD IN THE MANAGEMENT OF THE CORPORATION IN THE INTERIM PERIOD BETWEEN BOARD MEETINGS. THE EXECUTIVE SHALL ENDEAVOR TO REGULARLY MEET ON A MONTHLY BASIS. Classes of members or stockholders Form 990, Part VI, Section A, Line 6 ESKENAZI MEDICAL GROUP HAS TWO GOVERNING BODIES, THE BOARD OF MEMBERS AND THE BOARD OF DIRECTORS. THE MEMBERS OF ESKENAZI MEDICAL GROUP'S GOVERNING BODY DO NOT ALL HAVE THE SAME VOTING RIGHTS. BELOW OUTLINES THE RIGHTS OF BOTH THE BOARD OF DIRECTORS AND THE BOARD OF MEMBERS. VOTING RIGHTS OF THE BOARD OF DIRECTORS: 1. THE BUSINESS, PROPERTY AND AFFAIRS OF THE CORPORATION SHALL BE MANAGED AND CONTROLLED UNDER THE DIRECTION OF THE BOARD OF DIRECTORS AS FROM TIME TO TIME CONSTITUTED (THE "BOARD"). 2. THE BOARD SHALL EXERCISE ALL THE POWERS OF THE CORPORATION, SUBJECT TO THE RESTRICTIONS IMPOSED BY LAW, THE ARTICLES OF INCORPORATION AND THE CODE OF BY-LAWS. VOTING RIGHTS OF THE BOARD OF MEMBERS: 1. RATIFICATION OF THE CLASS A DIRECTORS WHO ARE ELECTED BY THE DELEGATES; 2. ELECTION OF THE CLASS B DIRECTORS WHO REPRESENT THE INDIANAPOLIS METROPOLITAN AREA BUSINESS COMMUNITY; 3. REMOVAL OF THE PRESIDENT OF THE CORPORATION; 4. APPROVAL ON AN ANNUAL BASIS OF THE CERTIFIED PUBLIC ACCOUNTING FIRM THAT AUDITS THE CORPORATION'S FINANCIAL BOOKS AND RECORDS; 5. THE APPROVAL OF, AND ONE OR MORE MATERIAL CHANGES IN, THE MISSION STATEMENT OR THE LONG-TERM STRATEGIC BUSINESS PLAN OF THE CORPORATION; 6. APPROVAL OF THE ANNUAL BUDGET OF THE CORPORATION; 7. APPROVAL OF THE SALE, LEASE, EXCHANGE OR DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION, OR THE MERGER, CONSOLIDATION OR STRATEGIC JOINT VENTURE OF THE CORPORATION WITH ANY OTHER ENTITY; AND 8. AMENDMENT, ALTERATION, OR REPEAL OF THE ARTICLES OF INCORPORATION OR THE CODE OF BY-LAWS OF THE CORPORATION. Members or stockholders electing members of governing body Form 990, Part VI, Section A, Line 7a AS OUTLINED ABOVE, THE RIGHTS OF THE MEMBERS DO INCLUDE THE ELECTION OF MEMBERS TO THE GOVERNING BODY. Decisions requiring approval by members or stockholders Form 990, Part VI, Section A, Line 7b THE ORGANIZATION HAS A GOVERNING BODY MADE UP OF MEMBERS CALLED THE BOARD OF MEMBERS. CERTAIN DECISIONS ARE SUBJECT TO THE APPROVAL OF THE BOARD OF MEMBERS, AS OUTLINED BELOW: 1. RATIFICATION OF THE CLASS A DIRECTORS WHO ARE ELECTED BY THE DELEGATES; 2. ELECTION OF THE CLASS B DIRECTORS WHO REPRESENT THE INDIANAPOLIS METROPOLITAN AREA BUSINESS COMMUNITY; 3. REMOVAL OF THE PRESIDENT OF THE CORPORATION; 4. APPROVAL ON AN ANNUAL BASIS OF THE CERTIFIED PUBLIC ACCOUNTING FIRM THAT AUDITS THE CORPORATION'S FINANCIAL BOOKS AND RECORDS; 5. THE APPROVAL OF, AND ONE OR MORE MATERIAL CHANGES IN, THE MISSION STATEMENT OR THE LONG-TERM STRATEGIC BUSINESS PLAN OF THE CORPORATION; 6. APPROVAL OF THE ANNUAL BUDGET OF THE CORPORATION; 7. APPROVAL OF THE SALE, LEASE, EXCHANGE OR DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION, OR THE MERGER, CONSOLIDATION OR STRATEGIC JOINT VENTURE OF THE CORPORATION WITH ANY OTHER ENTITY; AND 8. AMENDMENT, ALTERATION, OR REPEAL OF THE ARTICLES OF INCORPORATION OR THE CODE OF BY-LAWS OF THE CORPORATION. Review of form 990 by governing body Form 990, Part VI, Section B, Line 11b THE TAX RETURN IS PREPARED BY CROWE HORWATH LLP. THE FORM 990 IS REVIEWED BY THE CFO AND A COPY IS SENT TO EVERY VOTING MEMBER OF THE GOVERNING BOARD OF DIRECTORS PRIOR TO FILING WITH THE IRS. Conflict of interest policy Form 990, Part VI, Section B, Line 12c IN ACCORDANCE WITH ESKENAZI MEDICAL GROUP'S (EMG) CONFLICT OF INTEREST POLICY, ALL EMG PROVIDERS, EMPLOYEES, OFFICERS, AND MEMBERS OF THE BOARD OF MEMBERS, BOARD OF DIRECTORS, FINANCE COMMITTEE AND COMPENSATION COMMITTEE HAVE A DUTY TO DISCLOSE ALL FACTS MATERIAL FOR A REVIEW OF THE POTENTIAL CONFLICT. ANNUALLY, ALL OF EMG'S MEMBERS, OFFICERS, DIRECTORS AND BOARD COMMITTEE MEMBERS MUST COMPLETE A WRITTEN DISCLOSURE FORM, ALONG WITH THE DUTY TO UPDATE THE FORM AS NECESSARY IF ANY NEW INTERESTS OR CHANGES IN PREVIOUSLY REPORTED INTERESTS DEVELOP. ANY SITUATION THAT COULD GIVE RISE TO A POTENTIAL CONFLICT OF INTEREST IS REVIEWED BY A DISINTERESTED EMG OFFICER, OR THE OFFICERS AS A GROUP, OR THE EMG EXECUTIVE COMMITTEE OR THE BOARD OF DIRECTORS. THE REVIEW SHALL DETERMINE WHETHER EMG, WITH REASONABLE EFFORT, SHOULD OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF SUCH A TRANSACTION OR ARRANGEMENT CAN NOT REASONABLY BE ATTAINED, THEN THE REVIEWER SHALL DETERMINE WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE CORPORATION'S BEST INTEREST, AND IS FAIR AND REASONABLE TO EMG. IF AN ISSUE INVOLVING A POTENTIAL CONFLICT IS BROUGHT TO THE TABLE AT A BOARD MEETING, THE PERSON WITH THE POTENTIAL CONFLICT WOULD ABSTAIN FROM VOTING ON THE ISSUE. Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a ANNUALLY, THE COMPENSATION OF THE CEO IS REVIEWED BY THE ESKENAZI MEDICAL GROUP COMPENSATION COMMITTEE. THE COMMITTEE IS COMPRISED OF MEMBERS FROM THE FINANCE COMMITTEE WHO ARE INDEPENDENT FROM THE MANAGEMENT OF ESKENAZI MEDICAL GROUP. THE COMPENSATION COMMITTEE USES COMPENSATION STUDIES TO ENSURE THE COMPENSATION OF THE CEO IS REASONABLE. THE DECISIONS AND DELIBERATIONS ARE DOCUMENTED IN THE COMMITTEE MINUTES. THIS PROCESS WAS LAST UNDERTAKEN IN 2012. Process used to establish compensation of other officers/key employees Form 990, Part VI, Section B, Line 15b ANNUALLY, THE COMPENSATION OF OTHER OFFICERS IS REVIEWED BY THE ESKENAZI MEDICAL GROUP COMPENSATION COMMITTEE. THE COMMITTEE IS COMPRISED OF MEMBERS FROM THE FINANCE COMMITTEE WHO ARE INDEPENDENT FROM THE MANAGEMENT OF ESKENAZI MEDICAL GROUP. THE COMPENSATION COMMITTEE USES COMPENSATION STUDIES TO ENSURE THE COMPENSATION IS REASONABLE. THE DECISIONS AND DELIBERATIONS ARE DOCUMENTED IN THE COMMITTEE MINUTES. THIS PROCESS WAS LAST UNDERTAKEN IN 2012. Governing documents, conflict of interest policy and financial statements available to the public Form 990, Part VI, Section C, Line 19 THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. Other changes in net assets or fund balances Form 990 , Part XI, Line 9 ASSET DISTRIBUTION FROM IU HEALTH TO IUHP AND IU FOUNDATION - -9644413; INDIANA UNIVERSITY SCHOOL OF MEDICINE 340 WEST 10TH STREET STE 6200 INDIANAPOLIS IN 46202 MED SCHOOL IN N/A NA false HEALTH AND HOSPITAL 3838 NORTH RURAL STREET INDIANAPOLIS IN 46205 PUBLIC HEALTH IN N/A NA false false false false false false false false false false false false true false false false false true false false