2013-11-15T09:36:55-06:00 2012-12-31 KPMG LLP 345 Park Avenue New York NY 101540102 990 2012-01-01 131552496 GREATER NEW YORK HOSPITAL ASSOCIATION % LISA KRIEGER GREA 2122467100 555 WEST 57TH STREET Suite NEW YORK NY 10019 LEE PERLMAN 2122467100 2013-11-14 true 2127589700 2012 2016-02-25 16:41:14Z LEE PERLMAN 555 W 57 ST New York NY 10019 5562742 false X WWW.GNYHA.ORG X 1904 NY THE PURPOSE OF THE GREATER NEW YORK HOSPITAL ASSOCIATION IS TO ACT AS THE PRINCIPAL ADVOCATE FOR ITS MEMBERS IN IMPROVING ACCESS TO AND QUALITY AND COST OF HEALTH CARE. 37 18 4 37 0 0 0 5432377 5562742 0 0 24052 0 5456429 5562742 0 0 0 0 979902 1329005 0 0 0 4476527 4233737 5456429 5562742 0 2537804 3469890 2294246 3226332 243558 243558 X THE MISSION OF GNYHA IS TO ACT AS THE PRINCIPAL ADVOCATE FOR ITS MEMBERS IN IMPROVING ACCESS TO AND QUALITY AND COST OF HEALTH CARE. FOR MORE INFORMATION, SEE SCHEDULE O. false false THE GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS THE ADVOCATE FOR NEARLY 150 MEMBER HOSPITALS BOTH VOLUNTARY AND PUBLIC IN THE NEW YORK METROPOLITAN AREA, THROUGHOUT NEW YORK STATE, AND IN THE STATES OF NEW JERSEY, CONNECTICUT AND RHODE ISLAND. ITS SERVICES INCLUDE POLICY ANALYSIS AND DEVELOPMENT, EDUCATION, RESEARCH AND COMMUNICATION, AND THE PROVISION OF SERVICES THAT ARE DESIGNED TO REDUCE PROVIDER'S COSTS AND IMPROVE OPERATIONAL EFFICIENCIES THROUGH ITS WHOLLY OWNED SUBSIDIARIES. false false false true false false false false false false false false true true true false true false false false false false false false false false false false true false false false false false true false false false false false true true true false true 3 0 true 4 true false false false false false false X 37 18 false false false false true true true true true false false true true true true true true true true false X LISA KRIEGER 2125065451 555 W 57 ST NEW YORK NY 10019 X ROBERT GROSSMAN 1.0 0.5 X X STEVEN M SAFYER 1.0 0.25 X X ALAN D AVILES 1.0 0.25 X X ELI S FELDMAN 0.5 0.0 X JAMES KASKIE 1.0 0.5 X X LOUIS A SHAPIRO 1.0 0.25 X X ALLAN E ATZROTT 1.0 0.25 X X WENDY GOLDSTEIN 1.0 0.5 X X STEVEN J CORWIN 1.0 0.25 X X PAMELA S BRIER 1.0 0.5 X X LINDA BRADY 1.0 0.5 X X GARY S HORAN 1.0 0.5 X X KENNETH DAVIS 1.0 0.25 X X MICHAEL DOWLING 1.0 0.25 X X STANLEY BREZENOFF 1.0 0.25 X X MARK MUNDY 1.0 0.25 X X JOHN GUNN 1.0 0.25 X X ROBERT S SHAPIRO 1.0 0.5 X X RICHARD BECKER 1.0 0.25 X X FRANK CALAMARI 0.5 0.0 X GAIL DONOVAN 0.5 0.25 X ROBERT GARRETT 0.5 0.0 X JEFFREY MENKES 0.5 0.0 X WILLIAM SMITH 0.5 0.0 X SCOTT BATULIS 0.5 0.0 X ANTHONY FERRERI 0.5 0.0 X RAJIV GARG 0.5 0.0 X PAUL KRONENBERG 0.5 0.0 X CHRISTOPHER OLIVIA 0.5 0.0 X DANIEL REINGOLD 1.0 0.25 X X SCOTT COOPER 0.5 0.0 X RONALD CORTI 0.5 0.0 X ELLIOT JOSEPH 0.5 0.0 X ANTONIO MARTIN 0.5 0.0 X STEVEN STRONGWATER 0.5 0.0 X AUDREY WEINER 0.5 0.25 X JEFFREY K FREICHS 0.5 0.0 X KENNETH KAUSHANSKY 0.5 0.0 X JOHN R SPICER 0.5 0.0 X JOHN F COLLINS 0.5 0.0 X WILLIAM MCDONALD 0.5 0.0 X KENNETH E RASKE 13.0 22.0 X 0 3140097 367133 LEE H PERLMAN 6.0 29.0 X 0 3097085 212775 DAVID C RICH 16.0 19.0 X 0 1563400 194119 SUSAN C WALTMAN 7.0 28.0 X 0 1231123 180120 KAREN S HELLER 13.0 22.0 X 0 887723 139990 0 9919428 1094137 0 false true false THE DUTKO GROUP LLC P O BOX 758663 BALTIMORE MD 21275 CONSULTING 197102 BOLTON ST JOHNS 146 STATE STREET ALBANY NY 12207 CONSULTING 170004 GNYHA MANAGEMENT CORP 555 WEST 57TH STREET NEW YORK NY 10019 MANAGEMENT 3476365 3 0 FUNCTIONS AND SEMINARS 541900 59400 59400 MEMBERSHIP DUES 541900 5503342 5503342 5562742 0 0 0 0 0 0 0 0 0 0 0 5562742 5562742 0 0 0 0 0 0 1190233 52265 53610 32897 3476365 0 20071 459706 0 0 0 0 17698 97 0 63360 143194 0 2848 14 0 0 7356 SUBSCRIPTIONS & PUBLICATIONS 12656 MISCELLANEOUS EXPENSES 13851 BAD DEBT EXPENSE 16521 5562742 121531 72362 0 0 0 0 105016 79709 0 0 0 0 0 0 0 0 6562 3935 0 0 0 172031 172031 0 0 0 0 2132664 3141853 2537804 3469890 94543 92815 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2199703 3133517 2294246 3226332 X 243558 243558 0 0 0 0 243558 243558 2537804 3469890 0 X false true X true false true false false DEFERRED COMPENSATION 330555 SECURITY DEPOSIT - 555 WEST 57 78070 OTHER RECEIVABLES 5900 DUE FROM GNYHA VENTURES 805445 DUE FROM GNYHA CONSULTING 5261 SECURITY DEPOSIT-CAR RENTAL 907 DUE FROM GNYHA SERVICES CORP 1915715 3141853 0 DEFERRED COMPENSATION PAYABLE 330555 SECURITY DEPOSIT 17942 DUE TO GNYHA MANAGEMENT CORP 2517377 DUE TO GNYHA FOUNDATION 186987 OTHER SHORT-TERM LIABILITIES 80656 3133517 FIN 48 - Uncertain Tax Positions FORM 990, SCH D The Association and subsidiaries follow Accounting Standards Codification (ASC) 740, Income Taxes, relating to accounting for income tax uncertainties. The Association and subsidiaries utilize a threshold of more-likely than-not for recognition and derecognition of tax positions taken or expected to be taken in a tax return. The Association and subsidiaries adopted a policy to recognize interest and penalties related to income tax matters as a component of income tax expense, although it has no unrecognized tax positions upon adoption or additions or reductions regarding unrecognized tax positions for the year. X true true X X X X X false true false KENNETH E RASKE 0 992210 0 1882797 0 265090 0 343538 0 25101 0 3508736 0 0 LEE H PERLMAN 0 771200 0 1618646 0 707239 0 208775 0 5506 0 3311366 0 0 DAVID C RICH 0 679619 0 375000 0 508781 0 185711 0 11289 0 1760400 0 0 SUSAN C WALTMAN 0 676335 0 150000 0 404788 0 153013 0 28613 0 1412749 0 0 KAREN S HELLER 0 490103 0 105000 0 292620 0 114359 0 27137 0 1029219 0 0 SCHEDULE J, Part I & Part II PART I, LINE 1: THE PRESIDENT, TRAVELING FREQUENTLY FOR COMPANY BUSINESS, IS PERMITTED TO USE COMMERCIAL FIRST CLASS TRAVEL (I.E. SEATS IN THE FIRST CLASS CABIN OR A TRAIN OR AIRPLANE) AND DOES SO ON OCCASION. ALL SUCH TRAVEL IS CONSIDERED A BUSINESS EXPENSE AND THEREFORE NOT REPORTED ON FORM W-2. THESE EXPENSES ARE PAID BY THE PRESIDENT'S BUSINESS CREDIT CARD. PART I, LINE 3: GREATER NEW YORK HOSPITAL ASSOCIATION, INC. USED THE FOLLOWING METHODS TO ESTABLISH THE COMPENSATION FOR THE TOP MANAGEMENT OFFICIALS OF THE ORGANIZATION: COMPENSATION COMMITTEE INDEPENDENT COMPENSATION CONSULTANT FORM 990 OF OTHER ORGANIZATIONS COMPENSATION SURVEY OR STUDY APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PAYMENT OF COMPENSATION ON SCHEDULE J PAYMENT OF OFFICER'S COMPENSATION AND BENEFITS REPORTED ON SCHEDULE J, PART II IS PAID BY A RELATED ORGANIZATION, GNYHA MANAGEMENT CORPORATION. PART II: THE GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS A 501(C)(6) ORGANIZATION THAT PROVIDES ADVOCACY SERVICES FOR ITS MEMBER HOSPITALS TO ASSIST THEM IN IMPROVING ACCESS TO AND QUALITY AND COST OF HEALTH CARE. THESE SERVICES INCLUDE ADVOCACY SERVICES AT THE NATIONAL LEVEL FOR ITS NEW YORK, NEW JERSEY, CONNECTICUT, AND RHODE ISLAND HOSPITAL MEMBERS AND ADVOCACY SERVICES AT THE STATE LEVEL FOR ITS NEW YORK HOSPITAL MEMBERS. GNYHA'S RELATED ENTITIES INCLUDE EIGHT FOR-PROFIT COMPANIES THAT PROVIDE GROUP PURCHASING, SUPPLY CHAIN CONSULTING, AND OTHER SERVICES TO A WIDE ARRAY OF CUSTOMERS, INCLUDING ACUTE AND NON-ACUTE CARE HEALTH CARE PROVIDERS FOR THE PURPOSES OF HELPING THEM ACHIEVE THEIR MISSIONS. THESE COMPANIES FOCUS PRIMARILY ON HELPING HEALTH CARE ORGANIZATIONS REDUCE THEIR COSTS AND OPERATE MORE EFFICIENTLY. GNYHA'S RELATED ENTITIES ALSO INCLUDE A 501(C)(3) FOUNDATION, WHICH FILES A SEPARATE FORM 990. PART II, COLUMN B (II): KENNETH E. RASKE AND LEE PERLMAN PARTICIPATE IN THE ANNUAL BONUS AND THREE-YEAR CYCLE LONG-TERM INCENTIVE COMPENSATION PLANS FOR GNYHA MANAGEMENT CORPORATION AND SUBSIDIARIES - GNYHA'S FOR-PROFIT ENTITIES. A PARTIAL PAYOUT OF THE LONG-TERM INCENTIVE COMPENSATION PLAN WAS MADE IN 2012. OF THE $1,882,797 REPORTED FOR KENNETH E. RASKE IN 2012, $1,147,015 REPRESENTS ANNUAL BONUS AND $735,782 REPRESENTS LONG-TERM INCENTIVE COMPENSATION PAYMENT. OF THE $1,618,646 REPORTED FOR LEE PERLMAN IN 2012, $778,483 REPRESENTS ANNUAL BONUS AND $840,163 REPRESENTS LONG-TERM INCENTIVE COMPENSATION PAYMENT. SCHEDULE J, PART II, COLUMN B(III) KENNETH E. RASKE AND LEE PERLMAN WERE EACH GRANTED SHARES OF COMMON STOCK IN HAPPTIQUE, INC. ON DECEMBER 19, 2012 AS NONFIXED PAYMENTS. THE SHARES OF STOCK WERE REPORTED AS TAXABLE COMPENSATION ON SCHEDULE J, PART II, COLUMN B(III). GNYHA MANAGEMENT CORPORATION BUSINESS RELATIONSHIP 3476365 MANAGEMENT SERVICES Schedule L, Part IV The goal of Greater New York Hospital Association (GNYHA) is to act as the principal advocate for its members in improving the access to, as well as the quality and cost of, healthcare and to foster an appropriate environment for the management of healthcare resources. GNYHA's for-profit subsidiary, GNYHA Management Corporation (Management Corporation) assists GNYHA in accomplishing its goals by providing GNYHA with a variety of management services, including administrative services, staffing, policy development, education, and research, in exchange for a management free. Some of the directors and officers of GNYHA also serve as directors and officers of Management Corporation. Organization's Mission Form 990, Part III, Line 1 GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS AN ADVOCACY ORGANIZATION COMPRISING NEARLY 150 HOSPITALS, BOTH VOLUNTARY AND PUBLIC, IN THE NEW YORK METROPOLITAN AREA AND THROUGHOUT NEW YORK STATE, NEW JERSEY, CONNECTICUT, AND RHODE ISLAND. FORM 990, PART VI, SECTION A, GOVERNING BODY AND MANAGEMENT Question 3. The organization has a management agreement with GNYHA Management Corporation, a related entity that is a wholly owned subsidiary of the organization, pursuant to which GNYHA Management Corporation assists the organization in providing services. Question 7a The tax-exempt organization has five categories of members. 1. Institutional members include not-for-profit institutions and tax-supported institutions that are accredited by the joint commission or an equivalent organization. Institutional members are entitled to vote and elect certain members of the governing board (the "Board"). 2. Allied members consist of allied organizations the activities of which, in the judgment of the Board, involve a relationship with the tax-exempt organization meriting membership. Allied members are not entitled to vote but are entitled to have a non-voting representative attend meetings of the Board. 3. Associate members are limited to Veterans Affairs institutions and other similar organizations. Associate members are not entitled to vote or to have representation on the Board. 4. Affiliate members include providers of acute care or long term care that are for profit corporations and affiliated with an institutional member. Affiliated members are not entitled to vote or to have representation on the Board. 5. Honorary members include persons who have rendered exceptional service or have contributed substantially to the welfare of the tax-exempt organization or health field. Honorary members are not entitled to vote. Question 7b The members of GNYHA must approve any amendment to the Bylaws, the election of all members of the Board, and any other action requiring members' approval as a matter of law. Form 990, Part VI, Section B, Policies Question 11 The return was prepared by the organization's finance department and an independent accounting firm. The form 990 was provided to all members of the governing body by electronic means prior to being filed. Additionally, the organization's audit and compliance committee, which comprises 4 members of the board of governors, reviewed the information at a committee meeting. Question 12c The organization administers an annual conflict of interest disclosure statement to executive employees, officers and directors of the organization. The compliance officer is responsible for reviewing and monitoring any potential conflicts and reports to the audit and compliance committee on conflicts of interest matters. The audit and compliance committee has oversight responsibility regarding conflicts of interest matters. It meets regularly throughout the year to review ongoing administration and implementation of the conflict of interest policy. Question 14 The Board of Governors adopted a written document record retention and destruction policy in 2009. Question 15 The Compensation Committee of the organization (composed of independent persons) reviews and approves the compensation of the organization's President and other top management. Additionally, the organization engages an outside consultant to provide comparable data and other information to the Compensation Committee in connection with the determination of and adjustment to compensation of such personnel. The decision process of the committeE is documented. Those individuals are directly employed by GNYHA Management Corporation, a related entity of the organization, which is a for profit entity that provides staffing and other services to the organization. The organization reimburses GNYHA Management Corporation for compensation related to the organization through a Management Fee that is paid by the organization to GNYHA Management Corporation. FORM 990, PART VI, SECTION C, DISCLOSURE FORM 990, PART VI, SECTION C Question 19 All governing documents, the conflict of interest policy, the record retention and destruction policy and the financial statements are stored in the main office. The organization will provide copies upon request in a timely manner. FORM 990, PART XII, LINE 2B, ORGANIZATION'S FINANCIAL STATEMENTS THE ORGANIZATION'S FINANCIAL STATEMENTS WERE AUDITED AS PART OF A CONSOLIDATED AUDITED FINANCIAL STATEMENT. FORM 990, PART XII, Line 2C, Financial Statements and Reporting The organization has an audit and compliance committee that has responsibility for oversight of the audit, review and compilation of its financial statements and selection of an independent accountant. Greater New York Hospital Foundation Inc 555 West 57th Street Suite 1500 New York NY 10019 132954140 Health Care NY 501(C)(3) 7 GNYHA true GNYHA ALTERNATE CARE PURCHASING CORP 555 West 57th Street NEW YORK NY 10019 133725902 Health Care NY GNYHA Ventures C CORP 17876924 11334848 1.00000 true GNYHA MANAGEMENT CORPORATION 555 West 57th Street NEW YORK NY 10019 133636375 Adminstration NY GNYHA C CORP 9389270 50402747 1.00000 true GNYHA SERVICES INC 555 West 57th Street NEW YORK NY 10019 132955551 Health Care NY GNYHA Ventures C CORP 43771548 21435539 1.00000 true GNYHA VENTURES INC 555 West 57th Street NEW YORK NY 10019 133465616 Health Care NY GNYHA Mgnt Corp C CORP -365615 90830 1.00000 true GNYHA STREAMING PRODUCTIONS INC 555 West 57th Street NEW YORK NY 10019 061626132 Media Technology DE GNYHA Ventures C CORP 0 121067 1.00000 true NEXERA INC 555 West 57th Street NEW YORK NY 10019 133465618 Health Care NY GNYHA Ventures C CORP 21655311 4163459 1.00000 true HAPPTIQUE INC 555 West 57th Street NEW YORK NY 10019 273915406 Media Technology NY GNYHA Ventures C CORP 102 166547 0.91000 true ESSENSA INC 555 WEST 57TH STREET NEW YORK NY 10019 461266318 HEALTHCARE DE GNYHA VENTURES C CORP 856796 821541 1.00000 true false false false false false false false false false false false false true true false true false false false GNYHA Management Corporation N 52080 FMV GNYHA Management Corporation M 3476365 FMV GNYHA Management Corporation P 500844 FMV SCHEDULE R, PART IV Sch R part VII Supplemental Information The related organizations total gross receipt is comprised of the following: GNYHA Alternate Care Purchasing Corp $33,440,077* GNYHA Management Corp 9,389,270 GNYHA Services, Inc. 43,771,548 GNYHA Ventures, Inc. (365,615) Nexera, Inc. 21,655,311 Happtique, Inc. 102 Essensa, Inc. 856,796 ----------- Total Gross Receipts $108,747,489 *The above amount includes our ownership percentage of gross income from investments whereas Schedule R section(f) includes net income from investments in partnerships.