2013-11-15T09:48:47-06:00 2012-12-31 521231901 GORFINE SCHILLER & GARDYN PA 10045 RED RUN BLVD SUITE 250 OWINGS MILLS MD 21117 990 2012-01-01 135565128 MM&P HEALTH & BENEFIT FUND MM&P 4108508500 700 MARITIME BLVD NO A LINTHICUM HEIGHTS MD 21090 DONALD MARCUS 4108595700 2013-11-14 1 SCOTT D RODGVILLE CPA P00365285 4103565900 2012 2016-02-25 16:41:14Z DONALD MARCUS 700 MARITIME BLVD NO A LINTHICUM HEIGHTS MD 21090 258951601 0 X N/A X 1950 MD TO PROVIDE HEALTH BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES OF THE MEMBERSHIP OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS AS SPECIFIED IN THE PLAN REGULATIONS 14 2 52 0 0 0 0 0 45183571 45534572 3376904 3385750 0 0 48560475 48920322 0 0 47678057 47589891 1682239 1778611 0 0 0 1695743 1564112 51056039 50932614 -2495564 -2012292 80956980 77701243 6764114 2393315 74192866 75307928 TO PROVIDE HEALTH BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES OF THE MEMBERSHIP OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS AS SPECIFIED IN THE PLAN REGULATIONS 0 0 EXPENSES FOR PROVIDING MEDICAL, LEGAL, HEALTH AND RELATED BENEFITS. 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 1 0 0 1 4500 0 1 52 1 0 0 0 0 0 0 X 14 2 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X PATRICK MCCULLOUGH ADMINISTRATOR 4108508500 700 MARITIME BLVD LINTHICUM MD 210901996 CAPT TIMOTHY BROWN 5.00 X X 0 542360 100410 CAPT DONALD MARCUS 5.00 X 0 198506 85912 CAPT KENNETH CARLSON JR 5.00 X 0 0 0 MR EDWARD MORGAN 5.00 X X 0 0 0 MR TIMOTHY GILL 5.00 X 0 0 0 MR WALCOTT BECKER 5.00 X 0 0 0 CAPT JOHN SULLIVAN 5.00 X 0 0 0 MR WILLIAM CAMERON 5.00 X 0 0 0 MR ROBERT STEPHENS 5.00 X 0 0 0 MR JEAN HARRINGTON 5.00 X 0 0 0 MR C MICHAEL MURRAY 5.00 X 0 145209 32871 MR MARK BLANKENSHIP 5.00 X 0 0 0 MR STEPHEN WERSE 5.00 X 0 149274 76495 MR DAVID BOATNER 5.00 X 0 152751 76550 MR WAYNE FARTHING 5.00 X 0 156339 76394 MR GERALD A CARBIENER 5.00 X 0 0 0 MR GEORGE QUICK 5.00 X 0 138885 0 MR JOHN SCHAEFFNER 5.00 X 0 0 0 MR PATRICK MCCULLOUGH 21.00 X 107701 80588 76527 MS PAULA PHILLIPS 21.00 X 61233 45817 58512 MS ANN MARIE MCCULLOUGH 21.00 X 69505 52007 63772 MR KEN RYAN 21.00 X 75797 56715 62712 314236 1718451 710155 1 0 1 0 CIGNA 900 COTTAGE GROVE ROAD BLOOMFIELD CT 06002 MEDICAL CLAIMS PROCESSING 760720 IOMM&P 700 MARITIME BOULEVARD SUITE B LINTHICUM HEIGHTS MD 21090 ADMINISTRATIVE SERVICES 265064 STEPTOE & JOHNSON 1330 CONNECTICUT AVENUE NW WASHINGTON DC 20036 LEGAL SERVICES 226327 DELTA DENTAL ONE DELTA DRIVE MECHANICSBURG PA 17055 INSURANCE SERVICES 200310 MULTIPLAN 115 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10003 INSURANCE SERVICES 184932 7 CONTRIBUTIONS - EMPLOYERS 900099 41208911 41208911 CONTRIBUTIONS - VOLUNTARY 900099 4298256 4298256 OTHER CONTRIBUTIONS 900099 27405 27405 45534572 1915007 1915007 211502022 210031279 1470743 1470743 1470743 48920322 47005315 0 1915007 47589891 246176 889570 181088 377356 84421 282099 35100 172584 219526 238892 183022 727 58345 28451 32037 HIRING HALL EXPENSE 255445 BANK SERVICE CHARGES 51867 PAYROLL PROCESSING SERV 4639 DUES & SUBSCRIPTIONS, L 1378 50932614 69142 36429 1935824 3341149 3939088 3939048 40154004 33698593 34858922 36686024 80956980 77701243 262801 226248 6501313 2167067 6764114 2393315 X 74192866 75307928 74192866 75307928 80956980 77701243 -2012292 3127354 0 X X 0 1 X 1 0 0 LOOMIS SAYLES LONG/SHORT CREDIT FUND 3286534 F PIMCO TOTAL RETURN FUND 5715006 F VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND 24541220 F WELLINGTON CTF GBL TOTAL RTN 3143264 F 36686024 BURIAL FUND 3026 DUE TO OTHER MM&P PLANS 427723 SECURITIES PURCHASED PENDING SETTLEMENT 1736318 2167067 X 51875092 3127354 3127354 48747738 172584 172584 48920322 50760030 0 50760030 172584 172584 50932614 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: PART X, LINE 2: THE FASB ISSUED NEW GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (ASC 740-10). THE PLAN ADOPTED THIS NEW GUIDANCE FOR THE YEAR ENDED DECEMBER 31, 2010. MANAGEMENT EVALUATED THE PLAN'S TAX POSITIONS AND CONCLUDED THAT THE PLAN HAD MAINTAINED ITS TAX EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. X X X 0 0 0 CAPT TIMOTHY BROWN 0 184038 0 0 0 358322 0 68405 0 32005 0 642770 0 0 CAPT DONALD MARCUS 0 161050 0 0 0 37456 0 58783 0 27129 0 284418 0 0 MR C MICHAEL MURRAY 0 132009 0 0 0 13200 0 17167 0 15704 0 178080 0 0 MR STEPHEN WERSE 0 135639 0 0 0 13635 0 49398 0 27097 0 225769 0 0 MR DAVID BOATNER 0 135639 0 0 0 17112 0 49398 0 27152 0 229301 0 0 MR WAYNE FARTHING 0 135639 0 0 0 20700 0 49398 0 26996 0 232733 0 0 MR PATRICK MCCULLOUGH 107701 80588 0 0 0 0 29353 21964 14420 10790 151474 113342 0 0 MS PAULA PHILLIPS 61233 45817 0 0 0 0 18716 14004 14753 11039 94702 70860 0 0 MS ANN MARIE MCCULLOUGH 69505 52007 0 0 0 0 21822 16328 14656 10966 105983 79301 0 0 MR KEN RYAN 75797 56715 0 0 0 0 21196 15860 14675 10981 111668 83556 0 0 ANN MARIE MCCULLOUGH WIFE OF PATRICK MCCULLOUGH 105983 EMPLOYEE 0 MICHAEL MCCULLOUGH SON OF PATRICK MCCULLOUGH 40740 EMPLOYEE 0 MM&P PENSION PLAN COMMON BOARD MEMBERS 631330 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P PENSION PLAN 0 MM&P IRA PLAN COMMON BOARD MEMBERS 389122 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P IRA PLAN 0 PART IV, COLUMN B RELATIONSHIP BETWEEN INTERESTED PERSONS AND THE ORGANIZATIONTHE FOLLOWING TRUSTEES OF THE MM&P HEALTH AND BENEFIT PLAN SIT AS TRUSTEES ON THE VARIOUS ENTITIES IDENTIFIED IN COLUMN A OF PART IV:EDWARD MORGANWALCOTT BECKERJOHN SULLIVANWILLIAM CAMERONJEAN HARRINGTONTIMOTHY GILLROBERT STEPHENSGERALD CARBIENERMARK BLANKENSHIPTIMOTHY BROWNMICHAEL MURRAYDONALD MARCUSSTEVEN WERSEDAVID BOATNERWAYNE FARTHINGJOHN SCHAEFFNER FORM 990, PART VI, SECTION A, LINE 7A EMPLOYERS APPOINT TRUSTEES BASED UPON LEVEL OF PARTICIPATION. EACH OF THE SEVEN LARGEST EMPLOYERS THAT PARTICIPATE IN ALL OF THE RELATED PLANS ARE ELIGIBLE TO APPOINT A TRUSTEE. THE REMAINING EMPLOYERS ARE ALLOWED TO APPOINT TWO ALTERNATE TRUSTEES. IN ADDITION, THE GENERAL EXECUTIVE BOARD OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS, THE SPONSORING UNION, APPOINTS SEVEN REGULAR TRUSTEES AND TWO ALTERNATE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 AN ELECTRONIC COPY OF THE DRAFT FORM 990 IS DISTRIBUTED TO ALL MEMBERS OF THE GOVERNING BODY BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C QUESTIONNAIRES ARE DISTRIBUTED PERIODICALLY TO EACH TRUSTEE AND KEY EMPLOYEE FOR DISCLOSURE OF ALL POTENTIAL OR ACTUAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 THE PLAN CONDUCTS PERIODIC REVIEW OF COMPENSATION AND COMPARES CURRENT COMPENSATION AND COST OF LIVING ADJUSTMENTS TO SIMILAR ORGANIZATIONS IN THE SAME GEOGRAPHIC REGION BASED UPON REVIEW OF THEIR RESPECTIVE FORM 990'S. IN ADDITION, THE PLAN WILL PERIODICALLY RETAIN A CONSULTING FIRM TO PERFORM A COMPENSATION STUDY. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION MAKES ITS FORMS 990 AND 1023 AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE PLAN MAKES ITS GOVERNING DOCUMENTS, POLICIES, AND FINANCIAL STATEMENTS AVAILABLE TO PARTICIPANTS, BENEFICIARIES, THE SPONSORING UNION, AND CONTRIBUTING EMPLOYERS AS REQUIRED BY ERISA. ERISA DOES NOT REQUIRE THAT THE FUND MAKE THESE DOCUMENTS AVAILABLE TO THE PUBLIC AND THE FUND DOES NOT DO SO. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED EITHER ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE YEAR. MM&P JOINT EMPLOYMENT COMMITTEE 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 237051736 LABOR MANAGEMENT COOPERATION COMMITTEE. MD 501(C)(5) 0 MASTERS MATES & PILOTS VACATION PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 135638830 TO PROVIDE VACATION BENEFITS TO ELIGIBLE PARTICIPANTS MD 501(C)(9) 0 MARITIME ADVANCEMENT TRAINING EDUCATION AND SAFETY PROGRAM 692 MARITIME BOULEVARD LINTHICUM HEIGHTS MD 210901996 132577386 TO PROVIDE TRAINING FOR LICENSED DECK OFFICERS MD 501(C)(9) 0 MASTERS MATES & PILOTS INDIVIDUAL RETIREMENT ACCOUNT PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 133021839 TO PROVIDE DEFINED CONTR. PENSION BENEFITS TO ELIGIBLE PARTICIPANTS MD 401 0 MASTERS MATES & PILOTS PENSION PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 136372630 TO PROVIDE PENSION BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES MD 401 0 INTERNATIONAL ORGANIZATION OF MASTERS MATES AND PILOTS 700 MARITIME BLVD SUITE B LINTHICUM HEIGHTS MD 210901996 136020335 SPONSORING UNION MD 501(C)(5) 0 COLUMBIA UNIVERSITY - LAMONT DOHERTY EARTH OBSERVATORY STATE OF ALASKA WHATCOM COUNTY WAHKIAKUM COUNTY MIRAID HORIZON LINES LLC SOUTHWEST ALASKA PILOTS ASSOCIATION KINDRA LAKE TOWING LP BAYDELTA MARITIME LLC PATRIOT CONTRACT SERVICES LLC CRESCENT RIVER PORT PILOTS ASSOCIATION SAN FRANCISCO BAR PILOTS TRINITY MANAGEMENT GROUP BLUE & GOLD FLEET ASSOCIATED BRANCH PILOTS CANAVERAL PILOTS ASSOCIATION HOUSTON PILOTS KEY WEST BAR PILOTS ASSOCIATION CASHMAN DREDGING & MARINE CONTRACTING CO LLC COLUMBIA RIVER PILOTS THE GREAT LAKES TOWING COMPANY SULPHUR CARRIERS INC CENTRAL GULF LINES E-SHIPS WATERMAN STEAMSHIP CORPORATION PORT SERVICES OF JACKSONVILLE MAERSK GRAND RIVER NAVIGATION COMPANY INC GBH MARINE DR JAX MARINE INC PEP INC SABINE PILOT SERVICE INC CETACEAN MARINE INC TERRASA & STAIR PA SHAVER TRANSPORTATION COMPANY SORTWELL INC DBA AMNAV MARITIME SERVICES BRUSCO TUG & BARGE ROSS ISLAND SAND & GRAVEL WESTAR MARINE SERVICES DIVISION OF CROSSLINK INC DUNLAP TOWING COMPANY BLACK BALL TRANSPORT INC APL MARINE SERVICES GALVESTON-TEXAS CITY PILOTS ST JOHNS BAR PILOT ASSOCIATION BISCAYNE BAY PILOTS ARANSAS CORPUS CHRISTI PILOTS T&T MARINE SERVICES INC SAGE DINING SERVICES L&E MARINE CORP CRESCENT TOWING COSAVANNAH DOCKING PILOTS MARITIME PERSONNEL PROVISIONING DUTRA GROUP OSCAR NIEMETH TOWING SEAWAY TOWING COMPANY INC SOUND FREIGHT LINES INC CROWLEY MARINE SERVICES FOSS INTERNATIONAL INC MATSON NAVIGATION COMPANY INC HOUSTON PILOTSBEATTY STREET PROPERTIES SAN FRANCISCO HARBOR CO CROWLEY MARINE COMPASS GROUP USA INC DBA FLIK INDEPENDENT SCHOOLS 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0