2013-11-14T18:03:09-06:00 2012-12-31 KPMG LLP 345 Park Avenue New York NY 101540102 990 2012-01-01 133800331 1199SEIU LABOR MANAGEMENT INITIATIVES INC % MARIA ACOSTA CFO 1199 6464736365 PO BOX 842 Suite NEW YORK NY 10108 MARIA ACOSTA 6464736365 2013-11-13 true KPMG LLP 2127589700 2012 2016-02-25 16:41:14Z DEBORAH KING 330 WEST 42ND STREET 2ND FL NEW YORK NY 10036 18546578 false X http://1199seiubenefits.org X 1995 NY THE FUND WAS ESTABLISHED TO IMPROVE LABOR-MANAGEMENT RELATIONSHIPS AND TO ACHIEVE BETTER WORKING CONDITIONS FOR EMPLOYEES, A MORE QUALIFIED AND SATISFIED WORKFORCE AND TO MAXIMIZE JOB SECURITY. 25 25 0 25 0 0 0 22680266 17775053 729 0 127167 771525 22808162 18546578 0 0 18848476 12351197 158036 264035 0 0 0 1832021 2665438 20838533 15280670 1969629 3265908 16485325 20316490 1628949 2194206 14856376 18122284 THE FUND WAS ESTABLISHED TO IMPROVE LABOR-MANAGEMENT RELATIONSHIPS AND TO ACHIEVE BETTER WORKING CONDITIONS FOR EMPLOYEES, A MORE QUALIFIED AND SATISFIED WORKFORCE AND TO MAXIMIZE JOB SECURITY. false false THE FUND HAS CREATED A LABOR MANAGEMENT PARTICIPATION PROJECT, A JOINT EMPLOYMENT PLACEMENT SERVICE, A RESEARCH PROJECT, A MEDIA PROJECT AND A GRANT PROJECT FOR EMPLOYEES AND EMPLOYERS IN THE HEALTH CARE INDUSTRY. false false false false false false false false false true false false false true true true false false false false false false false false false false false false true false false false false false false false false false false false true false false true 57 0 true 0 false false false false false false X 25 25 true false false false false true false true true false false false true true true true true true true false X MARIA ACOSTA CFO 6464736365 330 W 33RD STREET 28TH FLOOR NEW YORK NY 10036 EILEEN CASEY 1.0 2.0 X JEFFREY COHEN 1.0 4.0 X THOMAS DOHERTY 1.0 2.0 X REBECCA GORDON 1.0 4.0 X BARBARA GREEN PHD 1.0 2.0 X BARBARA LOGAN 1.0 1.0 X BART MINSKY 1.0 2.0 X CHRISTOPHER BERNER ESQ 1.0 2.0 X HUGO PIZARRO 1.0 2.0 X JANIS PSHENA 1.0 1.0 X FRANK SCHEETS 1.0 2.0 X ROSEANN M SIMONELLI 1.0 3.0 X CARMEN SUARDY 1.0 4.0 X BRUCE MCIVER 1.0 5.0 X NORMA AMSTERDAM 1.0 4.0 X YVONNE ARMSTRONG 1.0 4.0 X LISA BROWN-BELOCH 1.0 1.0 X MARIA CASTANEDA 1.0 4.0 X MICHAEL COOPERMAN 1.0 2.0 X ANGELA DOYLE 1.0 3.0 X GEORGE GRESHAM 1.0 3.0 X MARIA KERCADO 1.0 1.0 X STEVE KRAMER 1.0 3.0 X BRUCE RICHARD 1.0 3.0 X RIVERA RHADAMES 1.0 0.0 X DEBORAH KING 5.0 23.0 X 57100 249260 104810 FLORENCE WONG 5.0 0.0 X 31726 138497 53927 MITRA BEHROOZI 1.0 22.0 X 392258 148223 LORRAINE MONCHAK 1.0 23.0 X 585439 216744 DONNA REY 2.0 22.0 X 15775 273596 103966 MARIA ACOSTA 2.0 22.0 X 11374 197283 75846 ROSA MEJIAS 16.0 19.0 X 66253 80976 56006 FREDERICK HAGEN 1.0 22.0 X 286425 104257 JEFFREY STEIN 1.0 18.0 X 288826 107207 DANIEL SPINNER 1.0 4.0 X 232356 84866 STACEY MILLMAN 1.0 18.0 X 227665 87632 BRANDY SHILOH 2.0 16.0 X 12586 218301 84911 194814 3170882 1228395 0 false true false SKDKNICKERBOCKER LLC 1818 N STREET NW SUITE 40 WASHINGTON DC 20036 CONSULTING 1096484 AMERICAN EXPRESS PO BOX 1270 NEWARK NJ 071011270 HOTEL-SPECIAL EVENTS 466155 HST LESSEE SNYT LLC 811 SEVENTH AVENUE NEW YORK NY 10019 HOTEL-SPECIAL EVENTS 236750 VERIZON WIRELESS SERVICES LLC PO BOX 408 NEWARK NJ 07101 COMMUNICATIONS 227617 CUSHMAN WAKEFIELD INC JP MORGANCHASE LOCKBOX NEW YORK NY 100879334 REAL ESTATE 217361 5 0 EMPLOYER CONTRIBUTIONS TO THE PLAN 900099 17775053 17775053 17775053 0 0 0 0 0 0 0 0 0 0 OTHER INCOME 900099 771525 771525 771525 18546578 17775053 771525 0 0 0 12351197 246820 0 17215 0 0 0 0 0 0 0 0 0 127601 0 39962 0 0 0 0 0 0 0 0 85063 0 SHARED EXPENSES 2412812 15280670 0 0 6786893 17962694 0 0 5834938 1181917 0 0 0 0 0 0 0 0 0 0 1670322 1187755 482829 482567 0 0 0 0 0 0 0 0 3380665 689312 16485325 20316490 1474909 1908777 0 0 0 0 0 0 0 0 0 0 0 0 0 0 154040 285429 1628949 2194206 X 14856376 18122284 0 0 0 0 14856376 18122284 16485325 20316490 3265908 X false true X true false 994167 557151 437016 408534 376158 32376 267621 254446 13175 482567 0 DUE TO RELATED ENTITIES 285429 285429 X FIN 48 FOOTNOTE FORM 990, SCHEDULE D, PART XIV, SUPPLEMENTAL INFORMATION US GAAP REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ORGANIZATION AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ORGANIZATION, AND CONCLUDED THAT AS OF DECEMBER 31, 2012, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF LIABILITY (OR ASSET) OR DISCLOSURE IN FINANCIAL STATEMENTS. THE ORGANIZATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2009. X X X false true false DEBORAH KING 51353 224174 5747 25086 4704 20534 14831 64741 76635 334535 FLORENCE WONG 26422 115343 5304 23154 2420 10565 7631 33311 41777 182373 MITRA BEHROOZI 378505 13753 34671 113552 540481 FREDERICK HAGEN 266232 20193 24387 79870 390682 LORRAINE MONCHAK 553483 31956 50699 166045 802183 DONNA REY 14473 251018 1302 22578 1326 22993 4342 75305 21443 371894 MARIA ACOSTA 10558 183125 816 14158 967 16774 3168 54937 15509 268994 JEFFREY STEIN 273766 15060 25077 82130 396033 DANIEL SPINNER 216716 15640 19851 65015 317222 STACEY MILLMAN 223782 3883 20498 67134 315297 BRANDY SHILOH 11820 205009 766 13292 1083 18779 3546 61503 17215 298583 ROSA MEJIAS 66253 80976 6069 7417 19134 23386 91456 111779 COMPENSATION ALLOCATION FORM 990, SCHEDULE J, PART III ALL OFFICERS AND KEY EMPLOYEES ARE PAID BY LEAGUE TRAINING AND UPGRADING FUND FOR THEIR SERVICES PERFORMED FOR ALL 1199SEIU FUNDS. THEIR SALARY IS THEN ALLOCATED TO EACH FUND BASED ON THE AMOUNT OF SERVICES PROVIDED TO EACH FUND AND IS REPORTED AS IF PAID BY THE FILING ORGANIZATION. THE AMOUNT REPORTED IN SCHEDULE J, PART II, LINE (I) REPRESENTS THE AMOUNT ALLOCATED TO LABOR MANAGEMENT INITIATIVE AND THE AMOUNTS REPORTED ON LINE (II) REPRESENT THE TOTAL SALARY AND BENEFITS RECEIVED FOR SERVICES PROVIDED TO ALL 1199SEIU FUNDS. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN FORM 990, SCHEDULE J, PART I, LINE 4B THE FUND MAINTAINS A 457(F) PLAN FOR A SELECT GROUP OF MANAGEMENT EMPLOYEES OF THE FUND. THE PLAN PROVIDES A SYSTEMATIC SAVINGS PROGRAM FOR ELIGIBLE EMPLOYEES AND IS DISTRIBUTED UPON THE DATE SELECTED PURSUANT TO THE PARTICIPANT'S DEFERRAL AGREEMENT OR TERMINATION OR RETIREMENT. UNDER THE PLAN, AN ELIGIBLE EMPLOYEE MAY ELECT TO DEFER RECEIPT OF A PORTION OF THEIR COMPENSATION UP TO A MAXIMUM OF $17,000 FOR THE YEAR ENDED DECEMBER 31, 2012. THE AMOUNTS CONTRIBUTED UNDER THE PLAN ARE INVESTED SOLELY IN MUTUAL FUNDS AND SUCH ASSETS ARE RESTRICTED FOR USE AND MAY NOT BE USED FOR THE GENERAL PURPOSES OF THE FUND. HOWEVER, UNTIL BENEFITS ARE DISTRIBUTED, ALL COMPENSATION DEFERRED UNDER THE PLANS, ALL PROPERTY AND RIGHTS PURCHASED WITH SUCH AMOUNTS, AND ALL INCOME ATTRIBUTABLE TO SUCH AMOUNTS, PROPERTY OR RIGHTS SHALL REMAIN SOLELY THE PROPERTY AND RIGHTS OF THE FUND. DURING 2012 THE FOLLOWING AMOUNTS WERE CONTRIBUTED TO THE PLAN: KING, DEBORAH $17,000 BEHROOZI, MITRA $17,000 WONG, FLORENCE $17,000 MONCHAK, LORRAINE $17,000 REY, DONNA $12,289 STEIN, JEFFREY $12,632 HAGEN, FREDERICK $13,000 SHILOH, BRANDY $ 6,428 BUSINESS RELATIONSHIP FORM 990, PART VI, LINE 2 ALL OF THE UNION TRUSTEES ARE ALSO EMPLOYEES OF 1199SEIU (THE UNION) AND THEREFORE HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER. MEMBERS/STOCKHOLDERS FORM 990, PART VI, SECTION A, LINES 7A LINE 7A: The Union trustees are appointed by 1199SEIU United Healthcare Workers East, and the employer trustees are appointed by the League of Voluntary Hospitals and Homes of New York. REVIEW OF FORM 990 FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF FINANCIAL OFFICER AND FINANCE TEAM REVIEW THE DRAFT FORM 990 AND CONFER WITH THE ACCOUNTANTS AND LEGAL COUNSEL TO ENSURE THE ACCURACY OF THE RETURN. ANY CONCERNS ARE NOTED AND ADDRESSED AND MANAGEMENT ENSURES THAT THE CHANGES ARE INCORPORATED IN THE FORM 990. THE COMPLETED FORM 990 IS THEN SIGNED BY THE CHIEF FINANCIAL OFFICER. CONFLICT OF INTEREST POLICY ORM 990, PART VI, SECTION B, LINE 12C TRUSTEES AND EMPLOYEES ARE REQUIRED TO ANNUALLY DISCLOSE OR UPDATE TO THE EXECUTIVE DIRECTOR, OR DESIGNEE, THEIR INTERESTS THAT COULD GIVE RISE TO CONFLICTS OF INTERESTS. FOR EACH INTEREST DISCLOSED BY A TRUSTEE, THE EXECUTIVE DIRECTOR OR DESIGNEE WILL DETERMINE WHETHER TO (A) TAKE NO ACTION (B) ASSURE FULL DISCLOSURE TO THE TRUSTEES (C ) ASK THE TRUSTEE TO BE RECUSED FROM PARTICIPATION IN RELATED DISCUSSIONS OR DECISIONS; AND/OR (D) ASK THE TRUSTEE TO RESIGN. REGARDING EMPLOYEES, COMPLETED CONFLICTS OF INTEREST DISCLOSURE FORMS WILL BE REVIEWED BY THE HUMAN RESOURCES DEPARTMENT AND DISCLOSED CONFLICTS WILL BE REVIEWED BY CHIEF OF HUMAN RESOURCES. COMPENSATION REVIEW FORM 990, PART VI, SECTION B, LINE 15A AND 15B COMPENSATION FOR ALL DIRECTORS, OFFICERS AND KEY EMPLOYEES OF THE FUND IS DETERMINED BY THE CROSS FUNDS COMPENSATION COMMITTEE (THE "COMMITTEE"), COMPRISED OF INDEPENDENT MEMBERS. THE COMMITTEE UTILIZES APPROPRIATE DATA AS TO COMPARABILITY IN ITS DETERMINATIONS, INCLUDING INFORMATION PROVIDED BY INDEPENDENT COMPENSATION CONSULTANTS. THE COMMITTEE DOCUMENTS THE BASIS FOR ANY COMPENSATION DETERMINATIONS CONTEMPORANEOUSLY IN THE MINUTES OF THE COMMITTEE. THE COMMITTEE DETERMINES COMPENSATION PERIODICALLY AS IT DEEMS APPROPRIATE. PUBLIC DISCLOSURE FORM 990, PART VI, SECTION C, LINE 19 SUMMARY PLAN DESCRIPTIONS AND FINANCIAL REPORTS ARE MADE PUBLIC PURSUANT TO IRS FILING REQUIREMENTS. WRITTEN REQUESTS FOR OTHER INFORMATION WILL BE FORWARDED TO GENERAL COUNSEL'S OFFICE FOR CONSIDERATION. UNRELATED BUSINESS INCOME TAX UNDER INTERNAL REVENUE CODE (IRC) SECTION 419A(F)(5)(A), COLLECTIVE BARGAINING AGREEMENTS ARE EXEMPT FROM ACCOUNT LIMIT REQUIREMENTS SET UNDER IRC SECTION 419A(C), AND ARE THEREFORE NOT SUBJECT TO UNRELATED BUSINESS INCOME TAX UNDER IRC SECTION 512(A)(3). 1199SEIU NBF HEALTH AND HUMAN SERV EMPL 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 131628401 BENEFIT FUND NY 501(c)(9) NA false 1199SEIU HEALTH CARE EMPL PENSION FUND 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 133604862 PENSION FUND NY 401(A) NA false 1199SEIU TRAINING AND UPGRADING FUND 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 132637580 EDUC/TRAINING NY 501(C)(3) 9 NA false 1199SEIU JOB SECURITY FUND 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 133712851 BENEFIT FUND NY 501(C)(9) NA false 1199SEIU LEAGUE RN TRAINING & JSF 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 133946135 EDUC TRAINING NY 501(C)(9) NA false LOCAL EMPLOYER CHILD CARE FUND 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 133641466 CHILDCARE NY 501(C)(9) NA false 1199SEIU HEALTH CARE INDUSTRY GRANT CORP 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 134197609 HEALTHCARE NY 501(C)(3) 9 NA false 1199SEIU LICENSED PRACTICAL NUSRE WF 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 132623987 BENEFIT FUND NY 501(C)(9) NA false 1199SEIU EMPLOYER CHILD CARE CORP 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 134063281 DAY CARE CNTR NY 501(C)(3) 7 NA false false false false false false false false false true false false false true true true true false false