2013-11-12T12:12:54-06:00 2013-06-30 131639826 EISNERAMPER LLP 101 WEST AVENUE PO BOX 458 JENKINTOWN PA 190460458 990PF 2012-07-01 201991591 THE ETHEL MAE HOCKER FOUNDATION INC C/O RICHARD A HOCKER ETHE 2153021500 THREE CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 RICHARD A HOCKER 2153021500 2013-11-05 1 THOMAS EARLEY P00142993 2158818800 2012 2016-02-24 21:20:13Z X 14770053 X 1850000 451 451 386936 381448 657560 657780 2577 1179 2897524 1040858 0 0 0 5600 0 5600 178 178 0 103708 103603 105 109486 103781 5705 532600 532600 642086 103781 538305 2255438 937077 224802 594186 594186 10194727 12080781 14175867 10419529 12674967 14770053 0 0 X 10419529 12674967 10419529 12674967 10419529 12674967 10419529 2255438 0 12674967 0 12674967 PASSTHROUGH ENTITY NET LT CAP GAIN P 290652 290652 PASSTHROUGH ENTITY NET ST CAP GAIN P 366908 366908 UBIT P 220 220 657780 0 575495 10778132 0.053395 364776 10545196 0.034592 250469 8516737 0.029409 294616 5625902 0.052368 162174 5714934 0.028377 0.198141 0.039628 12921766 512064 9371 521435 538305 X 9371 0 9371 0 9371 9548 9548 177 177 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NJ 1 0 0 0 0 1 N/A GERALD MCBRIDE 2153021500 THREE CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD A HOCKER THREE CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 4.00 0 0 0 MARCIA A HOCKER THREE CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 4.00 0 0 0 KIMBERLY A HOCKER THREE CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 4.00 0 0 0 KIRSTEN HOCKER THREE CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 4.00 0 0 0 JOHN J GALLAGHER JR THREE CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 4.00 0 0 0 GERALD MCBRIDE THREE CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 4.00 0 0 0 NONE 0 NONE 0 NONE 0 N/A 0 0 12827752 290792 0 13118544 0 0 13118544 196778 12921766 646088 646088 9371 641 10012 636076 0 636076 0 636076 538305 0 538305 9371 528934 636076 455771 0 0 538305 455771 0 0 82534 0 0 0 0 0 0 0 0 553542 0 0 0 RICHARD A HOCKER MARCIA A HOCKER RICHARD A HOCKER X BISHOP EUSTACE PREPARATORY SCHOOL 5552 ROUTE 70 PENNSUAKEN NJ 08109 N/A 501(C)3 SCHOLARSHIPS 14000 CAMDEN CATHOLIC HIGH SCHOOL 300 CUTHBERT ROAD CHERRY HILL NJ 08002 N/A 501(C)3 SCHOLARSHIPS 52850 CHRIST THE KING FOUNDATION 800 N KINGS HIGHWAY SUITE 300 CHERRY HILL NJ 08034 N/A 501(C)3 SCHOLARSHIPS 22250 GESU SCHOOL 1700 W THOMPSON STREET PHILADELPHIA PA 19121 N/A 501(C)3 SCHOLARSHIPS 44100 ROMAN CATHOLIC HIGH SCHOOL 301 N BROAD STREET PHILADELPHIA PA 19107 N/A 501(C)3 SCHOLARSHIPS 28000 THE HOCKER CUP ROMAN CATHOLIC HIGH SCHOOL 301 N BROAD STREET PHILADELPHIA PA 19107 N/A 501(C)3 EDUACTIONAL AWARD TO 7900 URBAN PROMISE MINISTRIES PO BOX 1479 CAMDEN NJ 08105 N/A 501(C)3 SCHOLARSHIP 2500 VALLEY FORGE MILITARY ACADEMY 1001 EAGLE ROAD WAYNE PA 19087 N/A 501(C)3 SCHOLARSHIPS 294000 GESU SCHOOL - GRANT 1700 W THOMPSON STREET PENNSUAKEN PA 19121 N/A 501(C)3 GRANT 3000 CAMDEN CATHOLIC HIGH SCHOOL - GRANT 300 CUTHBERT ROAD CHERRY HILL NJ 08002 N/A 501(C)3 GRANT 50000 ST HELENA CHURCH AND SCHOOL 930 GROVE AVENUE EDISON NJ 08820 N/A 501(C)3 SCHOLARSHIPS 14000 532600 0 14 451 523000 4484 14 381448 523000 1398 1179 523000 -220 18 657780 5662 1040858 0 1046520 N/A N/A 0 0 0 0 0 0 0 0 0 0 X X 1 RICHARD AND MARCIA HOCKER THREE CRESCENT DRIVE SUITE 400 PHILADELPHIA PA 19112 1850000 X TAX RETURN PREPARATION 5600 0 5600 PENN MID CAP FUND AT COST 433716 488202 PENN SMALL MID CAP FUND AT COST 1051234 1292513 PENN CORE HIGH YIELD BOND FUND AT COST 436625 465531 PENN CORE OPPORTUNISTIC HY BD AT COST 178313 231908 PENN DIVER. MICRO CAP EQU FUNDPENN DIVER. MICRO CAP FUND AT COST 1758130 2057520 CAPITAL STRUCTURE OPP OFFSHORE AT COST 1000998 1098184 PENN FINANCIAL SERVICES FUND AT COST 0 0 PENN CONV. FUND, LP AT COST 439297 475311 BLACKGOLD CAPITAL PARTNERS LP AT COST 276006 362152 JLP CREDIT OPPORTUNITY CAYMAN AT COST 114523 252410 PENN CAPITAL MGMT-SEPARATELY M AT COST 1880985 2430060 PENN FOCUSED MIDCAP LP AT COST 198545 221201 PENN SHORT DURATION AT COST 538655 535503 PENN SMALL CAP FUND, LP AT COST 1421453 1728908 PENN CAP MGMT- SMA EQUITY AT COST 1540682 1603439 PENN CAP MGMT- SMA FIN SERV AT COST 811619 933025 FILING FEES 55 0 55 INVESTMENT EXPENSE 16157 16157 0 PASSTHRU INVESTMENT EXPENSE 87446 87446 0 BANK CHARGES 50 0 50 OTHER INVESTMENT INCOME 952 952 952 INVESTMENT INCOME EXCISE TAX REFUND 413 413 413 SECTION 1231 LOSS -186 -186 -186 BLACKGOLD K-1 UBIT 1398 0 1398 FOREIGN TAX WITHHELD 178 178 0