2013-11-11T12:48:41-06:00 2012-12-31 363879070 Lee H Tockman and Associates LLC 53 West Jackson Blvd Chicago IL 60604 990PF 2012-01-01 366069174 I & G CHARITABLE FOUNDATION CO GARY HOLZMAN I&GC 3126210245 225 WEST WASHINGTON No 1650 CHICAGO IL 60606 GARY HOLZMAN 3128494546 2013-11-01 1 LEE H TOCKMAN P00328154 3129871118 2013-11-01 2012 2016-02-25 16:41:14Z X 7338241 X X 13672 13672 224967 224967 283591 302289 283591 -24528 -24528 497702 497702 0 0 0 3150 3150 0 17718 17718 0 2235 2235 0 17717 2099 0 65355 64892 0 106175 90094 0 549000 549000 655175 90094 549000 -157473 407608 2049771 1858802 1858802 682108 682108 682108 4806178 4927104 4797331 7538057 7468014 7338241 0 0 X 0 0 0 0 7538057 7468014 7538057 7468014 7538057 7468014 7538057 -157473 87430 7468014 0 7468014 SHORT TERM CAP GAIN GEOLOGIC RESOURCE FUND LP P 2012-12-31 3589 3589 3589 LONG TERM CAP GAIN GEOLOGIC RESOURCE FUND P 2012-12-31 25500 25500 25500 LONG TERM CAP LOSS LREP IV P 2012-12-31 269 -269 -269 1231 GAIN LREP IV P 2012-12-31 5 5 5 SHORT TERM LOSS LANDMARK OPPORTUNITY FUND P 2012-12-31 9 -9 -9 LONG TERM CAP LOSS LANDMARK OPPORTUNITY FUND P 2012-12-31 954 -954 -954 SHORT TERM CAP LOSS LANDMARK SECONDARY PARTNERS IX P 2012-12-31 2 -2 -2 LONG TERM CAP GAIN LANDMARK SECONDARY PARTNERS IX P 2012-12-31 2115 2115 2115 STCL LANDMARK SECONDARY PARTNERS P 2012-12-31 34 -34 -34 LTCG LANDMARK SECONDARY PARTNERS P 2012-12-31 42129 42129 42129 1231 GAIN LANDMARK SECONDARY PARTNERS P 2012-12-31 6 6 6 LTCG HALP LANDMARK SECONDARY PARTNERS II P 2012-12-31 116 -116 -116 LTCG ROUNDTABLE HEALTHCARE PARTNERS II P 2012-12-31 142335 142335 142335 LTCG ROUNDTABLE HEALTHCARE INVESTORS LP P 2012-12-31 4048 4048 4048 STCL CONCORD P 2012-12-31 3001 -3001 -3001 LTCG CONCORD P 2012-12-31 4620 4620 4620 STCG UNITY III P 2012-12-31 603 603 603 LTCG UNITY III P 2012-12-31 22101 22101 22101 1231 GAIN UNITY III P 2012-12-31 20341 20341 20341 STCG UNITY II P 2012-12-31 7628 7628 7628 LTCG UNITY II P 2012-12-31 24709 24709 24709 1231 GAIN UNITY II P 2012-12-31 15 15 15 STCG MARKETABLE SECURITIES P 2012-12-31 1924 -1924 -1924 LTCG MARKETABLE SECURITIES P 2012-12-31 1898 1898 1898 1231 LOSS MARKETABLE SECURITIES P 2012-12-31 15 -15 -15 BARLOW GAIN P 2012-12-31 21 21 21 LTCL FIFTH STREET MEZZANINE P 2012-12-31 11772 -11772 -11772 1231 GAIN FIFTH STREET MEZZANINE P 2012-12-31 347 347 347 STCL LANDMARK EQUITY PTNR VII P 2012-12-31 117 -117 -117 LTCL LANDMARK EQUITY PTNR VII P 2012-12-31 485 -485 -485 1231 GAIN LANDMARK EQUITY PTNRS VII P 2012-12-31 2 2 2 Capital Gains Dividends P 277 277 277 283591 0 519400 9137257 0.056844 529239 8474093 0.062454 448601 9615692 0.046653 548608 8917590 0.061520 690469 11856198 0.058237 0.285708 0.057142 8729256 498807 4076 502883 549000 X 4076 0 4076 0 4076 10000 10000 5924 5924 0 0 0 0 0 0 0 0 0 0 0 1 1 IL 1 0 0 0 0 1 N/A JENNIFER DOBOSH 3123272095 BROWN AND BROWN LLC 225 W WASHINGTO CHICAGO IL CHICAGO IL 60606 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JEFFREY R BROWN 17815 30TH PLACE PLYMOUTH MN 55447 0.00 0 0 0 ANDREW BROWN 1209 LINCOLN AVE SO HIGHLAND PARK IL 60035 0.00 0 0 0 OWEN BROWN 4128 23RD ST SAN FRANCISCO CA 94114 0.00 0 0 0 HENRY BROWN 126 E 4TH STREET HINSDALE IL 60521 0.00 0 0 0 VANESSA JB MCGUIRE 4419 FREMONT AVENUE MINNEAPOLIS MN 55419 0.00 0 0 0 JOAN JENSEN 17815 30TH PLACE PLYMOUTH MN 55447 0.00 0 0 0 GARY H HOLZMAN 490 CARRIAGE WAY DEERFIELD IL 60015 0.00 0 0 0 JULIE VITIRITTI 19251 LANGE ST LANSING IL 60438 0.00 0 0 0 BARB BLACHARCZYK 5018 N LOCKWOOD CHICAGO IL 60630 0.00 0 0 0 JENN DOBOSH 2653 N WAYNE 2 CHICAGO IL 60614 0.00 0 0 0 DEBBIE RAHN 142 S EDGELAWN AURORA IL 60506 0.00 0 0 0 ROGER O BROWN 1261 CLAVEY ROAD HIGHLAND PARK IL 60035 0.00 0 0 0 BARBARA E BROWN 1261 CLAVEY ROAD HIGHLAND PARK IL 60035 0.00 0 0 0 NONE 0 NONE 0 0 3374268 2089730 3398191 8862189 0 0 8862189 132933 8729256 436463 436463 4076 4076 432387 0 432387 0 432387 549000 0 549000 4076 544924 432387 0 0 118725 103516 114462 72847 409550 549000 0 0 0 432387 116613 0 0 526163 0 0 0 0 0 0 118725 407438 103516 114462 72847 116613 X ACUMEN FUND 76 NINTH AVE SUITE 315 NEW YORK NY 10011 NONE 501 (C) (3) GENERAL 2500 AMERICAN INDIAN COLLEGE FUND PO BOX 172449 DENVER CO 80217 NONE 501(C)(3) GENERAL 1000 BAY AREA DISCOVERY MUSEUM 557 MCREYNOLDS ROAD SAUSALITO CA 94965 NONE 501 (C) (3) GENERAL 300 EWB-USA 4665 NAUTILUS COURTSUITE 300 BOULDER CO 80301 NONE 501 (C) (3) GENERAL 2500 BAREFOOT COLLEGE 134 LINCOLN PLACE 2 BROOKLYN NY 11217 NONE 501 (C) (3) GENERAL 500 CAMP CAMP PO BOX 27086 SAN ANTONIO TX 78227 NONE 501(C)(3) GENERAL 300 FIRST- FOR INSPIRIATION AND RECOGNITION OF SCIENCE 200 BEDFORD STREET MANCHESTER NH 03101 NONE 501 (C) (3) GENERAL 500 CHARITY NAVIGATOR 139 HARRISTOWN RD STE 201 GLEN ROCK NJ 07452 NONE 501 (C) (3) GENERAL 15000 FORCE- FACING OUR RISK OF CANCER EMPOWERMENT 16057 TAMPA PALMS BLVD W PMB 373 TAMPA FL 33647 NONE 501 (C) (3) GENERAL 500 GLIDE 330 ELLIS STREET SAN FRANCISCO CA 94102 NONE 501 (C) (3) GENERAL 1000 MAMA'S KITCHEN 3960 HOME AVENUE SAN DIEGO CA 92105 NONE 501 (C) (3) GENERAL 1000 NORTH SURBURBAN SYNAGOGUE BETH EL 1175 SHERIDAN ROAD HIGHLAND PARK IL 60035 NONE 501 (C) (3) GENERAL 10000 EMERGENCY FUND 208 S LASALLE STREET SUITE 1356 CHICAGO IL 60604 NONE 501 (C) (3) GENERAL 33000 ENVIROMENTAL WORKING GROUP 1436 U ST NW100 WASHINGTON DC 20009 NONE 501 (C) (3) GENERAL 2000 FIELD MUSEUM OF NATURAL HISTORY 1400 S LAKE SHORE DRIVE CHICAGO IL 60605 NONE 501 (C) (3) GENERAL 12000 OR SHALOM 1250 QUINTARA STREET SAN FRANCISCO CA 94116 NONE 501 (C) (3) GENERAL 5000 POMONA 333 NORTH COLLEGE WAY CLAREMONT CA 91711 NONE 501 (C) (3) GENERAL 10000 HEIFER PROJECT INTERNATIONAL POST OFFICE BOX 8058 LITTLE ROCK AR 72203 NONE 501 (C) (3) GENERAL 1000 INSTITUTE FOR AGRICULTURE AND TRADE POLICY 2105 FIRST AVENUE S MINNEAPOLIS MN 55404 NONE 501 (C) (3) GENERAL 8000 ROOM TO READ 111 SUTTER ST 16TH FL SAN FRANCISCO CA 94104 NONE 501 (C) (3) GENERAL 2000 SAN DIEGO FOOD BANK 9850 DISTRIBUTION AVE SAN DIEGO CA 92121 NONE 501 (C) (3) GENERAL 1000 SAN DIEGO YOUTH SERVICES 3255 WING STREET SAN DIEGO CA 92110 NONE 501 (C) (3) GENERAL 2000 LAND STEWARDSHIP PROJECT 821 EAST 35TH STREET SUITE 200 MINNEAPOLIS MN 55407 NONE 501 (C) (3) GENERAL 2000 LARKIN STREET YOUTH SERVICES 1138 SUTTER ST STE 2 SAN FRANCISCO CA 94109 NONE 501 (C) (3) GENERAL 25000 MAOT CHITIM OF GREATER CHICAGO 4433 WEST TOUHY AVENUE SUITE 202 LINCOLNWOOD IL 60712 NONE 501 (C) (3) GENERAL 500 SHARE OUR STRENGTH- COOKING MATTERS PO BOX 75475 BALTIMORE MD 21275 NONE 501 (C) (3) GENERAL 1000 MERCY CORPS PO BOX 2669 DEPT W PORTLAND OR 97208 NONE 501 (C) (3) GENERAL 2000 MONA FOUNDATION 218 MAIN STREET SUITE 404 KIRKLAND WA 98033 NONE 501 (C) (3) GENERAL 10000 NEW DOOR VENTURES 3075 21ST STREET SAN FRANCISCO CA 94110 NONE 501 (C) (3) GENERAL 25000 NEWSCHOOLS VENTURE FUND 49 STEVENSON STREET STE 575 SAN FRANCISCO CA 94105 NONE 501 (C) (3) GENERAL 500 SOPHIA PROJECT 1724 MYRTLE ST OAKLAND CA 94607 NONE 501 (C) (3) GENERAL 58000 NORTH LAWNDALE EMPLOYMENT 3726 W FLOURNEY CHICAGO IL 60624 NONE 501 (C) (3) GENERAL 20000 WOMEN AND YOUTH SUPPORTING EACH OTHER 11861 LAMBERT AVE EL MONTE CA 91732 NONE 501 (C) (3) GENERAL 1000 THE JEWISH FEDERATION OF METROPOLITAN CHICAGO 909 W WILSON CHICAGO IL 60640 NONE 501 (C) (3) GENERAL 113800 OLINGA LEARNING 114 WEST HILLSDALE BLVD SAN MATEO CA 94403 NONE 501 (C) (3) GENERAL 10000 POTTERS FOR PEACE PO BOX 1043 BISBEE AZ 85603 NONE 501 (C) (3) GENERAL 1500 PRISON UNIVERSITY PROJECT PO BOX 942 SAN QUENTIN CA 94964 NONE 501 (C) (3) GENERAL 29000 DOCTORS WITHOUT BORDERS PO BOX 5030 HAGERSTOWN MD 21741 NONE 501 (C) (3) GENERAL 1000 SAN FRANCISCO BOTANICAL GARDEN 9TH AVENUE AT LINCOLNWAY SAN FRANCISCO CA 94122 NONE 501 (C) (3) GENERAL 10000 SFCASA 100 BUSH ST 650 SAN FRANCISCO CA 94104 NONE 501 (C) (3) GENERAL 35000 SPECIAL GIFTS THEATRE PO BOX 2231 NORTHBROOK IL 60062 NONE 501 (C) (3) GENERAL 300 TARGET HOPE 11756 W WESTERN AVENUE CHICAGO IL 60613 NONE 501 (C) (3) GENERAL 30000 THE CARA PROGRAM 703 W MONROE CHICAGO IL 60614 NONE 501 (C) (3) GENERAL 22000 THE COCHRANE COLLABORATION 575 MADISON AVE STE 1006 NEW YORK NY 10022 NONE 501 (C) (3) GENERAL 500 THE LEUKEMIA & LYMPHOMA SOCIETY 8441 WAYZATA BLVD 340 GOLDEN VALLEY MN 55426 NONE 501 (C) (3) GENERAL 1000 THRESHOLDS 4101 N RAVENSWOOD CHICAGO IL 60613 NONE 501 (C) (3) GENERAL 35000 UNITED NATIONS FOUNDATIONNOTHING BUT NETS PO BOX 96539 WASHINGTON DC 20090 NONE 501 (C) (3) GENERAL 1500 WALK SAN DIEGO 740 13TH STREET SUITE 220 SAN DIEGO CA 92101 NONE 501 (C) (3) GENERAL 2000 YOUNG CHICAGO AUTHORS 1180 MILWAUKEE AVE 2ND FLOOR CHICAGO IL 60642 NONE 501 (C) (3) GENERAL 300 549000 0 14 13671 1 14 224967 14 12865 14 277 283314 INCOME FROM CONCORD 14 -37393 0 214387 283315 497702 7 ALL INCOME IS INVESTMENT INCOME ONLY 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 3150 3150 0 9000 COMPUTER SCIENCES 18000 18000 7530 MBIA 30918 30918 7740 PEPSICO 13845 13845 6825 ALLIED CAP CORP 372550 372550 9299 MCDONALDS 246795 246795 21411.28 OAKMARK AT COST 235399 235399 HALP II-IV AT COST 129 0 LANDMARK VII AT COST 18594 15017 LANDMARK SECONDARY PARTNERS AT COST 116511 94862 LANDMARK IX AT COST 17143 17492 LANDMARK OPPTY FD AT COST 26695 26845 LANDMARK REAL ESTATE PARTNERS IV AT COST 18975 5668 ROUNDTABLE HEALTHCARE PARTNERS AT COST 129597 97248 BARLOW OFFSHORE LTD. AT COST 872764 872576 AUTUMN RIDGE AT COST 4503 90000 MARKETABLE SECURITIES AT COST 212431 211124 CONCORD INVESTMENTS LLC AT COST 377530 369412 FIFTH MEZZANINE PARTNERS II LP AT COST 22606 27836 FOX ISLAND PLACE AURORA AT COST 29031 67500 GEOLOGIC RESOURCE FUND AT COST 480408 480408 GMG CAPITAL PARTNERS III AT COST 195508 56217 ROUNDTABLE HEALTHCARE PARTNERS II AT COST 314583 272243 UNITY II AT COST 582297 599062 UNITY III AT COST 455863 440371 NEON LIBERTY LORIKEET FUND AT COST 695576 695576 ROUNDTABLE HEALTHCARE PARTNERS III AT COST 120961 122475 MISCELLANEOUS EXPENSE 40 40 0 DEDUCTIONS - ROUNDTABLE II 5577 5577 0 DEDUCTIONS LANDMARK OPPTY FD 378 378 0 DEDUCTIONS LNDMK II 131 131 0 DEDUCTIONS LEP VII 284 284 0 DEDUCTIONS LSP IX 391 391 0 DEDUCTIONS FIFTH ST MEZZANINE 4 4 0 DEDUCTIONS GEOLOGIC 9466 9466 0 DEDUCTIONS CONCORD INV 9584 9584 0 DEDUCTIONS UNITY III 8231 8231 0 AUTUMN RIDGE NONDEDUCTIBLE 37 0 0 OTHER DEDUCTIONS FIFTH STREET NON DED 9 0 0 MARKETABLE SECURITIES 1095 1095 0 LANDMARK SECONDARY PARTNERS NON DED 2 0 0 MARKETABLE SECURITIES-NONDEDUCT 23 0 0 BARLOW MISCELLANEOUS 598 598 0 LANDMARK SECONDARY PTNR IX NON DED 1 0 0 UNITY II 16629 16629 0 UNITY II NONDEDUCTIBLE 176 0 0 UNITY III NONDEDUCTIBLE 184 0 0 LANDMARK REAL ESTATE PARTNERS NON DEDUCTIBLE 1 0 0 LANDMARK OPPTY FUND NON DEDUCTIBLE 1 0 0 ROUNDTABLE HEALTHCARE PARTNERS III 7883 7883 0 ROUNDTABLE HEALTHCARE INVESTORS 2135 2135 0 FOX ISLAND NONDEDUCTIBLE 20 0 0 DEDUCTIONS LANDMARK SECONDARY PTNRS 2193 2193 0 DEDUCTIONS LREP IV 271 271 0 DEDUCTIONS AUTUMN RIDGE LIMITED 2 2 0 FIFTH STREET MEZZANINE NON DEDUCTABLE 9 0 0 ORD INCOME FROM LREP IV 119 119 119 ORD INCOME FROM LEP VII 21 21 21 ORD INCOME FROM UNITY III -7158 -7158 -7158 ORD INCOME FROM UNITY II -2879 -2879 -2879 OTHER INCOME LDMK OPP 1 1 1 OTH. INCOME LANDMARK SECONDARY IX 2 2 2 GEOLOGIC 4270 4270 4270 UNITY III OTHER INCOME 2026 2026 2026 UNITY II ROYALTIES 128 128 128 ORD INCOME LANDMARK SECONDARY PTNR -24 -24 -24 LREP IV OTHER INCOME 101 101 101 LANDMARK EQUITY PTNRS VII 9 9 9 UNITY II OTHER INCOME 4168 4168 4168 OTHER INCOME FIFTH MEZZANINE PARTNERS 1068 1068 1068 OTHER INCOME MARKETABLE SECURITIES 33 33 33 OTHER INCOME LANDMARK SECONDARY PARTNERS 7 7 7 OTHER INCOME CONCORD -684 -684 -684 ORD INCOME FIFTH STREET MEZZANINE PARTNERS -11248 -11248 -11248 BARLOW PARTNERS 23070 23070 23070 ORD INCOME GMG CAPITAL PARTNERS III -179 -179 -179 ORD INCOME LANDMARK OPPORTUNITY FUND 13 13 13 ROYALTIES LANDMARK SECONDARY PARTNERS 1 1 1 INCOME FROM CONCORD -37393 -37393 -37393 MISCELLANEOUS TIMING DIFFERENCES IN PASSTHROUGH AND UNREALIZED APPRECIATION 87430 MANAGEMENT FEE 6159 6159 0 MANAGEMENT FEE- FIFTH STREET 2796 2796 0 MANAGEMENT FEE-BARLOW 8763 8763 0 EXCISE TAXES PAID 15377 0 0 GEOLOGIC FOREIGN TAX 489 489 0 UNITY II- FGN TAX 477 477 0 MARKETABLE SECURITIES-FGN TAX 205 205 0 FGN TAX- CONCORD 525 284 0 UNITY III-FOREIGN TAX 284 284 0 FGN TAX- PERSHING LLC 360 360 0