2013-10-31T10:25:21-05:00 2013-06-30 510293511 ROWLAND JOHNSON & COMPANY PA 15 READS WAY SUITE 200 NEW CASTLE DE 19720 990 2012-07-01 510329224 UPPER BAY COUNSELING & SUPPORT SERVICES UPPE 4109965104 200 BOOTH STREET ELKTON MD 21921 RICHARD H BAYER 4109965104 2013-10-18 1 DEBORAH L HORN P00148657 3023240780 2013-10-18 2012 2016-02-25 16:41:14Z RICHARD H BAYER 200 BOOTH STREET ELKTON MD 21921 10412755 0 X WWW.UPPERBAY.ORG X 1997 MD UPPER BAY COUNSELING & SUPPORT SERVICES PROVIDES A BROAD AND EXPANDING RANGE OF HIGH QUALITY BEHAVIORAL HEALTH AND COMMUNITY SERVICES. WE PROMOTE WELLNESS AND UPHOLD THE DIGNITY OF OUR CONSUMERS. WE ARE DEDICATED TO EXCELLENCE, THROUGH CREATIVITY, FLEXIBILITY, AND TEAMWORK. WE SERVE AND ADVOCATE FOR INDIVIDUALS, FAMILIES, AND COMMUNITIES. 14 13 216 4 0 0 630103 466882 9833289 9763208 18754 11067 479073 158288 10961219 10399445 0 0 0 0 8322346 8066162 0 0 0 2583158 2465272 10905504 10531434 55715 -131989 4190758 4175305 2383078 2504118 1807680 1671187 X UPPER BAY COUNSELING & SUPPORT SERVICES PROVIDES A BROAD AND EXPANDING RANGE OF HIGH QUALITY BEHAVIORAL HEALTH AND COMMUNITY SERVICES. WE PROMOTE WELLNESS AND UPHOLD THE DIGNITY OF OUR CONSUMERS. WE ARE DEDICATED TO EXCELLENCE, THROUGH CREATIVITY, FLEXIBILITY, AND TEAMWORK. WE SERVE AND ADVOCATE FOR INDIVIDUALS, FAMILIES, AND COMMUNITIES. 0 0 1307231 1753428 DURING THE TAX YEAR ENDING JUNE 30, 2013, THE CECIL SCHOOL BASED PROGRAM SERVED 959 CLIENTS. THE CECIL SCHOOL BASED PROGRAM OFFERS COMPREHENSIVE EMOTIONAL AND BEHAVIORAL HEALTH SERVICES AT EVERY SCHOOL IN CECIL COUNTY AND OFFICE BASED OUTPATIENT SERVICES TO THOSE CHILDREN AND ADOLESCENTS THAT REQUIRE OFFICE BASED TREATMENT. THE CECIL SCHOOL BASED LICENSED THERAPISTS PARTICIPATED IN A RANGE OF CLINICAL TRAININGS AND HOLD EXPERTISE AND CERTIFICATION IN SUCH AREAS AS TRAUMA BASED COGNITIVE BEHAVIORAL TREATMENT AND SAND TRAY THERAPY. SERVICES TO CHILDREN AND ADOLESCENTS INCLUDE: INDIVIDUAL, GROUP, AND FAMILY COUNSELING MEDICATION EVALUATIONS AND MANAGEMENT CASE COORDINATION WITH SCHOOL PERSONNEL CASE MANAGEMENT BETWEEN SCHOOL STAFF, FAMILIES, AND OTHER INVOLVED AGENCIES 1219047 1724350 DURING THE TAX YEAR ENDING JUNE 30, 2013, THE SUNRISE PROGRAM SERVED 42 CLIENTS. THE SUNRISE RESIDENTIAL REHABILITATION PROGRAM (RRP) IS A COMMUNITY BASED RESIDENTIAL HOUSING PROGRAM LOCATED IN CECIL COUNTY. RESIDENTS LIVE IN A GROUP HOME SETTING WITH TWENTY-FOUR HOUR SUPERVISION, OR AN APARTMENT SETTING WITH TWENTY-FOUR HOUR STAFF AVAILABILITY AND SUPPORT. THE PROGRAM HAS SIX GENERAL BEDS, AND THIRTY-TWO INTENSIVE BEDS. IN ADDITION TO MANAGING MENTAL HEALTH SYMPTOMS, RESIDENTS ARE SUPPORTED AND ENCOURAGED TO DEVELOP LIFE SKILLS NEEDED TO SUCCESSFULLY TRANSITION OUT OF THE RESIDENTIAL PROGRAM AND LIVE INDEPENDENTLY IN THE COMMUNITY. THE GOAL OF RRP IS TO SUPPORT CLIENTS TO GROW IN THEIR OWN RECOVERY, SO THAT THEY MAY REMAIN IN THE COMMUNITY, PREVENTING RE-HOSPITALIZATION, AND GAINING SKILLS NEEDED TO TRANSITION FULLY INTO COMMUNITY LIVING. 659208 943834 DURING THE TAX YEAR ENDING JUNE 30, 2013, THE SHARE PROGRAM SERVED 99 CLIENTS. SHARE - ADULT PSYCHIATRIC REHABILITATION PROGRAM PROVIDES ASSISTANCE TO ADULTS WITH CHRONIC MENTAL ILLNESS. THE GOAL IS TO INCREASE THEIR ABILITY TO COPE WITH THEIR MENTAL HEALTH SYMPTOMS AND STRESSORS WHILE REMAINING IN A COMMUNITY SETTING. EMPHASIS IS PLACES ON INDIVIDUALIZED TREATMENT, AND STRENGTHENING EACH PERSON'S ABILITY TO ENGAGE AND INTEGRATE SUCCESSFULLY INTO THE COMMUNITY. THIS PROGRAM OFFERS BOTH ON- AND OFF-SITE SUPPORTIVE SERVICES TO ADULTS DIAGONOSED WITH SERIOUS AND PERSISTENT MENTAL ILLNESS. ON-SITE SERVICES INCLUDE A DAY PROGRAM THAT OPERATED FIVE DAYS A WEEK. SERVICES ALSO INCLUDE AN ON-CALL SYSTEM FOR CLIENT PSYCHIATRIC EMERGENCIES, TWENTY-FOUR HOURS A DAY, SEVEN DAYS A WEEK. 6053252 5157279 OTHER PROGRAMS 6053252 5157279 9238738 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 39 0 216 1 0 0 0 0 0 1 1 0 0 X 14 13 1 0 0 0 0 0 1 1 1 0 1 1 0 1 1 1 1 1 1 1 0 MD X ELLEN RILEY 4109965104 200 BOOTH STREET ELKTON MD 21921 MICHAEL GORDON 1.50 X 0 0 0 J SCOTT STURGILL 1.00 X 0 0 0 KAROLYN BOWE ESQ 1.00 X 0 0 0 RAYMA MCROBERTS 1.00 X 0 0 0 ALAN SEXTON 1.00 X 0 0 0 PATRICIA D FOLK 1.00 X 0 0 0 DINAH G HANSON CPA 1.00 X 0 0 0 LIZ LEONI-MONTI 1.00 X 0 0 0 NANCY HALL 1.00 X 0 0 0 PATRICIA PANNILL RN 1.00 X 0 0 0 KEVIN URICK 1.00 X 0 0 0 LINDA TIPTON 1.50 X 0 0 0 RICHARD H BAYER 40.00 X 123886 0 13176 ANNA KLUMP 40.00 X 139556 0 8281 LESLIE MORRIS 40.00 X 125513 0 10646 388955 0 32103 3 0 0 0 RALPH D SCOVILLE 610 CHESAPEAKE DRIVE HAVRE DE GRACE MD 21078 PROFESSIONAL SERVICES 136288 1 404428 62454 42857 466882 FEE FOR SERVICES 624100 9446782 9446782 RESIDENTIAL CLIENT FEES 624100 316426 316426 9763208 1559 1559 9508 0 9508 9508 9508 48997 13310 35687 35687 COST RECOVERY INITIATIVES 624100 59578 59578 COMMUNITY EDUCATION PROGRAMS 624100 21857 21857 PROFESSIONAL EDUCATION PROGRAMS 624100 19174 19174 21992 21992 122601 10399445 9895317 0 37246 123886 92915 30971 6401776 5554050 847726 156210 135176 21034 858871 743222 115649 525419 454670 70749 24145 12073 12072 31157 15578 15579 406148 334553 71595 12898 11703 1195 199486 184110 15376 199960 194065 5895 74880 67392 7488 328695 302400 26295 97774 92101 5673 TRANSPORTATION 241675 239154 2521 CLIENT SERVICES 226650 226650 0 UTILITIES 181671 170285 11386 FOOD 101578 97528 4050 338555 311113 27442 10531434 9238738 1292696 0 1121596 986592 22462 22539 495796 449781 59180 43791 4606672 2122833 2299302 2483839 178689 172681 13733 16082 4190758 4175305 754513 755202 1628565 1748916 2383078 2504118 X 1807680 1671187 1807680 1671187 4190758 4175305 X -131989 -4504 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 297760 297760 2355224 683768 1671456 161833 76271 85562 1215752 929398 286354 576103 433396 142707 2483839 10394941 -4504 -4504 10399445 0 10399445 10531434 0 10531434 0 10531434 PART XI, LINE 8:UNREALIZED GAIN ON INVESTMENTS SPRING AND FALL EVENT 31400 31400 9182 GOLF 17597 17597 4128 48997 48997 13310 13310 35687 X X 0 0 0 0 0 0 0 0 0 X IN KIND TRAINING 1 42857 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 SEVERAL OF THE BOARD MEMBERS ARE OFFICERS OR EMPLOYEES OF COMMUNITY BUSINESSES. ALL TRANSACTIONS WITH THOSE BUSINESSES TOOK PLACE IN THE ORDINARY COURSE OF OPERATIONS AT MARKET RATES. NONE WERE FINANCIALLY SIGNIFICANT TO THE OPERATIONS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7B THE GOVERNING BOARD IS COMPOSED OF ALL MEMBERS OF THE BOARD, SO THEY ARE EQUIVALENT. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED AND APPROVED BY THE CEO, DIRECTOR OF FINANCE AND THE BOARD FINANCE COMMITTEE PRIOR TO FILING. IT IS PROVIDED TO ALL OTHER BOARD MEMBERS UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, AT THE BEGINNING OF THE FISCAL YEAR THE GOVERNING BOARD AND KEY EMPLOYEES ARE ASKED TO UPDATE THEIR STATUS WITH CONFLICT OF INTEREST FORM AND IT IS MONITORED BY THE AGENCY HUMAN RESOURCE DEPT. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD PERSONNEL COMMITTEE CONDUCTS ANNUAL PERFORMANCE REVIEWS OF THE CEO, WHO IS NOT A MEMBER OF THAT COMMITTEE. THE COMMITTEE THEN RECOMMENDS A MERIT SALARY ADJUSTMENT BY REFERENCE TO AN INDEPENDENT SALARY SURVEY FOR SIMILAR POSITIONS IN THE REGION TO ENSURE THE ADJUSTED SALARY FALLS WITHIN ITS COMPARABLE RANGE. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: UNREALIZED GAIN (LOSS) ON INVESTMENTS -4,504. AUDITED FINANCIAL STATEMENTS PART XI, LINE 2C DRAFT AUDITED FINANCIALS ARE REVIEWED BY THE DIRECTOR OF FINANCE, CEO AND BOARD FINANCE COMMITTEE PRIOR TO FINALIZATION. SUSQUEHANNA COUNSELING SERVICES LLC 200 BOOTH STREET ELKTON MD 21921 454669862 COUNSELING SERVICES MD 42296 22290 UPPER BAY COUNSELING & SUPPORT SERVICES FIVE RIVERS HOME INC 200 BOOTH STREET ELKTON MD 21921 331114602 AFFORDABLE HOUSING TO PERSONS WITH CHRONIC MENTAL DISABILITIES MD 501(C)(3) 170(B)(1)(A)(IV) N/A 0 HIGH STREET HOMES 200 BOOTH STREET ELKTON MD 21921 300470783 AFFORDABLE HOUSING TO PERSONS WITH CHRONIC MENTAL DISABILITIES MD 501(C)(3) 170(B)(1)(A)(IV) N/A 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 FIVE RIVERS HOMES INC D 10527 ACCOUNTS RECEIVABLE DUE TO SPONSO HIGH STREET HOMES INC D 13187 ACCOUNTS RECEIVABLE DUE TO SPONSO FIVE RIVERS HOMES INC Q 3935 MANAGEMENT FEE PER AGREEMENT HIGH STREET HOMES INC Q 4312 MANAGEMENT FEE PER AGREEMENT