2013-08-15T16:05:48-05:00 2012-12-31 420714325 MCGLADREY LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2012-01-01 360724325 Foundation of the American College of Healthcare Executives FOUN 3124242800 One North Franklin Suite 1700 Chicago IL 60606 Deborah J Bowen 3124242800 2013-08-13 1 Wayne Harder P00294296 3126343400 2012 2016-02-24 21:20:13Z Deborah J Bowen One North Franklin Suite 1700 Chicago IL 60606 25835563 0 X www.ache.org X 1944 IL Conduct research activities and provide continuing education opportunities through seminars, workshops, conferences, and publications. 15 15 0 150 0 0 268974 912121 9279063 9753425 2185086 1809776 4604559 4107315 16337682 16582637 76056 84000 0 0 2535509 2546514 7500 0 234617 8724975 9048020 11344040 11678534 4993642 4904103 38870913 46867602 2887919 3968838 35982994 42898764 X The mission of Foundation of the American College of Healthcare Executives ("The Foundation") is to produce educational programs and publications that further the healthcare executive community. Its educational offerings include the annual Congress on Healthcare Leadership, which draws more than 4,000 participants each year. The Foundation's publishing division, Health Administration Press, is one of the largest publishers of books and journals on all aspects of health services management including textbooks for use in college and university courses. The division of research conducts research in multpile healthcare management areas, including career attainments of healthcare executives and trends affecting the profession. A philanthropic initiative of the Foundation was created to bring innovation to the forefront of healthcare leadership. Through such efforts, the Foundation works toward its goal of improving healthcare delivery. 0 0 3163560 4442422 The Foundation's seminars, conferences, and distant learning programs provide special opportunities for healthcare executives to learn from colleagues at national and regional events. The programs feature speakers who address a broad spectrum of healthcare management and executive leadership topics. 2490252 4549880 Publication of Educational Books and Journals - Health Administration Press (HAP), the publishing division of ACHE, publishes management books, textbooks used in healthcare administration programs at universities, and journals, including Frontiers of Health Services Management and the Journal of Healthcare Management. HAP also offers self-study courses. 1896187 4534805 The Congress on Healthcare Leadership provides continuing education opportunities, networking and peer-learning, and the latest information to address the challenges faced by healthcare executives. The annual conference was attended by more than 4,000 participants. 588045 84000 The department of research conducts research in multiple healthcare management areas, including career attainments of healthcare executives and trends affecting the profession. Studies are done through a variety of formats such as surveys and annual reports that explore current and future issues confronting hospital CEOs and the extent of the hospital CEO turnover among other topics. They also conduct research using interviews, surveys, and focus groups of healthcare executives. The Foundation also administers a voluntary giving program. 588045 84000 8138044 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 1 399 0 1 0 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X Isaias Lim 3124249333 One North Franklin Suite 1700 Chicago IL 60606 Christopher D Van Gorder FACHE 1.00 5.00 X X 0 0 0 Rulon F Stacey PHD FACHE 1.00 5.00 X X 0 2126 0 Paula R Autry FACHE 1.00 5.00 X 0 0 0 Kyle D Campbell FACHE 1.00 5.00 X 0 0 0 Christine Candio FACHE 1.00 5.00 X 0 617 0 Gayle L Capozzalo FACHE 1.00 5.00 X X 0 0 0 Richard D Cordova FACHE 1.00 5.00 X 0 0 0 CAPT Robert S Fry PhD FACHE 1.00 5.00 X 0 0 0 John L Harrington Jr FACHE 1.00 5.00 X 0 0 0 Edward Lamb FACHE 1.00 5.00 X 0 874 0 James Y Lee FACHE 1.00 5.00 X 0 0 0 John J Lynch FACHE 1.00 5.00 X 0 0 0 Timothy A Ols FACHE 1.00 5.00 X 0 0 0 Vanda L Scott EdD FACHE 1.00 5.00 X 0 617 0 Sunil K Sinha MD FACHE 1.00 5.00 X 0 0 0 Diana M Smalley FACHE 1.00 5.00 X X 0 1347 0 Darlene Stromstad FACHE 1.00 5.00 X 0 0 0 Lori L Wightman FACHE 1.00 5.00 X 0 0 0 Stephen C Waldhoff FACHE 1.00 5.00 X 0 0 0 Thomas C Dolan PHD FACHE 20.00 20.00 X 0 741847 240644 Deborah Jean Bowen FACHE 20.00 20.00 X 0 385833 177274 Edmund J Dietrich FACHE 20.00 20.00 X 0 195542 25346 Maureen Catherine Glass FACHE 40.00 0.10 X 0 192823 29795 Howard Jaye Horwitz FACHE 40.00 0.10 X 0 220785 38019 Theresa Somrak 40.00 0.00 X 0 100771 11079 Leslie Athey 40.00 0.00 X 0 105218 10545 0 1948400 532702 0 0 1 0 Brightkey Inc 9050 Junction Drive Annapolis Junction MD 20701 Order Fulfillment/Warehousing 333682 Take Cover Design 108 Olsen Street Elkhorn WI 53121 Design Services 202059 Royle Printing 745 S Bird Street Sun Prairie WI 53590 Printing Services 192027 United Fulfillment 9913 S 78th Avenue Hickory Hills IL 60457 Printing & Mailing 190418 Presentation Services 23918 Network Place Chicago IL 60673 AV Services at Conference 101967 5 912121 912121 Educational Conference 611710 8889424 8889424 Publication Revenue 511190 776198 776198 Conference Exhibit Fees 611710 79650 79650 Educational Materials 611710 8153 8153 9753425 971700 971700 333633 333633 9119898 8281822 838076 838076 838076 4744786 971104 3773682 3773682 16582637 13527107 0 2143409 2000 2000 82000 82000 481432 481432 1644526 1547742 96784 146633 137632 9001 130267 123492 6775 143656 137075 6581 11588 11588 69160 69160 175925 124820 51105 573123 562518 10605 732198 725736 6462 64053 62723 1330 2935268 2931359 3909 24068 24068 Intercompany Charges 3905094 627428 3236713 40953 Service Fees 503851 503851 Dues and Fees 37929 37405 524 15763 26763 -11000 11678534 8138044 3305873 234617 4375971 5526512 9223899 9669903 372174 529517 1024971 1136815 270334 277644 78532 109494 3926246 3372971 719374 553275 22805658 29064442 38870913 46867602 1544888 1529746 1289707 1367843 53324 1071249 2887919 3968838 X 31239057 36950671 3433937 4638093 1310000 1310000 35982994 42898764 38870913 46867602 4904103 1961667 50000 0 X 0 1 X 1 0 X 2574420 2946216 217831 268974 912121 6919562 11407308 11528672 13915788 14492378 14498211 65842357 13981728 14474888 14133619 14761352 15410332 72761919 0 0 0 72761919 794037 704151 973143 1092064 1305333 4868728 794037 704151 973143 1092064 1305333 4868728 210554 185284 209977 212242 818057 14986319 15364323 15316739 16065658 16715665 78448704 0.92750 0.92070 0.06210 0.06310 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2218550 292974 48766 13844 2448914 2313283 -16458 13500 64775 2218550 2139335 287871 26500 87423 2313283 1833774 397884 17500 74823 2139335 2919720 -778505 64730 242711 1833774 0.00000 0.53490 0.46510 0 0 979642 733050 246592 2098211 1853905 244306 848393 786016 62377 553275 Due to American College of Healthcare Executives 1071249 1071249 X Description of Intended Use of Endowment Funds: Part V, Line 4: Foundation of The American College of Healthcare Executives utilizes restricted funds for the specific purpose for which each fund was created. Funds exist to provide healthcare leadership and development support, to support educational lectures, and to provide scholarships, etc. Description of Uncertain Tax Positions Under FIN 48: Part X, Line 2: The Foundation is a tax-exempt organization under Internal Revenue Code 501(c)(3). The accounting standard on Accounting for Uncertainty in Income Taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Organization may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Organization and various positions related to the potential sources of unrelated business taxable income (UBIT). There were no unrecognized tax benefits identified or recorded as liabilities for the reporting periods included in these financial statements. The Foundation files the Form 990 in the U.S. federal jurisdiction and the State of Illinois. The Foundation is generally no longer subject to examination by the Internal Revenue Service for years before 2009. 1 Foster McGaw Scholarship 8 40000 Albert W Dent Scholarship 6 30000 Richard J. Stull Student Essay Competition in Healthcare Management 6 12000 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: The Foundation of the American College of Healthcare Executives releases temporarily restricted special purpose funds as budgeted in accordance with its investment spending policy under the supervision of the CFO. For individual scholarship grants (to members only), the Foundation's scholarship committee processes candidate applications, confirms eligibility, confirms participation in an accredited MHA program, evaluates candidates and selects award winners. 0 1 0 0 0 0 0 0 0 Thomas C Dolan PHD FACHE 0 597136 0 121130 0 23581 0 224424 0 16220 0 982491 0 0 Deborah Jean Bowen FACHE 0 323738 0 55111 0 6984 0 169968 0 7306 0 563107 0 0 Edmund J Dietrich FACHE 0 167637 0 25505 0 2400 0 23692 0 1654 0 220888 0 0 Maureen Catherine Glass FACHE 0 163927 0 25868 0 3028 0 23251 0 6544 0 222618 0 0 Howard Jaye Horwitz FACHE 0 191158 0 26314 0 3313 0 26839 0 11180 0 258804 0 0 Part I, Line 4b The following individuals participated in a non-qualified retirement plan: Thomas C. Dolan, PhD (Related Organization) $111,076 Deborah Jean Bowen (Related Organization) $103,664 Form 990, Part VI, Section B, line 11 A draft of form 990 was sent to both the Audit Committee and the Board. Each group then met via conference call to discuss the key points of the 990 and allow for discussion. The Audit Committee met on 8/8/2013 and the Board on 8/12/2013. Any changes deemed necessary were made to the returns before the final filing with the IRS. Form 990, Part VI, Section B, line 12c During each Board and Executive Committee meeting, Foundation of the American College of Healthcare Executives' members are afforded the opportunity to declare any conflicts and recuse themselves from a decision if warranted. Each year the conflict of interest policy is re-executed and new conflicts noted. Also, all staff are required to submit an annual statement regarding the conflict of interest policy and their compliance. The Human Resource department ensures that all forms are completed and returned. Form 990, Part VI, Section B, Line 15: Key employees are compensated through a related entity. They have an annual comparability study done and an independent review is done every three years. The CEO is compensated through a related entity. His compensation is established by the following means: use of a compensation committee, independent consultant, compensation studies and approval by the Board Compensation Committee. All discussions are contemporaneously documented. Form 990, Part VI, Section C, line 19 Foundation of the American College of Healthcare Executives makes its by-laws, conflict of interest policy, and a summary of the consolidated audited financial report available to the public at www.ache.org. The full audited financial report is available upon request. American College of Healthcare Executives One North Franklin Suite 1700 Chicago IL 60606 363208430 Membership IL 501(c)(6) N/A 0 Professional Society Services Inc & Subs One North Franklin Suite 1700 Chicago IL 60606 363313467 Management Services IL N/A C 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 American College of Healthcare Executives C 250000 Cost American College of Healthcare Executives O 3905094 Cost American College of Healthcare Executives P 1071249 Cost The following transactions do not constitute unrelated business income for either entity under Section 512(b)(13). Under Rev Rul 71-529, income derived from management and administrative services do not constitute unrelated business income. Transaction Type 'C', Gift, Grant, or Capital Contribution from related organizations. Foundation of American College of Healthcare Executives receives contributions from American College of Healthcare Executives. Transaction Type 'O', Sharing of paid employees with related organizations. American College of Healthcare Executives is reimbursed by Foundation of the American College of Healthcare Executives for sharing of paid employees. Reimbursement is based on actual amounts paid by American College of Healthcare Executives and no mark-up is added. Reimbursement is made through an intercompany account maintained by the two organizations. Transaction Type "P", Reimbursement paid to other organizations for expenses. The valuation of such costs is based on actual intercompany transactions between Foundation of the American College of Healthcare Executives and American College of Healthcare Executives.