2013-06-17T09:28:10-05:00 2012-07-31 PricewaterhouseCoopers LLP 125 High Street Boston MA 02110 990 2011-08-01 951644037 PEPPERDINE UNIVERSITY % BRIAN THOMASON PEPP 3105064497 24255 PACIFIC COAST HIGHWAY MALIBU CA 902634497 BRIAN THOMASON 2013-06-13 true 6175305000 2011 2016-02-25 16:41:14Z ANDREW K BENTON 24255 PACIFIC COAST HIGHWAY MALIBU CA 902634497 518532479 false X WWW.PEPPERDINE.EDU X 1937 CA SEE SCHEDULE O. 38 36 4991 1 2842545 0 28578060 25338071 309248179 314260616 47494321 29911929 -487155 -1600353 384833405 367910263 80213459 81350122 0 0 158363990 162485201 228538 272084 7707250 120708792 120060897 359514779 364168304 25318626 3741959 1330529199 1335920727 317448087 331677935 1013081112 1004242792 X SEE SCHEDULE O. false false 88963593 4800756 273832826 INSTRUCTION & RESEARCH 49890865 384994 4270153 ACADEMIC SUPPORT 124969468 76164372 11289102 STUDENT SERVICES INCLUDING SCHOLARSHIPS TO ENROLLED STUDENTS 15006662 24868535 278830588 true true false true false true false true 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40.0 X 212446 0 49409 KEN CANFIELD 40.0 X 315636 0 25461 CHARLES HUNT 40.0 X 271707 0 35614 EDWARD LARSON 40.0 X 292879 0 41162 GRANT NELSON 40.0 X 245982 0 42573 LAMAR WILSON 40.0 X 252057 0 52274 W DAVID BAIRD 40.0 X 100946 0 78363 THOMAS BOST 40.0 X 122512 0 172475 RICK MARRS 40.0 X 140984 0 124296 6136086 0 1743494 262 true true false SODEXO AMERICA LLC CAMPUS MAIL-TCC RM 110 MALIBU CA 90263 CATERING 5980749 PALISADES MEDIA GROUP INC 1620 26TH STREET SANTA MONICA CA 90404 ADVERTISING 2071207 LATHAM WATKINS LLP PO BOX 894256 LOS ANGELES CA 90189 CONSULTING 1267413 RAMELLI JANITORIAL SVC PO BOX 51193 NEW ORLEANS LA 70151 JANITORIAL 1196289 ENVIRONMENTAL CONTRACTING CORP 800 E 1ST ST LOS ANGELES CA 90012 CONSTRUCTION 1160408 40 633988 460960 3626172 20616951 4888908 25338071 STUDENT TUITION AND FEES 611710 269884252 269884252 ROOM AND BOARD 611710 32464671 32464671 SALES AND SERVICES 722210 6272680 3824175 2448505 EDUCATIONAL AND GENERAL 611710 5428388 5428388 OTHER PROGRAM SERVICES 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816020 594194 52050 OTHER EXPENSES 12476856 16866247 -4535002 145611 364168304 278830588 77630466 7707250 0 0 43166649 63536621 27752378 28904711 7323208 5232132 1072459 408518 0 0 24512531 23812474 0 0 5458727 4902961 509192999 168428987 346237573 340764012 299346145 260747004 461164471 333875097 0 0 0 0 114495058 273737197 1330529199 1335920727 27013643 24719076 0 0 8542516 9937303 177089530 189530577 38588543 40754212 0 0 0 0 49888429 49891018 16325426 16845749 317448087 331677935 X 575703978 595418296 132377532 103043413 304999602 305781083 1013081112 1004242792 1330529199 1335920727 X 3741959 -12580279 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 177119 177119 false Lobbying Expenditures Part II-B, Line 1 THE ORGANIZATION PAID MEMBERSHIP DUES TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES. THE ORGANIZATION HIRED A LOBBYING FIRM TO PURSUE HIGHER EDUCATION INITIATIVES. 3 116036 453742 true true 2754301 X X X false false true 622580000 10344000 7866000 32837000 607953000 564591000 11222000 79921000 33154000 622580000 528735000 7913000 58356000 30413000 564591000 673531000 3903000 -116941000 31758000 528735000 0.47810 0.44800 0.07390 true false 25712050 25712050 367054068 137938102 229115966 64454389 30490885 33963504 51972492 51972492 340764012 ALTERNATIVE INVESTMENTS 329263360 F CASH & CASH EQUIVALENT 2550803 F OTHER 2060934 F 333875097 ASSETS HELD AS TRUSTEE 197093359 INVESTMENTS IN SUBSIDIARIES 49202064 INVESTMENTS - REAL ESTATE 15815770 INVESTMENTS - NOTES RECEIVABLE 9786639 HELD UNDER AGENCY AGREEMENTS 1839365 273737197 0 DUE UNDER AGENCY AGREEMENTS 1839365 US GOVERNMENT FUNDED STUDENT LOANS 15006384 16845749 SCHEDULE D, PART III, LINE 4 PEPPERDINE UNIVERSITY MAINTAINS SPECIAL COLLECTIONS AND ARCHIVES. THE COLLECTIONS CONSIST OF ITEMS ACQUIRED BY THE UNIVERSITY'S LIBRARY THAT REQUIRE SPECIAL HANDLING DUE TO THEIR RARITY, VALUE, AND/OR PHYSICAL CONDITION. THE UNIVERSITY ALSO MAINTAINS AN ARCHIVAL COLLECTION OF OFFICIAL DOCUMENTS, PAPERS, PUBLICATIONS, AND ARTIFACTS OF PEPPERDINE AND PERSONS CONNECTED WITH THE UNIVERSITY. THESE COLLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION, RESEARCH AND PUBLIC EXHIBITION PURPOSES. SCHEDULE D, PART IV, LINE 2B THE UNIVERSITY ACTS AS THE FISCAL AGENT FOR FUNDS RELATED TO UNIVERSITY SPONSORED AND/OR AFFILIATED PROGRAMS. THE UNIVERSITY DOES NOT OWN THE FUNDS ASSOCIATED WITH THESE PROGRAMS. SCHEDULE D, PART V, LINE 4 THE INTENT OF THE UNIVERSITY'S ENDOWMENT FUND IS TO GENERATE THE REVENUES NECESSARY TO SUPPORT THE UNIVERSITY'S EXEMPT PURPOSES, INCLUDING EDUCATION, RESEARCH AND SCHOLARSHIPS. SCHEDULE D, PART X PEPPERDINE UNIVERSITY DOES NOT HAVE A FIN 48 FOOTNOTE REPORTED IN ITS FINANCIAL STATEMENTS. true true true true true true true false false false false false false false false true false true SCHEDULE E, LINE 3 A DESCRIPTION OF THE UNIVERSITY NON-DISCRIMINATORY POLICY IS PUBLISHED IN THE UNIVERSITY'S ACADEMIC CATALOGS AND JOB POSTINGS ON THE HUMAN RESOURCES WEBSITE. SCHEDULE E, LINE 6a THE UNIVERSITY PARTICIPATES IN THE FOLLOWING FEDERAL PROGRAMS: PELLGRANT SEOG GRANT AC GRANT SMART GRANT BYRD HONOR SCHOLARSHIP LOANS - SUBSIDIZED AND UNSUBSIDIZED PLUS LOANS FEDERAL WORK STUDY Europe (Including Iceland and Greenland) 7 39 Program Services EDUCATIONAL PROGRAMS 5678645 East Asia and the Pacific 3 3 Program Services EDUCATIONAL PROGRAMS 1437173 South America 1 19 Program Services EDUCATIONAL PROGRAMS 1201348 East Asia and the Pacific Investments 46930125 Europe (Including Iceland and Greenland) Investments 62937169 Sub-Saharan Africa Investments 28766793 South America Investments 69509110 11 61 11 61 216460363 216460363 true false true true true false Schedule F, Part I, Column (F) expenses identified in column (f) are the expenses incurred in the region per the organization's general ledger. X X X X X X X true RUFFALOCODY PROGRAM FUNDRAISING false 226827 272084 226827 272084 CA GOLF TOURNAMENT 415934 293319 122615 2520 142989 ANNUAL DINNER 203596 146400 57196 130897 51603 5 312631 194269 118362 11022 697241 932161 633988 298173 144439 891833 1036272 -738099 true FINANCIAL AID PAID 6323 81350122 Part I, Line 2 PEPPERDINE UNIVERSITY AWARDS FINANCIAL ASSISTANCE TO ITS STUDENTS ON THE BASIS OF VERIFIED FINANCIAL NEED OR MERIT AND DOES NOT UNLAWFULLY DISCRIMINATE ON THE BASIS OF RACE, COLOR, NATIONAL OR ETHNIC ORIGIN, RELIGION, AGE, SEX, DISABILITY OR PRIOR MILITARY SERVICE. FINANCIAL ASSISTANCE IS MONITORED SO THAT IT IS IN COMPLAINCE WITH AWARDING TERMS AND CONDITIONS. EXPENDITURES ARE REVIEWED FOR ALLOWABILITY AND COMPLIANCE. STUDENTS ARE REQUIRED TO SUBMIT APPROPRIATE DOCUMENTS PRIOR TO APPROVAL. PART III CASH GRANTS ARE CREDITS TO STUDENT ACCOUNTS. X X X X X X false true X X X X false true false false false false false true false ANDREW K BENTON 452578 0 0 0 388105 0 24500 0 96645 0 961828 0 62207 0 W DAVID BAIRD 87270 0 0 0 13676 0 35600 0 42763 0 179309 0 0 0 THOMAS BOST 103608 0 0 0 18904 0 61748 0 110727 0 294987 0 0 0 KEN CANFIELD 82587 0 0 0 233049 0 8754 0 16707 0 341097 0 0 0 TIMOTHY CHESTER 161577 0 5000 0 2308 0 15670 0 7595 0 192150 0 0 0 MARC GOODMAN 185998 0 13000 0 10449 0 18752 0 11388 0 239587 0 0 0 GARY HANSON 328023 0 0 0 5008 0 12250 0 69592 0 414873 0 37394 0 SAMUEL HINKLE 142556 0 0 0 12538 0 38888 0 95681 0 289663 0 15898 0 CHARLES HUNT 42736 0 0 0 228971 0 4699 0 30915 0 307321 0 0 0 LEE KATS 167502 0 15000 0 1357 0 16150 0 13054 0 213063 0 0 0 VELIOS KODOMICHALOS 211633 0 0 0 13467 0 21500 0 20716 0 267316 0 0 0 EDWARD LARSON 266098 0 0 0 26781 0 24500 0 16662 0 334041 0 0 0 PAUL B LASITER 111898 0 10000 0 14574 0 56163 0 104137 0 296772 0 0 0 LINDA LIVINGSTONE 261404 0 2000 0 2951 0 24500 0 24648 0 315503 0 0 0 RICK MARRS 126547 0 1000 0 13437 0 49599 0 74697 0 265280 0 0 0 GRANT NELSON 239415 0 0 0 6567 0 24428 0 18145 0 288555 0 0 0 ALEXANDER PANG 158481 0 5000 0 4403 0 16083 0 12645 0 196612 0 0 0 PHIL PHILLIPS 136661 0 16000 0 13680 0 31291 0 78842 0 276474 0 0 0 CHARLES PIPPIN 325598 0 50000 0 18536 0 34250 0 37402 0 465786 0 47256 0 EDNA POWELL 183291 0 7000 0 3807 0 18664 0 19832 0 232594 0 0 0 MARK ROOSA 164331 0 1000 0 3749 0 8354 0 19131 0 196565 0 0 0 JONATHAN SEE 161663 0 5000 0 2364 0 16193 0 8200 0 193420 0 0 0 DEANELL TACHA 192500 0 0 0 3683 0 0 0 852 0 197035 0 0 0 DARRYL TIPPENS 190677 0 0 0 14587 0 62569 0 85730 0 353563 0 0 0 JAMES WILBURN 203347 0 1500 0 7599 0 21172 0 28237 0 261855 0 0 0 LAMAR WILSON 235848 0 5000 0 11209 0 23353 0 28921 0 304331 0 0 0 SCHEDULE J, PART I, LINES 1A AND 2 FIRST CLASS TRAVEL: PURSUANT TO A WRITTEN POLICY AND APPROPRIATE APPROVAL, FIRST CLASS TRAVEL IS PERMITTED TO CERTAIN OFFICERS AND KEY EMPLOYEES FOR BUSINESS PURPOSES. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. TRAVEL FOR COMPANIONS: PURSUANT TO A WRITTEN POLICY, CERTAIN OFFICERS AND KEY EMPLOYEE'S SPOUSES ARE PERMITED TO TRAVEL ON OCCASION WHEN NECESSARY FOR BUSINESS PURPOSE. TRAVEL FOR BUSINESS PURPOSE IS NOT INCLUDED IN TAXABLE WAGES. GROSS UP PAYMENT: PURSUANT TO CALIFORNIA CIVIL CODE, PEPPERDINE UNIVERSITY PROVIDES GROSS UP TO EMPLOYEES THAT PROVIDE LATE SUBSTANTIATION OF EXPENSES UNDER ACCOUNTABLE PLAN RULES FOR ORDINARY AND NECESSARY BUSINESS EXPENSES. AS PART OF THE MINISTERIAL HOUSING PROGRAM, PEPPERDINE PROVIDED ADDITIONAL COMPENSATION TO PARTICIPANTS FOR WAGE WITHHOLDING IN AN AMOUNT EQUAL TO THE EMPLOYERS' SHARE OF THE PARTICIPANTS' SELF-EMPLOYMENT TAX. HOUSING: INCLUED IN NONTAXABLE BENEFITS OF EMPLOYEES WHO ARE MINISTERS IS THE VALUE OF HOUSING ALLOWANCE PROVIDED BY PEPPERDINE UNIVERSITY TO MINISTERS. THE PROVISION OF MINISTERIAL HOUSING IS SUBJECT TO EXECUTIVE APPROVAL. HOUSING IS PROVIDED FOR THE PRESIDENT, EXECUTIVE VICE PRESIDENT AND THE PROVOST AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER AND IS NOT INCLUDED IN TAXABLE WAGES. SOCIAL CLUBS: TWO OF THE LISTED INDIVIDUALS RECIEVED REIMBURSEMENTS FOR EXPENDITURES ASSOCIATED WITH SOCIAL CLUB MEMBERSHIPS. ALL EXPENDITURES ARE FOR BUSINESS PURPOSES AND APPROVED PURSUANT TO UNIVERSITY'S REIMBURSEMENT POLICIES. PERSONAL SERVICE: THE PRESIDENT IS PROVIDED CERTAIN HOUSE CLEANING SERVICES IN CONNNECTION WITH HIS OCCUPANCY OF ON-CAMPUS HOUSING. SCHEDULE J, PART I, LINE 4B PEPPERDINE UNIVERSITY HAS AN INCENTIVE COMPENSATION PLAN FOR CERTAIN KEY EXECUTIVES. UNDER THE PLAN, UPON ACHIEVEMENT OF CERTAIN EXPECTATIONS AND GOALS AND AT THE DISCRETIONARY OF THE BOARD OF DIRECTORS THE PARTICIPANT WILL RECEIVE A UNIVERSITY CONTRIBUTION TO THE PLAN FOR THAT PLAN YEAR. UNIVERSITY CONTRIBUTIONS TO THE PLAN BECOME GRADUALLY VESTED BEGINNING WITH THE LAST DAY OF THE 3RD PLAN YEAR FOLLOWING THE CONTRIBUTION AND VEST 100% AT THE COMPLETION OF THE 7TH PLAN YEAR FOLLOWING THE AWARD. THE FOLLOWING AMOUNTS WERE AWARDED IN CALENDAR YEAR 2011: ANDREW K. BENTON - $88,357 GARY HANSON - $50,177 SAMUEL HINKLE - $36,913 PAUL B. LASITER - $36,927 THE FOLLOWING AMOUNTS WERE VESTED AND INCLUDED IN THE EMPLOYEE'S COMPENSATION IN 2011: ANDREW K. BENTON - $62,207 GARY HANSON - $37,394 CHARLES PIPPIN - $47,256 SAMUEL HINKLE - $15,898 UNDER A NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN, PRESIDENT BENTON RECEIVED COMPENSATION AS THE RESULT OF THE COMPLETION OF FOUR YEARS OF SERVICE IN HIS EMPLOYMENT AS PRESIDENT OF PEPPERDINE. PRESIDENT BENTON RECEIVED COMPENSATION OF $384,425 IN CALENDAR YEAR 2011 PURSUANT TO THE COMPLETION OF THE YEARS OF SERVICE REQUIREMENT UNDER THIS PLAN, WHICH IS REPORTED ON SCHEDULE J, COLUMN B(iii). UNDER A NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN, SUBJECT TO THE PERFORMANCE OF FUTURE SERVICES AND OTHER CONDITIONS, PRESIDENT BENTON IS ENTITLED TO RECEIVE COMPENSATION OF APPROXIMATELY ONE YEAR'S SALARY AS THE RESULT OF THE COMPLETION OF FOUR YEARS OF SERVICE IN HIS EMPLOYMENT AS PRESIDENT OF PEPPERDINE IN 2015. SCHEDULE J, PART I, LINE 7 SEE RESPONSE FOR SCHEDULE J, PART I, LINE 4B. IN ADDITION, BONUSES MAY BE AWARDED UPON THE ACHIEVEMENT OF CERTAIN GOALS. SCHEDULE J, PART II, COLUMN (F) CERTAIN AMOUNTS INCLUDED IN SCHEDULE J, PART II, COLUMN B(III), WERE PREVIOUSLY REPORTED ON PRIOR YEAR'S FORM 990, AS AMOUNTS AWARDED UNDER THE INCENTIVE COMPENSATION PLAN DISCLOSED IN RESPONSE TO SCHEDULE J, PART I, LINE 4B. CEFA SERIES 2003A 521705592 130175YU0 2003-04-30 46007550 REFUND 1993, 1994 AND 1999 BONDS true false false CEFA SERIES 2005 A&B 521705592 1301757M8 2005-08-03 115673727 REFUND 1996, 1999, 2000 AND 2002 B false false false CEFA SERIES 2010 630304653 13033W4L4 2010-04-28 16347846 REFUND 1999 SERIES A false false false CEFA SERIES 2012 521705592 130178P83 2012-06-05 58548544 REFUND 2003A, CONSTR, EQUIP FACIL false false false 0 46007550 46007550 0 0 0 777961 668212 0 0 44561377 0 true true true true 0 0 115673846 0 0 0 1058759 1236320 0 676451 112702197 0 true true true true 0 0 16347846 0 0 0 319146 0 0 0 16028700 0 true false true true 0 0 58548544 0 0 46117227 618936 0 0 0 0 11812381 true false false 0 false false false false 0.00000 0.00000 0.00000 true 0 false false false false 0.00000 0.00000 0.00000 true false false false 0 false 0 false true false false false 0 false 0 false true false false false 0 false 0 false true false false false 0 false 0 false true SEE SCHEDULE O. 0 MARK ROOSA REAL ESTATE X 200000 200000 false false true JOHN WATSON REAL ESTATE X 100667 100667 false false true MARGARET WEBER REAL ESTATE X 107851 107851 false false true 408518 HAILEY BENTON DAUGHTER OF PRESIDENT 37832 UNIVERSITY EMPLOYEE false STEPHEN LUKE BOST SON OF REGENT 58753 UNIVERSITY EMPLOYEE false GAIL CHESTER WIFE OF KEY EMPLOYEE 55873 UNIVERSITY EMPLOYEE false CHRISTINE GOODMAN WIFE OF KEY EMPLOYEE 180873 UNIVERSITY EMPLOYEE false ALEXANDRA MARMION-ROOSA WIFE OF KEY EMPLOYEE 110928 UNIVERSITY EMPLOYEE false NICOLE MARRS DGHTR-IN-LAW OF KEY EMPLY 57726 UNIVERSITY EMPLOYEE false LILY PANG WIFE OF KEY EMPLOYEE 111467 UNIVERSITY EMPLOYEE false SEAN MIKE PHILLIPS NEPHEW OF KEY EMPLOYEE 65859 UNIVERSITY EMPLOYEE false SHANNON PHILLIPS SISTER-IN-LAW OF KEY EMPL 135358 UNIVERSITY EMPLOYEE false RONALD PHILLIPS FATHER OF KEY EMPLOYEE 258840 UNIVERSITY EMPLOYEE false DANIEL WEBER SON OF KEY EMPLOYEE 72704 UNIVERSITY EMPLOYEE false X 2 2 FMV X 52 FMV X 186569 FMV X 27 1959313 HI/LO AVG X 1 1 FMV X 3 2713816 APPRAISED VALUE X 5 5 FMV X 5 5 FMV X OTHER 261 29145 FMV false true true SCHEDULE M, PART I, COLUMN (B) THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED DURING THE YEAR. SCHEDULE M, PART I, LINE 32A PEPPERDINE UNIVERSITY USES THIRD PARTIES TO SELL NONCASH CONTRIBUTIONS OF DOMESTIC AND FOREIGN SECURITIES, PHYSICAL CERTIFICATES, AND RESTRICTED CERTIFICATES. FORM 990, PART I, LINE 1 AND PART III, LINE 1 PEPPERDINE UNIVERSITY IS AN INDEPENDENT, PRIVATE CHRISTIAN UNIVERSITY COMMITTED TO THE HIGHEST STANDARDS OF ACADEMIC EXCELLENCE AND CHRISTIAN VALUES, WHERE STUDENTS ARE STRENGTHENED FOR LIVES OF SERVICE, PURPOSE, AND LEADERSHIP. THE UNIVERSITY ENROLLS APPROXIMATELY 7,500 STUDENTS IN ITS FIVE COLLEGES AND SCHOOLS. SEAVER COLLEGE, THE UNIVERSITY'S UNDERGRADUATE LIBERAL ARTS COLLEGE, THE SCHOOL OF LAW, AND THE SCHOOL OF PUBLIC POLICY ARE HEADQUARTERED ON 830 ACRES IN THE SANTA MONICA MOUNTAINS OVERLOOKING THE PACIFIC OCEAN AT MALIBU, CALIFORNIA. THE GRADUATE SCHOOL OF EDUCATION AND PSYCHOLOGY AND THE GEORGE L. GRAZIADIO SCHOOL OF BUSINESS AND MANAGEMENT ARE HEADQUARTERED AT PEPPERDINE UNIVERSITY'S FACILITY IN WEST LOS ANGELES. FORM 990, PART I, LINE 5 AND PART V, LINE 2A NUMBER OF EMPLOYEES INCLUDES STUDENT WORKERS. FORM 990, PART I, LINE 6 THERE ARE A NUMBER OF STUDENTS AND ALUMNI THAT VOLUNTEER THEIR TIME FOR VARIOUS PURPOSES AT THE UNIVERSITY. THESE VOLUNTEERS, HOWEVER, ARE NOT FORMALLY TRACKED BY THE UNIVERSITY. FORM 990, PART III, LINE 4D PUBLIC SERVICE EXPENSES $15,006,662 REVENUE $24,868,535 FORM 990, PART VI, SECTION A, LINE 1A THE BOARD OF REGENTS OF PEPPERDINE UNIVERSITY HAS AN EXECUTIVE COMMITTEE WHICH MAY ACT FOR AND IN PLACE OF THE BOARD OF REGENTS BETWEEN REGULAR BOARD MEETINGS AND DURING ANY RECESS. ONLY REGENTS CAN BE MEMBERS OF THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE HAS THE POWER TO TRANSACT BUSINESS ON BEHALF OF THE BOARD IN BETWEEN MEETINGS OF THE BOARD OF REGENTS SUBJECT TO ANY LIMITATIONS IMPOSED BY THE BOARD OF REGENTS, THE BYLAWS, OR APPLICABLE LAW. FORM 990, PART VI, SECTION B, LINE 11A INFORMATION IS SUPPLIED BY THE UNIVERSITY TO THE PAID PREPARER TO PREPARE THE RETURN. A DRAFT VERSION OF THE FORM 990 IS PROVIDED TO THE SENIOR MANAGEMENT AND THE AUDIT COMMITTEE FOR REVIEW. CHANGES/COMMENTS ARE SUBMITTED TO MANAGEMENT AND ANY NECESSARY CHANGES ARE MADE PRIOR TO THE FINAL REVIEW AND SIGNING OF THE TAX RETURN BY THE UNIVERSITY'S INDEPENDENT AUDITORS/TAX CONSULTANTS. A FULL COPY OF FORM 990 IS PROVIDED TO THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH OFFICER, REGENT, AND KEY EMPLOYEE IS REQUIRED TO DISCLOSE ANNUALLY, IN WRITING, ANY FINANCIAL OR BUSINESS RELATIONSHIPS THAT HE OR SHE, OR ANY FAMILY MEMBER HAS WITH PEPPERDINE UNIVESITY. THESE DISCLOSURES ARE REVIEWED BY THE BOARD OF REGENTS AND GENERAL COUNSEL. ALL CONFLICT SITUATIONS ARE RESOLVED AT THIS REVIEW IN ACCORDANCE WITH THE UNIVERSITY'S CONFLCT OF INTEREST POLICY. IF A CONFLICT IS FOUND FOR A REGENT, THE REGENT IS ASKED TO RECUSE HIMSELF OR HERSELF FROM THE MATTER. RESOULTION OF CONFLICTS FOR OFFICERS AND OTHER EMPLOYEES ARE HANDLED BY GENERAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 14 INDIVIDUAL DEPARTMENTS MAY HAVE A DOCUMENT RENTENTION AND DESTRUCTION POLICY THAT IS APPLICABLE TO THE NATURE OF THE INFORMATION THAT THEY COLLECT. FORM 990, PART VI, SECTION B, LINE 15 PEPPERDINE UNIVERSITY'S BOARD OF REGENTS REVIEWS THE COMPENSATION OF THE UNIVERSITY'S OFFICERS AND CERTAIN KEY EMPLOYEES, DEPENDING ON THEIR ROLES. THE BOARD OF REGENTS CONSIDERS MARKET DATA AND ANALYSIS ASSEMBLED BY INDEPENDENT COMPENSATION CONSULTANTS. THE DELIBERATIONS ARE REFLECTED IN A TRANSACTION REPORT WHICH SUMMARIZES THE DECISIONS MADE BY THE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE VIA THE UNIVERSITY'S WEBSITE. THE UNIVERSITY DOES NOT MAKE ITS CONFLICT OF INTEREST POLICIES AND GOVERNING DOCUMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, SECTION A CERTAIN REGENTS AND OFFICERS LISTED IN PART VII, SECTION A ALSO SERVE ON THE BOARDS OF WAVE SERVICES, INC., WAVE ENTERPRISES, INC., AND WAVE PROPERTY, INC. THE FOLLOWING INDIVIDUALS DEVOTED TIME TO WAVE ENTERPRISES, INC.: ANDREW K. BENTON - 1 HOUR PAUL B. LASITER - 1 HOUR CHARLES PIPPIN - 1 HOUR TERRY M. GILES - 1 HOUR RUSSELL L. RAY, JR. - 1 HOUR JAMES R. PORTER - 1 HOUR THE FOLLOWING INDIVIDUALS DEVOTED TIME TO WAVE PROPERTY, INC.: ANDREW K. BENTON - 1 HOUR TERRY M. GILES - 1 HOUR RUSSELL L. RAY, JR. - 1 HOUR JOSE A. COLLAZO - 1 HOUR PAUL B. LASITER - 1 HOUR CHARLES PIPPIN - 1 HOUR THE FOLLOWING INDIVIDUALS DEVOTED TIME TO WAVE SERVICES, INC.: ANDREW K. BENTON - 1 HOUR SAMUEL HINKLE - 1 HOUR PAUL LASITER - 1 HOUR CHARLES PIPPIN - 1 HOUR JAMES R. PORTER - 1 HOUR TERRY M. GILES - 1 HOUR RUSSELL L. RAY, JR. - 1 HOUR FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS OR FUND BALANCES UNREALIZED LOSS: ($43,571,336) ENDOWMENT SUPPORT: $32,003,501 ACTUARIAL LIABILITY: ($ 7,567,665) CHANGE IN NET ASSETS OF SUBSIDIARIES: $ 3,773,371 MARK TO MARKET ADJ ON ASSETS HELD IN TRUST: $ 2,781,850 TOTAL: ($12,580,279) SCHEDULE K, PART VI THE ORGANIZATION ESTABLISHED WRITTEN PROCESURES TO ENSURE THAT VIOLATIONS OF FEDERAL TAX REQUIREMENTS ARE TIMELY IDENTIFIED AND CORRECTED THROUGH THE VOLUNTARY CLOSING AGREEMENT PROGRAM IN FISCAL 2013. WAVE SERVICES INC 24255 PACIFIC COAST HIGHWAY MALIBU CA 90263 954315778 SUPPORT PU CA 501(C)(3) IIA Pepperdine true WAVE ENTERPRISES INC 24255 PACIFIC COAST HIGHWAY MALIBU CA 90263 954274572 SUPPORT PU CA 501(C)(3) IIA Pepperdine true WAVE PROPERTY INC 24255 PACIFIC COAST HIGHWAY MALIBU CA 90263 954297104 SUPPORT PU CA 501(C)(3) IIA Pepperdine true PEPPERDINE UNIVERSITY(USA) IN LONDON UK 56 princess gate london UK sw7 2pg EDUCATION UK PEPPERDINE true PEPPERDINE ARGENTINA SRL 11 de septiembre 955 1426 cap fed BUENOS AIRES AR EDUCATION AR PEPPERDINE true PEPPERDINE UNIVERSITY LAUSANNE (SWITZ) la croisee av marc-dufour 15 lausanne SZ education SZ PEPPERDINE true CINDERELLA IMMOBILIARE SRL viale milton 41 florence IT 50129 education IT PEPPERDINE true ANDURIL HOLDING LLC 15 LOCKERMN ST DOVER DE 19904 010935824 INVESTMENTS DE PEPPERDINE EXCLUDED 8729 982149 false 0 false 0.99000 CHARITABLE REMAINDER TRUSTS (4) INVESTING CA NA TRUST false false false false false false false false false false false false false true false false true true WAVE SERVICES INC R 145849 FMV WAVE ENTERPRISES INC R 315111 FMV WAVE SERVICES INC Q 227308 FMV