2013-06-13T15:35:52-05:00 2012-10-31 860271207 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2011-11-01 860135567 ARIZONA HUMANE SOCIETY ARIZ 6029977586 1521 W DOBBINS RD PHOENIX AZ 85041 GUY COLLISON 6029977586 2013-06-12 1 JEFFREY A BITHER P01428424 4808346030 2011 2016-02-25 16:41:14Z PATRICK LOFTUS 1521 W DOBBINS RD PHOENIX AZ 85041 14411606 0 X WWW.AZHUMANE.ORG X 1957 AZ THE SOCIETY PROVIDES SHELTER FOR INJURED, ILL, LOST, STRAY AND UNWANTED ANIMALS OF ALL KINDS, EDUCATES THE PUBLIC AND CONDUCTS PROGRAMS TO FURTHER THE PREVENTION OF CRUELTY TO ANIMALS, ALLEVIATES THE SUFFERING OF ANIMALS, PROMOTES KINDNESS TOWARD TREATMENT OF ANIMALS, AND SECURES HOMES FOR ANIMALS. 20 20 271 1883 2031 1031 9533268 10627266 2852019 2828921 285263 291635 47442 85979 12717992 13833801 0 0 0 0 7279205 7916722 0 0 1424704 4369732 4136565 11648937 12053287 1069055 1780514 33419422 35721910 1268694 1257036 32150728 34464874 X MISSION - OUR MISSION IS TO IMPROVE THE LIVES OF ANIMALS, ALLEVIATE THEIR SUFFERING AND ELEVATE THEIR STATUS IN SOCIETY. WE SAFEGUARD, RESCUE, SHELTER, HEAL, ADOPT AND ADVOCATE FOR ANIMALS IN NEED, WHILE INSPIRING COMMUNITY ACTION AND COMPASSION ON THEIR BEHALF.VISION - WE ENVISION A WORLD IN WHICH ALL PEOPLE REGARD COMPANION ANIMALS AS LIFELONG, VALUED FAMILY MEMBERS; EMBRACE THEIR RESPONSIBILITY FOR THE WELFARE OF ANIMALS; AND RESPECT, VALUE AND PROTECT THE ANIMALS WITH WHOM WE SHARE THIS EARTH. 0 0 10150486 2994034 THE ARIZONA HUMANE SOCIETY (AHS) WAS FOUNDED IN 1957 BY A COMPASSIONATE GROUP OF VOLUNTEERS WHO RECOGNIZED THE NEED TO END ANIMAL SUFFERING IN THE COMMUNITY. OUR MISSION IS TO IMPROVE THE LIVES OF ANIMALS, ALLEVIATE THEIR SUFFERING, AND ELEVATE THEIR STATUS IN SOCIETY. WE SAFEGUARD, RESCUE, SHELTER, HEAL, ADOPT AND ADVOCATE FOR ANIMALS IN NEED, WHILE INSPIRING COMMUNITY ACTION AND COMPASSION ON THEIR BEHALF. SINCE OUR ESTABLISHMENT, WE HAVE GROWN REMARKABLY TO BECOME ARIZONA'S LARGEST, NONPROFIT ANIMAL-WELFARE AND PROTECTION AGENCY. WE PROVIDE AN ARRAY OF PROGRAMS AND SERVICES, INCLUDING ANIMAL SHELTERING AND PET ADOPTIONS, THE EMERGENCY ANIMAL MEDICAL TECHNICIAN (EAMT) ANIMAL-RESCUE AND CRUELTY INVESTIGATION PROGRAM, LOW-COST SPAY/NEUTER AND WELLNESS SERVICES FOR OWNED ANIMALS, MOBILE SPAY/NEUTER AND ANIMAL WELLNESS SERVICES IN RURAL AND IMPOVERISHED AREAS OF ARIZONA AND THE SOUTHWEST, THE SECOND CHANCE ANIMAL HOSPITAL FOR SICK, ABUSED AND INJURED ANIMALS, AND PROJECT SAFEHOUSE AND PROJECT ACTIVE DUTY TO AID THE PETS OF DOMESTIC VIOLENCE VICTIMS AND ACTIVATED MEMBERS OF THE U.S. MILITARY. ANNUALLY, WE TAKE IN AND SHELTER NEARLY 44,000 COMPANION ANIMALS AND FIND HOMES FOR 100 PERCENT OF THE HEALTHY DOGS AND CATS IN OUR CARE, AS WELL AS THOUSANDS OF REHABILITATED PETS, RESPOND TO MORE THAN 26,756 CALLS ABOUT ANIMALS IN DISTRESS, SPAY OR NEUTER MORE THAN 20,000 DOGS, CATS AND RABBITS, SHARE THE HUMANE MESSAGE WITH THOUSANDS OF SCHOOL CHILDREN, AND PROVIDE VETERINARY CARE TO 11,289 SICK, INJURED AND ABUSED ANIMALS IN OUR SECOND CHANCE ANIMAL HOSPITAL, WHICH IS THE LARGEST, SHELTER-BASED TRAUMA CENTER IN THE SOUTHWESTERN UNITED STATES. 10150486 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 X 339 0 1 271 1 1 1 0 0 0 1 0 1 0 0 0 0 1 0 X 20 20 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X LINDA GENTRY ACCOUNTING MANAGER 6029977586 1521 W DOBBINS ROAD PHOENIX AZ 85041 BRYANT COLMAN 2.00 X 0 0 0 ANN DAMINAO 5.00 X 0 0 0 MELINDA MORRISON GULICK 5.00 X X 0 0 0 MICHAEL NAPIER 5.00 X 0 0 0 KIMBERLEE REIMANN PADILLA 5.00 X 0 0 0 MARY FRANCES RAY 3.00 X 0 0 0 ANN SINER 2.00 X 0 0 0 CINDY WATTS 5.00 X 0 0 0 SUSAN WISSINK 6.00 X 0 0 0 PATTY WITHYCOMBE 5.00 X 0 0 0 ANDREW SUSSMAN 2.00 X 0 0 0 MEREDITH SAVAGE 5.00 X 0 0 0 ED TROELL 4.00 X 0 0 0 ROB KORT 4.00 X X 0 0 0 LINDA PARKIS 10.00 X X 0 0 0 PATRICK LOFTUS 6.00 X X 0 0 0 EILEEN ROGERS 4.00 X 0 0 0 CRAIG PEARSON 2.00 X 0 0 0 TRACY WEIST 2.00 X 0 0 0 PAULA WICHTERMAN 2.00 X 0 0 0 GUY COLLISON 40.00 X 157604 0 6970 NANCY BRADLEY 40.00 X 107480 0 1485 265084 0 8455 2 0 1 0 0 796322 9830944 1113232 10627266 CLINIC OPERATIONS 541900 1350428 1350428 ADOPTION FEES 541900 762288 762288 ANIMALS RETURNED 541900 674570 674570 THRIFT STORE 453000 23100 23100 EDUCATION 611600 18535 18535 2828921 289384 289384 10069 0 10069 10069 10069 97837 4091 99677 0 -1840 4091 2251 2251 174858 796322 174858 0 12727 500 12227 12227 275775 302770 -26995 -26995 OTHER INCOME 541900 90678 88647 2031 90678 13833801 2892824 2031 311680 175670 70268 52701 52701 6478557 5918812 121344 438401 27421 19590 4962 2869 744350 682835 11831 49684 490724 438587 19658 32479 303 303 34026 34026 360 360 66142 64454 1688 210783 96133 114650 1910323 1281422 162666 466235 70795 42242 3375 25178 545779 365871 179908 173674 162518 2575 8581 36043 19468 1797 14778 725095 677949 31852 15294 102956 83116 15758 4082 REPAIRS & MAINTENANCE 119126 112317 1214 5595 OUTSIDE ANIMAL SERVICES 89013 89013 0 0 RECOGNITION & AWARDS 19233 663 5402 13168 HIRING, TRAINING & DEV 19071 11385 6585 1101 13843 13843 12053287 10150486 478097 1424704 7938722 7523805 3057541 7095342 2061115 1825380 39140 13034 72943 111163 91921 239629 18504128 7641232 11155562 10862896 2884120 1452303 6118358 6598358 33419422 35721910 934092 928207 13685 45348 320917 283481 1268694 1257036 X 23701048 25754783 4200680 4072091 4249000 4638000 32150728 34464874 33419422 35721910 X 1780514 533632 X X 0 1 1 X 0 X 10813221 13810368 9109346 9533268 10627266 53893469 10813221 13810368 9109346 9533268 10627266 53893469 4016865 49876604 163744 257743 299183 291393 299453 1311516 4087 3708 1619 4954 4061 18429 71783 57116 32828 60779 88647 311153 55534567 17007182 0.89810 0.90590 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: TRAINING FEES, OPERATIONS MANAGEMENT INCOME, OTHER MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1985522 1985522 11579326 3759995 7819331 1809519 1581530 227989 1540267 1059723 480544 1589494 1239984 349510 10862896 DEPOSITS 19358 BENEFICIARY INTEREST IN REMAINDER TRUSTS 1941000 BENEFICIARY INTEREST IN PERPETUAL TRUSTS 4638000 6598358 GIFT ANNUITY PAYABLE 283481 283481 13833801 12053287 1780514 3808 529824 533632 2314146 16502669 3808 2135236 529824 2668868 13833801 0 13833801 14188523 2135236 2135236 12053287 0 12053287 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIZATION'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. IN ADDITION, THE ORGANIZATION QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. THE ORGANIZATION HAS PROVIDED FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME AS REQUIRED BY SECTION 512 OF THE CODE. THE ORGANIZATION FOLLOWS THE GUIDANCE ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE ORGANIZATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE ORGANIZATION ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE ORGANIZATION HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE ORGANIZATION FILES INFORMATIONAL AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF OCTOBER 31, 2012, U.S. FEDERAL INFORMATIONAL AND INCOME TAX RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2009 AND STATE RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2008 ARE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF MANAGEMENT AND GENERAL EXPENSES WHEN ASSESSED. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 529,824. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 529,824. COMPASSION WITH FASHION 435827 342336 93491 93491 PET TELETHON 430015 348648 81367 81367 1 105338 105338 971180 796322 174858 174858 174858 0 X X X X 0 0 0 0 0 0 0 0 0 GUY COLLISON 155654 0 0 0 1950 0 0 0 6970 0 164574 0 0 0 X 25 14585 FAIR MARKET VALUE X 747 FAIR MARKET VALUE X 408180 FAIR MARKET VALUE X 20 22040 AUCTIONED PRICE X 7 521035 VALUE ON DAY OF RECEIPT X 1 53648 VALUE ON DAY OF RECEIPT X 13 8143 FAIR MARKET VALUE X GIFT CARDS 11 1295 STATED VALUE X FOOD/CARE 543 83559 FAIR MARKET VALUE 0 0 1 1 THIRD PARTY USE: PART I, LINE 32B: A BROKER IS USED TO SELL DONATED STOCKS, BONDS, ETC. AN AUCTION HOUSE IS USED TO SELL DONATED VEHICLES. FORM 990, PART IV, LINE 28: CERTAIN OFFICERS, DIRECTORS, KEY EMPLOYEES AND THEIR FAMILIES PURCHASED TICKETS TO FUNDRAISING EVENTS, MADE CONTRIBUTIONS TO THE ORGANIZATION, AND PROVIDED INSIGNIFICANT GOODS AND SERVICES TO THE ORGANIZATION DURING THE YEAR. FORM 990, PART V, LINE 6B: THE ORGANIZATION'S POLICY IS TO PROVIDE THE DONOR THE AMOUNT THAT IS NOT TAX DEDUCTIBLE. HOWEVER, A THIRD PARTY THAT WAS ADMINISTERING ONE EVENT FOR THE ORGANIZATION INADVERTENTLY DID NOT INCLUDE AN EXPRESS STATEMENT. THE ORGANIZATION WILL CORRECT THIS IN THE FUTURE. FORM 990, PART V, LINE 7B: THE ORGANIZATION'S POLICY IS TO PROVIDE THE DONOR THE VALUE OF GOODS AND SERVICES. HOWEVER, A THIRD PARTY THAT WAS ADMINISTERING ONE EVENT FOR THE ORGANIZATION INADVERTENTLY DID NOT INCLUDE AN EXPRESS STATEMENT. THE ORGANIZATION WILL CORRECT THIS IN THE FUTURE. FORM 990, PART VI, SECTION B, LINE 11 THE PREPARED 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR, CFO, AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE BOARD OF DIRECTORS REVIEW AND SIGN OFF ON A CONFLICT OF INTEREST FORM ACKNOWLEDGING WHETHER THEY HAVE ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CHAIRMAN SOLICITS FEEDBACK FROM THE BOARD OF DIRECTORS REGARDING THE PERFORMANCE OF THE EXECUTIVE DIRECTOR AND THEN CONDUCTS AN ANNUAL PERFORMANCE REVIEW BASED ON THE PRE-DETERMINED ANNUAL GOALS ESTABLISHED AT THE BEGINNING OF THE FISCAL YEAR. VARIOUS SOURCES ARE UTILIZED TO DETERMINE THE COMPENSATION RATES FOR THE MARKET. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE AND PROVIDED TO THE PUBLIC UPON REQUEST AND ARE ALSO SUPPLIED TO THE ARIZONA CORPORATION COMMISSION, GUIDESTAR AND CHARITY NAVIGATOR. FORM 990, PART VIII, LINE 2D: THE ORGANIZATION RECEIVES DONATIONS OF SUPPLIES AND FOOD AND SELLS THESE ITEMS TO THE GENERAL PUBLIC THROUGH TWO THRIFT STORES. ALTHOUGH THE REVENUES ARE APPROXIMATELY $429,000, THE COST OF THE DONATED ITEMS CONTRIBUTED ARE RECORDED IN THE STATEMENT OF ACTIVITIES AT THEIR FAIR VALUE WHICH IS BASED ON THE ESTIMATED SELLING PRICE OF THE SPECIFIC ITEMS. NET THRIFT STORE REVENUES ARE MINIMAL DUE TO COST OF THE ITEMS BEING RECORDED AS A CONTRIBUTION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: DONATED SERVICES AND USE OF FACILITIES: 3,808. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 529,824. TOTAL TO FORM 990, PART XI, LINE 5: 533,632. EXPLANATION TO DESCRIBE ANY CHANGES TO PROCESS OF OVERSIGHT OF THE AUDIT: FORM 990, PART XI, LINE 2C: NO CHANGE HAS TAKEN PLACE IN THE PROCESS. IT IS THE SAME AS IN THE PRIOR YEARS. SCHEDULE G, PART II, FUNDRAISING EVENTS THE FUNDRAISING EVENTS REPORTED ON SCHEDULE G, PART II, ARE TREATED FOR TAX PURPOSES IN THE SAME MANNER AS THEY ARE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE, THE DIRECT COSTS TO THE ORGANIZATION ARE TREATED AS THE BENEFIT RECEIVED BY THE DONOR AND AMOUNTS IN EXCESS ARE TREATED AS CONTRIBUTIONS.