2013-05-15T13:07:27-05:00 2012-12-31 113541817 FRANK MEGALE CPA 9 ALDEN AVENUE N VALLEY STREAM NY 115801001 990 2012-01-01 223773177 THE INSTITUTE FOR QUANTITATIVE RESEARCH IN FINANCE INST 5616517515 PO BOX 6194 CHURCH STREET STATION NEW YORK NY 102496194 DALE BERMAN 2127446825 2013-05-15 1 FRANK MEGALE CPA P00030117 5162854839 2013-05-15 2012 2016-02-24 21:20:13Z DALE BERMAN PO BOX 6194 CHURCH STREET STATION NEW YORK NY 102496194 942572 0 X WWW.Q-GROUP.ORG X 2000 DE FORUM TO EVALUATE NEW RESEARCH, QUANTITATIVE APPLICATIONS & PROVIDE SOLUTIONS TO IMPROVE INVESTMENT. 23 22 1 0 0 0 0 0 936000 940000 2837 2572 0 0 938837 942572 60000 60000 0 0 39996 42457 0 0 0 734222 755815 834218 858272 104619 84300 913040 977804 562997 542461 350043 435343 TO ENCOURAGE THE STUDY OF FINANCE. SUPPORT BASIC AND APPLIED RESEARCH IN THE FIELD OF FIANCIAL ANALYSIS, AND ENCOURAGE THE USE OF ADVANCED MATHEMATICS AND ECONOMETRIC METHODS IN FINANCIAL MANAGEMENT. 0 0 88862 50000 RESEARCH GRANTS IN THE FIELD OF FINANCIAL QUANTITATIVE ANALYSIS TO SUPPORT HIGH QUALITY RESEARCH THAT WILL BE INFORMATIVE AND USEFUL TO PRACTITIONERS IN INVESTMENT MANAGEMENT. 10263 10000 ROGER F. MURRAY ANNUAL PRIZE COMPETITION AWARDED FOR THE QUALITY OF THE RESEARCH PAPERS UPON WHICH THE PRESENTATION AT THE SEMI-ANNUAL SEMINARS ARE BASED. 615182 SEMINARS COVERING VARIOUS ASPECTS OF QUANTITATIVE RESEARCH WHICH PROVIDE AN UNDERSTANDING AND ANALYSIS OF CURRENT EVENTS IN FINANCE AND ECONOMICS AFFECTING THE FIELD OF QUANTITATIVE ANALYSIS. 714307 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 46 0 1 1 0 0 0 0 0 0 X 23 22 0 0 0 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 X FRANK MEGALE CPA 5162854839 9 ALDEN AVENUE N VALLEY STREAM NY 115801001 JAMES L FARRELL JR 0.00 X X 0 0 0 GILBERT HAMMER 0.00 X X 0 0 0 WILLIAM L FOUSE 0.00 X X 0 0 0 DALE BERMAN 40.00 X X 39250 0 0 MARY L CAHILL 0.00 X 0 0 0 ROGER G CLARKE 0.00 X 0 0 0 CLIFFORD S ASNESS 0.00 X 0 0 0 ARNOLD S WOOD 0.00 X 0 0 0 MICHELLE R CLAYMAN 0.00 X 0 0 0 LAURENCE B SIEGEL 0.00 X 0 0 0 RALPH P GOLDSTICKER 0.00 X 0 0 0 JOANNE M HILL 0.00 X 0 0 0 ROBERT E BUTMAN 0.00 X 0 0 0 ROBERT GARVY 0.00 X 0 0 0 JAMES P GORDON 0.00 X 0 0 0 MICHAEL J HOGAN 0.00 X 0 0 0 KATRINA F SHERRERD 0.00 X 0 0 0 LEOPOLDO E GUZMAN 0.00 X 0 0 0 BRETT HAMMOND 0.00 X 0 0 0 MARC R REINGANUM 0.00 X 0 0 0 SANDIP BHAGAT 0.00 X 0 0 0 RODNEY N SULLIVAN 0.00 X 0 0 0 KENNETH J WINSTON 0.00 X 0 0 0 39250 0 0 0 0 0 0 0 SPONSOR DUES 900099 902500 902500 SEMINAR FEES 900099 37500 37500 940000 2572 2572 942572 940000 0 2572 60000 60000 39250 19625 19625 3207 1604 1603 27200 27200 798 798 534699 534699 4272 4272 ADMINISTRATION, CLERICA 77042 32025 45017 COMMITTEES EXPENSES 49166 34416 14750 PRINTING AND PUBLICATIO 30660 5000 25660 RESEARCH PROJECTS COORD 20000 20000 11978 6938 5040 858272 714307 143965 0 845437 898022 1500 67317 77996 0 0 286 286 913040 977804 27997 32461 85000 90000 450000 420000 562997 542461 X 140043 225343 210000 210000 350043 435343 913040 977804 84300 1000 0 X 0 1 X 1 0 0 942572 0 942572 0 942572 858272 0 858272 0 858272 1 RESEARCH GRANT - THE DETERMINANTS OF RECOVERY RATES IN THE US CORPORATE BOND MARKET 3 10000 RESEARCH GRANT - ARE CREDIT RATINGS STILL RELEVANT 3 10000 RESEARCH GRANT - COMOMENTUM 2 10000 RESEARCH GRANT - PROSPECT THEORY AND THE RISK-RETURN TRADEOFF 3 10000 RESEARCH GRANT - THE ROLE OF INSTITUTIONAL INVESTORS IN VOTING: EVIDENCE FROM THE SECURITIES LENDING MARKET 3 10000 ROGER F MURRAY PRIZE - PRIZE COMPETITION TO RECOGNIZE SCIENTIFIC ACHIEVEMENT IN QUANTITATIVE FINANCIAL RESEARCH. AWARDED TO INDIVIDUALS WHO PRESENT RESEARCH AT THE SEMI-ANNUAL SEMINARS. 3 10000 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ORGANIZTION GRANTS FUNDS TO SUPPORT ACADEMIC RESEARCH IN QUANTITATIVE ANALYSIS & FINANCE THAT IS OF INTEREST TO THE INVESTMENT MANAGEMENT COMMUNITY. THE RESEARCH COORDINATOR KEEPS TRACK OF ALL OUTSTANDING RESEARCH PROJECTS & MAINTAINS PROPER CORRESPONDENCE FILES FOR ALL PROJECTS. IF A PROJECT IS NOT PROGRESSING SATISFACTORILY, THE RESEARCH COORDINATOR, IN CONSULTATION WITH THE RESEARCH COMMITTEE, WILL HELP TERMINATE THE PROJECT. THE RESEARCH COORDINATOR COLLECTS THE PAPERS PRODUCED BY ITS SUPPORTED AUTHORS & HELPS THE RESEARCH COMMITTEE DETERMINE WHEN AUTHORS SATISFACTORILY COMPLETE THEIR PROJECTS. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION IS A NON-STOCK NOT-FOR-PROFIT CORPORATION WITH MEMBERS. THERE ARE NO CLASSES OF MEMBERSHIP. EACH MEMBER IS ENTITLED TO ONE VOTE. THE MEMBERS ELECT THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A THERE ARE NO CLASSES OF MEMBERSHIP. EACH MEMBER IS ENTITLED TO ONE VOTE. THE MEMBERS ELECT THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B THE BOARD OF DIRECTORS APPROVES THE ADMISSION OF NEW MEMBERS. RATIFICATION OF ADMISSION OF NEW MEMBERS IS REQUIRED BY THE CURRENT MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE FINAL VERSION OF THE FORM 990 (INCLUDING REQUIRED SCHEDULES)IS SENT TO THE SECRETARY-TREASURER BEFORE THE FORM IS FILED. THE SECRETARY-TREASURER (WHO IS ALSO ON THE BOARD OF DIRECTORS) REVIEWS THE FORM. THE APPROVED FORM IS THEN SIGNED BY THE SECRETARY-TREASURER. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.