2013-05-14T14:34:12-05:00 2012-06-30 135565207 KPMG LLP 345 PARK AVE NEW YORK NY 10154 990 2011-07-01 131847137 LINCOLN CENTER FOR THE PERFORMING ARTS INC LINC 2128755000 70 LINCOLN CENTER PLAZA NO 9TH FL NEW YORK NY 100236583 DANIEL RUBIN 2128755000 2013-05-14 1 P01420019 2127589700 2011 2016-02-24 21:20:13Z REYNOLD LEVY 70 LINCOLN CENTER PLAZA NO 9TH FL NEW YORK NY 100236583 252901824 0 X WWW.ABOUTLINCOLNCENTER.ORG X 1956 NY TO SUSTAIN, ENCOURAGE, AND PROMOTE THE PERFORMING ARTS. SEE SCH. O FOR CONTINUATION.TO SUSTAIN, ENCOURAGE, AND PROMOTE THE PERFORMING ARTS AND TO EDUCATE THE PUBLIC WITH RELATION THERETO. IN ADDITION TO MAINTAINING A PERFORMING ARTS COMPLEX AND SOME OF THE PERFORMANCE FACILITIES AT THE LINCOLN CENTER SITE IN NEW YORK CITY, THE ORGANIZATION PROVIDES PROGRAMS AND PRESENTS CONCERTS AND OTHER PERFORMANCES THAT SUPPLEMENT THE PRESENTATIONS OF LINCOLN CENTER CONSTITUENT ORGANIZATIONS. THESE CONSTITUENT ORGANIZATIONS, ALL OF WHICH ARE PUBLIC CHARITIES DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, CONSIST OF THE CHAMBER MUSIC SOCIETY OF LINCOLN CENTER, THE FILM SOCIETY OF LINCOLN CENTER, JAZZ AT LINCOLN CENTER, THE JUILLIARD SCHOOL, LINCOLN CENTER THEATER, THE METROPOLITAN OPERA, NEW YORK CITY BALLET, NEW YORK PHILHARMONIC, THE NEW YORK LIBRARY FOR THE PERFORMING ARTS, AND SCHOOL OF AMERICAN BALLET. 76 72 1674 364 3137191 0 93567992 67862543 58937779 73217630 6317954 8452378 449956 620680 159273681 150153231 30494400 8144553 0 0 57802272 61941683 32200 23270 6710394 78728220 84172944 167057092 154282450 -7783411 -4129219 739433731 717729133 359492711 384794290 379941020 332934843 X TO SUSTAIN, ENCOURAGE, AND PROMOTE THE PERFORMING ARTS AND TO EDUCATE THE PUBLIC WITH RELATION THERETO. SEE SCHEDULE O FOR CONTINUATION. 0 0 64060524 47511807 FACILITY SERVICES - LINCOLN CENTER PROVIDES FACILITY MAINTENANCE, PARKING, SECURITY AND CLEANING SERVICES FOR THE FIVE MILLION ANNUAL VISITORS AND THE 5,500 PEOPLE WHO WORK AND STUDY ON THE 16-ACRE CAMPUS EACH YEAR. 26816082 10580625 PERFORMANCE PROGRAMMING - LINCOLN CENTER FOR THE PERFORMING ARTS PRESENTS THESE WORLD-CLASS FESTIVALS AND PERFORMANCE SERIES ANNUALLY: MIDSUMMER NIGHT SWING, LINCOLN CENTER FESTIVAL, MOSTLY MOZART FESTIVAL, LINCOLN CENTER OUT OF DOORS, GREAT PERFORMERS, AMERICAN SONGBOOK, AND WHITE LIGHT FESTIVAL. FROM COUNTRY TO JAZZ, BLUEGRASS TO BROADWAY, ORCHESTRA CONCERTS TO OUTDOOR DANCING, THESE SERIES CELEBRATE COMPOSERS, ARTISTS, AND PERFORMERS OF MUSIC, THEATER, AND OPERA AND OFFER INTERACTIVE AND FAMILY BASED PROGRAMMING. 22661938 8060653 LINCOLN CENTER REDEVELOPMENT - LINCOLN CENTER IS THE WORLD'S LEADING PERFORMING ARTS CENTER, UNITING ON ONE CAMPUS 11 OF THE FINEST PERFORMING ARTS AND EDUCATIONAL ORGANIZATIONS LOCATED ANYWHERE. AFTER FIVE DECADES OF ARTISTIC EXCELLENCE AND SERVICE TO ITS COMMUNITY, THE NATION, AND THE WORLD, LINCOLN CENTER HAS COMPLETED A MAJOR TRANSFORMATION TO FULLY MODERNIZE ITS CONCERT HALLS AND PUBLIC SPACES, RENEW ITS 16-ACRE URBAN CAMPUS, AND REINFORCE ITS VITALITY FOR DECADES TO COME. AS OF JUNE 30, 2012, ALL MAJOR REDEVELOPMENT PROJECTS WERE COMPLETE EXCEPT FOR THE NEW PEDESTRIAN BRIDGE ACROSS 65TH STREET, WHICH WAS SUBSEQUENTLY COMPLETED IN OCTOBER 2012. 9582987 83900 1131779 EDUCATION AND OUTREACH- LCPA IS AN INTERNATIONAL LEADER IN ARTS AND EDUCATION AND COMMUNITY RELATIONS, TAKING A WIDE RANGE OF ACTIVITIES BEYOND ITS CONCERT HALLS THROUGH ITS EDUCATIONAL ARM, LINCOLN CENTER INSTITUTE (LCI), AS WELL AS OFFERING ARTS-RELATED SYMPOSIA, FAMILY PROGRAMMING, AND OTHER COMMUNITY INITIATIVES. LINCOLN CENTER INSTITUTE WORKS WITH SCHOOLS, STUDENTS, AND EDUCATORS BRINGING IMAGINATIVE LEARNING INTO THE CLASSROOM ACROSS THE CURRICULUM, AS WELL AS IN THE ARTS. LIVE FROM LINCOLN CENTER BRINGS BROADCASTS OF LIVE PERFORMANCES OF MUSIC, DRAMA AND DANCE DIRECT FROM THE STAGES OF LINCOLN CENTER IN NEW YORK CITY INTO HOMES ACROSS AMERICA AND AROUND THE WORLD. THE SERIES LAUNCHED IN 1976 AND HAS BEEN RECOGNIZED WITH NUMEROUS AWARDS, INCLUDING THIRTEEN EMMY AWARDS AND 53 EMMY AWARD NOMINATIONS, AS WELL AS TWO GRAMMY AWARDS, TWO GEORGE FOSTER PEABODY AWARDS, THREE MONITOR AWARDS, AND A TELEVISION CRITICS' CIRCLE AWARD. LINCOLN CENTER'S PROGRAMS AND SERVICES FOR PEOPLE WITH DISABILITIES IS COMMITTED TO PROVIDING ACCESS AND FULL PARTICIPATION IN THE WORLD OF LINCOLN CENTER FOR THE PERFORMING ARTS TO PATRONS, ARTISTS, AND EMPLOYEES WITH DISABILITIES. 3964399 10669312 NEW VENTURES AND SPECIAL PROJECTS - LINCOLN CENTER CONTINUES TO EXPERIMENT WITH NEW WAYS TO INCREASE PUBLIC ACCESS AND EXPOSURE TO HIGH QUALITY ARTS CONTENT, INCLUDING THROUGH ITS RELATIONSHIPS WITH WNET (PUBLIC TELEVISION), FASHION WEEK (GENRE/AUDIENCE DEVELOPMENT), AND ARTS CONSULTING (FOSTERING CULTURAL EXCHANGE). 3693318 1971831 VISITOR AND PATRON SERVICES - IN THE COMMUNITY, LCPA EXPANDS ITS PRESENCE WITH A HOST OF INITIATIVES TO MAKE THE ARTS MORE ACCESSIBLE. THESE INCLUDE THE RUBENSTEIN ATRIUM, A COMMUNITY GATHERING PLACE OFFERING WEEKLY PERFORMANCES, DISCOUNT TICKETS, A CAFE AND CAMPUS TOURS. OTHER PROGRAMS INCLUDE THE MEET THE ARTIST SERIES AND LINCOLN CENTER LOCAL, A NEW PARTNERSHIP WITH THE QUEENS PUBLIC LIBRARY. 17240704 83900 13772922 130779248 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 1 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 1 364 0 1 1674 1 1 1 0 0 0 0 1 1 0 0 0 0 X 76 72 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ AR CA CT DC FL GA IL KS KY LA ME MD MA MO NJ NY NC OH OK OR PA RI SC TN VA WA WI X X DANIEL RUBIN 2128755000 70 LINCOLN CENTER PLAZA NEW YORK NY 10023 X KATHERINE FARLEY 15.00 X X 0 0 0 DAVID ALAN COULTER 2.00 X X 0 0 0 RICHARD K DESCHERER 2.00 X X 0 0 0 JOEL S EHRENKRANZ 4.00 X X 0 0 0 ROY FURMAN 10.00 X X 0 0 0 JOHN B HESS 1.00 X X 0 0 0 BRUCE KOVNER 1.00 X X 0 0 0 LAURIE M TISCH 1.00 X X 0 0 0 ANN ZIFF 6.00 X X 0 0 0 BLAIR W EFFRON 3.00 X X 0 0 0 RONNIE ACKMAN 1.00 X 0 0 0 ROBERT J ALEXANDER 1.00 X 0 0 0 ADRIENNE ARSHT 1.00 X 0 0 0 RENEE BELFER 1.00 X 0 0 0 FRANK A BENNACK JR 1.00 X 0 0 0 ANNA NIKOLAYEVSKY BENTON 5.00 X 0 0 0 RICHARD S BRADDOCK 1.00 X 0 0 0 GUOQING CHEN 1.00 X 0 0 0 DIANE M COFFEY 1.00 X 0 0 0 DANIEL CROWN 1.00 X 0 0 0 JAMES G DINAN 1.00 X 0 0 0 HAROLD FORD JR 1.00 X 0 0 0 PETER FRELINGHUYSEN 1.00 X 0 0 0 BART FRIEDMAN 3.00 X 0 0 0 STEPHANIE GEORGE 1.00 X 0 0 0 EDWARD P GILLIGAN 1.00 X 0 0 0 HARVEY GOLUB 1.00 X 0 0 0 EFRAIM GRINBERG 1.00 X 0 0 0 AUDREY BUTVAY GRUSS 1.00 X 0 0 0 WILLIAM B HARRISON JR 1.00 X 0 0 0 RITA E HAUSER 5.00 X 0 0 0 JAMES H HERBERT II 1.00 X 0 0 0 J TOMILSON HILL 1.00 X 0 0 0 DAVID A HUNT 2.00 X 0 0 0 ROBERT A IGER 1.00 X 0 0 0 STEVEN A KANDARIAN 1.00 X 0 0 0 MITSUHIKO KAWAI 1.00 X 0 0 0 JUDITH S KAYE 1.00 X 0 0 0 DAVID H KOCH 1.00 X 0 0 0 PETER S KRAUS 1.00 X 0 0 0 SHELLY LAZARUS 1.00 X 0 0 0 THOMAS H LEE 2.00 X 0 0 0 NATHAN LEVENTHAL 1.00 X 0 0 0 BETTY LEVIN 1.00 X 0 0 0 FRAYDA B LINDEMANN 1.00 X 0 0 0 BRYAN LOURD 1.00 X 0 0 0 PETER L MALKIN 3.00 X 0 0 0 SIR DERYCK C MAUGHAN 1.00 X 0 0 0 RAYMOND J MCGUIRE 1.00 X 0 0 0 WILLIAM R MILLER 1.00 X 0 0 0 PHILIP L MILSTEIN 1.00 X 0 0 0 WILLIAM C MORRIS 1.00 X 0 0 0 INDRA NOOYI 1.00 X 0 0 0 DIAN D OGILVIE 1.00 X 0 0 0 JETTE PARKER 1.00 X 0 0 0 GARY W PARR 1.00 X 0 0 0 JOSEPH R PERELLA 1.00 X 0 0 0 INGEBORT RENNERT 1.00 X 0 0 0 THOMAS A RENYI 1.00 X 0 0 0 JULIAN H ROBERTSON JR 1.00 X 0 0 0 ELIZABETH ROHATYN 1.00 X 0 0 0 JIM ROSENTHAL 2.00 X 0 0 0 STEPHEN M ROSS 1.00 X 0 0 0 DAVID M RUBENSTEIN 1.00 X 0 0 0 LISA SCHIFF 1.00 X 0 0 0 STEFAN M SELIG 1.00 X 0 0 0 MAX R SHULMAN 1.00 X 0 0 0 DAISY M SOROS 1.00 X 0 0 0 DANIEL STERN 1.00 X 0 0 0 BONITA STEWART 1.00 X 0 0 0 JULIEN J STUDLEY 1.00 X 0 0 0 ALAIR A TOWNSEND 2.00 X 0 0 0 ANN UNTERBERG 5.00 X 0 0 0 JOHN L VOGELSTEIN 1.00 X 0 0 0 GEORGE WALKER 1.00 X 0 0 0 CHRISTOPHER J WILLIAMS 1.00 X 0 0 0 JOHN WREN 1.00 X 0 0 0 SHIQIANG WU 4.00 X 0 0 0 REYNOLD LEVY 35.00 X X 1725493 0 370651 DANIEL RUBIN 35.00 X 416025 0 98894 TAMAR PODELL 35.00 X 424770 0 138288 LESLEY FRIEDMAN ROSENTHAL 35.00 X 351950 0 89203 JANE MOSS 35.00 X 339862 0 184617 LIZA PARKER 35.00 X 368773 0 116391 KERRY MADDEN 35.00 X 469805 0 86367 ELIZABETH VORCE 35.00 X 245786 0 112292 PETER DUFFIN 35.00 X 216384 0 93706 JOHN GOBERMAN 35.00 X 270856 0 256900 SCOTT NOPPE-BRANDON 35.00 X 244792 0 232644 NIGEL REDDEN 35.00 X 229275 0 161938 ELIZABETH SCOTT 35.00 X 72468 0 6498 FRANK T FERRANTE 68.00 X 268433 0 100716 MICHAEL WEKSELBLATT 61.00 X 254949 0 91781 RICHARD NORTON 66.00 X 245837 0 88501 MICHAEL PUPELLO 63.00 X 240459 0 86565 ROBERT REGAN 62.00 X 233284 0 92142 ROSEMARIE GARIPOLI 35.00 X 166254 0 0 6785455 0 2408094 91 1 1 0 THE ROYAL SHAKESPEARE COMPANY SOUTHERN LANE WARWICKSHIRE UK CV376BB ARTIST FEES 2042562 LONDON SYMPHONY ORCHESTRA LTD BARBICAN CENTRE LONDON UK EC2Y8DS ARTIST FEES 1209082 GEMINI MUSIC PRODUCTIONS 617 PIERMONT ROAD CLOSTER NJ 07624 ARTIST FEES 1135355 RESTAURANT ASSOCIATES CATERERS 132 WEST 65TH STREET NEW YORK NY 10023 CATERING 1038769 NICHOLSON & GALLOWAY INC 261 GLEN HEAD ROAD GLEN HEAD NY 11545 CONSTRUCTION 787860 68 5015711 10831165 1948953 50066714 3284407 67862543 FACILITIES SERVICES 561000 26988007 26988007 FACILITIES RENTAL 532000 26970393 23833198 3137195 PRESENT PERFORMANCES 711300 11026587 11026587 INTL PERF ARTS ASSIST 561499 6644024 6644024 EDUCATION & OUTREACH 611600 995964 995964 592655 592655 73217630 517116 -4 517120 51019845 57778881 48777205 52086259 2242640 5692622 7935262 7935262 670367 10831165 1834606 -1164239 -1164239 280456 50523 229933 229933 SUPPORTING SERVICES 561000 794486 794486 INFOSCAPE SERVICES 519130 253350 253350 CONCESSION INCOME 722210 180975 180975 326175 326175 1554986 150153231 71865354 3137191 7288143 8060653 8060653 83900 83900 6093930 1898379 3708684 486867 41617148 32993966 5547483 3075699 2293971 1782595 345326 166050 8655953 7424310 805582 426061 3280681 2639141 439673 201867 362024 150117 207107 4800 286094 286094 210446 210446 23270 23270 874210 874210 2410370 1982293 342448 85629 3918959 3714637 172796 31526 2744774 2036831 348837 359106 1763023 901242 782424 79357 69413 64418 4995 9453878 9349878 104000 700602 538797 130709 31096 315276 191071 112436 11769 12269653 12269653 12982498 12313975 534293 134230 1750168 1655572 94596 ARTISTS & PERFORMANCES 13970212 13970212 PRODUCTION EXPENSES 6551142 6551142 REDEVELOPMENT PROJECTS 4208269 2554532 1653737 MAINTENANCE CONTRACTS 824312 824312 8507621 6827622 401378 1278621 154282450 130779248 16792808 6710394 85416 72128 51431914 56053980 81918039 76935508 17358879 17255226 694545 694622 6949416 5615345 561422444 191726326 379441347 369696118 64596323 61599651 134894170 127970998 2063682 1835557 739433731 717729133 18850444 15613816 11386584 6512873 303271474 302995819 25984209 59671782 359492711 384794290 X 255567687 214542000 40772060 34374592 83601273 84018251 379941020 332934843 739433731 717729133 X -4129219 -42876958 X 0 1 1 X 0 X 123906141 194983243 146379337 93543090 67862543 626674354 123906141 194983243 146379337 93543090 67862543 626674354 10634730 616039624 4015169 2957487 2762740 2242055 517116 12494567 38888555 42884450 10125286 1229101 1835442 94962834 734131755 202738588 0.83910 0.81180 X SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: PART II, SECTION B, LINE 10 - OTHER INCOME: OTHER INCOME INCLUDES TOTAL MISCELLANEOUS REVENUE AND GROSS SALES OF INVENTORY FROM THE PART VIII, THE STATEMENT OF REVENUE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 247985 247985 247985 247985 156071324 156503479 156319309 156751464 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 133006 59927 224045 247985 664963 250000 250000 250000 250000 1000000 1500000 PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE C, PART II-A, AFFILIATED ORGANIZATIONS ORGANIZATION NAME: LINCOLN CENTER DEVELOPMENT PROJECT, INC. ADDRESS: 70 LINCOLN CENTER PLAZA, 9TH FL NEW YORK, NY 10023-6583 EIN: 13-4172481 GRASSROOTS LOBBYING AMOUNT: NONE DIRECT LOBBYING AMOUNT: NONE TOTAL LOBBYING EXPENDITURES: NONE OTHER EXEMPT PURPOSE EXPENDITURES: 432,155 TOTAL OTHER EXEMPT PURPOSE EXPENDITURES: 432,155 LOBBYING NONTAXABLE AMOUNT: 171,608 GRASSROOTS NONTAXABLE AMOUNT: 42,902 TOTAL GRASSROOTS LESS NONTAXABLE AMOUNT: NONE TOTAL EXPENDITURES LESS NONTAXABLE AMOUNT: NONE SHARE OF EXCESS LOBBYING EXPENDITURES: NONE ORGANIZATION NAME: LINCOLN CENTER FOR THE PERFORMING ARTS, INC. ADDRESS: 70 LINCOLN CENTER PLAZA, 9TH FL NEW YORK, NY 10023-6583 EIN: 13-1847137 GRASSROOTS LOBBYING AMOUNT: NONE DIRECT LOBBYING AMOUNT: 247,985 TOTAL LOBBYING EXPENDITURES: 247,985 OTHER EXEMPT PURPOSE EXPENDITURES: 156,071,324 TOTAL OTHER EXEMPT PURPOSE EXPENDITURES: 156,319,309 LOBBYING NONTAXABLE AMOUNT: 1,000,000 GRASSROOTS NONTAXABLE AMOUNT: 250,000 TOTAL GRASSROOTS LESS NONTAXABLE AMOUNT: NONE TOTAL EXPENDITURES LESS NONTAXABLE AMOUNT: NONE SHARE OF EXCESS LOBBYING EXPENDITURES: NONE 200293128 444837 -1546316 78900 8539623 190573126 167221912 14215285 29596722 165000 10575791 200293128 162167018 2114774 15161436 115000 12106316 167221912 205419724 1663894 -35378068 215000 9323532 162167018 0.45290 0.44080 0.10630 0 0 15513280 15513280 511377470 187254927 324122543 27181284 1645579 25535705 5660296 2825820 2834476 1690114 1690114 369696118 ALTERNATIVE INVESTMENTS 127970998 F 127970998 FAIR VALUE OF INTEREST RATE SWAPS 59671782 59671782 150153231 154282450 -4129219 -42812056 -64902 -42876958 -47006177 110005873 -42812056 3534526 -39277530 149283403 874210 -4382 869828 150153231 157012050 3534526 69284 3603810 153408240 874210 874210 154282450 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: LINCOLN CENTER'S ENDOWMENT IS INTENDED TO FUND THE SUSTAINMENT, ENCOURAGEMENT, AND PROMOTION OF THE PERFORMING ARTS. PART XI, LINE 8 - OTHER ADJUSTMENTS: LOSSES FROM UNCOLLECTIBLE PLEDGES -64,902. PART X-FIN 48-AS NOTED IN LINCOLN CENTER'S AUDITED FINANCIAL STATEMENTS, LINCOLN CENTER RECOGNIZES THE BENEFIT OF TAX POSITIONS WHEN IT IS MORE-LIKELY-THAN-NOT THAT THE POSITION WILL BE SUSTAINABLE BASED ON THE MERITS OF THE POSITION. FIN 48 HAD NO MATERIAL IMPACT ON LINCOLN CENTER'S FINANCIAL STATEMENTS FOR THE JUNE 30, 2012 YEAR. PART XII LINE 4B- OTHER OF -4,382 IS COST OF GOODS SOLD OF -50,523 AND BAD DEBT WRITE OFF'S OF 46,141 PART XIII LINE 2D- OTHER OF 69,284 IS COST OF GOODS SOLD OF 50,523 AND BAD DEBT WRITE OFF'S OF 18,761 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 53475457 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 603568 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES PERFORMING ARTS 54934 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES PERFORMING ARTS 813141 NORTH AMERICA - CANADA AND MEXICO 0 0 PROGRAM SERVICES PERFORMING ARTS 866 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES PERFORMING ARTS 5937 0 0 0 0 0 0 54953903 0 54953903 1 0 1 1 1 0 PART I - LINES 3-6 PERFORMING ARTS EXPENSES OF $54,934; $813,141; $866; AND $5,937 RESPECTIVELY, REPRESENT DIRECT PROGRAMMING EXPENSES. ADDITIONALLY, THE $813,141 IN EAST ASIA AND THE PACIFIC EXPENSES ALSO INCLUDES $721,535 IN FOREIGN TAXES. X X X X X X X 1 SD&A TELESERVICES 5757 WEST CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 TELEFUNDRAISING 0 21131 23270 -2139 21131 23270 -2139 AL AZ AR CA CT DC FL GA IL KS KY LA ME MD MA MO NY NJ NC OH OK OR PA RI SC TN VA WA WI FASHION & ARTS GALA 3544821 3376821 168000 26690 117628 14963 453389 FALL GALA 2436362 2344112 92250 97383 129261 9 5484313 5110232 374081 75167 387123 78139 453987 11465496 10831165 634331 101857 602134 93102 1036637 1833730 -1199399 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) TELE-FUNDRAISING EXPENSES OF $23,270 ARE SLIGHTLY GREATER THAN THE TELE-FUNDRAISING REVENUE AS THE WORK THAT WAS DONE WAS ONLY FOR ACQUISITION, WHICH TENDS TO RESULT IN A DEFICIT. FOR COMPLETE EVALUATION, LIFETIME VALUE, INCLUDING RENEWALS, WOULD TURN THE DEFICIT INTO A SURPLUS. 1 LINCOLN CENTER DEVELOPMENT PROJECT INC 1865 BROADWAY NEW YORK NY 10023 134172481 501(C)(3) 8060653 TO PROVIDE FUNDING FOR REDEVELOPMENT OF THE LINCOLN CENTER CAMPUS 1 0 MARTIN SEGAL AWARD 2 15000 AVERY FISHER ARTIST'S PROGRAM AWARD 2 50000 JP MORGAN CHASE SCHOLARSHIP 4 13900 LCI GET REEL PROGRAM SCHOLARSHIP 4 5000 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE AVERY FISHER ARTIST'S GRANT GIVES AWARDS TO OUTSTANDING INSTRUMENTALISTS TO SUPPORT THEIR CAREERS IN THE PERFORMING ARTS. THE AWARDS ARE BASED ON EXCELLENCE ALONE AND THE MUSICIANS MUST BE U.S. CITIZENS OR PERMANENT U.S. RESIDENTS. UP TO FIVE GRANTS OF $25,000 AND ONE GRANT OF $75,000 MAY BE GIVEN OUT EACH YEAR. THE MARTIN E. SEGAL AWARD HONORS YOUNG ARTISTS OF OUTSTANDING ACHIEVEMENT WHO ARE CONNECTED TO OUR RESIDENT ORGANIZATIONS. THE PURPOSE OF THE AWARD IS TO HIGHLIGHT AND REWARD THE WORK OF UP-AND-COMING ARTISTS FROM THE LINCOLN CENTER COMMUNITY. TWO AWARDS OF $7,500 ARE GIVEN OUT EACH YEAR. THE JP MORGAN CHASE SCHOLARSHIP PROGRAM PROVIDES SCHOLARSHIPS TO COLLEGE OR OTHER ACCREDITED POST-HIGH SCHOOL EDUCATIONAL COURSES FOR THE FIRST FOUR GRADUATING CLASSES OF THE HIGH SCHOOL FOR ARTS, IMAGINATION AND INQUIRY, A COLLABORATIVE SCHOOL BETWEEN LINCOLN CENTER INSTITUTE AND THE NEW YORK CITY BOARD OF EDUCATION. THE LCI SCHOLARSHIP IS AWARDED TO HIGH-SCHOOL STUDENTS WHO PARTICIPATE IN THE "GET REEL WITH YOUR DREAMS" PROGRAM AND COMPETE IN THE REEL VIDEO AWARDS. THE PROGRAM WAS CREATED TO INFORM, ENCOURAGE AND INSPIRE THE STUDENTS' INTEREST IN THE TELEVISION AND FILM INDUSTRY. X 1 1 X X X X X 1 1 0 0 0 0 0 0 0 REYNOLD LEVY 1088046 0 200000 0 437447 0 343321 0 29067 0 2097881 0 266666 0 DANIEL RUBIN 396412 0 0 0 19613 0 78064 0 22567 0 516656 0 0 0 TAMAR PODELL 377199 0 20000 0 27571 0 110958 0 29367 0 565095 0 0 0 LESLEY FRIEDMAN ROSENTHAL 345345 0 0 0 6605 0 68373 0 23805 0 444128 0 0 0 JANE MOSS 325786 0 0 0 14076 0 177188 0 9166 0 526216 0 0 0 LIZA PARKER 317106 0 45000 0 6667 0 94561 0 26225 0 489559 0 0 0 KERRY MADDEN 263825 0 0 0 205980 0 69842 0 17972 0 557619 0 0 0 ELIZABETH VORCE 243962 0 0 0 1824 0 103963 0 9948 0 359697 0 0 0 PETER DUFFIN 215964 0 0 0 420 0 86277 0 9821 0 312482 0 0 0 JOHN GOBERMAN 252624 0 0 0 18232 0 237070 0 21238 0 529164 0 0 0 SCOTT NOPPE-BRANDON 242020 0 0 0 2772 0 208814 0 25447 0 479053 0 0 0 NIGEL REDDEN 226925 0 0 0 2350 0 134608 0 28923 0 392806 0 0 0 FRANK T FERRANTE 268433 0 0 0 0 0 59715 0 41001 0 369149 0 0 0 MICHAEL WEKSELBLATT 254949 0 0 0 0 0 56089 0 35693 0 346731 0 0 0 RICHARD NORTON 245837 0 0 0 0 0 54084 0 34417 0 334338 0 0 0 MICHAEL PUPELLO 240459 0 0 0 0 0 52901 0 33664 0 327024 0 0 0 ROBERT REGAN 233284 0 0 0 0 0 52642 0 39500 0 325426 0 0 0 ROSEMARIE GARIPOLI 0 0 0 0 166254 0 0 0 0 0 166254 0 0 0 PART I, LINE 1A THE PRESIDENT RECEIVED A GROSS UP PAYMENT RELATED TO CERTAIN DE MINIMIS EXPENSES REIMBURSED BY LINCOLN CENTER AND SUCH PAYMENT, INCLUDED AS REPORTABLE TAXABLE INCOME, WAS MADE PURSUANT TO THE PRESIDENT'S APPROVED WRITTEN CONTRACT. PART I, LINES 4A-B REFLECTS PAYMENTS OF ACTUARIALLY CALCULATED SUPPLEMENTAL RETIREMENT BENEFITS INTENDED TO COMPENSATE FOR IRS LIMITATIONS IN DEFINED BENEFIT PENSION PLANS. PAYMENTS WERE MADE AS FOLLOWS: REYNOLD LEVY $207,567; DANIEL RUBIN $17,807; JANE MOSS $12,270; LESLEY FRIEDMAN ROSENTHAL $5,975; KERRY MADDEN $7,230; TAMAR C. PODELL $15,169; ELIZABETH VORCE $18; LIZA PARKER $5,701; AND JOHN GOBERMAN $13,041. ROSEMARIE GARIPOLI - FORMER KEY EMPLOYEE - MS. GARIPOLI'S COMPENSATION INCLUDES A SEVERANCE PAYMENT OF $166,254. KERRY MADDEN - FORMER OFFICER - MR. MADDEN'S COMPENSATION INCLUDES A SEVERANCE PAYMENT OF $183,750. SUPPLEMENTAL INFORMATION PART III SCHEDULE J, PART II - REYNOLD LEVY - PRESIDENT, DIRECTOR AND FULL-TIME EMPLOYEE OFFICER - INCLUDED IN BONUS AND INCENTIVE COMPENSATION AND OTHER REPORTABLE COMPENSATION ARE PAYMENTS FOR THE ACHIEVEMENT OF CERTAIN TIME BASED AND PERFORMANCE BASED OBJECTIVES, WITH EMPHASIS ON THE REDEVELOPMENT PROJECTS, AS DETERMINED BY ANNUAL REVIEWS BY THE EXECUTIVE COMMITTEE, OF WHICH $266,666 WAS ACCRUED IN PRIOR YEARS AND REPORTED IN PRIOR FORM 990'S. INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE SIT AS A COMPENSATION COMMITTEE. MR. LEVY'S DEFERRED COMPENSATION INCLUDES AN ACCRUAL FOR AN INCENTIVE COMPENSATION PLAN SUBJECT TO ACHIEVING GENERAL AND PERFORMANCE PROJECT TARGETS. THE TRUST FOR CULTURAL RESOURCES OF NYC 911882413 649717NX9 2008-07-01 151250000 REFUND BOND ISSUE DATED 1/12/06 & 2008A ISSUANCE COSTS 0 0 0 THE TRUST FOR CULTURAL RESOURCES OF NYC 911882413 649717PL3 2008-10-23 102756556 DEVELOPMENT OF CULTURAL FACILITIES 0 0 0 THE TRUST FOR CULTURAL RESOURCES OF NYC 911882413 649717PN9 2008-11-13 100000000 DEVELOPMENT OF CULTURAL FACILITIES 0 0 0 151250000 1013709 260000 150000000 2011 1 0 1 1 50000000 102756556 5397279 679057 47241594 2011 0 0 1 1 100000000 7998814 589960 92018971 2011 0 0 1 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0.00000 0.00000 0.00000 1 1 1 1 BNYM & MORG STANLEY 28.500000000000 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 X MORGAN STANLEY SEE PART V COLUMN (D) DESCRIPTION 163812 RE-MARKETING FEESHAROLD FORD, JR., MANAGING DIRECTOR AT MORGAN STANLEY IS A MEMBER OF LINCOLN CENTER'S BOARD OF DIRECTORS. LINCOLN CENTER PAID $163,812 TO THIS FIRM FOR RE-MARKETING FEES RELATED TO AN INTEREST RATE SWAP IN FISCAL YEAR 2012. THIS RELATIONSHIP PRE-DATES MR. FORD'S MEMBERSHIP ON THE BOARD AND THE ONGOING RELATIONSHIP IS SUBJECT TO PERIODIC REVIEW BY THE AUDIT COMMITTEE. LINCOLN CENTER ACTED CONSISTENTLY WITH ITS CONFLICT OF INTEREST POLICY. 0 MORGAN STANLEY SEE PART V COLUMN (D) DESCRIPTION 163812 RE-MARKETING FEESJIM ROSENTHAL, CHIEF OPERATING OFFICER AT MORGAN STANLEY IS A MEMBER OF LINCOLN CENTER'S BOARD OF DIRECTORS. LINCOLN CENTER PAID $163,812 TO THIS FIRM FOR RE-MARKETING FEES RELATED TO AN INTEREST RATE SWAP IN FISCAL YEAR 2012. THIS RELATIONSHIP PRE-DATES MR. ROSENTHAL'S MEMBERSHIP ON THE BOARD AND THE ONGOING RELATIONSHIP IS SUBJECT TO PERIODIC REVIEW BY THE AUDIT COMMITTEE. LINCOLN CENTER ACTED CONSISTENTLY WITH ITS CONFLICT OF INTEREST POLICY. 0 ROYAL SHAKESPEARE COMPANY SEE PART V COLUMN (D) DESCRIPTION 690924 PERFORMANCE PRESENTATION FEESMR. BRUCE KOVNER, A GOVERNOR ON THE BOARD OF THE ROYAL SHAKESPEARE COMPANY, IS A MEMBER OF LINCOLN CENTER'S BOARD OF DIRECTORS. LINCOLN CENTER PAID $690,924 TO ROYAL SHAKESPEARE COMPANY IN FISCAL YEAR 2012 FOR FEES RELATING TO THE LINCOLN CENTER FESTIVAL. THE CONTRACTS ASSOCIATED WITH THIS RELATIONSHIP WERE NEGOTIATED BY MEMBERS OF LINCOLN CENTER'S SENIOR MANAGEMENT AND ROYAL SHAKESPEARE'S SENIOR MANAGEMENT, AND DID NOT INVOLVE MR. KOVNER. 0 X 20 2934407 FAIR MARKET VALUE X 1 350000 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE LINCOLN CENTER 2011 FORM 990 WAS PREPARED BY LINCOLN CENTER'S FINANCE DEPARTMENT AND REVIEWED BY ITS INDEPENDENT AUDITOR KPMG, WHO ALSO SIGNS THE RETURN AS PAID PREPARER. THE LINCOLN CENTER AUDIT COMMITTEE REVIEWS AND APPROVES THE 990 PRIOR TO ITS FILING ON BEHALF OF THE LINCOLN CENTER BOARD OF DIRECTORS. THE AUDIT COMMITTEE HAS REVIEWED AND UNANIMOUSLY APPROVED THE LINCOLN CENTER 2011 FORM 990. A COPY OF THE RETURN WAS PROVIDED TO THE FULL BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF LINCOLN CENTER'S BOARD OF DIRECTORS AND SENIOR MANAGEMENT MAY, FROM TIME TO TIME, BE ASSOCIATED, EITHER DIRECTLY OR INDIRECTLY, WITH COMPANIES DOING BUSINESS WITH LINCOLN CENTER. FOR SENIOR MANAGEMENT, LINCOLN CENTER REQUIRES ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTERESTS IN, OR EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH, ENTITIES DOING BUSINESS WITH LINCOLN CENTER. WHEN SUCH RELATIONSHIPS EXIST, MEASURES ARE TAKEN TO APPROPRIATELY MANAGE THE ACTUAL OR PERCEIVED CONFLICT IN THE BEST INTERESTS OF LINCOLN CENTER, AND TO UNDERTAKE PERIODIC REVIEW OF CONTINUING SUCH RELATIONSHIPS. LINCOLN CENTER HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES, AMONG OTHER THINGS, THAT NO MEMBER OF THE BOARD OF DIRECTORS CAN PARTICIPATE IN ANY DECISION IN WHICH HE OR SHE (OR RELATED PARTY) HAS A MATERIAL FINANCIAL INTEREST. EACH DIRECTOR IS REQUIRED TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS AND INDICATE WHETHER LINCOLN CENTER DOES BUSINESS WITH AN ENTITY IN WHICH THE DIRECTOR HAS A RELATED PARTY RELATIONSHIP OR MATERIAL FINANCIAL INTEREST. WHEN SUCH A RELATIONSHIP EXISTS, MEASURES ARE TAKEN TO MITIGATE ANY ACTUAL OR PERCEIVED CONFLICT, INCLUDING REQUIRING THAT SUCH TRANSACTIONS BE CONDUCTED AT ARM'S LENGTH, FOR GOOD AND SUFFICIENT CONSIDERATION, BASED ON TERMS THAT ARE FAIR AND REASONABLE TO AND FOR THE BENEFIT OF LINCOLN CENTER, AND IN ACCORDANCE WITH APPLICABLE CONFLICT OF INTEREST LAWS. NO SUCH ASSOCIATIONS ARE CONSIDERED TO BE SIGNIFICANT. THE TRANSACTION OR ARRANGEMENT MUST FURTHER LINCOLN CENTER'S CHARITABLE PURPOSES, AND DOES NOT RESULT IN PRIVATE INUREMENT, AN EXCESS BENEFIT TRANSACTION OR IMPERMISSIBLE PRIVATE BENEFIT UNDER LAWS APPLICABLE TO ORGANIZATIONS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IN CALENDAR YEAR 2011, $595,042 WAS PAID BY LCDP, AN AFFILIATE OF LCPA, TO TISHMAN SPEYER TO REIMBURSE IT FOR THE SERVICES OF EMPLOYEES THAT TISHMAN SPEYER SECONDED TO LCDP FOR PROJECT MANAGEMENT PURPOSES, TO COMPLETE THE REDEVELOPMENT PROJECTS. NO MARKUP WAS ADDED TO THE REIMBURSEMENT. THE CHAIR OF LCPA'S BOARD IS A SENIOR MANAGING DIRECTOR OF TISHMAN SPEYER. THE ARRANGEMENT PREDATES LCDP'S AFFILIATION WITH LCPA. IT HAS BEEN REVIEWED AND APPROVED BY LCDP'S AUDIT COMMITTEE AS BEING BENEFICIAL TO LCDP, FURTHERING ITS CHARITABLE PURPOSE, AND NOT RESULTING IN PRIVATE INUREMENT, EXCESS BENEFIT TRANSACTION OR IMPERMISSIBLE PRIVATE BENEFIT UNDER LAWS APPLICABLE TO ORGANIZATIONS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IT HAS BEEN SUPPLEMENTALLY DISCLOSED TO LCPA'S AUDIT COMMITTEE. PETER DAVOREN, PRESIDENT AND CHIEF EXECUTIVE OFFICER OF TURNER CONSTRUCTION COMPANY, IS THE BROTHER-IN-LAW OF KATHERINE FARLEY, THE CHAIR OF LCPA, AND THE FORMER CHAIR OF LCDP'S BOARD. LCDP SELECTED TURNER CONSTRUCTION AS AN INDEPENDENT CONTRACTOR TO PERFORM DEVELOPMENT WORK FOR THE LINCOLN CENTER CAMPUS, AND NEGOTIATED THE FEE ARRANGEMENTS, BEFORE MS. FARLEY JOINED LCDP'S BOARD OF DIRECTORS IN 2005. IN CALENDAR YEAR 2011, $10,252,001 WAS PAID TO TURNER CONSTRUCTION BY LCDP. MS. FARLEY DISCLOSED THE RELATIONSHIP PRIOR TO JOINING THE LCDP BOARD AND HAS MADE CONTINUING DISCLOSURES TO THE AUDIT COMMITTEES OF BOTH ENTITIES, WHICH HAVE CONCLUDED THAT THE ARRANGEMENT IS BENEFICIAL TO THE INSTITUTION, FURTHERING ITS CHARITABLE PURPOSES, AND NOT RESULTING IN PRIVATE INUREMENT, EXCESS BENEFIT TRANSACTION OR IMPERMISSIBLE PRIVATE BENEFIT UNDER LAWS APPLICABLE TO ORGANIZATIONS EXEMPT FORM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR SENIOR MANAGEMENT BELOW THE CHIEF EXECUTIVE OFFICER LEVEL IS DETERMINED ANNUALLY BY THE PRESIDENT IN CONSULTATION WITH THE SENIOR VICE PRESIDENT, HUMAN RESOURCES AND LINCOLN CENTER OPERATIONS, AND REVIEWED WITH, AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD. PERIODICALLY, THE ORGANIZATION RETAINS AN INDEPENDENT COMPENSATION CONSULTANT TO PROVIDE COMPARABILITY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. THIS WAS LAST PERFORMED IN FISCAL YEAR 2012. THE 990 TAX RETURNS OF SUCH ORGANIZATIONS ARE ALSO CONSIDERED. NEITHER THE PRESIDENT NOR THE SENIOR VICE PRESIDENT, HUMAN RESOURCES AND LINCOLN CENTER OPERATIONS IS INVOLVED IN THEIR OWN COMPENSATION DETERMINATION PROCESS. COMPENSATION FOR THE PRESIDENT IS SET PURSUANT TO WRITTEN MULTI-YEAR AGREEMENTS. NEW COMPENSATION LEVELS AND OTHER TERMS ARE DETERMINED IN CONJUNCTION WITH THE DECISION TO EXTEND OR RENEW HIS EMPLOYMENT AGREEMENT. IN CONJUNCTION WITH SUCH DECISIONS, THE ORGANIZATION, THROUGH ITS CHAIR OF THE BOARD, FROM TIME TO TIME, ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT TO PROVIDE COMPARABILITY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. THIS WAS LAST PERFORMED IN FISCAL YEAR 2012. THE 990 TAX RETURNS OF SUCH ORGANIZATIONS ARE ALSO CONSIDERED. INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE OF THE BOARD SIT AS A COMPENSATION COMMITTEE (THE "AUTHORIZED BODY") AT SUCH INTERVALS AND ITS DELIBERATIONS, DECISIONS AND APPROVAL REGARDING COMPENSATION ARE RECORDED IN CONFIDENTIAL MINUTES TAKEN BY THE CHAIRMAN. NEITHER THE PRESIDENT NOR ANY MEMBER OF MANAGEMENT IS PRESENT AT SUCH MEETINGS, WHICH ARE HELD IN EXECUTIVE SESSION. ALL PARTICIPATING MEMBERS OF THE COMPENSATION COMMITTEE ARE INDEPENDENT UNDER THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. LINCOLN CENTER COMPLIES WITH THE "REBUTTABLE PRESUMPTION" PROCEDURES FOR DETERMINING THAT COMPENSATION IS REASONABLE UNDER INTERNAL REVENUE CODE SECTION 4958. FORM 990, PART VI, SECTION C, LINE 19 LINCOLN CENTER MAKES ITS ANNUAL FINANCIAL STATEMENTS AND 990 AVAILABLE VIA THE ORGANIZATION'S WEBSITE. OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A THE DIRECTORS AND OFFICERS LISTED BELOW HAVE WORKED SEVERAL HOURS PER WEEK FOR LINCOLN CENTER DEVELOPMENT PROJECT, INC. A RELATED TAX-EXEMPT ORGANIZATION. DIRECTORS: BART FRIEDMAN: 1 HOUR PER WEEK PETER MALKIN: 1 HOUR PER WEEK PHILIP MILSTEIN: 1 HOUR PER WEEK OFFICERS: DANIEL RUBIN: 2 HOURS PER WEEK LESLEY FRIEDMAN ROSENTHAL: 2 HOURS PER WEEK OTHER CHANGES IN NET ASSETS OR FUND BALANCES PART XI LINE 5 OTHER CHANGES IN NET ASSETS OR FUND BALANCES OF -$42,876,958 REPRESENTS UNREALIZED LOSSES OF -42,812,056 AND PLEDGE WRITE OFFS OF -64,902. LINCOLN CENTER DEVELOPMENT PROJECT INC 1865 BROADWAY NEW YORK NY 10023 134172481 IMPLEMENT & OVERSEE RECONSTRUCTION & RENOVATION NY 501(C)(3) LINE 7 LINCOLN CENTER FOR THE PERFORMING ARTS 1 0 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 LINCOLN CENTER DEVELOPMENT PROJECT INC B 8060653 FMV LINCOLN CENTER DEVELOPMENT PROJECT INC K 610000 FMV