2013-05-14T11:14:39-05:00 2012-06-30 990 2011-07-01 521341890 JOHNS HOPKINS BAYVIEW MEDICAL CENTER INC JOHN 4439975722 3910 KESWICK RD SOUTH BLDG 4TH FLOOR NO 4300A BALTIMORE MD 21211 CARL FRANCIOLI 4439975722 2013-05-14 2011 2016-02-24 21:20:13Z CARL FRANCIOLI 4940 EASTERN AVENUE BALTIMORE MD 21224 581706648 0 X WWW.JHBMC.JHU.EDU X 1984 MD JOHNS HOPKINS BAYVIEW MEDICAL CENTER, A MEMBER OF JOHNS HOPKINS MEDICINE, PROVIDES COMPASSIONATE HEALTH CARE THAT IS FOCUSED ON THE UNIQUENESS AND DIGNITY OF EACH PERSON WE SERVE. WE OFFER THIS CARE IN AN ENVIRONMENT THAT PROMOTES, EMBRACES AND HONORS THE DIVERSITY OF OUR GLOBAL COMMUNITY. WITH A RIGH AND LONG TRADITION OF MEDICAL CARE, EDUCATION AND RESEARCH, WE ARE DEDICATED TO PROVIDING AND ADVANCING MEDICINE THAT IS RESPECTFUL AND NURTURING OF THE LIVES OF THOSE WE TOUCH. 14 10 3958 416 375306 -147622 16378777 14996563 464474127 505486738 1686520 1152597 28604870 31991808 511144294 553627706 2100933 2092240 0 0 241708514 247243742 0 0 0 260878644 293562961 504688091 542898943 6456203 10728763 350343726 358667243 271333415 329619030 79010311 29048213 X JOHNS HOPKINS BAYVIEW MEDICAL CENTER PROVIDES NEEDED MEDICAL CARE TO INDIVIDUALS IN THE COMMUNITY REGARDLESS OF THE PATIENT'S ABILITY TO PAY. SERVICES INCLUDE ROUTINE INPATIENT ANCILLARY AND OUTPATIENT CARE IN SUUPORT OF THE HOSPITAL'S EXEMPT MISSION OF PROVIDING HEALTHCARE. FURTHER INCLUDED ARE SERVICES FOR WHICH LESS THAN THE FULL AMOUNT CHARGED IS COLLECTED. MANY SUCH ADJUSTMENTS ARISE FROM NEGOTIATED PAYMENT RATES WITH INSRUANCE COMPANIES AND PARTICPATION IN THE MEDIARE AND MEDICAID PROGRAMS. JOHNS HOPKINS BAYVIEW MEDICAL CENTER PROVIDES CHILD AND ADULT DAY CARE FOR EMPLOYEES AND OTHER IN THE COMMUNITY. SUCH SERVICE PERMITS PARENTS AND OTHER CAREGIVERS AN OPPORTUNITY TO PURSEU GAINFUL EMPLOMENT OR RESPITE FROM THE RESPONISILBILITIES ASSOCIATED WITH THE PROVISION OF CARE. MANY INDIVIDUALS REQUIRE MORE THAN SIMPLE SUPERVISION. 0 0 104804740 106692678 DEPARTMENT OF MEDICINE: THE DEPARTMENT OF MEDICINE IS COMMITTED TO THE PRACTICE OF PRIMARY AND SPECIALITY MEDICARE CARE, THE TEACHING OF MEDICAL STUDENTS, RESIDENTS, FELLOWS, ALLIED HEALTH PROFESSIONALS, AND PHYSICIANS, RESEARCH AND DEVELOPMENT IN BASIC SCIENCE, CLINICAL CARE, HEALTH SERVICES DELIVERY, AND MEDICAL EDUCATION, ADMINISTRATION OF MEDICAL ACTIVITIES AT JOHNS HOPKINS BAYVIEW MEDICAL CENTER. 41238818 39671389 CARE CENTER: THE JOHNS HOPKINS BAYVIEW CARE CENTER OFFERS A RANGE OF CONTINUING CARE SERVICES TO THE COMMUNITY. LOCATED IN THE JOHN R. BURTON PAVILION, ON THE CAMPUS OF THE JOHNS HOPKINS BAYVIEW MEDICAL CENTER, THE JOINT COMMISSION AND CARF (COMMISSION ON ACCREDITATION OF REHABILITATION FACILITIES) ACCREDITED FACILITY PROVIDES VENTILATOR/RESPIRATORY CARE, INPATIENT REHABILITATION, COMPLEX MEDICAL CARE, SPECIALIZED WOUND THERAPY AND PALLIATIVE CARE. OFFERING A BRIDGE BETWEEN HOSPITAL AND HOME FOR MANY PATIENTS, THE CARE CENTER'S FOCUS IS ON IMPROVING THE HEALTH AND WELL-BEING OF THESE PATIENTS BEFORE THEY RETURN TO THEIR OWN ENVIRONMENTS. FOR OTHERS, THE CARE CENTER IS HOME, PROVIDING TRADITIONAL LONG-TERM CARE IN A WARM AND COMFORTABLE SETTING. OUR EXPERIENCE IN ALL ASPECTS OF CARING FOR OLDER ADULTS COMES FROM YEARS OF SPECIALIZED MEDICAL EDUCATION AND RESEARCH. OUR PHYSICIANS ARE NATIONAL LEADERS IN MANY AREAS, INCLUDING GERIATRIC MEDICINE. IN ADDITION TO THE EXPERT CARE PROVIDED BY OUR OWN STAFF, ACCESS TO THE SPECIALIZED STAFF, SERVICES AND FACILITIES OF THE ADJACENT JOHNS HOPKINS BAYVIEW MEDICAL CENTER ENSURES CONTINUITY OF CARE FOR PATIENTS AND CONVENIENCE FOR FAMILIES. THE CARE CENTER'S INTERDISCIPLINARY TEAM INCLUDES PHYSICIANS, NURSING STAFF, RESPIRATORY THERAPISTS, DIETITIANS, RECREATIONAL THERAPISTS, SOCIAL WORKERS, CASE MANAGERS, CARE COORDINATORS AND REHABILITATION THERAPISTS. INDIVIDUALIZED TEAMS DEVELOP AND CARRY OUT CARE PLANS DESIGNED SPECIFICALLY TO ADDRESS EACH PATIENT'S PSYCHOLOGICAL, SOCIAL, PHYSICAL AND SPIRITUAL NEEDS. 76059830 102548034 DEPARTMENT OF SURGERY: THE DEPARTMENT OF SURGERY OFFERS COMPREHENSIVE SURGICAL CARE, INCLUDING SPECIALTIES IN GASTROINTESTINAL AND ABDOMINAL WALL SURGERY, TRAUMA AND SURGICAL CRITICAL CARE, BARIATRIC SURGERY, BURN AND RECONSTRUCTIVE SURGERY, SURGICAL ONCOLOGY, THORACIC SURGERY AND VASCULAR SURGERY. THE DEPARTMENT OF SURGERY FEATURES THE LATEST IN SURGICAL TECHNOLOGY, INCLUDING VIDEOSCOPIC AND MINIMALLY-INVASIVE APPROACHES TO THE TREATMENT OF SURGICAL DISORDERS AND 24/7 EMERGENCY COVERAGE OF OUR LEVEL II TRAUMA CENTER. 274217102 2092240 273420594 AMONG THE OTHER PROGRAM SERVICES PROVIDED AT JOHNS HOPKINS BAYVIEW MEDICAL CENTER ANOTHER CRITICAL SERVICE PROVIDED IS THE BURN CENTER. MARYLAND'S REGIONAL BURN CENTER PROVIDES AN INTERNATIONALLY RECOGNIZED COMPREHENSIVE PROGRAM OF CARE FOR PATIENTS WITH BURNS AND WOUNDS. OUR GOAL FOCUSES ON RETURNING PATIENTS TO THEIR HIGHEST LEVEL OF FUNCTION BY ATTENDING TO THE PHYSICAL, PSYCHOLOGICAL, SOCIAL AND VOCATIONAL ASPECTS OF THEIR LIVES. OUR SPECIALTY SERVICES INCORPORATE ACUTE ADULT AND PEDIATRIC BURN TREATMENT, PLASTIC AND RECONSTRUCTIVE BURN SURGERY, REPAIR OF COMPLEX SURGICAL WOUNDS. THE COMPLEX NATURE OF BURNS AND THEIR UNIQUE PHYSICAL AND PSYCHOLOGICAL ASPECTS REQUIRE THE EXPERTISE OF A MULTIDISCIPLINARY TEAM OF PROVIDERS. OUR HEALTH CARE TEAM CONSISTS OF SPECIALIST SURGEONS, INTENSIVISTS, NURSES, PHYSICAL AND OCCUPATIONAL THERAPISTS, NUTRITIONISTS, PHARMACISTS, PSYCHOLOGISTS, SOCIAL WORKERS AND CASE COORDINATORS, AS WELL AS OTHER SUPPORT SERVICES. WE ARE RECOGNIZED AS A STATE-OF-THE-ART FACILITY, PROVIDING INDIVIDUALIZED COORDINATED CARE FOR BURN PATIENTS. OTHER PROGRAMS OF JHBMC 274217102 2092240 273420594 496320490 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 1 1 0 0 0 0 0 0 0 0 1 1 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 363 0 1 3958 1 1 1 0 0 0 0 0 0 0 X 14 10 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 MD X THE CORPORATION 4439975724 3910 KESWICK RD SOUTH BLDG 4TH BALTIMORE MD 21211 RICHARD G BENNETT MD 40.00 X X 607942 0 181317 JAMES T DRESHER JR 1.00 X X 0 0 0 JOHN R BURTON MD 1.00 X 0 0 0 ROBERT D H HARVEY 1.00 X 0 0 0 CAROLYN J KRYSIAK 1.00 X 0 0 0 ANDREW SATIN MD 1.00 X 0 0 0 SHERIDAN J SMITH 1.00 X 0 0 0 RONALD J WERTHMAN 1.00 X X 0 885776 194736 RONALD R PETERSON 1.00 X X 0 1703555 1777977 JUDY A REITZ SCD 1.00 X 0 887625 597698 DAVID B HELLMANN MD 1.00 X X 0 0 0 GEORGE H MANTAKOS 1.00 X 0 0 0 FRANCIS X KNOTT 1.00 X X 0 0 0 PHILIP D ZIEVE MD 1.00 X 0 0 0 MARJORIE RODGERS CHESHIRE 1.00 X 0 0 0 MICHAEL SEAN BEATTY 1.00 X 0 0 0 KENNETH M STUZIN 1.00 X 0 0 0 MARIA V KOSZALKA EDD RN 40.00 X 274226 0 82582 CRAIG R BRODIAN 40.00 X 424514 0 84690 ANITA M LANGFORD 40.00 X 272214 0 167384 G DANIEL SHEALER JR 1.00 X 0 463464 121415 CARL H FRANCIOLI 40.00 X 519813 0 100626 CHARLES B REULAND SCD 40.00 X 499410 0 108572 CHERYL KOCH 40.00 X 210438 0 195186 RENEE J BLANDING MD 40.00 X 0 0 0 MELISSA HELICKE 40.00 X 184100 0 31542 BETH PETTERSON 40.00 X 154358 0 63665 DAVID STRAPPELLI 40.00 X 163104 0 89049 JOHN PRETO 40.00 X 154197 0 92537 WILLIAM CARRUTH 40.00 X 160525 0 33655 JAMES MILLER 40.00 X 154790 0 64035 GREGORY F SCHAFFER 40.00 X 0 643854 50040 3779631 4584274 4036706 230 1 1 0 ARAMARK CORPORATION 601 LIGHT STREET BALTIMORE MD 21230 FOOD SERVICES 7445838 BROADWAY SERVICES INC 3709 E MONUMENT STREET BALTIMORE MD 21205 MANAGMENT SERVICES 7226847 MCIC VERMONT INC 900 ASHWOOD PKWY STE 400 ATLANTA ATLANTA GA 30338 INSURANCE 4762619 KINSLEY CONSTRUCTION INC PO BOX 2886 YORK PA 17405 CONSTRUCTION SERVICES 4584026 FSK LAND CORP 3709 E MONUMENT STREET BALTIMORE MD 21205 RENT 1711263 71 13409620 1586943 14996563 NET PATIENT SRVC 621990 505486738 505486738 505486738 1483539 1483539 1227075 0 1227075 1227075 14751 1212324 27748000 27644639 434303 103361 -434303 -330942 -330942 360555 0 360555 360555 OTHER OPERATING REV 900099 16893069 16893069 RETAIL PHARMACY 446110 8252822 8252822 ADMIN/MGMT FEES 900099 4967144 4967144 291143 283830 7313 30404178 553627706 522332695 375306 15923142 2092240 2092240 2992656 2992656 180900405 164489546 16410859 17432382 15593000 1839382 32109679 28721619 3388060 13808620 12351600 1457020 3500 3131 369 53832 53832 25038931 23132423 1906508 442914 396180 46734 79563039 76143294 3419745 2956211 2644286 311925 9588826 8577059 1011767 590165 2343 587822 328686 263258 65428 3293557 2944585 348972 24002292 21469685 2532607 2811190 2738245 72945 PURCHASED SERVICES - AF 84172872 75291353 8881519 BAD DEBT 27932519 27932519 LAB SERVICES 11902898 11902898 DIETARY (CATERING) 5972239 5818523 153716 14909290 13812703 1096587 542898943 496320490 46578453 0 31727140 26375582 10964134 7705126 58551752 67014602 6524561 7079997 1872114 1729386 427148837 258574476 167074891 168574361 28850948 32837092 17326969 14098039 27451217 33253058 350343726 358667243 42925155 45925245 102218861 96890695 126189399 186803090 271333415 329619030 X 67594233 21343087 7841705 4130753 3574373 3574373 79010311 29048213 350343726 358667243 X 10728763 -60690861 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1000000 1000000 1000000 1000000 4000000 6000000 72939 49087 46181 53832 222039 250000 250000 250000 250000 1000000 1500000 3150000 3150000 228399350 135772264 92627086 423082 394626 28456 149366574 101327732 48038842 45809831 21079854 24729977 168574361 INERCOMPANY RECEIVABLES 4288090 OTHER RECEIVABLES 9593519 DUE FROM OTHERS 5826477 FINANCE COST - 2004 CP BOND 74239 MALPRACTICE FUNDING 787126 ASSETS-LIM-BY BOARD OF TRUSTEE 4142514 FINANCE COST - 2003 BOND 347280 INSURANCE RECOVERY 8193813 33253058 ADVANCES FROM THIRD PARTIES 18298292 INTERCOMPANY PAYABLES 7153738 MALPRACTICE LIABILITY 15717813 WORKERS' COMP TAIL COVERAGE 2797725 LONG-TERM PENSION LIABILITY 127706692 F/A RETIREMENT OBLIGATION 172563 LOSS ON MARKET VALUE SW 14956267 186803090 553627706 542898943 10728763 -60690861 -60690861 -49962098 553958648 0 553958648 -330942 -330942 553627706 540338869 434303 434303 539904566 2994377 2994377 542898943 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FASB'S GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES CLARIFIES THE ACCOUNTING FOR UNCERTAINTY OF INCOME TAX POSITIONS. THIS GUIDANCE DEFINES THE THRESHOLD FOR RECOGNIZING TAX RETURN POSITIONS IN THE FINANCIAL STATEMENTS AS "MORE LIKELY THAN NOT" THAT THE POSITION IS SUSTAINABLE, BASED ON ITS TECHNICAL MERITS. THIS GUIDANCE ALSO PROVIDES GUIDANCE ON THE MEASUREMENT, CLASSIFICATION AND DISCLOSURE OF TAX RETURN POSITIONS IN THE FINANCIAL STATEMENTS. THERE IS NO IMPACT ON JHBMC'S FINANCIAL STATEMENTS DURING THE YEARS ENDED JUNE 30, 2012 AND 2011. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN MARKET VALUE OF SWAP AGREEMENT -5,846,421. CHANGE IN FUND STATUS OF DEFINED BENEFIT PLANS -50,846,764. CONTRIBUTIONS FROM AFFILIATES 200,000. UNREALIZED GAINS/LOSSES ON INVESTMENTS -478,725. ROUNDING -7,999. NET ASSETS RELEASED FROM TEMPORARILY RESTRICTED -3,710,952. TOTAL TO SCHEDULE D, PART XI, LINE 8: -60,690,861. PART XII, LINE 4B - OTHER ADJUSTMENTS: LOSS ON FIXED ASSET -434,303. REALIZED LOSS ON INVESTMENTS 103,361. PART XIII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON FIXED ASSET 434,303. PART XIII, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE ON SWAP 2,994,377. 1 1 X 1 X 1 X 270.000000000000 1 1 0 1 1 23651335 0 23651335 0.04590 23651335 23651335 0.04590 9528227 773594 8754633 0.01700 22892530 0 22892530 0.04450 38003 0 38003 0.00010 795024 0 795024 0.00150 33253784 773594 32480190 0.06310 56905119 773594 56131525 0.10900 54167 0 54167 0.00010 591598 0 591598 0.00110 104363 0 104363 0.00020 2106000 0 2106000 0.00410 4567 0 4567 0.00000 181325 0 181325 0.00040 8823 0 8823 0.00000 3050843 3050843 0.00590 0 27932519 0 159652974 139256806 20396168 X 1 1 1 1 JOHNS HOPKINS BAYVIEW MEDICAL CENTER

4940 EASTERN AVENUE BALTIMORE MD 21224

X JOHNS HOPKINS BAYVIEW MEDICAL CENTER 1 0 1 1 200.000000000000 1 270.000000000000 1 X X X X 1 1 X X X X X X 1 0 1 X 0 0 PART I, LINE 7: A COST-TO-CHARGE RATIO (FROM WORKSHEET 2) IS USED TO CALCULATE THE AMOUNTS ON LINE 7A - 7B (CHARITY CARE AND UNREIMBURSED MEDICAID). THE AMOUNTS FOR LINES 7E-7I WOULD COME FROM OUR HSCRC COMMUNITY BENEFIT REPORT FILED WITH THE STATE OF MARYLAND AND WOULD NOT BE BASED ON A COST-TO CHARGE RATIO. PART I, LINE 7G: JOHNS HOPKINS BAYVIEW MEDICAL CENTER, INC. DOES NOT HAVE ANY SUBSIDIZED HEALTH SERVICES. PART I, L7 COL(F): THE AMOUNT OF BAD DEBT EXPENSE INCLUDED ON FORM 990, PART IX, LINE 25, COLUMN (A), BUT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE IN THIS COLUMN IS $27,932,519. PART II: JHBMC COMMUNITY BUILDING ACTIVITIES PROMOTE THE HEALTH OF THE COMMUNITY IT SERVES THROUGH THE WORK OF THE COMMUNITY RELATIONS DEPARTMENT. THE DEPARTMENT INTERFACES WITH A BROAD RANGE OF NON-PROFIT, BUSINESS AND COMMUNITY ORGANIZATIONS TO SUPPORT INITIATIVES THAT IMPROVE THE WELL-BEING OF THE COMMUNITY, ADDRESSING HEALTH, HOUSING, ECONOMIC DEVELOPMENT, TRANSPORTATION AND SAFETY ISSUES WITH THEIR COMMUNITY PARTNERS. FOR EXAMPLE, JHBMC FRESH PROGRAM OFFERS ELEMENTARY SCHOOL-BASED PROGRAMS FOR TEACHERS, PARENTS AND STUDENTS ABOUT HEART HEALTH BEHAVIORS. IT SERVED 1,822 STUDENTS IN 17 SCHOOLS, TEACHERS EVALUATIONS WERE 95-100% POSITIVE.JHBMC ALSO HAS A KIWANIS BURN PREVENTION INITIATIVE WHICH IS A SCHOOL-BASED BURN PREVENTION EDUCATION PROVIDES AGE-APPROPRIATE, SCHOOL-BASED LESSONS ABOUT BURN PREVENTION WITH A PROFESSIONAL RETIRED FIREFIGHTER WHO VISITS SCHOOLS AND TEACHES THESE LESSONS. IT SERVED OVER 7,998 STUDENTS IN 36 SCHOOLS WITH CONSISTENT HIGH SCORES ON EVALUATIONS.JHBMC PARTNERS WITH OTHER ORGANZIATIONS TO DEVELOP ECONOMIC OPPORTUNITIES, ATTRACT INVESTMENT, AND IMPROVE HOUSING STOCK.JHBMC STARTED THE ACCESS PARTNERSHIP (TAP), WHICH PROVIDES LOW COST SPECIALTY-CARE ACCESS TO UNINSURED PATIENTS WHO LIVE IN THE NEIGHBORHOODS AROUND BAYVIEW AND FREE PRIMARY CARE AT THE INTERNAL MEDICINE OUTPATIENT CLINICAL FOR ELIGIBLE PATIENTS.JHBMC DEVELOPED PARTNERSHIPS WITH BALTIMORE CITY SCHOOLS IN ORDER TO PROVIDE MENTOR AND INTEREST IN CAREERS IN HEALTH SCIENCES. PART III, LINE 4: BAD DEBT EXPENSE ENTERED COMES FROM THE HOSPITALS BOOKS AND RECORDS.DISCOUNTS AND ALLOWANCES ARE ACCOUNTED FOR SEPARATELY FROM BAD DEBT EXPENSE.MARYLAND HOSPITALS ARE RATE REGULATED UNDER THE HSCRC, WHICH INCLUDES BAD DEBT AS PART OF THE REIMBURSEMENT FORMULA FOR EACH HOSPITAL. DUE TO THE RATE REGULATION, JOHNS HOPKINS BAYVIEW MEDICAL CENTER, INC (JHBMC) CANNOT DETERMINE THE AMOUNT THAT REASONABLE COULD BE ATTRIBUTABLE TO PATIENTS WHO LIKELY WOULD QUALIFY FOR FINANCIAL ASSISTANCE UNDER THE HOSPITAL'S CHARITY CARE POLICY.THE ORGANIZATION'S FINANCIAL STATEMENTS DO NOT INCLUDE A FOOTNOTE ON BAD DEBT EXPENSE. THE FINANCIAL STATEMENTS SHOW THE PROVISION FOR BAD DEBTS AS A SEPARATE LINE ITEM IN THE STATEMENTS OF OPERATIONS AND CHANGES IN NET ASSETS UNDER OPERATING EXPENSES. PART III, LINE 8: THE TRIAL BALANCE EXPENSES ARE ADJUSTED TO ALLOWABLE EXPENSE IN ACCORDANCE WITH THE MEDICARE COST REPORTING RULES AND REGULATIONS. PART III, LINE 9B: THE HOSPITAL CONFORMS TO THE PRINCIPLES AND STANDARDS OF THE MHA HOSPITAL BILLING AND DEBT COLLECTION PRACTICES PRINCIPLES AS WELL AS THE MHA MINIMUM STANDARDS FOR FINANCIAL ASSISTANCE IN MARYLAND HOSPITALS. JOHNS HOPKINS BAYVIEW MEDICAL CENTER PART V, SECTION B, LINE 19D: MARYLAND IS THE ONLY STATE IN WHICH ALL PAYORS (GOVERNMENTALLY-INSURED, COMMERCIALLY INSURED, OR SELF-PAY) ARE CHARGED THE SAME PRICE FOR SERVICES AT ANY GIVEN HOSPITAL.UNDER THIS SYSTEM, MARYLAND HOSPITALS ARE REGULATED BY A STATE AGENCY: THE HEALTH SERVICES COST REVIEW COMMISSION (HSCRC). PART VI, LINE 2: JHBMC RELIES ON A NUMBER OF MEANS TO DETERMINE THE HEALTH NEEDS OF OUR COMMUNITY, INCLUDING SECONDARY DATA SOURCES, HOSPITAL ADMISSION AND DISCHARGE INFORMATION, DIRECT CONVERSATIONS WITH OUR PATIENTS AND THE COMMUNITY, DISCUSSION WITH LOCAL HEALTH OFFICIALS AND OTHER STAKEHOLDERS AND FEEDBACK FROM OUR PROVIDERS. JHBMC LAST CONDUCTED A FORMAL COMMUNITY NEEDS ASSESSMENT IN FY05. IN FY09, A NEEDS ASSESSMENT WAS COMPLETED FOR THE SOUTHEAST AREA OF THE COUNTY, SPONSORED BY A GROUP OF SERVICE PROVIDERS WITH THE SUPPORT OF BALTIMORE COUNTY OFFICE OF COMMUNITY CONSERVATION AND FRANKLIN SQUARE HOSPITAL CENTER.IN THE SPRING OF 2009, THE BALTIMORE CITY HEALTH DEPARTMENT CONDUCTED A COMMUNITY HEALTH SURVEY. THE GOAL OF THE SURVEY WAS TO ASSESS THE HEALTH NEEDS OF THE CITY RESIDENTS, IDENTIFY GAPS IN ACCESS TO HEALTH SERVICES, ASSESS THE USE AND PERCEPTIONS OF THE CITY HEALTH SERVICES, AND ASSESS ATTITUDES RELATED TO THE CURRENT PROGRAMMATIC AND POLICY ISSUES. THE HEALTH DEPARTMENT PLANS TO CONDUCT THE COMMUNITY HEALTH SURVEY EVERY TWO YEARS IN ORDER TO MONITOR TRENDS FOR THESES IMPORTANT HEALTH INDICATORS.IN 2010, THE JH URBAN HEALTH INSTITUTE (UHI) BEGAN A COLLABORATIVE EFFORT CALLED THE COMMUNITY HEALTH INITIATIVE (CHI) TO ENGAGE INDIVIDUALS, COMMUNITY GROUPS, AND CITY GOVERNMENT FROM EAST BALTIMORE AND JOHNS HOPKINS. THE CHI IS AN INTENSIVE PROCESS OF PLANNING AND CRITICAL THINKING ABOUT HOW TO IMPROVE THE HEALTH AND WELL-BEING OF RESIDENTS OF ALL AGES WHO LIVE IN EAST BALTIMORE THROUGH SUSTAINABLE HEALTH COLLABORATIONS AND SPECIFIC HEALTH INTERVENTIONS. JHBMC IS CONDUCTING ITS FORMAL COMMUNITY HEALTH NEEDS ASSESSMENT IN FY2013.SECONDARY DATA WAS COLLECTED FROM A VARIETY OF LOCAL, COUNTY, AND STATE SOURCES TO PRESENT A COMMUNITY PROFILE, ACCESS TO HEALTH CARE, CHRONIC DISEASES, SOCIAL ISSUES, AND OTHER HEALTH INDICATORS.JHBMC REVIEWED INFORMATION AVAILABLE FROM BALTIMORE CITY AND BALTIMORE COUNTY HEALTH DEPARTMENTS REGARDING MORBIDITY AND MORTALITY AND HEALTH TRENDS FOR THOSE JURISDICTIONS. BECAUSE JHBMC SERVES PARTS OF BOTH THE CITY AND COUNTY, IT IS DIFFICULT TO DETERMINE THE HEALTH NEEDS OF OUR PARTICULAR SERVICE AREAS FROM SOME OF THIS DATA, BUT IS HELPFUL IN INDICATING GENERAL POPULATION STATUS. BALTIMORE CITY ALSO DEVELOPED COMMUNITY PROFILES WHICH WERE REVIEWED AND CONSIDERED. JHBMC HAS SEVERAL COMMUNITY ADVISORY BOARDS, THEIR COMMUNITY HEALTH ACTION PROJECTS PROVIDE JHBMC WITH INFORMATION AND FEEDBACK REGARDING COMMUNITY HEALTH NEEDS. ADDITIONALLY, COMMUNITY RELATIONS STAFF MEMBERS ROUTINELY ATTEND A GREAT NUMBER OF COMMUNITY ASSOCIATION MEETINGS AROUND OUR SERVICE AREA TO HELP ASSESS COMMUNITY NEEDS AND OFFER THE HOSPITALS RESOURCES. THEY ALSO RESPOND TO REQUESTS TO PARTICIPATE IN HEALTH FAIRS, COMMUNITY EVENTS, PROVIDE SCREENINGS OR SPEAKERS, ETC.A KEY FACTOR IN ASSESSING THE COMMUNITYS HEALTH NEEDS IS TO LOOK AT DEMAND FOR AND UTILIZATION OF CLINICAL PROGRAMS. OUR REVIEW OF MARKETS, MARKET-SHARE, PATIENT DEMOGRAPHICS, BUSINESS TRENDS AND OTHER CLINICAL DATA INFORM OUR THINKING WITH RESPECT TO DEFINING COMMUNITY NEEDS.JHBMC AND JHU SCHOOL OF MEDICINE CLINICAL DEPARTMENTS UTILIZE AN ANNUAL PLANNING AND BUDGETING PROCESS TO ANTICIPATE CLINICAL PROGRAM DEMAND AND RESOURCE ALLOCATIONS. EACH CLINICAL DEPARTMENT ACROSS THE JOHNS HOPKINS HEALTH SYSTEM REVIEWS ITS SERVICES AND MEDICAL MANPOWER REQUIREMENTS BASED ON CLINICAL INTERESTS, HISTORIC DEMAND AND ANTICIPATED CHANGES CAUSED BY SOCIOECONOMIC TRENDS AND TECHNOLOGY ADVANCEMENTS. THE PROGRAMS DEVELOPED ADDRESS THE UNIQUE NEEDS OF THE EAST BALTIMORE COMMUNITY AND THE RESOURCES AVAILABLE AT JHBMC. PART VI, LINE 3: JHBMC WILL PUBLISH THE AVAILABILITY OF FINANCIAL ASSISTANCE ON A YEARLY BASIS IN LOCAL NEWSPAPERS AND WILL POST NOTICES OF AVAILABILITY AT PATIENT REGISTRATION SITES, ADMISSIONS/BUSINESS OFFICE, THE BILLING OFFICE, AND AT THE EMERGENCY DEPARTMENT WITHIN JHBMC. NOTICE OF AVAILABILITY WILL ALSO BE SENT TO PATIENTS ON PATIENT BILLS. A PATIENT BILLING AND FINANCIAL ASSISTANCE INFORMATION SHEET WILL BE PROVIDED TO INPATIENTS BEFORE DISCHARGE AND WILL BE AVAILABLE TO ALL PATIENTS UPON REQUEST.JHBMC FINANCIAL COUNSELORS/PATIENT FINANCIAL SERVICES REPRESENTATIVES, SOCIAL SERVICES DEPARTMENT PERSONNEL AND/OR MEDICAL ASSISTANCE/MEDICAID ELIGIBILITY TECHNICIAN WILL PROVIDE PATIENTS WITH ASSISTANCE IN DETERMINING ELIGIBILITY FOR AND MAKING APPLICATION TO A VARIETY OF SPECIAL ENTITLEMENT PROGRAMS THAT PROVIDE FINANCIAL ASSISTANCE BOTH TOWARD PAYMENT OF MEDICAL BILLS AND GENERAL EXPENSES. THE FINANCE DEPARTMENT, IN CONJUNCTION WITH THE SOCIAL SERVICES DEPARTMENT, WILL INTERVIEW PATIENTS TO DETERMINE POTENTIAL ELIGIBILITY FOR MARYLAND MEDICAL ASSISTANCE AS WELL AS OTHER SPECIAL PROGRAMS. PART VI, LINE 4: JHBMC GEOGRAPHIC SERVICE AREA IS URBAN.THE HOSPITAL CONSIDERS ITS COMMUNITY BENEFIT SERVICE AREA (CBSA) AS SPECIFIC POPULATIONS OR COMMUNITIES OF NEED TO WHICH THE HOSPITAL ALLOCATES RESOURCES THROUGH ITS COMMUNITY BENEFIT PLAN. THE CBSA IS DEFINED BY THE GEOGRAPHIC AREA CONTAINED WITHIN THE FOLLOWING FOUR ZIP CODES: 21224, 21222, 21219, AND 21052. THE GENERAL DATA FOR THIS COMMUNITY BENEFIT SERVICE AREA ARE AS FOLLOWS: TOTAL POPULATION WAS 114,241 OF WHICH 48% WERE MALES AND 52% WERE FEMALES, AVERAGE HOUSEHOLD INCOME WAS $54,950, 25% OF RESIDENTS ARE UNINSURED, 29% OF RESIDENTS ARE COVERED BY MEDICAID/MEDICARE, 15.1% OF HOUSEHOLDS HAVE AN INCOME LOWER THAN $15,000, AND 27.6% HAVE AN INCOME BELOW $25,000.NUMBER OF OTHER HOSPITALS SERVING THE COMMUNITY OR COMMUNITIES: 2FEDERALLY-DESIGNATED MEDICALLY UNDERSERVED AREAS OR POPULATIONS ARE PRESENT IN THE COMMUNITY . PART VI, LINE 5: FOR THE LAST 30 YEARS, MARYLAND HOSPITALS HAVE MET THEIR COMMUNITY BENEFIT OBLIGATIONS IN A UNIQUE MANNER THAT BUILDS THE COSTS OF UNCOMPENSATED CARE-CHARITY CARE AND PATIENT BAD DEBT AND GRADUATE MEDICAL EDUCATION INTO THE RATES THAT HOSPITALS ARE REIMBURSED BY ALL PAYORS. THE SYSTEM IS BASED IN FEDERAL AND STATE LAW AND BENEFITS ALL MARYLAND RESIDENTS, INCLUDING THOSE IN NEED OF FINANCIAL ASSISTANCE TO PAY THEIR HOSPITAL BILLS. MARYLAND IS THE ONLY STATE IN WHICH ALL PAYORS GOVERNMENTALLY INSURED, COMMERCIALLY INSURED, OR SELF PAY ARE CHARGED THE SAME PRICE FOR SERVICES AT ANY GIVEN HOSPITAL.UNDER THIS SYSTEM, MARYLAND HOSPITALS ARE REGULATED BY A STATE AGENCY- THE HEALTH SERVICES COST REVIEW COMMISSION (HSCRC) THAT IS REQUIRED TO:1. PUBLICLY DISCLOSE INFORMATION ON THE COST AND FINANCIAL POSITION OF HOSPITALS;2. REVIEW AND APPROVE HOSPITAL RATES;3. COLLECT INFORMATION DETAILING TRANSACTIONS BETWEEN HOSPITALS AND FIRMS WITH WHICH THEIR TRUSTEES HAVE A FINANCIAL INTEREST; AND,4. MAINTAIN THE SOLVENCY OF EFFICIENT AND EFFECTIVE HOSPITALS.SINCE 2000, THE RATE SETTING COMMISSION HAS HAD ITS OWN FRAMEWORK FOR REPORTING HOSPITALS COMMUNITY BENEFITS AND ISSUING A REPORT ANNUALLY REGARDING HOSPITALS COMMUNITY BENEFIT TOTALS. THAT REPORT IS AVAILABLE ON HTTP://WWW.HSCRC.STATE.MD.US/COMMUNITY_BENEFITS/DOCUMENTS/ CBR_FY2007_FINAL_REPORT.PDF. BECAUSE OF THIS UNIQUE STRUCTURE MARYLAND HOSPITALS COMMUNITY BENEFITS NUMBERS WILL NOT COMPARE WITH THE REST OF THE NATIONS HOSPITALS. HOWEVER, MARYLAND HOSPITALS MEET OR EXCEED THE COMMUNITY BENEFIT STANDARD ESTABLISHED BY THE IRS IN 1969. ADDITIONAL DETAIL ILLUSTRATING THIS CAN BE FOUND WITHIN THIS SCHEDULE H REPORT.LINE 7B - MARYLAND'S REGULATORY SYSTEM CREATES A UNIQUE PROCESS FOR HOSPITAL PAYMENT THAT DIFFERS FROM THE REST OF THE NATION. THE HEALTH SERVICES COST REVIEW COMMISSION, (HSCRC) DETERMINES PAYMENT THROUGH A RATE-SETTING PROCESS AND ALL PAYORS, INCLUDING GOVERNMENTAL PAYORS, PAY THE SAME AMOUNT FOR THE SAME SERVICES DELIVERED AT THE SAME HOSPITAL. MARYLAND'S UNIQUE ALL-PAYOR SYSTEM INCLUDES A METHOD FOR REFERENCING UNCOMPENSATED CARE IN EACH PAYORS' RATES, WHICH DOES NOT ENABLE MARYLAND HOSPITALS TO BREAKOUT ANY DIRECTED OFFSETTING REVENUE RELATED TO UNCOMPENSATED CARE. COMMUNITY BENEFIT EXPENSES ARE EQUAL TO MEDICAID REVENUES IN MARYLAND, AS SUCH, THE NET EFFECT IS ZERO. THE EXCEPTION TO THIS IS THE IMPACT ON THE HOSPITAL OF ITS SHARE OF THE MEDICAID ASSESSMENT. IN RECENT YEARS, THE STATE OF MARYLAND HAS CLOSED FISCAL GAPS IN THE STATE MEDICAID BUDGET BY ASSESSING HOSPITALS THROUGH THE RATE-SETTING SYSTEM.LINE 7F COLUMN (D) - MARYLAND'S REGULATORY SYSTEM CREATES A UNIQUE PROCESS FOR HOSPITAL PAYMENT THAT DIFFERS FROM THE REST OF THE NATION. THE HEALTH SERVICES COST REVIEW COMMISSION, (HSCRC) DETERMINES PAYMENT THROUGH A RATE-SETTING PROCESS AND ALL PAYORS, INCLUDING GOVERNMENTAL PAYORS, PAY THE SAME AMOUNT FOR THE SAME SERVICES DELIVERED AT THE SAME HOSPITAL. MARYLAND'S UNIQUE ALL-PAYOR SYSTEM INCLUDES A METHOD FOR REFERENCING UNCOMPENSATED CARE IN EACH PAYORS' RATES, WHICH DOES NOT ENABLE MARYLAND HOSPITALS TO BREAKOUT ANY OFFSETTING REVENUE RELATED TO HEALTH PROFESSIONS EDUCATION. PART VI, LINE 6: THE JOHNS HOPKINS HEALTH SYSTEM CORPORATION (JHHSC) IS INCORPORATED IN THE STATE OF MARYLAND TO, AMONG OTHER THINGS, FORMULATE POLICY AMONG AND PROVIDE CENTRALIZED MANAGEMENT FOR JHHSC AND AFFILIATES (JHHS). JHHS IS ORGANIZED AND OPERATED FOR THE PURPOSE OF PROMOTING HEALTH BY FUNCTIONING AS A PARENT HOLDING COMPANY OF AFFILIATES WHOSE COMBINED MISSION IS TO PROVIDE PATIENT CARE IN THE TREATMENT AND PREVENTION OF HUMAN ILLNESS WHICH COMPARES FAVORABLY WITH THAT RENDERED BY ANY OTHER INSTITUTION IN THIS COUNTRY OR ABROAD.JHHSC IS THE SOLE MEMBER OF THE JOHNS HOPKINS HOSPITAL (JHH), AN ACADEMIC MEDICAL CENTER, JOHNS HOPKINS BAYVIEW MEDICAL CENTER, INC. (JHBMC), A COMMUNITY BASED TEACHING HOSPITAL AND LONG-TERM CARE FACILITY, HOWARD COUNTY GENERAL HOSPITAL, INC. (HCGH), A COMMUNITY BASED HOSPITAL, SUBURBAN HOSPITAL, INC. (SHI), A COMMUNITY BASED HOSPITAL, SIBLEY MEMORIAL HOSPITAL (SMH), A D.C. COMMUNITY BASED HOSPITAL, AND ALL CHILDRENS HOSPITAL, INC (ACH), A FL ACADEMIC CHILDRENS HOSPITAL. REPORTS FILED WITH STATES PART VI, LINE 7 MD 1 BALTIMORE MEDICAL SYSTEM 3501 SINCLAIR LANE BALTIMORE MD 21213 521358241 501(C)(3) 244600 HEALTHCARE SERVICES BAYVIEW COMMUNITY ASSOCIATION 330 ELRINO STREET BALTIMORE MD 21224 522050350 501(C)(3) 5000 COMMUNITY OUTREACHCOMMUNITY OUTREACH DUNDALK RENAISSANCE CORPORATION 11 CENTER PLACE 1ST FLOOR DUNDALK MD 21222 522306483 501(C)(3) 58500 COMMUNITY OUTREACH GREEKTOWN COMMUNITY DEVELOPMENT CORPORATION 4609 EASTERN AVENUE BALTIMORE MD 21224 522087627 501(C)(3) 140000 COMMUNITY OUTREACH HARBEL COMMUNITY ORGANIZATION 5807 HARFORD ROAD BALTIMORE MD 21214 520905968 501(C)(3) 5000 COMMUNITY OUTREACH SOUTHEAST COMMUNITY DEVELOPMENT CORPORATION 3700 EASTERN AVENUE BALTIMORE MD 21224 521034460 501(C)(3) 121875 COMMUNITY OUTREACH JOHNS HOPKINS COMMUNITY PHYSICIANS INC 3910 KESWICK RD SOUTH BLDG 4TH FL STE 4300A BALTIMORE MD 21211 521467441 501(C)(3) 1497636 SERVICES TO UNINSURED PATIENTS BAYVIEW BUSINESS ASSOCIATION 5920 EASTERN AVENUE BALTIMORE MD 21224 263820332 501(C)(6) 6704 COMMUNITY OUTREACH CHESAPEAKE GATEWAY CHAMBER OF COMMERCE 405 WILLIAM STREET BALTIMORE MD 21220 520663241 501(C)(3) 8000 COMMUNITY OUTREACH 8 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE BOARD OF TRUSTEES HAS DELEGATED THE FACILITATION AND ACCOUNTING FOR ALL GRANT PROGRAMS ADMINISTERED BY JOHNS HOPKINS BAYVIEW MEDICAL CENTER, INC. TO THE OFFICERS, DIRECTORS, AND KEY EMPLOYEES OF THE ORGANIZATION. X 0 1 X X X X X 0 1 0 0 0 0 0 1 0 RICHARD G BENNETT MD 484238 0 103619 0 20085 0 169345 0 11972 0 789259 0 0 0 RONALD J WERTHMAN 0 568904 0 160725 0 156147 0 169762 0 24974 0 1080512 0 0 RONALD R PETERSON 0 1101197 0 451124 0 151234 0 1754885 0 23092 0 3481532 0 0 JUDY A REITZ SCD 0 516462 0 167174 0 203989 0 570646 0 27052 0 1485323 0 0 MARIA V KOSZALKA EDD RN 216645 0 34719 0 22862 0 62387 0 20195 0 356808 0 0 0 CRAIG R BRODIAN 194804 0 29998 0 199712 0 54189 0 30501 0 509204 0 129242 0 ANITA M LANGFORD 208442 0 32279 0 31493 0 148286 0 19098 0 439598 0 4710 0 G DANIEL SHEALER JR 0 309754 0 88738 0 64972 0 107890 0 13525 0 584879 0 0 CARL H FRANCIOLI 253331 0 40320 0 226162 0 68069 0 32557 0 620439 0 127006 0 CHARLES B REULAND SCD 310132 0 57826 0 131452 0 80200 0 28372 0 607982 0 0 0 CHERYL KOCH 157680 0 25369 0 27389 0 165282 0 29904 0 405624 0 9496 0 MELISSA HELICKE 144170 0 39600 0 330 0 31542 0 0 0 215642 0 0 0 BETH PETTERSON 146973 0 0 0 7385 0 44081 0 19584 0 218023 0 0 0 DAVID STRAPPELLI 138799 0 11600 0 12705 0 64894 0 24155 0 252153 0 0 0 JOHN PRETO 138629 0 11800 0 3768 0 74189 0 18348 0 246734 0 0 0 WILLIAM CARRUTH 133100 0 10300 0 17125 0 18042 0 15613 0 194180 0 0 0 JAMES MILLER 141241 0 12400 0 1149 0 47139 0 16896 0 218825 0 0 0 GREGORY F SCHAFFER 0 359887 0 0 0 283967 0 36550 0 13490 0 693894 0 0 PART I, LINE 1A CERTAIN EMPLOYEES OF JOHNS HOPKINS BAYVIEW MEDICAL CENTER, INC. WERE PROVIDED A GROSS UP ON BONUSES THAT WERE AWARDED TO THEM FOR ACHIEVEMENT. PART I, LINE 1B AN INTERNAL POLICY IS USED TO AWARD EMPLOYEES GROSS UP PAYMENTS ON AWARDED BONUSES. PART I, LINE 4B PART I, LINE 4B: THE MAKE WHOLE AND SERP I PLANS ARE FROZEN, NON-TAX QUALIFIED DEFINED BENEFIT PLANS. PARTICIPATION IN THE PLANS IS LIMITED TO THE EXISTING PLAN PARTICIPANTS. THE BENEFITS UNDER THE PLANS ARE BASED UPON THE PARTICIPANT'S LENGTH OF SERVICE AND COMPENSATION. THE MAKE WHOLE PLAN WAS DESIGNED TO REPLACE THE BENEFITS THE PARTICIPANTS LOST DUE TO THE COMPENSATION LIMITS IMPOSED BY LAW UPON OUR QUALIFIED DEFINED BENEFIT PLAN. IN THE MANNER REQUIRED BY APPLICABLE IRS RULES, THE DESIGN OF EACH OF THESE ARRANGEMENTS WAS APPROVED AS REASONABLE, IN ADVANCE, BY AN INDEPENDENT COMPENSATION COMMITTEE, WHICH BASED ITS DECISION ON DATA PROVIDED BY AN INDEPENDENT COMPENSATION CONSULTANT. PARTICIPANTS' INTERESTS UNDER THESE ARRANGEMENTS ARE NOT GUARANTEED OR SECURED AT ANY WAY AND AT ALL TIMES ARE SUBJECT TO CLAIMS OF EMPLOYER'S BANKRUPTCY/INSOLVENCY CREDITORS. FURTHERMORE, IF A PARTICIPANT VOLUNTARILY TERMINATES EMPLOYMENT OR IS TERMINATED BY THE EMPLOYER FOR CAUSE PRIOR TO THE APPLICABLE VESTING DATE UNDER THE MAKE WHOLE PLAN, THE PARTICIPANT'S ENTIRE MAKE WHOLE PLAN BENEFIT IS FORFEITED. IF A PARTICIPANT TERMINATES EMPLOYMENT FOR ANY REASON PRIOR TO THE APPLICABLE VESTING DATE UNDER THE SERP I, THE PARTICIPANT'S ENTIRE SERP I BENEFIT IS FORFEITED. IN ADDITION, UNDER CURRENT LAW, INTERESTS UNDER THESE ARRANGEMENTS ARE REPORTABLE AS TAXABLE COMPENSATION WHEN THEY BECOME VESTED, EVEN IF THOSE AMOUNTS ARE NOT YET PAYABLE TO THE PARTICIPANT (AND EVEN IF THOSE AMOUNTS ARE NEVER PAID TO THE PARTICIPANT). NO ROLLOVER OR OTHER TAX-DEFERRAL OPTIONS ARE AVAILABLE TO PARTICIPANTS. NOTE THAT ANY MAKE WHOLE PLAN OR SERP I VESTED AMOUNT OR PAYMENT BEING REPORTED AS COMPENSATION WAS ALSO REPORTED IN PREVIOUS YEAR(S) WHEN THAT INTEREST ACCRUED UNDER THE PLAN. THE SERP II AND SRP PLANS ARE ACTIVE; NON-TAX QUALIFIED DEFINED CONTRIBUTION TARGET BENEFIT PLANS. THE PLANS ARE DESIGNED TO ACHIEVE A REASONABLE TARGETED RETIREMENT BENEFIT LEVEL FOR EACH PARTICIPANT (IN COMBINATION WITH THE OTHER RETIREMENT PROGRAMS OF THE EMPLOYER) BASED UPON CERTAIN CRITERIA, SUCH AS EACH PARTICIPANT'S LENGTH OF SERVICE AND COMPENSATION. IN THE MANNER REQUIRED BY APPLICABLE IRS RULES, THE DESIGN OF EACH OF THESE ARRANGEMENTS WAS APPROVED AS REASONABLE, IN ADVANCE, BY AN INDEPENDENT COMPENSATION COMMITTEE, WHICH BASED ITS DECISION ON DATA PROVIDED BY AN INDEPENDENT COMPENSATION CONSULTANT. PARTICIPANTS' INTERESTS UNDER THESE ARRANGEMENTS ARE NOT GUARANTEED OR SECURED AT ANY WAY AND AT ALL TIMES ARE SUBJECT TO CLAIMS OF EMPLOYER'S BANKRUPTCY/INSOLVENCY CREDITORS. IF A PARTICIPANT VOLUNTARILY TERMINATES EMPLOYMENT OR IS TERMINATED BY THE EMPLOYER FOR CAUSE PRIOR TO THE APPLICABLE VESTING DATE UNDER EACH ARRANGEMENT, THE PARTICIPANT'S ACCOUNT IS FORFEITED. IN ADDITION, UNDER CURRENT LAW, INTERESTS UNDER THESE ARRANGEMENTS ARE REPORTABLE AS TAXABLE COMPENSATION WHEN THEY BECOME VESTED, EVEN IF THOSE AMOUNTS ARE NOT YET PAYABLE TO THE PARTICIPANT (AND EVEN IF THOSE AMOUNTS ARE NEVER PAID TO THE PARTICIPANT). NO ROLLOVER OR OTHER TAX-DEFERRAL OPTIONS ARE AVAILABLE TO PARTICIPANTS. NOTE THAT ANY SERP II OR SRP PLAN VESTED AMOUNT OR PAYMENT BEING REPORTED AS COMPENSATION WAS ALSO REPORTED IN PREVIOUS YEAR(S) WHEN THAT INTEREST ACCRUED UNDER THE PLAN. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A PARTICIPATED IN A NONQUALIFIED RETIREMENT PLAN AND RECEIVED ACCRUED DEFERRED COMPENSATION THAT IS REPORTED ON SCHEDULE J, PART II, COLUMN (C): RICHARD BENNETT $127,728; JUDY REITZ $463,574.20; G. DANIEL SHEALER, JR. $34,547.40; RONALD WERTHMAN $67,851.85; AND RONALD PETERSON $1,626,957. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A PARTICIPATED IN A NON QUALIFIED RETIREMENT PLAN AND RECEIVED PAYMENT FROM THE PLAN, IT IS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(III) AS WELL AS SCHEDULE J, PART II, COLUMN (F) IF THEY WERE REQUIRED TO BE DISCLOSED ON PRIOR YEAR'S FORMS 990: MARIA KOSZALKA $7,416; ANITA LANGFORD $11,532; JUDY RETIZ $143,663.90; G. DANIEL SHEALER, JR. $46,861.46; RONALD WERTHMAN $127,412.76; CRAIG BRODIAN $180,703.44; CARL FRANCIOLI $197,249.45; CHERYL KOCH $17,385.35 AND CHARLES REULAND $117,189.07 PART I, LINE 7 BONUSES: THE BONUSES ARE ISSUED ON A WEIGHTED FORMULA BASED ON THE ATTAINMENT OF QUANTIFIABLE ORGANIZATION OBJECTIVES SET BY THE TRUSTEE COMPENSATION COMMITTEE EACH YEAR. THEY ARE REVIEWED BY MANAGEMENT THAT USES DISCRETION TO DETERMINE PAYMENT. DEPENDENT TUITION REIMBURSEMENT: THE DEPENDENT TUITION REIMBURSEMENT PROGRAM REIBMURSES EMPLOYEES FOR 50% LESS TAXES OF EACH DEPENDENT CHILD'S FULL TIME UNDERGRADUATION TUITION AND MANDATORY ACADEMNIC FEES, UP TO A MAXIMUM OF 50% OF THE JOHNS HOPKINS UNIVERSITY'S FRESHMAN UNDERGRADUATE TUITION FOR EACH ELIGIBLE DEPENDENT. EMPLOYEES WHO HAVE A MINIMUM OF TWO YEARS OF CONTINUOUS SERVICE ARE ELIGIBLE. THE DEPENDENT MUST BE ENROLLED FULL TIME AT AN APPROVED, ACCREDITED COLLEGE OR UNIVERSITY AND IN GOOD ACADEMIC STANDING. PAYMENT IS LIMITED TO FOUR YEARS OF FULL TIME, UNDERGRADUATE STUDY PER DEPENDENT CHILD. SUPPLEMENTAL INFORMATION PART III SCHEDULE J, PART II, COLUMN F: THE AMOUNT REPORTED IN COLUMN F REPRESENTS THE AMOUNT OF A PAYMENT REPORTED IN COLUMN B THAT WAS ALREADY REPORTED ON PRIOR 990'S AS DEFERRED COMPENSATION. THE AMOUNT REPORTED COULD BE DIFFERENT THAN THE TOTAL AMOUNT PREVIOUSLY REPORTED ON PRIOR YEAR 990'S BECAUSE PARTICIPANTS HAVE ACCRUED BENEFITS UNDER OUR DEFERRED COMPENSATION PLAN FOR MANY YEARS AND SOME PLANS ORIGINATED IN THE 1980'S. THEREFORE IT IS DIFFICULT TO IDENTIFY THE ENTIRE PREVIOUSLY REPORTED AMOUNT FOR THIS EXTENDED PERIOD OF TIME. PRIOR YEAR RETURNS AND WORK PAPERS WERE USED TO DETERMINE OUR BEST ESTIMATE OF THE PREVIOUSLY REPORTED AMOUNTS AND PLACED IN COLUMN F. THE AMOUNT IN COLUMN F MAY ALSO BE DIFFERENT THAN THE AMOUNT REPORTED IN COLUMN B (III) DUE TO GAINS/LOSSES THAT HAVE ACCRUED OVER THE YEARS, AND SOME INDIVIDUALS WERE NOT REQUIRED TO BE REPORTED IN ALL PRIOR YEARS. SINCE THIS IS A NEW REQUIREMENT OF THE IRS, GOING FORWARD WE HAVE ADOPTED A SPREADSHEET THAT WILL TRACK THE DEFERRED COMPENSATION REPORTED ON THE 990 BY EACH YEAR TO REMAIN IN COMPLIANCE WITH SCHEDULE J, PART II, COLUMN F. MARYLAND HEALTH AND HIGHER EDUCATIONAL FACILITIES AUTHORITY 520936091 574217T88 2008-04-23 12215000 REFUND PRIOR ISSUE (10/25/2007) 0 0 0 MARYLAND HEALTH AND HIGHER EDUCATIONAL FACILITIES AUTHORITY 520936091 57421V3AA 2004-02-09 101990000 REFUND PRIOR ISSUES (7/21/1993) 0 0 0 1670000 12215000 1 0 1 1 19845000 101990000 1 0 1 1 0 0 0 0 1 0 0 0 0 1 0 1 1 GOLDMAN SACHS 19.800000000000 0 0 0 0 1 0 1 0 0 0 1 X FORM 990, PART VI, SECTION A, LINE 7A JOHNS HOPKINS HEALTH SYSTEM CORPORATION, A IRC 501C (3) TAX EXEMPT PARENT ORGANIZATION OF JOHNS HOPKINS BAYVIEW MEDICAL CENTER, INC. ELECTS THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B THE GOVERNING BODY OF JOHNS HOPKINS BAYVIEW MEDICAL CENTER, INC. IS EMPOWERED BY ITS BY-LAWS TO MAKE CERTAIN DECISIONS; ALL OTHER DECISIONS ARE SUBJECT TO APPROVAL OF THE PARENT ORGANIZATION JOHNS HOPKINS HEALTH SYSTEM CORPORATION. FORM 990, PART VI, SECTION B, LINE 11 A SECURED WEBSITE PROVIDES ACCESS TO THE COPY OF THE FORM 990 TO THE ORGANIZATION'S GOVERNING BODY BEFORE IT IS FILED. FOR THE 2010 YEAR ONLY, SCHEDULE B WAS NOT PROVIDED TO THE GOVERNING BODY BEFORE FILING OF THE FORM 990 BECAUSE OF SUBSTANTIAL ANONYMOUS DONATIONS. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS A PART OF THE ANNUAL FINANCIAL AUDIT CONFIRMATION PROCESS PROVIDED ONLINE. ALL OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE REQUIRED TO COMPLY ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 EVERY THREE YEARS AN INDEPENDENT STUDY IS CONDUCTED GATHERING INDUSTRY COMPENSATION AVERAGES FROM SELECT PEER INSTITUTIONS. EVERY YEAR THE JOHNS HOPKINS BOARD OF TRUSTEES COMPENSATION COMMITTEE REVIEWS COMPENSATION AMOUNTS FOR OFFICERS AND ALL EMPLOYEES AT THE DIRECTOR AND HIGHER LEVELS. FORM 990, PART VI, SECTION C, LINE 19 INTERNAL POLICIES, INCLUDING CONFLICT OF INTERST POLICY, ARE PROVIDED TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE. FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST, THE GOVERNING DOCUMENTS HAVE BEEN MADE AVAILABLE IN OUR PUBLIC FILING WITH THE STATE OF MARYLAND AND THE INTERNAL REVENUE SERVICE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: CHANGE IN MARKET VALUE OF SWAP AGREEMENT -5,846,421. CHANGE IN FUND STATUS OF DEFINED BENEFIT PLANS -50,846,764. CONTRIBUTIONS FROM AFFILIATES 200,000. UNREALIZED GAINS/LOSSES ON INVESTMENTS -478,725. ROUNDING -7,999. NET ASSETS RELEASED FROM TEMPORARILY RESTRICTED -3,710,952. TOTAL TO FORM 990, PART XI, LINE 5: -60,690,861. JOHNS HOPKINS HEALTH SYSTEM CORPORATION 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 521465301 SUPPORTING ORGANIZATION MD 501(C)(3) 11 TYPE 3 FI JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 HOWARD COUNTY GENERAL HOSPITAL 5755 CEDAR LANE COLUMBIA MD 21044 522093120 HOSPITAL MD 501(C)(3) 3 JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 HOWARD COUNTY LIQUIDATION CORPORATION 5755 CEDAR LANE COLUMBIA MD 21044 520892284 INACTIVE TAX EXEMPT ORGANIZATION MD 501(C)(3) 3 JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 JOHNS HOPKINS COMMUNITY PHYSICIANS 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 521467441 HEALTHCARE SERVICES MD 501(C)(3) 11 TYPE 3 FI JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 JOHNS HOPKINS HOSPITAL ENDOWMENT CORPORATION 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 237252596 SUPPORTING ORGANIZATION MD 501(C)(3) 11 TYPE 3 FI JOHNS HOPKINS HOSPITAL ENDOWMENT CORPORATION 0 JOHNS HOPKINS MEDICAL SERVICES CORPORATION 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 521232569 HOSPITAL MD 501(C)(3) 3 JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 THE JOHNS HOPKINS HOSPITAL 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 520591656 HOSPITAL MD 501(C)(3) 3 JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 SUBURBAN HOSPITAL HEALTHCARE SYSTEM INC 8600 OLD GEORGETOWN ROAD BETHESDA MD 20814 522052354 SUPPORTING ORGANIZATION MD 501(C)(3) 11 TYPE 3 FI JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 SUBURBAN HOSPITAL INC 8600 OLD GEORGETOWN ROAD BETHESDA MD 20814 520610545 HOSPITAL MD 501(C)(3) 3 JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 POTOMAC HOME SUPPORT INC 6001 MONTROSE ROAD NO 1020 ROCKVILLE MD 20852 521750383 HOME HEALTH CARE MD 501(C)(3) 9 N/A 0 SIBLEY SUBURBAN HOME HEALTH AGENCY 6001 MONTROSE ROAD NO 307 ROCKVILLE MD 20852 521450142 HOME HEALTH CARE MD 501(C)(3) 9 N/A 0 PEDIATRIC PHYSICIAN SERVICES INC 501 SIXTH AVENUE SOUTH ST PETERSBURG FL 33701 593425191 PEDIATRIC MEDICAL SERVICES FL 501(C)(3) 9 ALL CHILDREN'S HEALTH SYSTEM INC 0 ALL CHILDREN'S HOSPITAL FOUNDATION 501 SIXTH AVENUE SOUTH ST PETERSBURG FL 33701 592481738 FOUNDATION FL 501(C)(3) 7 ALL CHILDREN'S HEALTH SYSTEM INC 0 ALL CHILDREN'S HOSPITAL 501 SIXTH AVENUE SOUTH ST PETERSBURG FL 33701 590683252 HOSPITAL FL 501(C)(3) 3 JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 ALL CHILDREN'S RESEARCH INSTITUTE INC 501 SIXTH AVENUE SOUTH ST PETERSBURG FL 33701 592481742 RESEARCH FL 501(C)(3) 4 ALL CHILDREN'S HEALTH SYSTEM INC 0 SURGIKID OF FLORIDA INC 501 SIXTH AVENUE SOUTH ST PETERSBURG FL 33701 593441883 MEDICAL SERVICES FL 501(C)(3) 9 ALL CHILDREN'S HEALTH SYSTEM INC 0 KIDS HOME CARE INC 501 SIXTH AVENUE SOUTH ST PETERSBURG FL 33701 593476049 HOME HEALTH CARE FL 501(C)(3) 9 ALL CHILDREN'S HEALTH SYSTEM INC 0 WEST COAST NEONATOLOGY INC 501 SIXTH AVENUE SOUTH ST PETERSBURG FL 33701 593398308 NEONATAL CARE FL 501(C)(3) 9 ALL CHILDREN'S HEALTH SYSTEM INC 0 ALL CHILDREN'S HEALTH SYSTEM INC 501 SIXTH AVENUE SOUTH ST PETERSBURG FL 33701 592481740 MANAGEMENT SERVICES FL 501(C)(3) 11C JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 LUCY WEBB HAYES NATIONAL TRAINING SCHOOL FOR DEACONESSES AND 5255 LOUGHBORO ROAD NW WASHINGTON DC 20016 530196602 HOSPITAL DC 501(C)(3) 3 JOHNS HOPKINS HEALTH SYSTEM CORPORATION 0 OPHTHALMOLOGY ASSOCIATES LLC 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 521890957 OPHTHALMOLOGY SERVICES MD N/A SUBURBAN WELLNESS CENTER LLC 20500 GOLDENROD LANE GERMANTOWN MD 20874 562296930 REAL ESTATE MD N/A GCM SUBURBAN IMAGING LLC 1201 SEVEN LOCKS ROAD STE 200 ROCKVILLE MD 20854 522326237 OUTPATIENT RADIOLOGY MD N/A CHEVY CHASE IMAGING LLC 1201 SEVEN LOCKS ROAD STE 200 ROCKVILLE MD 20854 141944126 RADIOLOGY SERVICES MD N/A ROCKVILLE IMAGING LLC 1201 SEVEN LOCKS ROAD STE 200 ROCKVILLE MD 20854 141944128 OUTPATIENT RADIOLOGY MD N/A HOWARD COUNTY HEALTH SERVICES INC 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 521434783 HEALTHCARE MANAGEMENT MD N/A C HSI MEDICAL SERVICES CORPORATION 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 521847705 HEALTHCARE - SLEEP DIAGNOSTICS MD N/A C JOHNS HOPKINS MEDICAL MANAGEMENT CORPORATION 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 521250028 NURSING SERVICES MD N/A C JOHNS HOPKINS EMPLOYER HEALTH PROGRAMS INC 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 521947678 BENEFIT PLANS MD N/A C TCAS INC 5755 CEDAR LANE COLUMBIA MD 21044 521979344 NURSING SERVICES MD N/A C SUBURBAN CONTRACTING CORPORATION 8600 OLD GEORGETOWN ROAD BETHESDA MD 20814 522188022 MEDICARE CONTRACTING MD N/A C SUBURBAN HEALTH ENTERPRISES INC 8600 OLD GEORGETOWN ROAD BETHESDA MD 20814 522052352 MEDICAL OFFICE LEASING AND RELEASING MD N/A C SUBURBAN SPECIALITY CARE PHYSICIANS PC 8600 OLD GEORGETOWN ROAD BETHESDA MD 20814 522116011 MULTI SPECIALITY MEDICAL PRACTICE MD N/A C HCP VENTURE ONCE CORPORATION 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 521558858 MEDICAL SERVICES MD N/A C ACHPOB INC 501 SIXTH STREET SOUTH ST PETERSBURG FL 33701 592427749 MEDICAL OFFICE BUILDING MANAGEMENT MD N/A C VARIOUS CHARITABLE REMAINDER TRUSTS 3910 KESWICK RD SOUTH BLDG 4TH FL S BALTIMORE MD 21211 CHARITABLE REMAINDER TRUSTS MD N/A T 1.00000 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 0 0 0