2013-05-14T10:36:52-05:00 2012-12-31 042958048 LaPointe Torrisi Stanley & CO PC 555 Turnpike Street Suite 47 North Andover MA 01845 990PF 2012-01-01 830368529 The Crotty Family Foundation Inc c/o Battery Global Advisors CROT 7814786600 930 Winter Street No 2500 Waltham MA 02451 Thomas J Crotty 7814786600 2013-05-07 1 Alfred C Torrisi CPAMSTCFP P00210893 9787945700 2013-05-07 X 2012 2016-02-25 16:41:14Z X 1830199 X 1770479 20638 19270 -4960 1757310 1573304 -1175 54 1784982 1592628 0 0 0 1 1 0 2153 253 0 12468 12468 0 14622 12722 0 1032645 1032645 1047267 12722 1032645 737715 1579906 817828 1527788 1527788 381 381 381 279989 302030 302030 1098198 1830199 1830199 0 0 X 0 0 0 0 1098198 1830199 1098198 1830199 1098198 1830199 1098198 737715 0 1835913 5714 1830199 Battery Alternative Income Fund, LLC Schedule K-1 P 2012-12-31 2012-12-31 3767 3767 3767 Battery Alternative Income Fund, LLC Schedule K-1 P 2011-12-30 2012-12-31 9569 9569 9569 189 Eaton Corp 2012-10-01 2012-12-03 9810 8891 919 919 35,233 Angie's List Inc 2008-04-02 2012-08-14 399868 6633 393235 393235 17,600 Angie's List Inc 2008-04-02 2012-10-31 197849 3313 194536 194536 32,509 ExactTarget Inc 2009-05-04 2012-12-11 581892 75785 506107 506107 15,691 Groupon Inc 2010-04-22 2012-06-01 152997 42003 110994 110994 33,300 Groupon Inc 2010-04-22 2012-06-19 353175 25907 327268 327268 7,487 Maxlinear Inc 2006-11-21 2012-10-18 47276 21474 25802 25802 Capital Gains Dividends P 1107 1107 1107 1573304 0 1023015 750243 1.363578 776815 549419 1.413884 653857 776648 0.841896 418098 808004 0.517445 988403 555305 1.779928 5.916731 1.183346 1180117 1396487 15799 1412286 1032645 31598 0 31598 0 31598 32412 32412 814 814 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A JOHN DINNEEN CO BGA 7814786649 930 WINTER STREET SUITE 2500 WALTHAM MA 02451 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THOMAS J CROTTY 31 SEARS ROAD SOUTHBOROUGH MA 01772 1.00 0 0 0 SHAROLYN K CROTTY 31 SEARS ROAD SOUTHBOROUGH MA 01772 1.00 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 17852 878206 302030 1198088 0 0 1198088 17971 1180117 59006 59006 31598 31598 27408 0 27408 0 27408 1032645 0 1032645 0 1032645 27408 0 0 979380 395329 615123 764514 985879 3740225 1032645 0 0 0 27408 1005237 0 0 4745462 0 0 0 0 0 0 979380 3766082 395329 615123 764514 985879 1005237 THOMAS J CROTTY X American Cancer Society PO Box 22718 Oklahoma City OK 731231718 None Exempt Charitable 100 American Friends Service Committee 1501 Cherry Street Philadelphia PA 19102 None Exempt Charitable 800 Baystate Health Foundation 280 Chestnut Street 6th Floor Springfield MA 01199 None Exempt Charitable 100 Beth Israel Deaconess Medical Center 330 Brookline Avenue Boston MA 02215 None Exempt Charitable 20 Bellarmine St Vincent De Paul 3800 Victory Parkway Cincinnati OH 45207 None Exempt Charitable 500 Brain Science Foundation 148 Linden Street Ste 303 Wellesley Hills MA 02482 None Exempt Charitable 250 Catholic Reflief Services 228 W Lexington St Baltimore MD 21201 None Exempt Charitable 1000 Chapel of the Snows PO Box 18 Manchester Center VT 05255 None Exempt Charitable 100 Council on Aging 116 Pleasant Street Suite 306 Easthampton MA 01027 None Exempt Charitable 45 Darien Ema Post 0 Ledge Road Darien CT 06820 None Exempt Charitable 1500 Dominic Deluca Scholarship Fund 3334 Prospect Ave Cleveland OH 44115 None Exempt Charitable 250 Draper Richards Kaplan Foundation 1600 El Camino Real Suite 155 Menlo Park CA 94025 None Exempt Charitable 250000 Firstgiving Co-Op America 48 Grove St Suite 106 Somerville MA 02144 None Exempt Charitable 250 Foundation for MetroWest 3 Eliot Street Natick MA 01760 None Exempt Charitable 250000 Grass Root Soccer 6729 Academy Road Suite D Albuquerque NM 87109 None Exempt Charitable 450000 Home for Little Wanderers 271 Huntington Avenue Boston MA 02115 None Exempt Charitable 250 Invisible Children 1600 National Avenue San Diego CA 92113 None Exempt Charitable 15000 Leukemia & Lymphoma Society 9 Erie Drive Suite 101 Natick MA 01760 None Exempt Charitable 250 Northfield Mount Hermon School One Lamplighter Way Mount Hermon MA 01354 None Exempt Charitable 10000 PMC- Jimmy Fund 77 Fourth Avenue Needham MA 02494 None Exempt Charitable 850 Raceit Tough Mudder 9030 Stony Point Parkway Suite 450 Richmond VA 23235 None Exempt Charitable 250 St Marks School 25 Marlboro Road Southborough MA 01772 None Exempt Charitable 25630 St Matthews Church 105 Southville Road Southborough MA 01772 None Exempt Charitable 3500 The 31 Lengths Campaign 4516 Lovers Lane 311 Dallas TX 75225 None Exempt Charitable 1000 The Bridge Over Troubled Waters 3811 Allen-Genoa Road Pasadena TX 77504 None Exempt Charitable 10000 The Mission Continues 1141 South 7th Street St Louis MO 63104 None Exempt Charitable 1000 USC Roski School ADM 160 MC 4017 Los Angeles CA 90089 None Exempt Charitable 10000 1032645 0 14 20638 18 -4960 Book/Tax Timing Differences-Battery Income Fund, LLC Sch. K-1 14 -1229 Sec. 988 Ordinary Loss 14 -93 Other Income 14 147 0 14503 0 14503 0 0 0 0 0 0 0 0 0 0 X X 1 Thomas J Crotty 31 Sears Road Southborough MA 01772 154007 X 2 Thomas J Crotty 31 Sears Road Southborough MA 01772 360639 X 3 Thomas J Crotty 31 Sears Road Southborough MA 01772 416630 X 4 Thomas J Crotty 31 Sears Road Southborough MA 01772 47617 X 5 Thomas J Crotty 31 Sears Road Southborough MA 01772 198264 X 6 Thomas J Crotty 31 Sears Road Southborough MA 01772 576222 X 7 C Robert Passantino CLAT C/O BGA 930 Winter St Suite 2500 Waltham MA 02451 17100 X 1 15,691 shares Groupon, Inc (GRPN) 154007 2012-06-01 2 33,300 shares Groupon, Inc (GRPN) 360639 2012-06-19 3 35,233 shares Angie's List (ANGI) 416630 2012-08-14 4 7,487 shares MaxLinear, Inc (MXL) 47617 2012-10-18 5 17,600 shares Angie's List (ANGI) 198264 2012-10-31 6 32,509 shares Exact Target, Inc. (ET) 576222 2012-12-19 N/A 0 Battery Income Fund, LLC FMV 302030 302030 Change in Unrealized Holding Gain/Loss 5714 Battery Income Fund 1981 1981 0 Annual Report Fees 15 15 0 BGA Investment Advisory Fees 7977 7977 0 Professional Fees 2495 2495 0 Book/Tax Timing Differences-Battery Income Fund, LLC Sch. K-1 -1229 -1229 Sec. 988 Ordinary Loss -93 -93 -93 Other Income 147 147 147 State Registration Fee 250 250 0 Federal Taxes Paid 1900 0 0 Foreign Income Taxes Paid 3 3 0