2013-05-13T12:55:36-05:00 2012-06-30 990 2011-07-01 223849199 WAKE FOREST UNIVERSITY HEALTH SCIENCES WAKE 3367164445 MEDICAL CENTER BLVD WINSTONSALEM NC 27157 JOHN D MCCONNELL MD 3367164445 2013-05-13 2011 2016-02-24 21:20:13Z JOHN D MCCONNELL MD MEDICAL CENTER BLVD WINSTONSALEM NC 27157 721638262 0 X WAKEHEALTH.EDU X 2001 NC IMPROVING THE HEALTH OF OUR REGION, STATE, AND NATION. 17 13 5766 1200 11552 8903 237283114 239650189 426496897 454332618 55417506 21657820 69275712 1986442 788473229 717627069 35900212 48148900 0 0 444943001 485174103 370978 1036541 4087640 258160099 171664046 739374290 706023590 49098939 11603479 1084323226 1084249448 545355496 562643761 538967730 521605687 X THE ORGANIZATION IS PART OF WAKE FOREST BAPTIST MEDICAL CENTER, A PREEMINENT, INTERNATIONALLY RECOGNIZED ACADEMIC MEDICAL CENTER OF THE HIGHEST QUALITY WITH BALANCED EXCELLENCE IN PATIENT CARE, RESEARCH AND EDUCATION. OUR MISSION IS TO IMPROVE THE HEALTH OF OUR REGION, STATE AND NATION BY: GENERATING AND TRANSLATING KNOWLEDGE TO PREVENT, DIAGNOSE AND TREAT DISEASE; TRAINING LEADERS IN HEALTH CARE AND BIOMEDICAL SCIENCE; AND SERVING AS THE PREMIER HEALTH SYSTEM IN OUR REGION, WITH SPECIFIC CENTERS OF EXCELLENCE RECOGNIZED AS NATIONAL AND INTERNATIONAL CARE DESTINATIONS. 0 0 190302576 36456183 MEDICAL RESEARCH, GENERAL/OTHER: RESEARCH COMPRISED OF BASIC SCIENCE CLINICAL RESEARCH AND POPULATION BASED STUDIES AND IS CENTERED ON THE ACQUISITION AND ADVANCEMENT OF SCIENTIFIC KNOWLEDGE AND NEW TECHNOLOGY AND THEIR TRANSFER TO INDUSTRY AND THE PATIENT IN ORDER TO PREVENT AND TREAT DISEASE AND PROMOTE HEALTH (2360 GRANTS). 390087884 433519110 PATIENT CARE AND MEDICAL EXPENSES IN PROVIDING SERVICES TO 760,060 PATIENT ENCOUNTERS. 77217000 11692717 21180825 PROFESSIONAL EDUCATION: INSTRUCTION OF APPROX. 1,600 MEDICAL, GRADUATE, AND PHYSICIAN ASSISTANT STUDENTS. SCHOLARSHIPS AND AID PROVIDED TO 809 STUDENTS. WAKE FOREST UNIVERSITY HEALTH SCIENCES IS AN INTEGRAL PART OF WAKE FOREST BAPTIST MEDICAL CENTER. WAKE FOREST BAPTIST MEDICAL CENTER IS NORTHWEST NORTH CAROLINA'S SOLE ACADEMIC MEDICAL CENTER, BRINGING TO THE REGION THE RESOURCES OF ONE OF AMERICA'S TOP HOSPITALS AND INNOVATIVE RESEARCH CENTERS AND A PREMIER MEDICAL SCHOOL. WAKE FOREST UNIVERSITY BAPTIST MEDICAL CENTER IS A CORPORATION WHOSE MEMBERS ARE WAKE FOREST UNIVERSITY AND NORTH CAROLINA BAPTIST HOSPITAL. THE MEDICAL CENTER OPERATES WAKE FOREST SCHOOL OF MEDICINE AND HAS A FACULTY PHYSICIAN PRACTICE OF ABOUT NEARLY 900 DOCTORS. THE MEDICAL CENTER HAS 1,004 ACUTE CARE AND REHABILITATION BEDS OPERATIVE ACROSS THE SYSTEM, WHICH ENCOMPASSES ITS MAIN CAMPUS (885 BEDS), BRENNER CHILDREN'S HOSPITAL (160 BEDS, INCLUDED IN MAIN CAMPUS TOTAL); WAKE FOREST BAPTIST HEALTH-LEXINGTON MEDICAL CENTER (94 BEDS); AND WAKE FOREST BAPTIST HEALTH-DAVIE HOSPITAL (25 BEDS). THE MEDICAL CENTER PRIMARILY SERVES A 24-COUNTY REGION IN NORTHWESTERN NORTH CAROLINA AND SOUTHWESTERN VIRGINIA, BUT DRAWS PATIENTS FROM ACROSS THE STATE AND NATION FOR SELECT SERVICES.WAKE FOREST UNIVERSITY SCHOOL OF MEDICINE IS THE DRIVING FORCE BEHIND THE ESTABLISHMENT AND GROWTH OF PIEDMONT TRIAD RESEARCH PARK (NOW KNOWN AS WAKE FOREST INNOVATION QUARTER), A 200-ACRE, MIXED-USE BIOTECHNOLOGY PARK IN DOWNTOWN WINSTON-SALEM. BIOTECH PLACE, THE SIXTH BUILDING IN THE PARK, OPENED IN FEBRUARY 2012. THE $100 MILLION BIOTECH PLACE IS A 242,000-SQUARE-FOOT, STATE-OF-THE-ART MULTIPURPOSE BIOTECHNOLOGY RESEARCH AND INNOVATION CENTER. IT NOW HOUSES SEVERAL WAKE FOREST UNIVERSITY SCHOOL OF MEDICINE DEPARTMENTS AND PRIVATE BUSINESSES IN THE BIOTECH FIELD. IN ADDITION TO DRIVING INNOVATION IN BIOTECHNOLOGY, THE RESEARCH PARK IS HOME OF THE WORLD-RENOWNED WAKE FOREST INSTITUTE FOR REGENERATIVE MEDICINE. THE RESEARCH PARK ALSO IS A GOOD EXAMPLE OF PRIVATE-CIVIC PARTNERSHIP AS IT DRIVES NEW DEVELOPMENT IN THE EASTERN PORTION OF DOWNTOWN WINSTON-SALEM.1. CLINICAL SERVICES WAKE FOREST BAPTIST MEDICAL CENTER IS NATIONALLY RECOGNIZED FOR CLINICAL EXCELLENCE AND INTERNATIONALLY KNOWN FOR PIONEERING RESEARCH AND CLINICAL INNOVATION. IT OFFERS EXPERTISE IN MORE THAN 100 AREAS OF MEDICINE, ENCOMPASSING COMPREHENSIVE PREVENTIVE AND HIGHLY SPECIALIZED CARE FOR ALL AGES. THE MEDICAL CENTER INCLUDES 19 SUBSIDIARY OR AFFILIATE HOSPITALS, AND OPERATES MORE THAN 80 OUTREACH ACTIVITIES, INCLUDING SATELLITE SPECIALTY CLINICS, ACROSS NORTHWEST NORTH CAROLINA.IN THE PAST FISCAL YEAR, WAKE FOREST BAPTIST OPENED TWO STATE-OF-THE-ART CLINICAL SITES, MEDICAL PLAZA-COUNTRY CLUB AND MEDICAL PLAZA-CLEMMONS. THE COUNTRY CLUB LOCATION BECAME HOME TO A WAKE FOREST BAPTIST AFFILIATE OF THE JOSLIN DIABETES CENTER, AN INTERNATIONAL LEADER IN DIABETES RESEARCH, CARE AND EDUCATION THAT HAS BEEN PART OF HARVARD MEDICAL SCHOOL SINCE ITS FOUNDING IN 1898. THE JOSLIN PRACTICE MODEL OFFERS THE FULL RANGE OF DIABETES SERVICES IN A SINGLE LOCATION WITH CONVENIENT SCHEDULING AND EASY ACCESS TO RELATED MEDICAL SERVICES. MEDICAL PLAZA-COUNTRY CLUB ALSO INCLUDES SPECIALTY SERVICES IN DERMATOLOGY, CARDIOLOGY AND WEIGHT MANAGEMENT, AMONG OTHERS. MEDICAL PLAZA-CLEMMONS OFFERS URGENT CARE, A WOMEN'S CENTER, PEDIATRICS AND NUMEROUS OTHER SPECIALTY SERVICES. OVERALL IN FY 2012, WAKE FOREST BAPTIST HAD 38,601 INPATIENT ADMISSIONS AND 1,034,842 OUTPATIENT ENCOUNTERS (EMERGENCY DEPARTMENT, DOWNTOWN HEALTH PLAZA, DAY HOSPITAL, AMBULATORY VISITS). THE TOTAL PATIENT ENCOUNTERS NUMBERED 1,073,443.2. OUTREACHTHE DOWNTOWN HEALTH PLAZA IS A FULL-SERVICE, OUTPATIENT MEDICAL CLINIC THAT SERVES MANY OF FORSYTH COUNTY'S UNINSURED AND UNDERINSURED RESIDENTS WITH A STATE-OF-THE-ART MEDICAL HOME. EXPERTS FROM 12 WAKE FOREST BAPTIST MEDICAL CENTER DEPARTMENTS PROVIDE COORDINATED CARE THAT INCLUDES ADULT MEDICINE, PEDIATRICS, OBSTETRICS AND GYNECOLOGY, AS WELL AS ONSITE PHARMACY, LABORATORY AND RADIOLOGY SERVICES (INCLUDING MAMMOGRAPHY). THE DOWNTOWN HEALTH PLAZA PLAYS A SIGNIFICANT ROLE IN COMMUNITY HEALTH, PROVIDING COMMUNITY HEALTH FAIRS, DIABETES EDUCATION AND A CENTERING PREGNANCY PROGRAM THAT IS REDUCING THE INCIDENCE OF LOW BIRTHWEIGHT BABIES. MORE THAN 68,073 PATIENT VISITS WERE RECORDED AT THE PLAZA BETWEEN JULY 2011 AND JUNE 2012. COSTS ARE SUBSIDIZED BY THE MEDICAL CENTER. THE MEDICAL CENTER ALSO OPERATES NUMEROUS INNOVATIVE COMMUNITY OUTREACH PROGRAMS, MOST NOTABLY, BESTHEALTH, WHICH OFFERS HEALTH SEMINARS LED BY WAKE FOREST BAPTIST HEALTH EXPERTS, HEALTH SCREENINGS, COOKING AND FITNESS CLASSES, AND ONLINE HEALTH RESOURCES. FREE MEMBERSHIP IS OFFERED TO JOIN BESTHEALTH, AND MEMBERS RECEIVE ADDITIONAL BENEFITS SUCH AS MEMBERS-ONLY EVENTS AND SCREENINGS, DISCOUNTS AT LOCAL BUSINESSES AND HEALTH RISK APPRAISALS.3. EDUCATIONAL MISSION AND ACCOMPLISHMENTS THE CONSTITUENT ORGANIZATIONS OF WAKE FOREST BAPTIST MEDICAL CENTER OPERATE A BROAD RANGE OF EDUCATIONAL PROGRAMS, GRADUATING SKILLED PRACTITIONERS. IT ATTRACTS SOME OF THE WORLD'S MOST COMPETITIVE MEDICAL STUDENTS, RESIDENTS AND FELLOWS, AS WELL AS STUDENTS IN CLINICAL PASTORAL CARE, NURSE ANESTHESIA AND OTHER AREAS. WAKE FOREST BAPTIST IN THE PAST YEAR INVESTED MORE THAN $57 MILLION IN THE EDUCATION OF TOMORROW'S HEALTH CARE AND BIOMEDICAL LEADERS. THAT INVESTMENT LAST YEAR SUPPORTED THE TRAINING OF 486 MEDICAL STUDENTS, 665 PHYSICIAN RESIDENTS AND FELLOWS, 322 GRADUATE STUDENTS AND 127 PHYSICIAN ASSISTANTS. THE NORTHWEST AREA HEALTH EDUCATION CENTER, PART OF WAKE FOREST SCHOOL OF MEDICINE, DURING THE SAME YEAR PROVIDED 2,110 CONTINUING MEDICAL EDUCATION ACTIVITIES FOR 40,674 PARTICIPANTS THROUGHOUT THE REGION. 657607460 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 1 0 1 1 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 1 0 0 1 1046 0 1 5766 1 1 1 0 0 0 0 1 1 0 0 0 0 X 17 13 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 NC X DOUGLAS E LISCHKE CONTROLLER 3367164445 MEDICAL CENTER BLVD WINSTON SALEM NC 27157 X DONALD E FLOW 4.00 X 0 0 0 DONNA A BOSWELL PHD 4.00 X 0 0 0 JAMES R HELVEY III 4.00 X 0 0 0 ANDREW J SCHINDLER 4.00 X 0 0 0 JAMES J MARINO 4.00 X 0 0 0 JAMES T WILLIAMS JR 4.00 X 0 0 0 GERALD F ROACH 4.00 X 0 0 0 GRAHAM F BENNETT 4.00 X 0 0 0 BRENDA K CLINE 4.00 X 0 0 0 GRAHAM W DENTON JR 4.00 X 0 0 0 DENISE JAMES GATLING 4.00 X 0 0 0 ROBERT E GREENE 4.00 X 0 0 0 J ANDREWS HANCOCK III 4.00 X 0 0 0 ANN S HANES 4.00 X 0 0 0 JAMES DENMAN SHELTON 4.00 X 0 0 0 JAMES W JOHNSTON 4.00 X 0 0 0 MATTHEW A KING 4.00 X 0 0 0 NATHAN O HATCH PHD 3.00 X X 0 957446 342888 JOHN D MCCONNELL MD 9.00 X X 1406491 0 638363 EDWARD ABRAHAM MD 35.00 X 670675 0 88901 DOUGLAS L EDGETON 15.00 X 671069 0 39660 J REID MORGAN 5.00 X 0 421023 110325 ANITA M CONRAD 8.00 X 0 153877 29260 EDWARD G CHADWICK 10.00 X 741340 0 238080 TERRY L HALES JR 9.10 X 466489 0 51249 THOMAS E SIBERT MD 9.00 X 897345 0 238466 RUSSELL M HOWERTON MD 15.00 X 614047 0 42978 LISA M WYATT 17.00 X 394305 0 30732 CHERYL E H LOCKE 9.00 X 549595 0 34974 SHEILA M SANDERS 9.00 X 425038 0 39505 NORMAN D POTTER JR 15.00 X 297291 0 45278 KAREN H HUEY 11.00 X 269934 0 72133 JOANNE C RUHLAND 15.00 X 218060 0 33991 NEAL KON MD 40.00 X 1048487 0 39480 ROSS UNGERLEIDER MD 40.00 X 1106742 0 170812 EDWARD KINCAID MD 40.00 X 876652 0 38842 MALCOLM MARKS MD 40.00 X 813012 0 41703 CHARLES BRANCH JR MD 40.00 X 826018 0 41173 WILLIAM B APPLEGATE MD 39.90 X 713865 0 68830 RAYMOND C ROY MD 40.00 X 263969 0 39479 13270424 1532346 2517102 1616 1 1 1 HURON CONSULTING SERVICES LLC 550 WEST VAN BUREN ST CHICAGO IL 60607 CONSULTING 9141855 SUMMIT HEALTHCARE GROUP 4622 COUNTRY CLUB RD WINSTON SALEM NC 27104 PROFESSIONAL SERVICES 7456128 HURON TECHNOLOGIES INC 415 INDUSTRIAL DRIVE LESLIE MI 49251 TECHNOLOGY 5585000 SHELCO INCORPORATED 1381 OLD MILL CIRCLE WINSTON SALEM NC 27103 CONSTRUCTION 4225485 FRANK L BLUM CONSTRUCTION CO 830 EAST 25TH STREET WINSTON SALEM NC 27105 CONSTRUCTION 3846526 73 6595199 322505 188997263 43735222 1531348 239650189 MEDICAL SERVICES 621110 433151793 433140241 11552 TUITION AND FEES 611710 21180825 21180825 454332618 10875403 10875403 361667 361667 3464978 1909577 1555401 1555401 1555401 12202238 0 1419821 12202238 -1419821 10782417 10782417 69475 322505 378970 -309495 -309495 287813 302825 -15012 -15012 ADMIN & OTHER 611710 393881 393881 393881 717627069 454699935 11552 23265393 48148900 48148900 9998689 9838710 109985 49994 400270071 394070884 4197837 2001350 27163668 25905990 1021354 236324 24711463 23567322 929151 214990 23030212 21963913 865936 200363 2426181 2426181 6206998 6206998 299197 299197 358773 358773 1036541 1036541 34873528 30901432 3972096 737007 648279 81522 7206 5905592 5194616 653231 57745 210671 185308 23303 2060 33079066 12176404 20843120 59542 9048596 7959233 1000886 88477 5321884 4681181 588666 52037 7482391 6916722 565669 26771684 25066328 1705356 8284994 7287561 916422 81011 MEDICAL SUPPLIES 30309723 30309723 MISCELLANEOUS 347318 347318 UBIT 443 443 706023590 657607460 44328490 4087640 71287537 95632119 26437171 37127600 65536248 83942113 4688255 4073474 262233 285178 445490 680861 640574768 325178869 288426975 315395899 54478882 20859713 450236482 433871702 64434466 41452547 2000000 2486720 56089487 48441522 1084323226 1084249448 108200989 111969366 47049 35085 79566579 87566231 182305000 89110000 54502248 141250139 120733631 132712940 545355496 562643761 X 355951437 340760531 54300221 48712629 128716072 132132527 538967730 521605687 1084323226 1084249448 X 11603479 -28965522 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 358773 0 0 358773 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: GOVERNMENT RELATIONS THE OFFICE OF GOVERNMENT RELATIONS WAS ACTIVELY INVOLVED WITH SEVERAL FEDERAL AND STATE ISSUES. THE OFFICE ASSISTED IN DEVELOPING POLITICAL ADVOCACY STRATEGIES INCLUDING THE REVIEW OF THE JUNE, 2012 U.S. SUPREME COURT RULING REGARDING THE INDIVIDUAL MANDATE AND REVISIONS TO THE MEDICAID EXPANSION PROVISIONS OF THE PATIENT PROTECTION AND AFFORDABLE CARE ACT (P.L. 111-148) (A/K/A THE HEALTH CARE REFORM BILL), AND IMPLEMENTATION OF THE PROVISIONS REGARDING THE COMMUNITY HEALTH NEEDS ASSESSMENT, VALUE BASED PURCHASING, ESSENTIAL HEALTH BENEFITS FOR STATE HEALTH EXCHANGES, RESIDENCY SLOT REALLOCATION, HOSPITAL READMISSIONS, HOSPITAL ACQUIRED INFECTIONS AND THE MEDICAL DEVICE TAX. STAFF WORKED ON THE VARIOUS DEBT CEILING AND DEFICIT REDUCTION LEGISLATION, INCLUDING THE BUDGET CONTROL ACT OF 2011, AND THE JOINT SELECT COMMITTEE ON DEFICIT REDUCTION (A/K/A THE SUPER COMMITTEE). THEY ALSO WORKED ON THE FY2013 BUDGET; THE CENTER FOR MEDICARE AND MEDICAID SERVICE'S PROPOSED RULE REGARDING THE ELECTRONIC HEALTH RECORD INCENTIVE PROGRAM PHASE 2 AND MEANINGFUL USE AND SUBMITTED A COMMENT LETTER REGARDING ITS PROVISIONS; THE FY 2013 MEDICARE INPATIENT PROSPECTIVE PAYMENT SYSTEM (PPS) PROPOSED RULE; AND VARIOUS PIECES OF LEGISLATION INCLUDING THE FOOD AND DRUG SAFETY AND INNOVATION ACT OF 2012 RELATING TO THE DRUG SHORTAGE CRISIS; TAX REFORM REGARDING INVESTMENT TAX CREDITS AND MEDICARE PHYSICIAN PAYMENTS (SGR ADJUSTMENTS). STAFF ALSO WORKED ON MANY OF THE FY 2013 APPROPRIATIONS BILLS AND PROPOSED LEGISLATION AND REGULATIONS THAT WERE INTRODUCED, INCLUDING DEPARTMENT OF DEFENSE; DEPARTMENT OF HEALTH AND HUMAN SERVICES; AND VETERANS AFFAIRS (VA) RESEARCH AND MEDICAL CARE FUNDING. THE OFFICE ASSISTED WITH THE FOLLOWING: (1) FAA REAUTHORIZATION BILL AMENDMENTS FOR AIR AMBULANCES; (2) IRS PROPERTY-TAX EXEMPTIONS FOR NONPROFITS GUIDELINES AND COMMUNITY BENEFITS ANALYSIS; (3) CHARITABLE DONATIONS; (4) NIH APPROPRIATIONS AND FUNDING FOR HEALTH PROFESSIONS AND AHEC (5) CHANGES PROPOSED BY HHS REGARDING CONFLICT OF INTEREST RULES; DELAY OF THE COMPLIANCE DATE FOR ICD-10-CM AND ICD-10-PCS MEDICAL DATA CODE SETS; 340(B) PROGRAM EXPANSION AND (6) PATENTS AND INTELLECTUAL PROPERTY ISSUES. AT THE STATE LEVEL, EFFORTS WERE CONCENTRATED WITH THE FY 2012-13 MEDICAID BUDGET, THE MEDICAID REIMBURSEMENT INITIATIVE AND UPPER PAYMENT LIMIT PROVISIONS; ON LEGISLATION REGARDING CERTIFICATE-OF-NEED LAWS, BUSINESS INCENTIVE TAX LAWS, INCLUDING THE MILL TAX CREDIT FOR THE PIEDMONT TRIAD RESEARCH PARK; MENTAL HEALTH ISSUE AND STATUTORY FLEXIBILITY FOR STATE LICENSURE INSPECTIONS OF HOSPITALS. 392450494 7419543 2120543 17504943 384485637 355828276 6176824 49922940 19477546 392450494 331914802 5930071 33747985 15764582 355828276 431674776 6480757 -82590445 23650286 331914802 0.52960 0.34370 0.12670 0 1 1 80932488 80932488 402251140 218475940 183775200 153520655 104584746 48935909 3870485 2118183 1752302 315395899 WFU POOL INVESTMENTS 433255725 F INV IN PARTNERSHIPS 615977 F 433871702 POST RETIREMENT BENEFITS 3673965 EMPLOYEE RETIREMENT PLAN 20297431 BOND SWAP VALUATION 45057298 OTHER LIABILITIES & DEFERRALS 54365224 ANNUITIES PAYABLE 4189312 AGENCY FUNDS 5129710 132712940 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUNDS ARE TO SUPPORT SCHOLARSHIPS, INSTRUCTION, RESEARCH, LIBRARIES, ACADEMIC SUPPORT, OPERATIONAL AND OTHER GENERAL SUPPORT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION WAS REQUIRED TO EVALUATE UNCERTAIN TAX POSITIONS. THIS EVALUATION INCLUDES A QUANTIFICATION OF TAX RISK IN AREAS SUCH AS UNRELATED BUSINESS TAXABLE INCOME AND THE TAXATION OF JOINT VENTURES. THIS EVALUATION DID NOT HAVE A MATERIAL EFFECT ON THE ORGANIZATION'S STATEMENT OF OPERATIONS FOR THE YEARS ENDED JUNE 30, 2012 AND 2011. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 WFUHS PUBLISHES ITS NONDISCRIMINATION POLICY ON THE WAKEHEALTH.EDU WEBSITE, IN ADMISSION BROCHURES, AND OTHER MEDIA MATERIALS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 WFUHS RECEIVES FEDERAL FINANCIAL AID THROUGH THE U.S. DEPARTMENT OF EDUCATION'S FEDERAL DIRECT LOAN PROGRAM. WFUHS DISTRIBUTED THE FEDERAL LOANS TO APPROXIMATELY 540 STUDENTS IN FISCAL YEAR 2012. 0 EAST ASIA AND THE PACIFIC 0 2 PROGRAM SERVICES SUBCONTRACT FOR RESEARCH GRANTS 82370 EUROPE (INCLUDING ICELAND & GREENLAND) 0 2 PROGRAM SERVICES SUBCONTRACT FOR RESEARCH GRANTS 14551 NORTH AMERICA 0 1 PROGRAM SERVICES SUBCONTRACT FOR RESEARCH GRANTS 13403 0 5 0 0 0 5 110324 0 110324 X EAST ASIA AND THE PACIFIC SUBCONTRACT FOR RESEARCH GRANT FOR FULL BODY MODELS 71570 CHECK EAST ASIA AND THE PACIFIC SUBCONTRACT FOR RESEARCH GRANT FOR CHILDHOOD OBESITY 10800 CHECK NORTH AMERICA SUBCONTRACT FOR RESEARCH GRANT - EGFR REGULATION & BREAST CANCER 13403 CHECK EUROPE (INCLUDING ICELAND & GREENLAND) SUBCONTRACT FOR RESEARCH GRANT - LONGITUDINAL METHODS IN ELDERLY 12614 CHECK 4 0 0 0 0 0 0 X X X X X X X 1 HARRIS COMMUNICATIONS GRP RT 22 BREWSTER NY 10509 SOLICITATION & CONSULTATION 0 560314 988121 560314 WILDELW ROBBINS 201 SUMMER ST HOLLISTEN MA 01746 MAIL/DONOR ACQUISITION 0 9326 8250 9326 GRENZEBACH GLIER & ASSOC MICH AVE CHICAGO IL 60611 DATA BASE CONSULTATION 0 0 40170 0 569640 1036541 569640 AK AL AR AZ CA CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY WINTERLARK 211325 175250 36075 107799 1100 44066 CELEB GOLF 72600 58506 14094 18878 27486 4 108055 88749 19306 179641 391980 322505 69475 126677 1100 251193 378970 -309495 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) HARRIS COMMUNICATIONS GROUP PROVIDES THE FOLLOWING AS PART OF ITS CONTRACTUAL SERVICES: FUNDRAISING CONSULTATION, DONOR ACQUISITION AND RENEWAL SOLICITATION, PROGRAM EVALUATION, PLEDGE REMINDERS, DATA RESEARCH, DATA STORAGE, SURVEY QUESTIONNAIRES, E-MAIL STEWARDSHIP, ONLINE EVENT REGISTRATION AND PCI COMPLIANCE. 1 ARTS COUNCIL WINSTON SALEM FORSYTH COUNTY 305 W FOURTH ST SUITE 1C WINSTONSALEM NC 27101 560526856 501(C)(3) 102690 SUPPORT CULTURAL OPPORTUNITIES IN THE COMMUNITY ABC OF NORTH CAROLINA 3904 OLD VINEYARD ROAD WINSTONSALEM NC 27104 300111894 501(C)(3) 10000 SUPPORT EDUCATIONAL PROGRAMS FOR SPECIAL NEEDS CHILDREN AMERICAN HEART ASSOCIATION 101 CENTREPORT DRIVE SUITE 130 GREENSBORO NC 27409 135613797 501(C)(3) 9500 SUPPORT RESEARCH IN HEART DISEASE ARTS FOR LIFE PO BOX 5132 WINSTONSALEM NC 27113 562250962 501(C)(3) 18000 SUPPORT CULTURAL OPPORTUNITIES IN THE COMMUNITY COALITION TO PROTECT AMERICA'S HEALTH CARE PO BOX 30211 BETHESDA MD 20824 522253225 501(C)(4) 10000 SUPPORT HEALTHCARE INITIATIVES CROSBY SCHOLARS COMMUNITY PARTNERSHIP 2701 UNIVERSITY PARKWAY WINSTONSALEM NC 27105 311523230 501(C)(3) 55000 EDUCATIONAL SUPPORT DOWNTOWN WINSTON SALEM PARTNERSHIP 305 W 4TH STREET WINSTONSALEM NC 27101 561849234 501(C)(6) 10000 SUPPORT REGIONAL ECONOMIC DEVELOPMENT FORSYTH FUTURES 601 N CHERRY STREET WINSTONSALEM NC 27101 561092807 501(C)(3) 50000 COMMUNITY SUPPORT FORSYTH TECHNICAL COMMUNITY COLLEGE 2100 SILAS CREEK PARKWAY WINSTONSALEM NC 27103 561070364 GOV'T ENTITY 10000 EDUCATIONAL SUPPORT HABITAT FOR HUMANITY 339 WITT STREET WINSTONSALEM NC 27103 561448955 501(C)(3) 35000 COMMUNITY SUPPORT HOSPICE & PALLIATIVE CARE CENTER 101 HOSPICE LANE WINSTONSALEM NC 27103 581343313 501(C)(3) 55425 SUPPORT PALLIATIVE CARE CENTER NEEDED IN COMMUNITY LEADERSHIP WINSTON SALEM 501 N CLEVELAND AVENUE WINSTONSALEM NC 27101 581574887 501(C)(3) 6000 COMMUNITY SUPPORT MATTHEW GFELLER FOUNDATION 2956 GOOD HOPE ROAD WINSTONSALEM NC 27106 451016343 501(C)(3) 10000 SUPPORT RESEARCH IN SPORTS RELATED HEAD TRAUMA NORTH CAROLINA INSTITUTE OF MEDICINE 630 DAVIS DRIVE MOORESVILLE NC 27560 561506066 GOV'T ENTITY 6000 SUPPORT HEALTHCARE INITIATIVES PIEDMONT TRIAD PARTNERSHIP 416 GALLIMORE DAIRY RD SUITE M GREENSBORO NC 27409 561750279 501(C)(3) 67500 SUPPORT REGIONAL ECONOMIC DEVELOPMENT UNITED WAY OF FORSYTH COUNTY 301 N MAIN STREET WINSTONSALEM NC 27101 237357234 501(C)(3) 50000 COMMUNITY SUPPORT WINSTON-SALEM BUSINESS 1080 W FOURTH STREET WINSTONSALEM NC 27101 510436665 501(C)(3) 6000 SUPPORT REGIONAL ECONOMIC DEVELOPMENT WINSTON-SALEM ALLIANCE 100 NORTH MAIN ST WINSTONSALEM NC 27101 311726654 501(C)(6) 55000 SUPPORT REGIONAL ECONOMIC DEVELOPMENT COMMUNITY SUPPORT COMMUNITY SUPPORT 15 3 SCHOLARSHIPS AND FELLOWSHIPS 809 11692717 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: WFUHS FOLLOWS THE MEDICAL CENTER'S CORPORATE POLICY USED IN REVIEWING THE ELIGIBILITY AND SELECTION OF GRANTEES RECEIVING CERTAIN EXEMPT PURPOSE FUNDS. WFUHS MAINTAINS DOCUMENTATION OF THE ELIGIBILITY AND SELECTION CRITERIA AND RECORDS OF THE AMOUNTS DISBURSED. PART III SCHOLARSHIPS AND FELLOWSHIPS WFUHS MONITORS THE ACADEMIC PROGRESS AND OTHER ACHIEVEMENTS OF STUDENTS RECEIVING SCHOLARSHIP/FELLOWSHIP FUNDS TO ENSURE THAT ADEQUATE PROGRESS IS MAINTAINED BY THE STUDENTS. X X X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 NATHAN O HATCH PHD 0 740425 0 75000 0 142021 0 286012 0 56876 0 1300334 0 0 JOHN D MCCONNELL MD 983777 0 384203 0 38511 0 619002 0 19361 0 2044854 0 0 0 EDWARD ABRAHAM MD 199490 0 375000 0 96185 0 81000 0 7901 0 759576 0 0 0 DOUGLAS L EDGETON 490485 0 162367 0 18217 0 18602 0 21058 0 710729 0 0 0 J REID MORGAN 0 358673 0 50000 0 12350 0 24500 0 85825 0 531348 0 0 ANITA M CONRAD 0 148739 0 5000 0 138 0 15462 0 13798 0 183137 0 0 EDWARD G CHADWICK 527216 0 189929 0 24195 0 216774 0 21306 0 979420 0 0 0 TERRY L HALES JR 358464 0 97628 0 10397 0 30371 0 20878 0 517738 0 0 0 THOMAS E SIBERT MD 631297 0 234540 0 31508 0 216925 0 21541 0 1135811 0 0 0 RUSSELL M HOWERTON MD 295714 0 300786 0 17547 0 19588 0 23390 0 657025 0 0 0 LISA M WYATT 282972 0 83494 0 27839 0 21549 0 9183 0 425037 0 0 0 CHERYL E H LOCKE 353441 0 97552 0 98602 0 18602 0 16372 0 584569 0 0 0 SHEILA M SANDERS 333961 0 89145 0 1932 0 20247 0 19258 0 464543 0 0 0 NORMAN D POTTER JR 232664 0 58825 0 5802 0 23670 0 21608 0 342569 0 0 0 KAREN H HUEY 219062 0 46557 0 4315 0 55150 0 16983 0 342067 0 0 0 JOANNE C RUHLAND 199124 0 0 0 18936 0 16008 0 17983 0 252051 0 0 0 NEAL KON MD 203760 0 822683 0 22044 0 18602 0 20878 0 1087967 0 0 0 ROSS UNGERLEIDER MD 760493 0 223317 0 122932 0 146330 0 24482 0 1277554 0 0 0 EDWARD KINCAID MD 129035 0 730772 0 16845 0 18602 0 20240 0 915494 0 0 0 MALCOLM MARKS MD 218037 0 589431 0 5544 0 18602 0 23101 0 854715 0 0 0 CHARLES BRANCH JR MD 218477 0 603929 0 3612 0 18602 0 22571 0 867191 0 0 0 WILLIAM B APPLEGATE MD 529239 0 158184 0 26442 0 47498 0 21332 0 782695 0 0 0 RAYMOND C ROY MD 173424 0 88259 0 2286 0 18884 0 20595 0 303448 0 0 0 PART I, LINE 1A CERTAIN EXECUTIVES RECEIVE, AS PART OF THEIR APPROVED COMPENSATION PACKAGE, TAX INDEMNIFICATION AND GROSS-UP PAYMENTS, RELOCATION ASSISTANCE INCLUDING A HOUSING ALLOWANCE AND HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES. PART I, LINE 3 THE EXECUTIVE COMMITTEE OF THE WAKE FOREST UNIVERSITY BAPTIST MEDICAL CENTER ("WFUBMC") BOARD OF DIRECTORS IS RESPONSIBLE FOR REVIEWING AND APPROVING ALL MEDICAL CENTER OFFICERS' COMPENSATION. THE COMMITTEE UTILIZED AN INDEPENDENT, EXTERNAL COMPENSATION CONSULTANT FIRM EXPERIENCED IN HEALTH CARE AND HIGHER EDUCATION COMPENSATION THAT BASED RECOMMENDATIONS ON COMPENSATION SURVEYS AND STUDIES TO DETERMINE THE APPROPRIATENESS OF EACH OFFICER'S COMPENSATION. THESE COMPENSATION CONSULTANTS PRESENT TOTAL COMPENSATION COMPARABILITY DATA FOR THE POSITIONS FOR WHICH COMPENSATION IS BEING DETERMINED. THE DATA IS REVIEWED BY THE EXECUTIVE COMMITTEE OF WFUBMC'S GOVERNING BOARD AT ITS MEETING; NONE OF THE MEMBERS OF THAT COMMITTEE ARE EMPLOYEES OF THE FILING ORGANIZATION. MINUTES OF THE DELIBERATIONS OF THE COMMITTEE ARE CONTEMPORANEOUSLY RECORDED. IN THE EVENT THAT ANY MEMBER OF THE EXECUTIVE COMMITTEE HAS A CONFLICT OF INTEREST, THAT COMMITTEE MEMBER DOES NOT PARTICIPATE IN THE DELIBERATION OR APPROVAL PROCESS, AND THEIR ABSTENTION FROM THE PROCESS IS REFLECTED IN THE MINUTES. PART I, LINE 4B CERTAIN EXECUTIVES PARTICIPATE IN OR RECEIVE PAYMENTS FROM SUPPLEMENTAL NON QUALIFIED RETIREMENT PLANS. THE DETERMINATION OF THE AMOUNT OF THE NON QUALIFIED RETIREMENT PLANS FOLLOWED THE FILING ORGANIZATION'S COMPENSATION PROCEDURES AS OUTLINED IN PART VI, SECTION B, LINE 15 OF THE FORM 990. SUPPLEMENTAL INFORMATION PART III SCHEDULE J, PART III LAST YEAR, THE FILING ORGANIZATION ("WFUHS"), NORTH CAROLINA BAPTIST HOSPITAL ("NCBH"),WAKE FOREST UNIVERSITY BAPTIST MEDICAL CENTER ("WFUBMC") AND WAKE FOREST UNIVERSITY ("WFU")) APPROVED A MEDICAL CENTER INTEGRATION AGREEMENT THAT ALLOWS FOR THE LEVERAGING OF COMBINED RESOURCES TO FULFILL A SINGLE MISSION OF IMPROVING HEALTH, OPTIMIZING PERFORMANCE WHILE BALANCING PATIENT CARE, EDUCATION AND RESEARCH. WFUHS, NCBH AND WFUBMC AND ITS SUBSIDIARIES HAVE COMBINED OPERATING REVENUES OF APPROXIMATELY $2 BILLION FOR THE FISCAL YEAR ENDED JUNE 30, 2012. IN GENERAL, EXECUTIVES PERFORMING KEY MANAGEMENT FUNCTIONS WERE SOUGHT AND HIRED AFTER NATIONAL SEARCHES IN A HIGHLY COMPETITIVE ENVIRONMENT, AND ONLY INDIVIDUALS AT THE HIGHEST LEVELS OF ABILITY WERE SOUGHT, GIVEN THE TASK OF INITIATING AND IMPLEMENTING THE NEW MANAGEMENT STRUCTURE DESIGNED TO OPTIMIZE THE EFFECTIVENESS OF THE INTEGRATED ACADEMIC MEDICAL CENTER AND ITS TAX-EXEMPT MISSION. CERTAIN EXECUTIVES THAT HOLD THE IDENTICAL OFFICES/TITLES IN WFUHS, NCBH AND WFUBMC ORGANIZATION ARE ELIGIBLE TO RECEIVE INCENTIVE COMPENSATION AT THE END OF EACH FISCAL YEAR. THE INCENTIVE STRUCTURE IS BASED UPON GOALS ESTABLISHED BY THE EXECUTIVE COMMITTEE OF THE WAKE FOREST UNIVERSITY BAPTIST MEDICAL CENTER'S BOARD AT THE BEGINNING OF THE YEAR, INCLUDING MEASURES OF CLINICAL QUALITY, PATIENT SATISFACTION, AND FINANCIAL OPERATING PERFORMANCE. THE DETERMINATION OF THE AMOUNT OF INCENTIVE COMPENSATION IS SUBJECT TO THE FILING ORGANIZATION'S COMPENSATION PROCEDURES AS OUTLINED IN PART VI, SECTION B, LINE 15 OF THE 990. SUPPLEMENTAL INFORMATION PART III FORM 990, PART VII, LINE 5 KAREN H HUEY WAS COMPENSATED BY NORTH CAROLINA BAPTIST HOSPITAL, AN UNRELATED ORGANIZATION, FOR SERVICES PERFORMED FOR WFUHS AND OTHER ENTITIES WITHIN THE MEDICAL CENTER. NORTH CAROLINA MEDICAL CARE COMMISSION 521309402 65821DBA8 2008-10-16 188640000 REFINANCING OF 2002 SERIES BOND ISSUE 0 0 0 99530000 188640000 720560 668624 187250816 2008 1 0 1 1 0 0 0 0 1 0 1 1 BANK OF AMERICA NA 27.300000000000 0 0 0 0 1 X BRANCH BANKING AND TRUST COMPANY DIRECTOR OF ORG, ROBERT E. GREENE, IS AN OFFICER OF INTERESTED PERSON 897852 TOTAL PAID BY ORGANIZATION TO INTERESTED PERSON FOR LOAN INTEREST AND FEES. 0 MEDCOST LLC OFFICER OF ORG, EDWARD CHADWICK, IS ALSO BOARD MEMBER OF INTERESTED PERSON 2399333 TOTAL PAID BY ORGANIZATION TO INTERESTED PERSON FOR ADMINISTRATION OF HEALTH AND DENTAL CLAIMS. 0 FRANK L BLUM CONSTRUCTION COMPANY DIRECTOR OF ORG, J. ANDREWS HANCOCK, III, IS AN OFFICER OF INTERESTED PERSO 17689298 TOTAL PAID BY ORGANIZATION TO INTERESTED PERSON FOR GENERAL CONTRACTOR CONSTRUCTION SERVICES PERFORMED. 0 X 37 13909 FAIR MARKET VALUE X 326 FAIR MARKET VALUE X 36370 FAIR MARKET VALUE X 40 1345401 FAIR MARKET VALUE X 1 115229 FAIR MARKET VALUE X 15 9298 FAIR MARKET VALUE X 21 5432 COST X GIFT CARDS 25 5383 COST 1 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE ORGANIZATION DETERMINES THE NUMBER OF CONTRIBUTIONS BY USING THE TOTAL NUMBER OF NON-CASH ITEMS RECEIVED PER DONOR PER OCCURANCE. FORM 990, PART VI, SECTION A, LINE 3 EFFECTIVE JULY 1, 2010, THE GOVERNING BOARDS OF FOUR NORTH CAROLINA NONPROFIT CORPORATIONS (WAKE FOREST UNIVERSITY, NORTH CAROLINA BAPTIST HOSPITAL, WAKE FOREST UNIVERSITY HEALTH SCIENCES, AND WAKE FOREST UNIVERSITY BAPTIST MEDICAL CENTER) ENTERED INTO AN AGREEMENT (THE "MEDICAL CENTER INTEGRATION AGREEMENT" OR "MCIA") UNDER WHICH THE OPERATION OF EACH OF NORTH CAROLINA BAPTIST HOSPITAL ("NCBH") AND WAKE FOREST UNIVERSITY HEALTH SCIENCES ("WFUHS") WAS DELEGATED TO WAKE FOREST UNIVERSITY BAPTIST MEDICAL CENTER ("WFUBMC"). WFUHS IS A WHOLLY-CONTROLLED SUBSIDIARY ENTITY OF WAKE FOREST UNIVERSITY ("WFU"). WFUBMC IS NOW A MEMBERSHIP NONPROFIT CORPORATION WHOSE TWO EQUAL MEMBERS ARE NCBH (WHICH ENTITY IS UNRELATED TO WFUHS AND WFU) AND WFU. THE GOAL IS CONSOLIDATION OF MANAGEMENT IN WFUBMC OF THE VARIOUS ACADEMIC MEDICAL CENTER OPERATIONS, SUBJECT TO SUBSTANTIAL RESERVED POWERS IN EACH OF THE CONSTITUENT MEMBERS' (OR IN WFUHS') BOARDS. FORM 990, PART VI, SECTION A, LINE 6 WAKE FOREST UNIVERSITY IS THE SOLE MEMBER OF WAKE FOREST UNIVERSITY HEALTH SCIENCES. FORM 990, PART VI, SECTION A, LINE 7A THE DIRECTORS OF WAKE FOREST UNIVERSITY HEALTH SCIENCES ARE ELECTED BY THE BOARD OF TRUSTEES OF ITS SOLE MEMBER, WAKE FOREST UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS OF THE ORGANIZATION'S GOVERNING BODY WHICH REQUIRE APPROVAL BY THE ORGANIZATION'S SOLE MEMBER, WAKE FOREST UNIVERSITY, INCLUDE AMENDMENTS TO CERTAIN FUNDAMENTAL DOCUMENTS (ARTICLES OF INCORPORATION AND BYLAWS); THE CONVEYANCE OR ENCUMBRANCE OF THE ORGANIZATION'S REAL ESTATE; ACADEMIC APPOINTMENT OF FACULTY, GRANT OF TENURE AND DISMISSAL; AND DISSOLUTION. FORM 990, PART VI, SECTION B, LINE 11 THE FILING ORGANIZATION'S BOARD OF DIRECTORS RECEIVE COPIES OF THE FORM 990 WITH SUFFICIENT TIME TO PERMIT REVIEW, COMMENT, AND QUESTIONS PRIOR TO ITS FILING. THE AUDIT AND COMPLIANCE COMMITTEES OF THE GOVERNING BOARD OF THE FILING ORGANIZATION REVIEWS IN ADDITIONAL DETAIL THE FILING ORGANIZATION'S FORM 990 WITH THE ORGANIZATION'S CHIEF FINANCIAL OFFICER OR HIS DESIGNEE, WHO ANSWERS QUESTIONS AND ADDRESSES CONCERNS RAISED BY SUCH COMMITTEE MEMBERS OR OTHER FILING ORGANIZATION DIRECTORS. IF MODIFICATIONS ARE REQUIRED FOLLOWING SUCH REVIEW AND COMMENT, THE REVISED FORM 990 IS REDISTRIBUTED TO ALL DIRECTORS PRIOR TO ITS FILING WITH THE IRS, ALONG WITH A REPORT NOTING THE MODIFICATIONS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES OFFICERS AND KEY EMPLOYEES TO ANNUALLY REVIEW THE CONFLICT OF INTEREST POLICY AND DETERMINE ANY POTENTIAL CONFLICTS OF INTEREST. ANY POTENTIAL CONFLICTS NOTED IN THE QUESTIONNAIRE ARE REVIEWED BY A STANDING COMMITTEE FOR APPROPRIATE RESOLUTION. ALL MEMBERS OF THE BOARD OF DIRECTORS ARE REQUIRED TO DETERMINE AND REPORT ANNUALLY, AND AS THEY ARISE, ANY POTENTIAL CONFLICTS OF INTEREST TO THE SECRETARY OF THE BOARD OF DIRECTORS. THE RESOLUTION OF POTENTIAL AND ACTUAL CONFLICTS IS SUBJECT TO THE APPROVAL OF THE CHAIR OF THE BOARD AND IS REPORTED TO THE CHAIR OF THE AUDIT & COMPLIANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF WAKE FOREST UNIVERSITY BAPTIST MEDICAL CENTER ("WFUBMC")BOARD OF DIRECTORS FUNCTIONS AS THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS AND PURSUANT TO A DELEGATION BY THE FILING ORGANIZATION, REVIEWS AND APPROVES THE APPOINTMENT AND COMPENSATION OF THE SENIOR EXECUTIVES OF THE FILING ORGANIZATION. NO MEMBER OF THE WFUBMC EXECUTIVE COMMITTEE IS AN EMPLOYEE OF THE MEDICAL CENTER. THE EXECUTIVE COMMITTEE RELIES UPON AN EXTERNAL, INDEPENDENT COMPENSATION CONSULTANT EXPERIENCED IN HEALTHCARE TO PROVIDE THE COMMITTEE WITH COMPENSATION COMPARABILITY DATA FOR NEW EXECUTIVE POSITION APPOINTMENTS AND FOR COMPENSATION REVIEWS FOR EXISTING EXECUTIVES. THE CONSULTANT, WHICH IS RETAINED DIRECTLY BY THE EXECUTIVE COMMITTEE, PROVIDES THIRD-PARTY INFORMATION AND EVALUATES THE COMPETITIVENESS AND REASONABLENESS OF EXECUTIVE COMPENSATION AND BENEFITS PROGRAMS IN RELATION TO MARKET PRACTICES FOR SIMILARLY-SITUATED NONPROFIT HEALTHCARE ORGANIZATIONS. THE COMMITTEE MAKES ITS DECISIONS WITH RESPECT TO EXECUTIVE COMPENSATION IN ACCORDANCE WITH THE FILING ORGANIZATION'S POLICIES, IRS REGULATIONS, AND STANDARD CORPORATE GOVERNANCE PRACTICES. SUCH POLICIES INCLUDE ADHERENCE TO: BOARD-ESTABLISHED EXECUTIVE COMPENSATION PHILOSOPHY AND REVIEW PROCESSES; PROCESSES ENSURING EXECUTIVE COMMITTEE MEMBER AND COMPENSATION CONSULTANT INDEPENDENCE; USE OF VALID MARKET COMPARISONS OF DATA FROM PEER ACADEMIC MEDICAL CENTERS OF SIMILAR ORGANIZATIONAL STRUCTURE, SIZE, AND COMPLEXITY; CAREFUL DOCUMENTATION OF ALL COMPENSATION DECISIONS; AND ESTABLISHMENT OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS, PER IRS GUIDELINES. MINUTES OF THE DELIBERATIONS OF THE EXECUTIVE COMMITTEE ARE CONTEMPORANEOUSLY MAINTAINED AND THAT COMPARABILITY DATA IS MAINTAINED IN THE MEDICAL CENTER'S OFFICE OF EXECUTIVE COMPENSATION SERVICES. IN THE EVENT THAT A MEMBER OF THE EXECUTIVE COMMITTEE HAS A CONFLICT OF INTEREST RELATED TO EXECUTIVE APPOINTMENT OR COMPENSATION, THAT MEMBER DOES NOT PARTICIPATE IN THE DELIBERATION OR APPROVAL OF APPOINTMENT OR COMPENSATION AND SUCH ABSTENTION IS NOTED IN THE COMMITTEE'S MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE AVAILABLE TO THE PUBLIC ON REQUEST AND ARE AVAILABLE ON THE WEBSITE OF THE NORTH CAROLINA SECRETARY OF STATE. THE ORGANIZATION'S BYLAWS ARE NOT PUBLISHED, BUT PROVISIONS FROM THE BYLAWS ARE INCLUDED AS NECESSARY IN THE ORGANIZATION'S POLICIES, AND ARE ATTACHED TO THE FORM 1023 FILED FOR THE ORGANIZATION WITH THE IRS, WHICH IS PUBLICLY AVAILABLE. THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE NOT AVAILABLE TO THE PUBLIC. PART VII, SECTION A, COLUMN B, RELATED HOURS DONALD E FLOW FILING ORG 4.0 RELATED ORG 6.0 DONNA A BOSWELL PHD FILING ORG 4.0 RELATED ORG 8.0 JAMES R HELVEY, III FILING ORG 4.0 RELATED ORG 4.0 ANDREW J SCHINDLER FILING ORG 4.0 RELATED ORG 5.0 JAMES J MARINO FILING ORG 4.0 RELATED ORG 3.0 JAMES T WILLIAMS, JR FILING ORG 4.0 RELATED ORG 20.0 GERALD F. ROACH FILING ORG 4.0 RELATED ORG 4.0 GRAHAM W DENTON, JR FILING ORG 4.0 RELATED ORG 9.0 ROBERT E GREENE FILING ORG 4.0 RELATED ORG 3.0 NATHAN O HATCH PHD FILING ORG 3.0 RELATED ORG 37.0 JOHN D MCCONNELL MD FILING ORG 9.0 RELATED ORG 10.4 UNRELATED ORG 20.6 WILLIAM B APPLEGATE MD FILING ORG 39.9 RELATED ORG .1 EDWARD ABRAHAM MD FILING ORG 35.0 UNRELATED ORG 5.0 DOUGLAS L EDGETON FILING ORG 15.0 RELATED ORG 24.0 UNRELATED ORG 1.0 J REID MORGAN FILING ORG 5.0 RELATED ORG 35.0 ANITA M CONRAD FILING ORG 8.0 RELATED ORG 32.0 EDWARD G CHADWICK FILING ORG 10.0 RELATED ORG 5.0 UNRELATED ORG 25.0 TERRY L HALES JR FILING ORG 9.1 RELATED ORG 9.4 UNRELATED ORG 21.5 THOMAS E SIBERT MD FILING ORG 9.0 RELATED ORG 10.0 UNRELATED ORG 21.0 RUSSELL M HOWERTON MD FILING ORG 15.0 RELATED ORG 5.0 UNRELATED ORG 20.0 LISA M WYATT FILING ORG 17.0 RELATED ORG 5.0 UNRELATED ORG 18.0 CHERYL E. H. LOCKE FILING ORG 9.0 RELATED ORG 5.0 UNRELATED ORG 26.0 SHEILA M SANDERS FILING ORG 9.0 RELATED ORG 5.0 UNRELATED ORG 26.0 NORMAN D POTTER, JR FILING ORG 15.0 RELATED ORG 5.0 UNRELATED ORG 20.0 KAREN H HUEY FILING ORG 11.0 RELATED ORG 5.0 UNRELATED ORG 24.0 JOANNE C RUHLAND FILING ORG 15.0 RELATED ORG 5.0 UNRELATED ORG 20.0 NORTH CAROLINA BAPTIST HOSPITAL IS AN UNRELATED ORGANIZATION TO THE FILING ORGANIZATION AND THE INFORMATION CONCERNING HOURS DEVOTED TO IT ARE NOT REQUIRED TO BE REPORTED, BUT ARE INCLUDED BECAUSE OF THE STRUCTURE OF WAKE FOREST UNIVERSITY BAPTIST MEDICAL CENTER, OF WHICH THE FILING ORGANIZATION AND NORTH CAROLINA BAPTIST HOSPITAL ARE PRINCIPAL PARTS. THE CORPORATE OFFICERS OF THE MEDICAL CENTER ALSO SERVE AS THE CORPORATE OFFICERS OF NORTH CAROLINA BAPTIST HOSPITAL AND WAKE FOREST UNIVERSITY HEALTH SCIENCES. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -30,556,663. GAIN FROM EQUITY METHOD AFFILIATES 1,591,141. TOTAL TO FORM 990, PART XI, LINE 5: -28,965,522. 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