2013-05-09T16:55:38-05:00 2012-06-30 134008324 PricewaterhouseCoopers LLP 125 High Street Boston MA 02110 990 2011-07-01 620476822 Vanderbilt University VAND 6153436601 PMB 406310 2301 Vanderbilt Place Nashville TN 372406310 Brett Sweet 6153436735 2013-05-09 1 Gwen Spencer P00641463 6175305000 2011 2016-02-25 16:41:14Z Nicholas S Zeppos 211 Kirkland 2201 Nashville TN 37240 5997520531 0 X WWW.VANDERBILT.EDU X 1873 TN and Form 990, Part III, Line 1, Description of Organization Mission:Vanderbilt University is a center for scholarly research, informed and creative teaching, and service to the community and society at large. Vanderbilt will uphold the highest standards and be a leader in the quest for new knowledge through scholarship, dissemination of knowledge through teaching and outreach, and creative experimentation of ideas and concepts. In pursuit of these goals, Vanderbilt values most highly the intellectual freedom that supports open inquiry and equality, compassion and excellence in all endeavors. 35 25 35653 8372 2588465 -6229233 504015836 476594262 3131309587 3197456719 152437271 108328279 39720509 37745863 3827483203 3820125123 341699210 348781082 0 0 2039891978 2178591301 424701 643817 31816078 1271372553 1165010804 3653388442 3693027004 174094761 127098119 7390983841 7437841959 2319162289 2439535434 5071821552 4998306525 X See Schedule O 0 0 679562745 273542417 449404710 See Schedule O - EducationEducation: Vanderbilt University offers undergraduate programs in the Liberal Arts and Science, Engineering, Music, Education and Human Development, as well as a full range of graduate and professional degrees. Vanderbilt's ten schools and colleges include: College of Arts and Science, Graduate School, Blair School of Music, Divinity School, School of Engineering, Law School, School of Medicine, School of Nursing, Owen Graduate School of Management, and Peabody College (of Education and Human Development). Vanderbilt University has approximately 6,900 undergraduate students, 6,000 graduate and professional students, and more than 3,900 faculty members.Vanderbilt University ranked 17th among the nation's best universities, and ranked 16th among national universities in the "Great Schools, Great Prices" category in an annual survey conducted by the U.S. News & World Report.Vanderbilt's Peabody College of Education and Human Development ranked as the best graduate school of education in the nation by U.S. News & World Report for the fourth consecutive year. The special education program has been ranked at No. 1. Other Vanderbilt schools with notable rankings include: School of Medicine, ranked 14th for research hopsitals in the nation; Law School ranked 16th; and the Vanderbilt Owen Graduate School of Management ranked 25th.For more information regarding education at Vanderbilt University, visit: http://www.vanderbilt.edu 439395516 64253047 211284086 See Schedule O - Academic and Scientific ResearchAcademic and Scientific Research: Vanderbilt is an internationally recognized research university. A majority of Vanderbilt University's research funding is received from the federal government. Funding is also received from foundations, associations, corporations, and other sources. Vanderbilt University's researchers are at the forefront of posing innovative solutions to some of the most challenging questions facing the world today.For more information regarding research at Vanderbilt University, visit: http://www.research.vanderbilt.edu. 2079341439 10985618 2413344273 See Schedule O - Patient CarePatient Care: Vanderbilt University hospitals and clinics provide quality medical health care regardless of race, creed, sex, national origin, handicap, age, or ability to pay. Although reimbursement for services rendered is critical to the operation and stability of Vanderbilt University hospitals and clinics, it is recognized that not all individuals possess the ability to purchase essential medical services, and further that part of Vanderbilt's mission is to serve the community. Therefore, in keeping with Vanderbilt's commitment to serve all members of its community, free care and/or subsidized care, care provided to persons covered by governmental programs at below cost, and health activities and programs to support the community are provided where the need and/or an individual's inability to pay coexists. These activities include wellness programs, community education programs, special programs for the elderly, handicapped, medically underserved, and a variety of broad community support activities. Charity care is also provided through many reduced price services and free programs offered throughout the year based upon activities and services which Vanderbilt believes will serve a bona fide community health need. During the fiscal year, Vanderbilt serviced 53,818 inpatients and 1,839,952 emergency and outpatient clinic visits.Vanderbilt University Medical Center finished fiscal 2012 in the U.S. News and World Report annual rankings of America's Best Hospitals named, once again, among the nation's elite providers of health care services. This year, U.S. News unveiled new "Regions Recognitions" as part of its annual rankings. Vanderbilt University Medical Center was lauded as both the No. 1 hospital in Tennessee and No. 1 in the Metro Nashville area. Vanderbilt University Medical Center equaled an all-time best with 11 ranked specialties out of a possible 16 categories. Specialty programs ranking among the top 50 in their respective fields include; urology, nephrology, diabetes and endocrinology, ear, nose and throat, pulmonology, gastroenterology, cardiology and heart surgery, cancer, neurology and neurosurgery, orthopedics, and gynecology. In addition, the Monroe Carell Jr. Children's Hospital at Vanderbilt was included among the nation's leaders in pediatric health care in the U.S. News & World report magazine's best children's hospital ranking. The hospital achieved rankings in a maximum 10 out of 10 specialties: Urology, neonatology, cardiology and heart surgery, gastroenterology, diabetes and endocrinology, orthopedics, pulmonology, nephrology, neurology and neurosurgery, and cancer.Along with the various national rankings, there are several Vanderbilt University Medical Center programs unique to the Middle Tennessee region, which include:- The Vanderbilt-Ingram Cancer Center, the only cancer center in Tennessee that conducts research and cares for both children and adults; it is one of 40 National Cancer Institute-designated comprehensive cancer centers in the United States, and is also a member of The Elite National Comprehensive Cancer Network comprising the top 21 clinical cancer institutes in the country;- The only level 1 trauma center in Middle Tennessee;- A comprehensive regional adult and pediatric burn center;- Lifeflight, an integrated air and ground emergency patient transport system;- The Tennessee poison control center;- The only comprehensive solid organ transplant program in Tennessee; and- 19 specialty services with the Monroe Carell Jr. Chilren's Hospital, including a level IV neonatal intensive care unit, a dedicated pediatric emergency department and pediatric trauma program.For more information regarding health care at Vanderbilt University, visit: http://www.mc.vanderbilt.edu. 246367521 0 149734838 Other program services include public service, academic support, institutional support, student services, room and board, and other auxiliary services. Vanderbilt University engages in a variety of public service projects, including, but not limited to: supporting HIV care and treatment programs in rural Mozambique and Nigeria, Africa; developing training materials for current and future school personnel; formulating new approaches to increase health, safety, quality and outcomes, while decreasing total costs; and many other sponsored community health and educational programs. 246367521 149734838 3444667221 1 0 0 1 0 0 0 1 1 1 1 1 0 0 1 0 0 1 1 1 1 1 0 1 1 0 1 1 1 1 1 1 0 0 0 0 0 0 1 0 1 1 1 1 0 0 1 1 1 1 1 0 1 X 21349 0 35653 1 1 1 1 BR CA CJ CH UK FR GM IN ID KS LU MY SP TW BC GH IV MO NI RP TH EG MZ 0 0 0 1 1 0 0 0 0 X 35 25 1 0 0 1 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 X Eric Kopstain 6158758617 110 21st Avenue South Ste 900 Nashville TN 37203 X Michael L Ainslie 1.00 X 0 0 0 John D Arnold 1.00 X 0 0 0 William W Bain Jr 1.00 X 0 0 0 Lee M Bass 1.00 X 0 0 0 Elizabeth S Bennett 1.00 X 0 0 0 Darryl D Berger 1.00 X 0 0 0 Camilla Dietz Bergeron 1.00 X 0 0 0 Dennis C Bottorff 1.00 X 0 0 0 Bill Ray Caldwell 1.00 X 0 0 0 Sheryll D Cashin 1.00 X 0 0 0 Mark F Dalton 1.00 X 0 0 0 Claiborne P Deming 1.00 X 0 0 0 Bruce R Evans 1.00 X 0 0 0 William W Featheringill 1.00 X 0 0 0 Karen T Fesmire 1.00 X 0 0 0 Joanne F Hayes 1.00 X 0 0 0 John R Ingram 1.00 X 0 0 0 Orrin H Ingram 1.00 X 0 0 0 Edith Carell Johnson 1.00 X 0 0 0 Leslie C Labruto 1.00 X 0 0 0 J Hicks Lanier 1.00 X 0 0 0 Jackson W Moore 1.00 X 0 0 0 Nancy Perot Mulford 1.00 X 0 0 0 Ayo Ositelu 1.00 X 0 0 0 Courtney C Pastrick 1.00 X 0 0 0 H Ross Perot Jr 1.00 X 0 0 0 Joe L Roby 1.00 X 0 0 0 Eugene B Shanks Jr 1.00 X 0 0 0 Richard H Sinkfield 1.00 X 0 0 0 Wyatt H Smith 1.00 X 0 0 0 Cal Turner 1.00 X 0 0 0 Levi Watkins Jr MD 1.00 X 0 0 0 Rebecca Webb Wilson 1.00 X 0 0 0 William M Wilson 1.00 X 0 0 0 Nicholas S Zeppos JD 40.00 X X 1007183 0 227566 Jeffrey R Balser MD PHD 40.00 X 1038963 0 270089 Jerry G Fife BS 40.00 X 439524 0 31708 Beth A Fortune MA 40.00 X 381956 0 20288 Richard C McCarty MS PHD 40.00 X 1134005 0 27045 Susie S Stalcup BA 40.00 X 564525 0 27570 Brett C Sweet MBA 40.00 X 790866 0 30179 David Williams II MA MBA JD LLM 40.00 X 963284 0 252282 Matthew W Wright MBA 40.00 X 639953 0 117396 Larry M Goldberg MHA 40.00 X 595770 0 48341 Charles L Gregory MA MBA MHA 40.00 X 604132 0 35457 John F Manning Jr PHD MBA 40.00 X 619954 0 129124 Charles W Pinson MD MBA 40.00 X 1089350 0 204462 David Posch 40.00 X 616265 0 26494 James G Franklin 40.00 X 1610295 0 232476 John W Klekamp MD 40.00 X 1341829 0 34260 Eric G Neilson 40.00 X 1342649 0 24378 Kevin E Stallings MS 40.00 X 1961128 0 172603 Paul A Thomas MD 40.00 X 2015939 0 31826 Harry R Jacobson MD 40.00 X 1300000 0 0 Betty L Price MBA CPA 40.00 X 464732 0 15227 Martin P Sandler MD 40.00 X 632279 0 21156 21154581 0 1979927 3394 1 1 0 Balfour Beatty Construction 535 Marriott Dr Ste 625 Nashville TN 37214 Construction 19012651 Lewis Communications Inc 30 Burton Hills 207 Nashville TN 37215 Advertising Svcs. 5839483 Orion Building Corporation 9025 Overlook Blvd Ste 100 Brentwood TN 37027 Construction 5282624 RC Mathews Contractors 300 Broadway Nashville TN 37201 Construction 4830981 Int'l Epidemiology Inst Inc 1455 Research Blvd 550 Rockville MD 20850 Engineering & Research Svcs. 4488709 230 745578 365065967 110782717 17077708 476594262 Health Care Services 900099 2413344273 2407363687 5980586 Tuition and Fees 900099 449404710 449404710 Research & Other Contr 900099 208168450 208168450 Room, Board & Auxiliar 900099 123423650 121729264 1694386 Other 900099 3115636 3115636 3197456719 53595775 -5215863 58811638 6759792 6759792 5304359 586671 4717688 4717688 4717688 2231160737 2176428233 54732504 54732504 54732504 337699 745578 380504 -42805 -42805 Other 900099 26311188 26181832 129356 26311188 3820125123 3215963579 2588465 124978817 X 55446102 55446102 273542417 273542417 19792563 19792563 11416712 2303622 7705321 1407769 589688 461300 128388 1775139228 1647817904 110359874 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Limited Partnerships 1465788794 F Int in Trusts Held by Others 39256676 F Other Investments & Securities 644847091 F Closely-held Equity Interests 1074675 C Inv Allocable to Minority Int 201386275 F 2352353511 Actuarial liab-Annuities Payable 34170319 Gov Adv for Student Loans 22113011 Actuarial liab-Annuities Payable 105542445 FV of Int Rate Exchg Agreement 315577234 State Taxes Payable 227821 477630830 Part III, Line 4: - Description of Collections: Vanderbilt University maintains various collections of art, historical treasures, and other similar assets in departments across the University. Such collections include, but are not limited to, historical drawings; historical scientific instruments; historical furniture; paintings; photography; book collections; and other similar items and artifacts. All such collections further Vanderbilt's exempt purpose by providing historical materials for students and researchers, and by providing cultural, historical, and educational opportunities to Vanderbilt University students and the community at large through exhibits, displays, and loan or exchange programs. Part III, line 5: - Solicitation of Art, etc.: Vanderbilt University solicited works of art to be sold at fundraising events in silent auctions. The fair market value of these items can range in value, and in FY12 the fair market value of these items did not meet the thresholds required for Form 8282 to be filed. Part IV, Line 2b: - Agency funds: Agency funds are held by Vanderbilt University, which serves as a custodian or fiscal agent for students, student groups, faculty, staff members, and other University related organizations. Description of Intended Use of Endowment Funds: Part V, Line 4: - Endowment funds: Vanderbilt University's endowment funds, as related to Part V, are intended to be used for scholarships, fellowships, endowed academic chair support, and capital and operational support. Description of Uncertain Tax Positions Under FIN 48: Part X: - FIN 48 (ASC740) Disclosure: The University does not have a FIN 48 (ASC740) footnote disclosure in the audit report. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Explanation of Nondiscriminatory Policy Publication Schedule E, Part I, Line 3 Vanderbilt University's nondiscrimination policy is widely disseminated through various University-related websites, online application portals, orientation sessions, publication in catalogs, application materials and handbooks. - See Part II for additional detail. Schedule E, line 3, Summary of Nondiscrimination Policy: In compliance with federal law, including the provisions of Title VII of the Civil Rights Act of 1964, Title IX of the Education Amendments of 1972, Sections 503 and 504 of the Rehabilitation Act of 1973, the Americans with Disabilities Act (ADA) of 1990, the ADA Amendments Act of 2008, Executive Order 11246, and the Uniformed Services Employment and Reemployment Rights Act, as amended, and the Genetic Information Nondiscrimination Act of 2008, Vanderbilt University does not discriminate against individuals on the basis of their race, sex, religion, color, national or ethnic origin, age, disability, or military service, or genetic information in its administration of educational policies, programs, or activities, admissions policies, scholarship and loan programs, athletic or other University-administered programs, or employment. In addition, the University does not discriminate against individuals on the basis of their sexual orientation, gender identity, or gender expression consistent with the University's nondiscrimination policy. Schedule E, line 6, Explanation of Government Financial Aid: Vanderbilt University participates in the following programs: Federal Pell Grants, Federal Supplemental Educational Opportunity Grants (FSEOG), Federal Direct Stafford Subsidized/Unsubsidized Loans, Federal Perkins Loans, Federal Direct Graduate Plus Loans, Federal Direct Parent Loan for Undergraduate Students (PLUS Loans), Federal Work Study Program, Tennessee Student Assistance Awards, and the Tennessee Education Lottery Scholarship Program. Vanderbilt University also receives various federal and state grants and contracts for academic and scientific research. 1 East Asia and the Pacific 0 0 Fundraising N/A 9039 Central America/Caribbean 0 7 Grantmaking N/A 830039 East Asia and the Pacific 0 1 Grantmaking N/A 1120091 Europe 0 3 Grantmaking N/A 2629872 Middle East and North Africa 0 1 Grantmaking N/A 474836 North America 0 3 Grantmaking N/A 901029 South America 0 7 Grantmaking N/A 2210549 South Asia 0 0 Grantmaking N/A 156409 Sub-Saharan Africa 0 0 Grantmaking N/A 11469738 Central America/Caribbean 0 0 Investments N/A 1210593339 East Asia and the Pacific 0 0 Investments N/A 101361935 Europe 0 0 Investments N/A 213259461 Middle East and North Africa 0 0 Investments N/A 24459 North America 0 0 Investments N/A 23139252 South America 0 0 Investments N/A 28996 Russia/Independent States 0 0 Investments N/A 60770217 South Asia 0 0 Investments N/A 55503023 Sub-Saharan Africa 0 0 Investments N/A 25439567 Central America/Caribbean 0 21 Program Services Education/Research/Healt hcare/Pulic Service 1022097 East Asia and the Pacific 0 0 Program Services Education/Research/Healt hcare/Pulic Service 994873 Europe 2 19 Program Services Education/Research/Healt hcare/Pulic Service 3996275 Middle East and North Africa 0 1 Program Services Education/Research/Healt hcare/Pulic Service 2691396 North America 0 1 Program Services Education/Research 819598 Russia/Independent States 0 0 Program Services Education/Research 32787 South America 0 32 Program Services Education/Research/Healt hcare/Public Service 1354505 South Asia 0 2 Program Services Education/Public Service/ Healthcare 489302 Sub-Saharan Africa 0 1 Program Services Education/Research/Healt hcare/Public Service 417046 Central America/Caribbean 0 0 Send Agents to Seminar N/A 400 East Asia and the Pacific 0 0 Send Agents to Seminar N/A 22461 Europe 0 0 Send Agents to Seminar N/A 102822 Middle East and North Africa 0 0 Send Agents to Seminar N/A 7133 North America 0 0 Send Agents to Seminar N/A 45316 Russia/Independent States 0 0 Send Agents to Seminar N/A 8950 South America 0 0 Send Agents to Seminar N/A 6525 South Asia 0 0 Send Agents to Seminar N/A 6681 Sub-Saharan Africa 0 0 Send Agents to Seminar N/A 3909 0 22 2 77 2 99 8331864 1713612063 1721943927 Central America and the Caribbean Academic Research 21618 Wire 0 N/A N/A Central America and the Caribbean Academic Research 566760 Wire 0 N/A N/A Central America and the Caribbean Academic Research 5438 Wire 0 N/A N/A Central America and the Caribbean Academic Research 16995 Wire 0 N/A N/A Central America and the Caribbean Academic Research 34665 Wire 0 N/A N/A Central America and the Caribbean Academic Research 7488 Wire 0 N/A N/A Central America and the Caribbean Academic Research 41377 Wire 0 N/A N/A East Asia and the Pacific Academic Research 51317 Wire 0 N/A N/A Europe (Including Iceland and Greenland) Academic Research 604627 Wire 0 N/A N/A Europe (Including Iceland and Greenland) Academic Research 137415 Wire 0 N/A N/A Europe (Including Iceland and Greenland) Academic Research 380406 Wire 0 N/A N/A Middle East and North Africa Academic Research 26154 Check 0 N/A N/A North America Academic Research 61173 Check 0 N/A N/A North America Academic Research 279814 Check 0 N/A N/A North America Academic Research 51476 Wire 0 N/A N/A South America Academic Research 46477 Wire 0 N/A N/A Central America and the Caribbean Academic Research 18022 Wire 0 N/A N/A South America Academic Research 51121 Wire 0 N/A N/A South America Academic Research 86854 Wire 0 N/A N/A South America Academic Research 35250 Wire 0 N/A N/A South America Academic Research 48000 Wire 0 N/A N/A South America Academic Research 98615 Wire 0 N/A N/A Sub-Saharan Africa Academic Research 38832 Wire 0 N/A N/A Europe Subcontract - 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Research 22969 Check 0 N/A N/A North America Subcontract - Research 73832 Check 0 N/A N/A Sub-Saharan Africa Subcontract - Instruction and Research 74216 Wire 0 N/A N/A Sub-Saharan Africa Subcontract - Instruction and Research 24752 Wire 0 N/A N/A Sub-Saharan Africa Subcontract - Instruction and Research 5188 Wire 0 N/A N/A Europe Subcontract - Research 60020 Wire 0 N/A N/A Europe Subcontract - Research 60020 Wire 0 N/A N/A Europe Subcontract - Research 25168 Check 0 N/A N/A Middle East and North Africa Subcontract - Research 25000 Check 0 N/A N/A Middle East and North Africa Subcontract - Research 198 Check 0 N/A N/A Middle East and North Africa Subcontract - Research 20756 Check 0 N/A N/A Middle East and North Africa Subcontract - Research 10206 Check 0 N/A N/A 67 16 1 0 1 1 1 1 Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: - Monitoring Use of Grant Funds: Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside of the United States who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient monitoring guidelines are available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient/ subrecipientsmonitoringguidelinesfinal.pdf Method Used to Acccount for Expenditures: Schedule F, Part I, Line 3: - Accounting method for Reporting Expenses: Expenses reported in Schedule F, Part I, Line 3 and Part II, Line 1 are derived from Vanderbilt's books and records, which are maintained on the accrual basis of accounting. X X X X X X X 1 Ruffalo Cody LLC 65 Kirkwood North Road SW Cedar Rapids IA 52404 Call Center 0 831842 439103 392739 Grizzard 229 Peachtree St NE Suite 1400 Atlanta GA 30303 Direct Mail Co-op, Mailing Services 0 132405 80051 52354 Grenzebach Glier and Associates 401 N Michigan Avenue Suite 2800 Chicago IL 60611 Consulting Services Related to Fundraising Programs 0 0 124663 0 964247 643817 445093 Rascal Flatts - Behind the Music 334582 243024 91558 48340 24924 4694 8580 Friends in Fashion 143288 94750 48538 24087 34228 1434 11038 15 605407 407804 197603 2988 9551 38524 29001 48222 94893 1083277 745578 337699 2988 33638 86864 88153 54350 114511 380504 -42805 Explanation of Fundraising Payments Schedule G, Part I, Line 2b, Column (v) - Ruffalocody: The total amount paid to Ruffalocody for Fiscal Year 2012 was $439,103 which includes professional fundraising fees of $423,799 and fundraising expenses of $15,304. The contract between Vanderbilt University and Ruffalocody calls for the reimbursement of fundraising expenses incurred by Ruffalocody, such as printing and postage, which are invoiced separately from telemarketing services fees. Schedule G, Part I, Line 2b, Column (v): - Grenzebach Glier and Associates: The total amount paid to Grenzebach Glier and Associates for Fiscal Year 2012 was $124,663, which includes professional fundraising fees of $115,572 and expenses of $9,091. The contract between Vanderbilt University and Grenzebach Glier and Associates calls for the reimbursement of travel related fundraising expenses incurred by Grenzebach Glier and Associates, such as airfare and hotel, which are invoiced as incurred. Grenzebach Glier and Associates provide consulting services for Vanderbilt University's overall fundraising program. They do not raise funds for Vanderbilt or help raise funds for a specific purpose. 1 1 X 1 X 1 X 1 1 0 1 1 120068100 0 120068100 0.03240 309821109 262607897 47213212 0.01280 429889209 262607897 167281312 0.04520 5386295 0 5386295 0.00150 111975007 25919807 86055200 0.02320 24883999 24077670 806329 0.00020 494806996 0 494806996 0.13370 637052297 49997477 587054820 0.15860 1066941506 312605374 754336132 0.20380 1 34248383 3442078 339623878 402986436 -63362558 X 1 1 1 Ambulatory Surgery Center of Cool Springs LLC Ambulatory Surgery Center 0.51020 0.00000 0.16260 2 Vanderbilt Imaging Services LLC Radiology Services 0.66670 0.00000 0.33330 3 New Light Imaging LLC Outpatient Diagnostic Imaging 0.66670 0.00000 0.33330 4 One Hundred Oaks Imaging LLC Outpatient Diagnostic Imaging 0.80000 0.00000 0.20000 5 Williamson Imaging LLC Outpatient Diagnostic Imaging 0.53340 0.00000 0.26660 6 VIP Midsouth LLC Pediatric Clinics 0.49250 0.00000 0.50750 7 Springfield VIP Realty LLC Own Real Estate Used as Medical Facility 0.49000 0.00000 0.51000 2 1 Vanderbilt Univ Hospitals & Clinics

1211 22nd Avenue South Nashville TN 37212

X X X X X X 2 Vanderbilt Stallworth Rehab Hospital

2201 Childrens Way Nashville TN 37212

X Vanderbilt Univ Hospitals & Clinics 1 1 1 200.000000000000 1 250.000000000000 1 X X X X X 1 1 X X X X X X 1 0 1 X 0 0 Vanderbilt Stallworth Rehab Hospital 2 1 1 200.000000000000 1 400.000000000000 1 X X X X X 1 1 X 1 0 0 X X 0 0 Community Benefit Report: Form 990, Schedule H, Part I, Line 6a Vanderbilt's programs and services that promote the health of the communities it serves have been disclosed on Schedule H of Form 990 which, by reference, is the community benefit report for Vanderbilt University. Apart from Schedule H, Vanderbilt University did not prepare a separate and distinct community benefit report during the tax year. Community Benefit Report: Form 990, Schedule H, Part I, Line 6b Vanderbilt University includes a footnote in its audited yearly financial report summarizing the community benefit information reported on Schedule H of Form 990. The audited financial report, including footnotes, of Vanderbilt University is made available to the public and can be located at: http://financialreport.vanderbilt.edu. Costing Methodology: Form 990, Schedule H, Part I, Line 7 The costing methodology used to calculate charity care and certain other community benefit costs reported was based on an overall cost-to-charge ratio for all patient populations. Community Benefit Expense: Form 990, Schedule H, Part I, Line 7(k), Column F The total community benefit expense using Part I, Line 7, Column C, (before direct offsetting revenue) as a percentage of total expense is 28.89%. Costing Methodology: Form 990, Schedule H, Part III, Lines 2 & 3 The costing methodology used to calculate bad debt expense reported in Part III, Lines 2 and 3 was based on an overall cost-to-charge ratio for all patient populations. Discounts and payments on accounts considered as bad debt offset the total bad debt expense recorded. The applicable accounts are estimated to be 20% of the total bad debts recorded. Consolidated Bad Debt: Form 990, Schedule H, Part III, Line 4 The audited financial statements of Vanderbilt University disclose the consolidated amount of bad debt expense, the preponderant portion of which is attributable to its hospitals and clinics. Costing Methodology: Form 990, Schedule H, Part III, Line 8 The costing methodology used to calculate medicare allowable costs reported in Part III, Line 6 was based on an overall cost-to-charge ratio for all patient populations. Although Schedule H does not allow the reporting of medicare shortfalls as a community benefit item, the hospital believes that shortfalls from government programs such as Medicare and Tricare (Federal Health Plan for military and their families) should be included in the community benefit calculation similar to medicaid shortfalls. In FY12, such shortfalls amounted to $63,362,558. Charity Care Write Off: Form 990, Schedule H, Part III, Line 9b If a patient qualifies for a 100% charity care write off, the account is closed and no further collection efforts are made. If a patient qualifies for a partial charity care write off, the account is reduced for the applicable charity discount and normal collection efforts are made. The same collection effort is made for these patients as is made for all other types of patients including insured patients who owe deductibles and co-insurance. Hospital - Financial Assistance: Form 990, Schedule H, Part V Line 13g - Facility 2 - Stallworth Rehab. A summary of the policy is posted in the main elevator to the patient care units. Pre-Admitting, Registration, or Billing personnel may refer uninsured or low income patients to financial personnel to discuss qualifications for free or discounted care. Hospitals and Clinics - Financial Assistance: Form 990, Schedule H, Part V, Line 19d, Facility 1 - Vanderbilt University The State of Tennessee requires each healthcare facility in the State to provide a discount from charges for uninsured patients. The discount is calculated for each hospital specifically and is based on the most recently filed Joint Annual Report with the State of Tennessee. For FY12, the state mandated discount for Vanderbilt was 39.8%. However, Vanderbilt voluntarily implemented a higher discount for the uninsured of 50%. Hospital - Financial Assistance: Form 990, Schedule H, Part V, Line 19d, Facility 2 - Stallworth Rehab. Individuals without insurance are extended a 40% discount off gross charges which extends the discount required by Tennessee Code Annotated 68-11-262 - Limit on Amount of Charges for Services to an Uninsured Patient. Health Care Needs: Form 990, Schedule H, Part VI, Line 2 The hospitals and clinics play an active part in assessing the health care needs of the communities it serves by strategically targeting and providing essential health care services that would otherwise not be available to these patient populations. These services include high risk obstetrics, children's specialty services such as neonatal intensive care, pediatric intensive care, a hemophilia clinic as well as an adult aids program that is administered through the department of medicine. Services have also been strategically implemented for underserved and economically disadvantaged areas and include the Vine Hill Community Clinic which is staffed by nurse practitioners, certified nurse midwives, and psychiatric mental health nurse practitioners from Vanderbilt University School of Nursing and the Shade Tree Family Clinic, a free health clinic run by Vanderbilt medical students. Assistance Programs: Form 990, Schedule H, Part VI, Line 3 Patients are notified of potential assistance under federal, state, or local government programs or under the organization's charity care policy via signage posted in the patient care registration points, brochures are available at the registration points, and language included on all statements mailed to the patients. Patient Population: Form 990, Schedule H, Part VI, Line 4 Because the hospital is a Level I Trauma Center and a Regional Tertiary Care Facility, the patient population served includes not only the Middle Tennessee area, but the entire state of Tennessee, Southern Kentucky, and Northern Alabama. For more information, please see the "Detailed Information - 2012 Fact Book" found on the website, as well as read the "About Us" section at http://mc.vanderbilt.edu/about. 1 ABT Associates Inc 4550 Montgomery Avenue Suite 800N Bethesda MD 20814 526041929 N/A 173180 N/A N/A Research Adventure Science Center 800 Fort Negley Blvd Nashville TN 37203 620479192 501 (C) (3) 11480 N/A N/A Instruction Aerospace Corporation 2310 East El Segundo Blvd El Segundo CA 90245 952102389 501 (C) (3) 150000 N/A N/A Research Albert Einstein College of Medicine 500 West 185th Street New York NY 10033 131624225 501(c)(3) 9949 N/A N/A Subcontract - Research Alignment Nashville 1 Public Square Nashville TN 37201 450549393 501 (C) (3) 50000 N/A N/A Contribution American Cancer Society 2000 Charlotte Avenue Nashville TN 37203 131788491 501 (C) (3) 10000 N/A N/A Contribution American Heart Association 1101 Northchase Parkway Suite 1 Marietta GA 30067 135613799 501 (C) (3) 152310 N/A N/A Contribution Anatomic & Clinical Lab Assoc PC 2010 Church St Ste 615 Nashville TN 37203 621051717 N/A 7035 N/A N/A Subcontract - 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Instruction and Research Catholic Charities of Tennesse (HFS) 30 White Bridge Road Nashville TN 37205 620679520 501 (C) (3) 5584 N/A N/A Subcontract - Research Catholic University of America 620 Michigan Avenue NE Washington DC 20064 530196583 501 (C) (3) 12670 N/A N/A Public Service Cedars Sinai Health System 8700 Beverly Boulevard 6732 West Hollywood CA 90048 951644600 501 (C) (3) 20145 N/A N/A Subcontract - Research Center for Biomedical Research LLC 1415 Old Weisgarber Rd Suite 200 Knoxville TN 37909 270952972 N/A 25564 N/A N/A Subcontract - Research Centerstone Community Mental Health Centers Inc 1101 6th Ave North Nashville TN 37208 621674308 501 (C) (3) 5337 N/A N/A Subcontract - Research CFD Research Corporation 601 Genome Way Suite 2301 Huntsville AL 35806 639044385 N/A 73514 N/A N/A Research Childrens Hospital Medical Center 3333 Burnet Ave Cincinnati OH 45229 310833936 501 (C) (3) 46916 N/A N/A Subcontract - Instruction and Research Childrens Hospital of Los Angeles 4650 Sunset Boulevard Mailstop 97 Los Angeles CA 90027 951690977 501 (C) (3) 80867 N/A N/A Subcontract - Research Childrens Hospital of Philadelphia 34th Street and Civic Center Blvd Philadelphia PA 19104 231352166 501 (C) (3) 133727 N/A N/A Subcontract - Instruction and Research Children's Research Institute 700 Childrens Drive Columbus OH 43205 316056230 501 (C) (3) 145911 N/A N/A Research Cincinnati Children's Hospital Medical Center 3333 Burnet Ave Cincinnati OH 45229 310833936 501 (C) (3) 120410 N/A N/A Subcontract - Research Claremont Graduate University 150 East Tenth Street Harper Hall 152 Claremont CA 91711 951664100 501 (C) (3) 469323 N/A N/A Public Service Clarkson University PO Box 5630 Postdam NY 13699 150543659 501 (C) (3) 11476 N/A N/A Research Cleveland Clinic Foundation 9500 Euclid Ave Cleveland OH 44195 340714585 501 (C) (3) 50709 N/A N/A Subcontract - Research CNA Corporation 4825 Mark Center Drive Alexandria VA 22311 541558882 501 (C) (3) 60392 N/A N/A Research College of William and Mary Grants Research Administration 314 Jamestown Road Williamsburg VA 23185 546001718 N/A 27749 N/A N/A Research Colorado School of Mines Fiscal Services 1500 Illinois St Golden CO 80401 846000551 N/A 16343 N/A N/A Research Columbia University 2960 Broadway New York NY 10027 135598093 501 (C) (3) 899408 N/A N/A Subcontract - Instruction and Research Cornell University 1300 York Ave New York NY 10065 131623978 501 (C) (3) 400256 N/A N/A Subcontract - Instruction and Research Cornell University Sponsored Programs 120 Day Hall Ithaca NY 14853 150532082 501 (C) (3) 234123 N/A N/A Research Cystic Fibrosis Foundation 4825 Trousdale Drive Suite 238 Nashville TN 37220 136161105 501 (C) (3) 7500 N/A N/A Contribution Dana Farber Cancer Institute 44 Binney St Boston MA 02115 042263040 501 (C) (3) 201353 N/A N/A Subcontract - Research David Lipscomb University One University Park Dr Nashville TN 37204 620485733 501 (C) (3) 54588 N/A N/A Subcontract - Instruction and Research Delaware State University Administration Building Room 307 Dover DE 19901 510305893 501 (C) (3) 28818 N/A N/A Public Service Drexel University 2900 West Queen Lane Philadelphia PA 19129 231352630 501 (C) (3) 7500 N/A N/A Contribution Duke University 324 Blackwell Street Durham NC 27708 560532129 501 (C) (3) 319605 N/A N/A Subcontract - Instruction and Research East Tennessee University ORSP Box 70565 Ada Earnest House Johnson City TN 37614 626021046 501 (C) (3) 27863 N/A N/A Instruction Education Development Center Inc 55 Chapel Street Newton MA 02458 042241718 501 (C) (3) 347597 N/A N/A Research Emory University 201 Dowman Drive Atlanta GA 30322 580566256 501 (C) (3) 1018764 N/A N/A Subcontract - Instruction and Research Erlanger Health System 975 E Third St Chattanooga TN 37403 626000101 N/A 14165 N/A N/A Subcontract - Research FACET Innovations LLC 1314 NE 43rd Street Suite 207 Seattle WA 98105 200155627 N/A 15223 N/A N/A Research Filament Games LLC 2010 Eastwood Drive Suite 104 Madison WI 53704 412188923 N/A 106942 N/A N/A Research Fisk University Sponsored Programs 1000 17th Ave Nashville TN 37208 620202000 501 (C) (3) 154740 N/A N/A Public Service, Research Florida State University 874 Traditions Way 3rd Floor SSB PO Box 30 Tallahassee FL 32306 596001138 501 (C) (3) 448431 N/A N/A Public Service, Research Fox Chase Cancer Center 333 Cottman Ave Philadelphia PA 19111 232003081 501 (C) (3) 69062 N/A N/A Subcontract - Research Fred Hutchinson Cancer Research Center 1100 Fairview Ave N Seattle WA 98109 237156071 501 (C) (3) 121599 N/A N/A Subcontract - Research Friends in Global Health 3319 West End Ave Suite 700 Nashville TN 37203 260170070 501 (C) (3) 10897696 N/A N/A Subcontract - Research and Patient Care George Mason University OSP 4400 University Drive MS 4C6 Fairfax VA 22030 540836354 501 (C) (3) 43521 N/A N/A Research George Washington University 2121 I Street NW Ste 601 Washington DC 20052 530196584 501 (C) (3) 20970 N/A N/A Research Georgetown University Medical Center Cost Sponsored Acctg 2121 Wisconsin Ave NW Suite 400 Washington DC 20007 530196603 501 (C) (3) 29459 N/A N/A Public Service Georgia Institute of Technology Office of Sponsored Programs 505 Tenth Street NW Atlanta GA 30332 580603146 N/A 959441 N/A N/A Research Georgia State University Research PO Box 3999 Atlanta GA 30302 581845423 501 (C) (3) 48494 N/A N/A Subcontract - Research Gilda's Club Nashville 1707 Division Street Nashville TN 37203 621614190 501 (C) (3) 8250 N/A N/A Contribution H Lee Moffitt Cancer Center 12902 Magnolia Dr Tampa FL 33612 592451713 501 (C) (3) 381884 N/A N/A Subcontract - Research Harvard Pilgrim Healthcare 93 Worcester St Wellesley MA 02481 042452600 501 (C) (3) 27296 N/A N/A Subcontract - Research Harvard University Massachusetts Hall Cambridge MA 02138 042103580 501 (C) (3) 1414124 N/A N/A Subcontract - Instruction and Research Haskins Laboratories 300 George Street New Haven CT 06511 131628174 501 (C) (3) 27229 N/A N/A Research Health Research Inc One University Place Rensselaer NY 12144 141402155 501 (C) (3) 15543 N/A N/A Research Henderson Settlement PO Box 205 16773 Hwy 190 Frakes KY 40940 610674965 501 (C) (3) 6926 N/A N/A Subcontract - Public Service Heritage Foundation PO Box 723 Franklin TN 37065 237042596 501 (C) (3) 8000 N/A N/A Contribution Hospital for Special Surgery 535 East 70th St New York NY 10021 131624135 501 (C) (3) 7543 N/A N/A Subcontract - Research Hospital Hospitality House 214 Reidhurst Ave Nashville TN 37203 620909363 501 (C) (3) 45950 N/A N/A Contribution Howard University 576 W Street NW Washington DC 20059 530204707 501 (C) (3) 108407 N/A N/A Research Humanities Tennessee 306 Gay St Ste 306 Nashville TN 37201 620933337 501 (C) (3) 10000 N/A N/A Contribution IIT Research Institute 10 West 35TH St Chicago IL 60616 362169122 501 (C) (3) 35228 N/A N/A Subcontract - Research Illinois State University 310 Hovey Hall Campus Box 3040 Normal IL 61790 376014070 501 (C) (3) 21664 N/A N/A Research Immune Disease Institute 3 Blackfan Circle 3rd FL Boston MA 02115 042158520 501 (C) (3) 253090 N/A N/A Subcontract - Research Indiana University PO Box 1847 Bloomington IN 47402 356001673 501 (C) (3) 332426 N/A N/A Research International Epidemiology Institute Inc 1455 Rsch Blvd Ste 550 Rockville MD 20850 521882011 N/A 3831397 N/A N/A Subcontract - Instruction and Research Inverness Research Associates PO Box 313 Inverness CA 94937 680303342 501 (C) (3) 6169 N/A N/A Research Jackson Laboratory 600 Main St Bar Harbor ME 04609 010211513 501 (C) (3) 315243 N/A N/A Subcontract - Research Jackson Madison County General Hospital 620 Skyline Dr Jackson TN 38301 626010402 501 (C) (3) 18261 N/A N/A Subcontract - Research Joan and Sanford I Weill Medical College 1300 York Box 89 New York NY 10065 131623978 N/A 362797 N/A N/A Research Johns Hopkins University 1101 East 33rd St Baltimore MD 21218 520595110 501 (C) (3) 351935 N/A N/A Subcontract - Instruction and Research Junior League of Nashville 2202 Crestmoor Road Nashville TN 37215 620476815 501 (C) (3) 30000 N/A N/A Contribution Juvenile Diabetes Research Foundation 105 Westpark Drive Suite 415 Brentwood TN 37027 231907729 501 (C) (3) 8000 N/A N/A Contribution Kaiser Foundation Research 2701 Nw Vauahn Street Portland OR 97210 941105628 501 (C) (3) 571619 N/A N/A Subcontract - Research Kansas State University 2 Fairchild Hall Manhattan KS 66506 480771751 501 (C) (3) 95268 N/A N/A Research Kestrel Institute 3260 Hillview Avenue Palo Alto CA 94304 942750021 501 (C) (3) 464159 N/A N/A Research KUMC Research Institute Inc 3901 Rainbow Blvd Kansas City KS 66160 481108830 501 (C) (3) 317859 N/A N/A Subcontract - Research Learning Point Associates 1120 E Diehl Road Suite 200 Naperville IL 60563 371161423 501 (C) (3) 6900 N/A N/A Research Lehigh University 526 Brodhead Avenue Bethlehem PA 18015 240795445 501 (C) (3) 6301 N/A N/A Research Leland Stanford Junior University 651 Serra Street Room 260 Stanford CA 94305 941156365 501 (C) (3) 73836 N/A N/A Research Leukemia and Lymphoma Society 404 BNA Drive Nashville TN 37217 135644916 501 (C) (3) 10500 N/A N/A Contribution Life Science Tennessee 222 2nd Avenue North Suite 210 Nashville TN 37201 621776913 501 (C) (3) 10000 N/A N/A Contribution Lockheed Martin Space Systems Orgn A 2015 Bldg 255 3170 Porter Drive Palo Alto CA 94304 521893632 N/A 267455 N/A N/A Research Louisiana State University 117D David Boyd Hall Baton Rouge LA 70803 726000848 501 (C) (3) 272876 N/A N/A Subcontract - Research Ludwig Institute for Cancer Research 666 Third Ave28th Floor New York NY 10017 237121131 501 (C) (3) 159445 N/A N/A Subcontract - Research LUNGevity Foundation 435 North LaSalle Street Suite 310 Chicago IL 60654 364433410 501 (C) (3) 10000 N/A N/A Contribution Manna-Food Security Partners 2105 20th Avenue South Nashville TN 37212 510185425 501 (C) (3) 16527 N/A N/A Subcontract - Research March of Dimes 98 North Star Drive Suite D Jackson TN 38305 131846366 501 (C) (3) 11750 N/A N/A Contribution Marshfield Clinic 1000 N Oak Ave Marshfield WI 54449 390452970 501 (C) (3) 39449 N/A N/A Subcontract - Research Massachusetts General Hospital 101 Huntington Avenue Suite 300 Boston MA 02199 042203836 501 (C) (3) 249781 N/A N/A Research Massachusetts General Hospital 55 Fruit St Boston MA 02114 042697983 501 (C) (3) 1117850 N/A N/A Subcontract - Instruction and Research Massachusetts Institute of Technology 77 Massachusetts Ave Cambridge MA 02139 042103594 501 (C) (3) 725659 N/A N/A Subcontract - Instruction and Research Mathematica Policy Research Inc PO Box 2393 Princeton NJ 08543 160743079 N/A 88416 N/A N/A Subcontract - Research Matthew Walker Comprehensive Healthcare 1035 14th Avenue North Nashville TN 37208 621035426 501 (C) (3) 74413 N/A N/A Subcontract - Public Service Mayo Clinic 200 First St SW Rochester MN 55905 416011702 501 (C) (3) 220137 N/A N/A Subcontract - Research Medical College of Wisconsin 9000 West Wisconsin Ave Milwaukee WI 53226 390806261 501 (C) (3) 382060 N/A N/A Subcontract - Research Medtronic Sofamor Danek USA Inc 2600 Sofamor Danek Drive Memphis TN 38132 621483635 N/A 21554 N/A N/A Research Meharry Medical College 1005 Dr DB Todd Jr Blvd Nashville TN 37208 620488046 501 (C) (3) 1820887 N/A N/A Subcontract - Instruction and Research Memorial Sloan - Kettering Cancer Center PO Box 26338 New York NY 10087 131924236 501 (C) (3) 6548 N/A N/A Subcontract - Research Mental Health Association of MD TN 295 Plus Park Boulevard Suite 201 Nashville TN 37217 620637710 501 (C) (3) 21400 N/A N/A Contribution Mental Health Cooperative Inc 275 Cumberland Bend Dr Nashville TN 37228 582018687 501 (C) (3) 21222 N/A N/A Subcontract - Research Methodist Hospital Research Institute 6670 Bertner Avenue Houston TX 77030 741180155 501 (C) (3) 46000 N/A N/A Subcontract - Research Metro Board of Parks & RecreationPublic Health Department 511 Oman Street Nashville TN 37203 620694743 N/A 153484 N/A N/A Subcontract - Research Metropolitan Nashville Public Schools 2601 Bransford Avenue Nashville TN 37204 620717138 N/A 70531 N/A N/A Subcontract - Instruction and Research Metropolitan State College of Denver Campus Box 4 PO Box 173362 Denver CO 17362 840559160 501 (C) (3) 59794 N/A N/A Research Michigan State University CGA 301 Administration Bldg East Lansing MI 48824 386005984 501 (C) (3) 20797 N/A N/A Research Mid-Continent Research for Education and Learning 4601 DTC Boulevard Suite 500 Denver CO 80237 430837728 501 (C) (3) 28641 N/A N/A Research Middle Tennessee State University ORSP 1301 East Main Street MGB Bldg Room 104 Murfreesboro TN 37132 626005794 501 (C) (3) 71564 N/A N/A Instruction, Research Miriam Hospital 164 Summit Ave Providence RI 02906 050258905 501 (C) (3) 156393 N/A N/A Subcontract - Instruction and Research Montana State University PO Box 172470 309 Montana Hall Bozeman MT 59717 816010045 501 (C) (3) 38748 N/A N/A Research Montefiore Medical Center 111 E 210th St Bronx NY 10467 131740114 501 (C) (3) 8090 N/A N/A Subcontract - Research Mount Sinai School of Medicine One Gustave L Levy Place New York NY 10029 136171197 501 (C) (3) 6807 N/A N/A Subcontract - Research Nashville International Center for Empowerment 3221 Nolensville Pike Nashville TN 37211 020674431 501 (C) (3) 20700 N/A N/A Subcontract - Public Service Nashville Latino Health Coalition 478 Allied Dr Ste 107 Nashville TN 37211 260635611 501 (C) (3) 12960 N/A N/A Subcontract - Research Nashville Public Library Foundation 615 Church Street Nashville TN 37219 621681766 501 (C) (3) 38630 N/A N/A Subcontract - Research Nashville Public Television 161 Rains Avenue Nashville TN 37203 621740928 501 (C) (3) 100000 N/A N/A Contribution Nashville RBI Inc 2909 Poston Avenue 1st Floor Nashville TN 37203 010781452 501 (C) (3) 6000 N/A N/A Contribution National Bureau of Economic Research 1050 Massachusetts Avenue Cambridge MA 02138 131641075 501 (C) (3) 111413 N/A N/A Research National Disease Research Interchange 8 Penn Center 15th Floor 1628 John F Kennedy Blvd Philadelphia PA 19103 232213205 501 (C) (3) 72900 N/A N/A Subcontract - Research National Jewish Health 1400 Jackson Street Room M 213 Denver CO 80206 742044647 501 (C) (3) 259999 N/A N/A Subcontract - Research National Patient Safety Foundation 268 Summer Street 6th floor Boston MA 02210 367166993 501 (C) (3) 10975 N/A N/A Contribution Neighborhoods Resource Center 1312 3rd Avenue North Nashville TN 37208 621817514 501 (C) (3) 5000 N/A N/A Subcontract - Instruction and Research New York University School of Medicine 726 Broadway - 9TH Floor New York NY 10003 135562308 501 (C) (3) 333535 N/A N/A Subcontract - Research Northwestern University 619 Clark Street Rm 217 Evanston IL 60208 362167817 501 (C) (3) 129806 N/A N/A Subcontract - Research Norton Healthcare Inc 224 E Broadway 5THFloor Louisville KY 40202 611028725 501 (C) (3) 21948 N/A N/A Subcontract - Research Object Computing Inc 12140 Woodcrest Executive Parkway Suite 230 St Louis MO 63141 431695110 N/A 515521 N/A N/A Research Ohio State University 1960 Kenny Road Columbus OH 43210 316401599 501 (C) (3) 33875 N/A N/A Subcontract - Research Ohio University CDL Center Athens OH 45701 316402113 501 (C) (3) 62366 N/A N/A Subcontract - Research Oregon Health & Science University Research Support 2525 SW 1st Ave Suite 125 Portland OR 97201 931176109 501 (C) (3) 564237 N/A N/A Research Oregon State University 312 Kerr Admin Bldg Corvallis OR 97331 481278540 501 (C) (3) 455896 N/A N/A Subcontract - Research Palo Alto Institute for Research and Education Inc 3801 Miranda Ave Palo Alto CA 94304 770207331 501 (C) (3) 147079 N/A N/A Subcontract - Research Palo Alto Research Center Inc 3333 Coyote Hill Road Palo Alto CA 94304 061568182 N/A 309927 N/A N/A Research Pathfinder Therapeutics Inc 2969 Armory Drive Suite 100A Nashville TN 37204 201380333 N/A 64211 N/A N/A Research PCIR 1005 Dr DB Todd Jr Blvd Nashville TN 37208 620488046 501 (C) (3) 16326 N/A N/A Subcontract - Research Pennsylvania State University 417 Old Main University Park PA 16802 246000376 501 (C) (3) 400133 N/A N/A Subcontract - Research Progreso Community Center 478 Allied Dr Ste 107 Nashville TN 37211 260635611 501 (C) (3) 12960 N/A N/A Subcontract - Research Project Implicit Inc 444 NE Ravenna Blvd Suite 400 Seattle WA 98115 203939536 501 (C) (3) 9000 N/A N/A Research Purdue University Young Hall 302 Wood Street West Lafayette IN 47907 356002041 501 (C) (3) 246622 N/A N/A Subcontract - Research Rand Corporation 4570 Fifth Avenue Suite 600 Pittsburgh PA 15213 951958142 501 (C) (3) 410528 N/A N/A Subcontract - Instruction and Research Regents of the University of California Berkeley 2150 Shattuck Ave Ste 313 Berkeley CA 94704 946002123 501 (C) (3) 160577 N/A N/A Research Regents of the University of California-Davis 1850 Research Park Drive Ste 300 Davis CA 95618 946036494 501 (C) (3) 139708 N/A N/A Research Regents of the University of Colorado Boulder SPA 3100 Marine Street - 4th Floor 574 UCB Boulder CO 80309 846000555 501 (C) (3) 155067 N/A N/A Research Regents of the University of Minnesota 200 Oak Street SE Suite 450 Minneapolis MN 55455 416007513 501 (C) (3) 57441 N/A N/A Research Research Foundation for Mental Hygiene Inc 150 Broadway Suite 301 Albany NY 12204 141410842 501 (C) (3) 78281 N/A N/A Subcontract - Research Research Foundation State University of New York Sponsored Programs Services 35 State Street Albany NY 12207 141368361 501 (C) (3) 29835 N/A N/A Research Research Institute at Nationwide Childrens Hospital 700 Childrens Dr Columbus OH 43205 316056230 501 (C) (3) 12240 N/A N/A Subcontract - Research Research Triangle Institute PO Box 900002 Raleigh NC 27675 560686338 501 (C) (3) 782195 N/A N/A Subcontract - Research Rhode Island Hospital 593 Eddy St Providence RI 02903 050258954 501 (C) (3) 31008 N/A N/A Subcontract - Research Risk Assessment Corporation 417 Till Road Neeses SC 29107 570701628 501 (C) (3) 331242 N/A N/A Subcontract - Research Ronald McDonald House Charities of Nashville 2144 Fairfax Avenue Nashville TN 37212 621310717 501 (C) (3) 6050 N/A N/A Contribution Rural Health Association PO Box 11675 Murfreesboro TN 37129 621613239 501 (C) (3) 6800 N/A N/A Contribution Rush University Medical Center 1700 West Van Buren Street Room No Chicago IL 60612 362174823 501 (C) (3) 48508 N/A N/A Subcontract - Research Rutgers University ABS III 3 Rutgers Plaza New Brunswick NJ 08901 226001086 501 (C) (3) 1971445 N/A N/A Research Saffire Systems PO Box 40295 Indianapolis IN 46240 352187086 N/A 10465 N/A N/A Research Saint Thomas Research Institute 4228 Harding Rd Ste 105 Nashville TN 37205 620347580 501 (C) (3) 13131 N/A N/A Subcontract - Research Salk Institute for Bioplogical Studies PO Box 85800 San Diego CA 92186 952160097 501 (C) (3) 237243 N/A N/A Subcontract - Research Seattle Children's Hospital 4800 Sand Point Way NE Seattle WA 98105 910564748 501 (C) (3) 256572 N/A N/A Subcontract - Research Shalom Foundation PO Box 1354 Franklin TN 37065 954894733 501 (C) (3) 15000 N/A N/A Contribution Sickle Cell Foundation of Tennessee 1519 Union Ave Pmb 224 Memphis TN 38104 263954703 501 (C) (3) 15000 N/A N/A Subcontract - Research Sisters Network Inc 2916 Claymille Boulevard Nashville TN 37207 760480069 501 (C) (3) 6000 N/A N/A Contribution Smart Information Flow Technologies LLC (SIFT) 211 North 1st Street Suite 300 Minneapolis MN 55401 411929753 N/A 130954 N/A N/A Research Springfield College 263 Alden St Springfield MA 01109 042104329 501 (C) (3) 11898 N/A N/A Subcontract - Research SRI International 333 Ravenswood Avenue Menlo Park CA 94025 941160950 501 (C) (3) 135796 N/A N/A Research St Judes Childrens Research Hospital 262 Danny Thomas Place Memphis TN 38105 620646012 501 (C) (3) 58249 N/A N/A Subcontract - Research St Thomas Research Institute 4230 Harding Rd Ste 105 Nashville TN 37205 620347580 501 (C) (3) 273904 N/A N/A Subcontract - Research Stanford University 450 Serra Mall Stanford CA 94305 941156365 501 (C) (3) 935868 N/A N/A Subcontract - Research State of Indiana Department of Education Room 229 State House Indianapolis IN 46204 356000158 N/A 31600 N/A N/A Research T J Martell Foundation 15 Music Square West Suite C Nashville TN 37203 510180178 501 (C) (3) 55500 N/A N/A Contribution Temple University 1852 N 10th Street 083-11 Philadelphia PA 19122 231365971 501 (C) (3) 18432 N/A N/A Research Tennessee Disability Coalition 955 Woodland St Nashville TN 37206 621447320 501 (C) (3) 31547 N/A N/A Subcontract - Instruction and Research Tennessee Emergency Medical Services for Children 5121 Doctors Office Tower Nashville TN 37203 202802786 501 (C) (3) 8500 N/A N/A Contribution Tennessee Geographic Alliance Inc c/o Dept of Geography 304 Burchfiel Geography Building Knoxville TN 37996 621291403 501 (C) (3) 20100 N/A N/A Research Tennessee Kidney Foundation 2120 Crestmoor Rd Lower Level Nashville TN 37215 620815931 501 (C) (3) 5750 N/A N/A Contribution Tennessee Medical Foundation 216 Centerview Drive Suite 304 Brentwood TN 37027 620541813 501 (C) (3) 7500 N/A N/A Contribution Tennessee Performing Arts Center PO Box 190660 Nashville TN 37219 581320590 501 (C) (3) 15000 N/A N/A Contribution Tennessee State University 3500 John Merritt Blvd Suite 102 Nashville TN 37209 620786119 501 (C) (3) 133526 N/A N/A Instruction, Research Tennessee Technological University ORGS Box 5012 Cookeville TN 38505 620646806 501 (C) (3) 45353 N/A N/A Instruction Tennessee Valley Healthcare System 1310 24th Avenue South Nashville TN 37212 620484828 N/A 35372 N/A N/A Subcontract - Research The Foundation of the National Student Nurses Association 45 Main Street Suite 606 Brooklyn NY 11201 133123125 501 (C) (3) 10740 N/A N/A Contribution The Scripps Research Institute 10550 N Torrey Pines Rd La Jolla CA 92037 330435954 501 (C) (3) 10563 N/A N/A Subcontract - Research Third Sector New England 89 South Street Suite 700 Boston MA 02111 042261109 501 (C) (3) 66112 N/A N/A Research Topaz Canyon Group LLC 1330 Weber St Alameda CA 94501 202388726 N/A 106934 N/A N/A Subcontract - Instruction and Research Transit Alliance of Middle Tennessee 511 Union Street Nashville TN 37219 271568117 501 (C) (3) 100000 N/A N/A Contribution Trevecca Nazarene University 333 Murfreesboro Road Nashville TN 37210 620497990 501 (C) (3) 18802 N/A N/A Research Trustees of Dartmouth College 7 Lebanon St Ste 309 Hanover NH 03755 020222111 501 (C) (3) 175865 N/A N/A Subcontract - Research Trustees of Tufts College 200 Boston Ave Medford MA 02155 042103634 501 (C) (3) 22893 N/A N/A Subcontract - Instruction and Research United Way of the Mid South 6775 Lenox Center Court Suite 200 Memphis TN 38115 561010742 501 (C) (3) 7000 N/A N/A Contribution University Community Health Services 2410 Franklin Pike Nashville TN 37204 621438461 501 (C) (3) 36580 N/A N/A Subcontract - Instruction and Research University Emergency Physicans Inc 230 McKee Place 500 Pittsburgh PA 15213 251764692 501 (C) (3) 7910 N/A N/A Subcontract - Research University of Alabama at Birmingham 701 20th St South Birmingham AL 35233 636005396 501 (C) (3) 353327 N/A N/A Subcontract - Instruction and Research University of Arizona Sponsored Projects Services P O Box 3308 Tucson AZ 85722 866004791 501 (C) (3) 301321 N/A N/A Research University of CaliforniaUniversity of California Berkeley 1111 Franklin St 12th Fl Oakland CA 94607 956006142 501 (C) (3) 1898359 N/A N/A Subcontract - Instruction and Research University of California - Los Angeles Box 951406 11000 Kinross Bldg Ste 102 Los Angeles CA 90095 956006143 501 (C) (3) 177278 N/A N/A Research University of California Hastings College of Law 200 McAllister Street San Francisco CA 94102 942581680 501 (C) (3) 101150 N/A N/A Research University of California Irvine 510 Aldrich Hall Irvine CA 92617 952226406 501 (C) (3) 29897 N/A N/A Subcontract - Research University of California San Diego 9500 Gilman Dr La Jolla CA 92093 956006144 501 (C) (3) 79423 N/A N/A Subcontract - Instruction and Research University of California San Francisco 505 Parnassus Avenue San Francisco CA 94122 946036493 501 (C) (3) 16572 N/A N/A Subcontract - Research University of Chicago 1225 East 60th Street Chicago IL 60637 362177139 501 (C) (3) 106281 N/A N/A Subcontract - Research University of Cincinnati 2600 Clifton Ave Cincinnati OH 45221 316000989 501 (C) (3) 42673 N/A N/A Subcontract - Research University of Cincinnati Physicians Company 2830 Victory Parkway Cincinnati OH 45206 311246809 501 (C) (3) 39540 N/A N/A Subcontract - Research University of Colorado - Denver Campus Box 120 PO Box 173364 Denver CO 80217 846000555 501 (C) (3) 694251 N/A N/A Public Service University of Connecticut 263 Farmington Ave Farmington CT 06030 521725543 501 (C) (3) 66668 N/A N/A Subcontract - Research University of Delaware 209 Hullihen Hall Newark DE 19716 513000297 501 (C) (3) 15548 N/A N/A Research University of Florida PO Box 115500 219 Grinter Hal Gainesville FL 32611 596002052 501 (C) (3) 226219 N/A N/A Research, Instruction University of Hawaii 2530 Dole Street Honolulu HI 96822 996000354 501 (C) (3) 61627 N/A N/A Subcontract - Research University of Houston E Cullen Building Room 316 Houston TX 77204 746001399 501 (C) (3) 30306 N/A N/A Research University of Illinois GCO 1901 S First St Ste A MC685 Champaign IL 61820 376000511 501 (C) (3) 447825 N/A N/A Subcontract - Research University of Iowa 201 Gilmore Hall Iowa City IA 52242 426004813 501 (C) (3) 6661 N/A N/A Subcontract - Research University of Kansas VPR 2385 Irving Hall Road Room 150 Youngberg Lawrence KS 66045 480680117 501 (C) (3) 40695 N/A N/A Research University of Kentucky Research Foundation 201 Kinkead Hall Lexington KY 40506 616033693 501 (C) (3) 159395 N/A N/A Subcontract - Instruction and Research University of Maryland OCGA 4101 Chesapeake Building 3112 Lee Building College Park MD 20742 526002033 501 (C) (3) 815408 N/A N/A Research University of Massachusetts 225 Franklin St Boston MA 02110 043167352 501 (C) (3) 1744518 N/A N/A Subcontract - Research University of Medicine & Dentistry of NJ 335 George Street 4th Floor New Brunswick NJ 08903 221775306 501 (C) (3) 199118 N/A N/A Research University of Memphis Administration Bldg Room 315 Memphis TN 38152 620648618 501 (C) (3) 154832 N/A N/A Instruction, Research University of Miami 1200 Campo Sano Ave Miami FL 33146 590624458 501 (C) (3) 749088 N/A N/A Subcontract - Research University of Michigan 1009 Greene St Ann Arbor MI 48109 386006309 501 (C) (3) 39482 N/A N/A Subcontract - Research University of Minnesota 200 Oak Street SE Suite 450 Minneapolis MN 55455 416007513 501 (C) (3) 161553 N/A N/A Research University of Missouri-Columbia Sponsored Programs Admin 310 Jesse Hall Columbia MO 65211 436003859 501 (C) (3) 75324 N/A N/A Research University of Norte Dame Office of Research 511 Main Building Notre Dame IN 46556 350868188 501 (C) (3) 488396 N/A N/A Research University of North Carolina 104 Airport Dr Chapel Hill NC 27599 566001393 501 (C) (3) 733610 N/A N/A Subcontract - Instruction and Research University of North Carolina Greensboro 1400 Spring Garden Street Greensboro NC 27412 566001468 501 (C) (3) 10240 N/A N/A Subcontract - Research University of North Carolina-Chapel Hill 104 Airport Dr Ste 2200 CB 1350 Chapel Hill NC 27599 566001393 501 (C) (3) 454357 N/A N/A Research University of Pennsylvania 3440 Market St Philadelphia PA 19104 231352685 501 (C) (3) 1735317 N/A N/A Subcontract - Instruction and Research University of Pittsburgh 3130 Cathedral of Learning Pittsburgh PA 15620 250965591 501 (C) (3) 582812 N/A N/A Subcontract - Research University of South Alabama 307 North University Boulevard Mobile AL 36688 630477348 501 (C) (3) 18064 N/A N/A Subcontract - Research University of South Carolina 514 Main St Columbia SC 29208 576001153 501 (C) (3) 101243 N/A N/A Subcontract - Research University of South Florida 4202 E Fowler Ave BEH 253 Tampa FL 33620 596001874 501 (C) (3) 80920 N/A N/A Research, Public Service University of Southern California University Gardens Los Angeles CA 90089 951642394 501 (C) (3) 796940 N/A N/A Subcontract - Research University of TennesseeUT-ChatanoogaUT-Space Institute 201 Andy Holt Tower Knoxville TN 37996 626001636 501 (C) (3) 691633 N/A N/A Subcontract - Instruction and Research University of Texas 1 University Station Austin TX 78712 746001118 501 (C) (3) 203974 N/A N/A Subcontract - Research University of Texas - Southwestern 5323 Harry Hines Boulevard Dallas TX 75390 751305566 501 (C) (3) 797870 N/A N/A Subcontract - Research University of Texas at Austin ARL Admin Group PO Box 8029 Austin TX 78713 746000203 501 (C) (3) 16082 N/A N/A Research University of Texas Dallas 800 W Campbell Rd Richardson TX 75080 751305566 501 (C) (3) 64877 N/A N/A Subcontract - Research University of Texas Health Science Center at San Antonio 7703 Floyd Curl Drive San Antonio TX 78284 741586031 501 (C) (3) 108721 N/A N/A Subcontract - Research University of Utah Accounting 201 S Presdients Circle Room 408 Salt Lake City UT 84112 876000525 501 (C) (3) 224887 N/A N/A Research University of Virginia PO Box 400195 Charlottesville VA 22904 546001786 501 (C) (3) 95462 N/A N/A Subcontract - Instruction and Research University of Washington OSP Box 359472 Seattle WA 98195 916001537 501 (C) (3) 779192 N/A N/A Research University of Wisconsin 21 N Park Street Suite 6401 Madison WI 53715 396006492 501 (C) (3) 1495891 N/A N/A Subcontract - Research UT- Battelle LLC 1201 Oak Ridge Turnpike Suite 100 Oak Ridge TN 37830 621867598 501 (C) (3) 30000 N/A N/A Subcontract - Research Virginia Commonwealth University 1111 West Broad Street Richmond VA 23220 546001758 501 (C) (3) 20292 N/A N/A Subcontract - Research Virginia Polytechnic Institute 460 Turner Street Suite 360 Blacksburg VA 24060 546001805 501 (C) (3) 176278 N/A N/A Research Wake Forest University PO Box 7201 WinstonSalem NC 27109 560532138 501 (C) (3) 30195 N/A N/A Subcontract - Research Washington University One Brookings Dr St Louis MO 63130 430653611 501 (C) (3) 844958 N/A N/A Subcontract - Instruction and Research Westat Inc 1600 Research Blvd Rockville MD 20850 840529566 N/A 20295 N/A N/A Subcontract - Public Service Western Carolina University Cordelia Camp Bld Room 109 Cullowhee NC 28723 566001440 501 (C) (3) 39091 N/A N/A Research Yale University 47 College St Ste 203 New Haven CT 06520 060646973 501 (C) (3) 325678 N/A N/A Subcontract - Instruction and Research YMCA of Middle Tennessee 900 Church Street Nashville TN 37203 620476243 501 (C) (3) 82827 N/A N/A Public Service Zero to Three 2000 M Street NW Suite 200 Washington DC 20036 521105189 501 (C) (3) 32588 N/A N/A Public Service 279 31 Patient Assistance 131 193909 N/A N/A Patient Assistance 5506 30283 FMV Food Patient Assistance 362 64532 FMV Medical Supplies Student Financial Assistance 6608 273253693 N/A N/A Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Subrecipient grants - Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient policy is available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient /SubrecipientMonitoringGuidelinesfinal.pdf Other Assistance - Assistance offered from institutional funds by Vanderbilt to our students is awarded on the basis of merit and/or financial need. Such assistance helps students and their families support the cost of attendance which includes tuition, mandatory fees, room & board, books, other course materials/supplies, and allowances for personal/miscellaneous and travel expenses. Merit-based awards are competitively awarded in recognition of academic achievement, leadership, commitment to community service, contributions to society, and other forms of accomplishment. Need-based assistance is awarded on the basis of documented financial need, resulting from a need analysis evaluation accomplished in accordance with relevant and applicable federal, state, and/or institutional programs, policies, and eligibility requirements. Financial Aid - The units responsible for administering student financial aid at Vanderbilt regularly initiate system-generated reviews, as well as other cross-checks on an ad hoc basis. Results from these reviews, along with recurring management reports, are regularly evaluated. Subsequently, follow-up corrective actions are taken when appropriate and potentially include award revisions or cancellations. These provisions are designed to help ensure that student assistance funds are awarded to eligible recipients, in accordance with applicable federal, state, institutional, and other program legislation, as well as relevant internal University policies and operational guidelines/criteria. X X X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 Nicholas S Zeppos JD 718296 0 266409 0 22478 0 176648 0 50918 0 1234749 0 0 0 Jeffrey R Balser MD PHD 907536 0 117000 0 14427 0 212103 0 57986 0 1309052 0 0 0 Jerry G Fife BS 413820 0 13325 0 12379 0 12103 0 19605 0 471232 0 0 0 Beth A Fortune MA 341221 0 26078 0 14657 0 12103 0 8185 0 402244 0 0 0 Richard C McCarty MS PHD 550598 0 446440 0 136967 0 12103 0 14942 0 1161050 0 0 0 Susie S Stalcup BA 499897 0 50000 0 14628 0 12103 0 15467 0 592095 0 0 0 Brett C Sweet MBA 605585 0 172500 0 12781 0 12103 0 18076 0 821045 0 0 0 David Williams II MA MBA JD LLM 779741 0 154050 0 29493 0 193921 0 58361 0 1215566 0 0 0 Matthew W Wright MBA 595037 0 30750 0 14166 0 93357 0 24039 0 757349 0 0 0 Larry M Goldberg MHA 480443 0 104062 0 11265 0 12103 0 36238 0 644111 0 0 0 Charles L Gregory MA MBA MHA 495629 0 59765 0 48738 0 12103 0 23354 0 639589 0 0 0 John F Manning Jr PHD MBA 543018 0 65000 0 11936 0 112103 0 17021 0 749078 0 0 0 Charles W Pinson MD MBA 960753 0 113750 0 14847 0 191933 0 12529 0 1293812 0 0 0 David Posch 516481 0 75000 0 24784 0 12103 0 14391 0 642759 0 0 0 James G Franklin 1547682 0 50000 0 12613 0 212103 0 20373 0 1842771 0 0 0 John W Klekamp MD 1330519 0 0 0 11310 0 11933 0 22327 0 1376089 0 0 0 Eric G Neilson 327581 0 0 0 1015068 0 11933 0 12445 0 1367027 0 0 0 Kevin E Stallings MS 1763619 0 171767 0 25742 0 139291 0 33312 0 2133731 0 0 0 Paul A Thomas MD 2003117 0 0 0 12822 0 11933 0 19893 0 2047765 0 0 0 Harry R Jacobson MD 0 0 0 0 1300000 0 0 0 0 0 1300000 0 0 0 Betty L Price MBA CPA 221472 0 0 0 243260 0 10868 0 4359 0 479959 0 0 0 Martin P Sandler MD 598059 0 20000 0 14220 0 11933 0 9223 0 653435 0 0 0 Supplemental Information Part III Form 990, Schedule J, Part I, Line 1a: First-class or charter travel - Travelers should fly via commercial airline and work to obtain the lowest fare possible. International trips that span over six time zones are pre-approved for business class travel. Additionally, for both domestic and international travel, if an airline provides business class or first class seating and the length is over four hours, the traveler may petition the Chancellor and with approval fly business or first class. In cases where it is not possible to fly commercial due to scheduling commitments, and the travel is of the highest importance, travelers may request that the Chancellor approve a charter flight, after weighing the benefits of the trip against the cost of the charter. The Board of Trust has approved the first class travel or charter for the Chancellor when necessitated by his schedule. Per Vanderbilt's athletics travel policy, family members are allowed, with the approval of the Vice-Chancellor for University Affairs and Athletics, to charter with the team when there are extra seats, without having to reimburse the University since the charter fee is not determined by the number of actual passengers. Tax indemnification and gross-up payments - Vanderbilt University, in certain instances, will gross-up payments. All such gross-ups are included in the taxable income of the applicable individual. Health or Social Club Dues or Initiation Fees - Vanderbilt University pays for certain social club dues, all of which are corporate memberships, and serve a documented business purpose. Form 990, Schedule J, Part I, Line 4a, Severance payments: Eric Neilson, MD Professor in Medicine of Nephrology and Hypertension, terminated employment with Vanderbilt University in August 2011. He received a severance payment totaling $1,000,000, which is included in his 2011 W-2. Former Officer (Vice Chancellor for Health Affairs) Harry R. Jacobson, MD terminated employment with Vanderbilt University in May 2010. He received severance payments totaling $1,300,000 in 2011, which is included in his 2011 W-2. Former Officer (Vice Chancellor for Finance and CFO) Betty L. Price, terminated employment with Vanderbilt University in July 2011. She received a severance payment totaling $232,222. which is included in her 2011 W-2. Form 990, Schedule J, part I, Line 4b: Certain individuals listed in Form 990, Schedule J, Part II, participate in nonqualified deferred compensation plans. Amounts contributed to the plans include fixed %s of annual bonus payments, and fixed dollar amounts. Contributions to the plan vest when individuals complete their contract term. Current year accruals of compensation associated with these plans are included in the amounts reported for such individuals in Schedule J, Part II, Column (C). The payout of these amounts will be included in the amounts reported in Schedule J, Part II, Column (B)(iii) for such individuals in future years. There were no payments made under these plans to participating individuals in 2011. Form 990, Schedule J, Part I, Line 7, Non-fixed payments: Chancellor Nicholas S. Zeppos achieved various incentive goals where judgment was determined by the Board of Trust. Total incentive compensation earned from these measures was $121,095 and is included in his 2011 W-2. The following individuals achieved various incentive goals where judgment was determined by the Chancellor or the Board of Trust. Total incentive compensation earned from these measures during 2011 for each individual follows, and is included in their respective 2011 W-2s. Provost and Vice Chancellor for Academic Affairs Richard C. McCarty - $34,375; Vice Chancellor for Finance and Chief Financial Officer Brett C. Sweet - $60,000; Vice Chancellor for University Affairs and Athletics; General Counsel; and Secretary of the University David Williams, II - $48,750; Vice Chancellor of Administration Jerry G. Fife - $10,250; Vice Chancellor for Public Affairs Beth A. Fortune - $11,322. HEFB Vanderbilt Univ Series 2012AB&C 626139016 VariousNu 2012-03-29 180230953 See Schedule O 0 0 0 HEFB Vanderbilt Univ Series 2009A&B 626139016 VariousNu 2009-04-01 328850840 See Schedule O 0 0 0 HEFB Vanderbilt Univ Series 2008A&B 626139016 VariousNu 2008-04-23 274405009 See Schedule O 0 0 0 HEFB Vanderbilt Univ Series 2005A&B 626139016 592041NW3 2005-01-20 413607549 See Schedule O 0 0 0 180231110 180230157 953 1 0 1 1 328896899 2245733 100365260 226285906 2011 1 0 1 1 27740000 275052312 1774403 273277909 1 0 1 1 323050000 419396776 1636343 2751364 185832783 229176286 2007 1 0 1 1 0 1 1 1 1 1 0.00200 0.00000 0.00200 1 0 1 1 1 1 1 0.00000 0.00000 0.00000 1 0 1 1 1 1 1 0.00200 0.00000 0.00200 1 0 1 1 1 1 1 0.00100 0.00000 0.00100 1 0 1 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 1 1 Goldman Sachs - FXP 35.833000000000 0 0 0 0 1 X See Schedule O HEFB Vanderbilt Univ CP Program 5 626139016 VariousNu 2010-03-29 177740000 See Schedule O 0 0 0 HEFB Vanderbilt Univ Series 2005A1A2 626139016 VariousNu 2005-02-15 16440000 See Schedule O 0 0 0 28535000 177740000 177740000 1 0 1 1 6360000 16440000 64961 16375039 2005 0 0 1 1 0 1 1 1 0 0.00000 0.00000 0.00000 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 1 0 0 0 1 0 1 0 0 0 1 See Part V See Part V 0 Schedule L, Part III Grants or Assistance Benefiting Interested Persons (a) Name of interested person:Education assistance provided to eight interested persons(b) Relationship between interested person and the organization:Employees, dependents, family members(c) Amount and type of assistance:Merit based scholarships and awards totaling $165,858(a) Name interested person:Tuition assistance provided to ten interested persons(b) Relationship between interested person and the organization:Qualifying dependents of eligible employees(c) Amount and type of assistance:Tuition assistance totaling $346,579 Schedule L, Part IV Business Transactions Involving Interested Persons (a) Name of Person: Julia A. Fesmire, Phd(b) Relationship between interested person and Organization: Family member of trustee Karen Fesmire(c) Amount of transaction: $55,547(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Barbara E. Wilson-Engelhardt, MD(b) Relationship between interested person and Organization: Family member of trustee William Wilson(c) Amount of transaction: $139,010(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Taylor Fife, APRN-BC(b) Relationship between interested person and Organization: Family member of current officer Jerry Fife(c) Amount of transaction: $84,591(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Hava Fife, APRN-BC(b) Relationship between interested person and Organization: Family member of current officer Jerry Fife(c) Amount of transaction: $106,529(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Stacey McCarty(b) Relationship between interested person and Organization: Family member of current officer Richard McCarty(c) Amount of transaction: $35,193(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Gail P. Carr-Williams, JD(b) Relationship between interested person and Organization: Family member of current officer David Williams, II(c) Amount of transaction: $128,388(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Coca Cola Enterprises, Inc.(b) Relationship between interested person and Organization: Trustee Orrin Ingram serves on the board of Coca Cola Enterprises, Inc.(c) Amount of transaction: $25,904,073(d) Description of transaction: Purchase of food and beverage services of $904,043 and investment in commercial paper of $25,000,000(e) Sharing of Organization revenues? = No(a) Name of Person: Dell, Inc.(b) Relationship between interested person and Organization: Trustee Nancy Perot Mulford's brother and Trustee H. Ross Perot, Jr. serve on the board of Dell, Inc.(c) Amount of transaction: $5,248,020(d) Description of transaction: Purchases of computer hardware, software, accessories and services(e) Sharing of Organization revenues? = No(a) Name of Person: Suntrust Banks, Inc.(b) Relationship between interested person and Organization: Trustee Joanne Hayes and J. Hicks Lanier both serve on the board of Suntrust Banks, Inc.(c) Amount of transaction: $113,656(d) Description of transaction: Vehicle lease payments(e) Sharing of Organization revenues? = No(a) Name of Person: Summit Partners(b) Relationship between interested person and Organization: Trustee Bruce Evans is an owner/investor and on board of Summit Partners(c) Amount of transaction: $717,054(d) Description of transaction: Contributions of $5,288,110 and Distributions of $4,571,056(e) Sharing of Organization revenues? = No(a) Name of Person: Kinetic Concepts, Inc.(b) Relationship between interested person and Organization: Former Vice Chancellor Harry R. Jacobson was on board of Kinetic Concepts, Inc. until November 2011(c) Amount of transaction: $1,144,419(d) Description of transaction: Purchase and rental of medical supplies and equipment(e) Sharing of Organization revenues? = No(a) Name of Person: Lifecell, Inc.(b) Relationship between interested person and Organization: Lifecell, Inc. is a wholly owned subsidiary of Kinetic Concepts, Inc. Former Vice Chancellor Harry R. Jacobson was on board of Kinetic Concepts, Inc. through November 2011(c) Amount of transaction: $107,345(d) Description of transaction: Purchase and rental of medical supplies and equipment(e) Sharing of Organization revenues? = No(a) Name of Person: Courage Special Situations Fund, LP(b) Relationship between interested person and Organization: A family member of Trustees Orrin Ingram and John Ingram is the owner and manager of Courage Special Situations Fund, LP(c) Amount of transaction: Distributions totaling $29,200,739(d) Description of transaction: Investment distributions(e) Sharing of Organization revenues? = No X 63 98443 FMV X 215171 Various X 74930 Selling Price X 419 12651201 Market Quote X 2 500800 Selling Price/FMV X 1 220907 FMV X 87 72280 Various X 74 14642 Cost X 56 314481 Cost X See Part II 35 36285 Cost X See Part II 334 86340 Cost X Supplies 4 4441 Cost X Software 1 2787787 FMV 10 0 1 0 Method for Determining Number of Contributors: Part I, Column (b): - Number of contributions or items contributed: Vanderbilt University reports the number of contributions received throughout the year for each type of property listed. Schedule M, Part I, Line 26: - Types of property, other: This line includes donations for various fundraising efforts and silent auctions items, such as giftcards and tickets to performances and athletic events. Schedule M, Part I, Line 27: - Types of property, other: This line includes donor out-of-pocket expenses for hosting Vanderbilt events. Form 990, Part VI, Section A, line 1 - Governing Body and Management: Per Vanderbilt University Bylaws, the Executive Committee is composed of the following board members: Chairman of the Board, who shall serve as chair; the Vice-Chairman of the Board; the Secretary of the Board; the Chancellor, who shall serve as Secretary; the chairman of the Audit Committee; the chairman of the Budget Committee; the chairman of the Compensation Committee; the chairman of the Governance and Board Affairs Committee; the chairman of the Investment Committee; the chairman of the Medical Center Affairs Committee; the chairman of any special University-wide fund raising campaign; the senior Young Alumni Trustee and the senior Alumni Trustee; and up to eight additional members of the Board. At least two of the members of the Executive Committee shall reside outside of Nashville. The Executive Committee shall be empowered to act upon all questions and transact business of every kind when the Board is not in session, and its action shall be final provided it shall be without authority to alter, modify, or rescind any affirmative action or policy taken or approved by the Board. All actions taken by the Committee shall be reported to the Board at its next regular meeting, or through the distribution of minutes of the Executive Committee meetings. Form 990, Part VI, Section A, line 2 - Family/Business Relationships: Trustees John R. Ingram and Orrin H. Ingram have family and business relationships. Trustees Jackson W. Moore and Rebecca W. Wilson have a family relationship. Trustees Nancy P. Mulford and H. Ross Perot, Jr. have family and business relationships. Trustees Dennis C. Bottorff, John R. Ingram and Orrin H. Ingram have a business relationship. Form 990, Part VI, Section A, line 5 - Significant Diversion of Assets: Through the University's Integrity in Action reporting network it was discovered an employee of Vanderbilt used his position at the Law School to engage in various fraudulent and criminal acts that resulted in thefts in excess of $250,000. Criminal and civil actions were pursued against the individuals involved. Vanderbilt has taken the following corrective actions: - Changes in the reporting structure to a centralized finance team to improve oversight; - Enhanced controls to ensure timely and appropriate review of credit card transactions and strengthening of credit card transaction analysis and monitoring; - Utilization of electronic workflow and approval to strengthen preventive controls for check requests; and - Enhancements to vendor database controls and maintenance. Form 990, Part VI, Section B, line 11 - Complete Copy of Form 990 to Governing Body: The Form 990 is prepared by Vanderbilt University Finance Staff and provided to Vanderbilt University's independent audit firm for review. After preparation and review by the independent audit firm, Vanderbilt University provides a draft copy of the Form 990 and all required schedules for review to all General Officers, which includes the Chancellor and Chief Financial Officer. Once this review process is complete, the Full Board of Trust and its Audit Committee are provided a hard copy of the draft Form 990 and all required schedules for review. The final Form 990 and all required schedules are made available to the full Board of Trust for review via Vanderbilt's secure Board of Trust website prior to the filing of the return. Form 990, Part VI, Section B, line 12c - Conflict of Interest: Vanderbilt University requires that for any faculty or staff member disclosing a potential conflict of interest, the conflict be reviewed by the individual's manager, as well as by the conflict of interest and commitment management office or Vanderbilt University Medical Center faculty affairs office, and the reported conflict be managed, reduced, or eliminated. The manager is required to respond that any recommended management plan has been implemented or that the reported conflict no longer exists. For those conflicts in which Vanderbilt may have an institutional interest, those in which human subject research is performed, or those deemed unmanageable, the University Conflicts Committee reviews and determines appropriate actions. The University Conflicts Committee members are appointed by the chancellor and are made up of a faculty member representing each of the university schools, the vice chancellor for administration, the director of technology transfer, the director of the institutional review board, the assistant vice chancellor of internal audit, and the heads of research for both the university and medical center. The University Conflicts Committee is chaired by the vice chancellor for university affairs and athletics, general counsel, and secretary of the university. The University Conflicts Committee reports bi-annually to the Audit Committee of the Board of Trust the matters brought before the committee and the resulting actions. Board of Trust members and senior executive management of the university also must complete annual conflict of interest disclosures and management plans are developed to manage, reduce, or eliminate any potential conflicts of interest. Trustees are notified of their plans and the plans are thoroughly discussed with them to ensure compliance. Those with disclosed potential conflict of interest are presented to the Audit Committee of the board of trust, along with their respective management action plans, where applicable. Management plans may include restrictions on members such as recusing themselves during deliberations and decisions in which a potential conflict may exist, with the minutes of the meeting reflecting their recusal. Additionally, all members of the Vanderbilt community are required to disclose potential conflicts as they arise throughout the year. The same process noted above occurs for these disclosures. Form 990, Part VI, Section B, line 15 - Determining Compensation: To ensure that Vanderbilt is paying reasonable total compensation, is not violating the private inurement prohibition, which requires that none of the organization's income or assets unreasonably benefit any of its trustees, officers, or key employees, and is in compliance with the intermediate sanctions provisions with respect to the general officers, Vanderbilt's Board of Trust has designated a Compensation Committee made up of outside, independent, board members to review and recommend to the Executive Committee of the Board of Trust the total compensation annually for the general officers. The committee utilizes an outside consulting firm to provide expert information regarding industry-wide compensation norms and compliance with all Internal Revenue Service rules concerning executive compensation, including the Internal Revenue Code provision related to intermediate sanctions, deferred compensation, and private inurement. The Compensation Committee reviews the executive compensation philosophy and affirms that it is in line with the Board's expectation. The compensation of the general officers is disclosed in the annual Form 990, which is available to the public in accordance with regulations sections 301.6104(d)-1 through 3. Each year the total compensation review and recommendations are recorded in the minutes of the Compensation Committee meetings. The approval of the recommendations is recorded in the Executive Committee meetings. The full Board is informed annually of the total compensation of the general officers during private session. Form 990, Part VI, Section C, line 19 - Policies Available to Public: - Vanderbilt University makes its governing documents available to the public through its Board of Trust website located at: http://www.vanderbilt.edu/boardoftrust. - Vanderbilt University makes its conflict of interest policy available to the public through its Compliance Program website located at: http://www.vanderbilt.edu/compliance and Vanderbilt University Medical Center's Office of Compliance and Corporate Integrity website located at: http://www.mc.vanderbilt.edu/compliance. - Vanderbilt University makes its financial statements available to the public through its website located at: http://www.financialreport.vanderbilt.edu. Continuation of Titles Form 990, Part VII, Section A, Column (A) - Nicholas S. Zeppos, JD - Chancellor - Jeffrey R. Balser, MD, PHD - Vice Chancellor for Health Affairs; Dean, School of Medicine; Associate Vice Chancellor for Research - Jerry G. Fife, BS - Vice Chancellor of Administration - Beth A. Fortune, MA - Vice Chancellor for Public Affairs - Richard C. McCarty, MS, PHD - Provost and Vice Chancellor for Academic Affairs, Professor of Psychology - Susie S. Stalcup, BA - Vice Chancellor for Development and Alumni Relations - Brett C. Sweet, MBA - Vice Chancellor for Finance and Chief Financial Officer - David Williams, II, MA, MBA, JD, LLM - Vice Chancellor for Universtiy Affairs and Athletics; General Counsel; and Secretary of the University - Matthew W. Wright, MBA - Vice Chancellor for Investments - Larry M. Goldberg, MHA - CEO, Vanderbilt University Hospital (through October 2011) - Charles L. Gregory, MA, MBA, MHA - Assistant Vice Chancellor and CEO, Monroe Carell, Jr. Children's Hospital at Vanderbilt; Chief Business Development Officer - John F. Manning, Jr., PHD, MBA - Associate Vice Chancellor for Health Affairs and Chief Administrative Officer, Vanderbilt University Medical Center; Senior Associate Dean for Operations and Adminstration, School of Medicine - Charles W. Pinson, MD, MBA - Deputy Vice Chancellor for Health Affairs; Senior Associate Dean for Clinical Affairs; CEO of The Vanderbilt Health System - David Posch - CEO, Vanderbilt University Hospital (beginning October 2011) - James G. Franklin - Head Football Coach - John W. Klekamp, MD - Assistant Professor for Clinical Orthopaedic Surgery - Eric G. Neilson, Professor in Medicine of Nephrology and Hypertension - Kevin E. Stallings, ME - Head Men's Basketball Coach - Paul A. Thomas, MD - Associate Professor of Clinical Orthopaedic Surgery - Harry R. Jacobson, MD - Former Officer (Vice Chancellor for Health Affairs); Terminated status as an officer in June 2009 - Betty L. Price, MBA, CPA - Former Officer (Interim Vice Chancellor for Finance and CFO); Terminated status as an officer in August 2009 - Martin P. Sandler, MD - Former Key Employee (Associate Vice Chancellor for Hospital Affairs); Terminated status as a key employee in June 2009; Professor of Radiology and Radiological Sciences Average Hours Per Week for Related Oganizations: Form 990, Part VII, Section A, Column (B): Larry Goldberg, MHA - .4 hours Charles L. Gregory, MA, MBA, MH - 1 hour Charles W. Pinson, MD, MBA - 3.2 hours David Posch - 1.85 hours Brett C. Sweet, MBA - 3.6 hours Matthew W. Wright, MBA - .1 hours Investment Management Fees Form 990, Part IX, Line 11F The investment management fees of $9,148,982 represent fees paid directly to investment managers (i.e., separately managed accounts processed through the University's asset custodian). Vanderbilt also incurs indirect investment managmeent fees, which are deducted by the investment fund manager prior to reporting the investment's net asset value through the University's asset custodian and thus are not directly invoiced to the University. As a result, Vanderbilt includes such fees as part of the net unrealized gains and losses on investments, which are reported in Form 990, Part XI, Line 5. This methodology is consistent with Vanderbilt's reporting of investment management fees in its audited financial statements. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized losses on investments: -220,540,174. Investment expenses: 9,148,982. Adjustment resulting from deconsilidation of entities having different EIN 8,640,435. Change in net assets related to noncontrolling interests 2,137,611. Total to Form 990, Part XI, Line 5: -200,613,146. Full Issuer Name Form 990, Schedule K, Part I, Column A - All Rows The Health and Educational Facilities Board of Metropolitan Government of Nashville and Davidson County, TN (HEFB). Description of Purpose Form 990, Schedule K, Part I, Column F 1st group (Series 2012A,B&C, 2009A&B, 2008A&B & 2005A&B) Row A - to refund series 2000B bonds (issued May 16, 2000); series 2003A bonds (issued May 29, 2003); a portion of the series 2005A bonds (issued January 20, 2005); and the series 2001A&B bonds (both issued January 1, 2001). Row B - to refund tax-exempt commercial paper (issued on June 28, 2007) used to finance various capital projects; refund series 2005 B-1 & B-2 bonds (both issued on January 20, 2005); finance various capital improvements; to pay for costs associated with issuance of bonds. Row C - to refund tax-exempt commercial paper (issued June 28, 2007) used to finance capital projects of the University and Hospitals; to pay for costs associated with issuance of bonds. Row D - to pay costs of University projects and Hospital projects; refund series 2000C bonds (issued on May 16, 2000); refund series 2002B bonds (issued on June 2, 2002); refund series 1985A bonds (issued on June 23, 2004); to pay for costs associated with issuance of bonds; to pay for costs associated with credit enhancements. 2nd group (CP Program 5, Series 2005 A1 & A2) Row A - to refund series 2005B-3 bonds (issued on January 20, 2005) and to refund tax-exempt commercial paper (issued on June 28, 2007); to finance various capital projects and improvements. Row B - Series 2005 A-1 & A-2 bonds issued as a private placement to fund purchase of medical transport helicopters. Form 990, Schedule K, Part II, Line 3, Variances: Differences between Part I, Column (E) and Part II, Line 3 is investment earnings. Form 990, Schedule K, Part III, Lines 4, 5, & 6, Private Business Use: Vanderbilt University is reporting private business use percentages on a net basis. Reporting on a net basis means that private business use has been allocated to the equity portion of any debt-financed buildings and equipment where private business use has occurred. In Vanderbilt's case, equity has substantially exceeded relatively minor private business use, resulting in less than 0.5% reported amounts on a net basis. Dore Capital LLC 2100 West End Ave Suite 1000 Nashville TN 37203 264337602 Investment DE 0 0 VU Dore Capital Real Estate LLC 2100 West End Ave Suite 1000 Nashville TN 37203 264581498 Investment DE 0 0 VU VUCH Donation LLC 2100 West End Ave Suite 750 Nashville TN 37203 620476822 Investment TN 0 0 VU VU Real Estate Holdings Inc 2100 West End Ste 750 Nashville TN 37203 582018307 Title Holding TN 501(C)(2) N/A VU 1 Vanderbilt Student Communications Inc 2301 Vanderbilt Place Nashville TN 37235 237030713 Support Org TN 501(c)(3) 11-A-I VU 1 Ingram Charitable Fund Inc 4400 Harding Road 9th Floor Nashville TN 37203 581916504 Support Org TN 501(c)(3) 11D-III-O N/A 0 Vanderbilt Health Services Inc (VHS) 2100 West End Ste 750 Nashville TN 37203 621176354 Support Org TN 501(c)(3) 11B-II VU 1 Vanderbilt Home Care Services Inc 2120 Belcourt Avenue Nashville TN 37212 621404948 Home Health TN 501(c)(3) 9 VHS 1 Vanderbilt Global Inc 2100 West End Ste 750 Nashville TN 37203 460888454 Education DE 501(c)(3) Pending VU 1 Alternative Fixed Income Fund LP 1250 E Hallendale Beach Blvd PH-A Hallendale FL 33009 650769632 Investments FL Ztips Inc Excluded -96 158 0 0 0.00243 Athena Real Estate Partners II-B LP 712 Fifth Ave 8th Floor New York NY 10019 421667787 Investments DE VU Unrelated 6050853 0 -358 0 0.93656 Dore Capital LP 2100 West End Ste 1000 Nashville TN 37203 264337679 Investments DE VU Excluded -4586447 168239610 1 -175820 1 0.68293 Dore Capital Real Estate LP 2100 West End Ste 1000 Nashville TN 37203 264581574 Investments DE VU Unrelated -3760568 158713069 1 -8255183 1 0.69459 Ambulatory Surgery Center of Cool Springs LLC 40 Burton Hills Blvd Ste 500 Nashville TN 37215 621809227 Ambulatory Surgery TN VHS Related 875739 1573018 0 0 0.51021 New Light Imaging LLC 4525 Harding Road Suite 102 Nashville TN 37205 141895171 Management Services TN VHS Related 438506 417924 0 0 0.66666 One Hundred Oaks Imaging LLC 4525 Harding Road Suite 102 Nashville TN 37205 263762022 Diagnostic Imaging TN VIS Related 1704991 1976955 0 0 0.80000 Springfield VIP Realty LLC 3319 West End Ave Ste 700 Nashville TN 37203 261237360 Real Estate TN VU Excluded 5741 451949 0 1 0.49000 Vanderbilt Gateway Cancer Center GP 3319 West End Ave Ste 700 Nashville TN 37203 203844791 Oncology Services DE VHS Related 590018 1928325 0 0 0.50000 Vanderbilt Imaging Services LLC (VIS) 1909 Acklen Avenue Nashville TN 37212 621787098 Radiology Services TN VHS Related 5233299 1900626 0 0 0.66666 Vanderbilt Stallworth Rehabilitation Hospital LP 3660 Grandview Parkway Ste 200 Birmingham AL 35243 631077470 Rehab Services TN VHS Related 2990116 5408493 0 0 0.50000 Williamson Imaging LLC 2009 Mallory Lane Suite 150 Franklin TN 37067 621855535 Diag. Imaging TN VIS Related 2358167 1814424 0 0 0.53340 Third Eye Capital Credit Opportunities Fund-Insight Fund 19 Rue De Bitbourg L-1273 LU 980691142 Investments LU VU Excluded 2081522 21945428 0 0 0.88831 Investec Institutional Pan African Fund LLC 666 5th Avenue 15th Floor New York NY 10103 262188279 Investments DE VU Excluded 1286920 29254971 0 0 0.60989 Vanderbilt Legends Club Inc 1500 Legends Club Lane Franklin TN 37069 621429615 Golf Club TN VU C 6020335 13655261 1.00000 ZTIPS Inc (ZTIPS) 2100 West End Ave Suite 750 Nashville TN 37203 621865562 Investments DE VU C 158 1.00000 Commodore Scottish Patron II LP 50 Lothian Road Festival Square Edinburgh Scotland UK Investments UK VU C 150096 8898971 1.00000 Callao Partners LTD Appleby Trust (Cayman) LTD Clifton House 75 Fort Street PO George Town CJ KY1-1108 Investments CJ VU C 10317011 122674473 0.98720 Emergent Pro Alia Fund Sub Fund Emergent African Land Fund 20 Boulevard Emmanuel Servais LU L-2535 980600835 Investments LU VU C -4321133 23881811 0.82430 Vision Hybrid Fund 4 Intertrust Corporate Svcs Cayman George Town CJ KY1-9005 Investments CJ VU C -17786017 54697920 0.56750 Vanderbilt Integrated Providers (VIP) 3319 West End Ave Suite 700 Nashville TN 37203 621650124 Practices TN VHS C 2286758 2113606 1.00000 Pacific Harbor Special Holdings Ltd PO Box 957 Offshore Incorporations Tortola British Virgin Islands VI Investments VI VU C 2803626 48410650 1.00000 Charitable Remainder Trust (89) Charitable Trust TN VU T Perpetual Trusts (6) Charitable Trust TN VU T Charitable Lead Trusts (1) Charitable Trust TN VU T 1 1 1 1 1 0 0 0 1 1 1 1 0 1 1 1 1 1 One Hundred Oaks Imaging LLC A 22722 Fair Market Value VU Real Estate Holdings Inc A 445705 Fair Market Value Vanderbilt Home Care Services Inc A 106159 Fair Market Value Vanderbilt Legends Club Inc A 556830 Fair Market Value One Hundred Oaks Imaging LLC A 149851 Fair Market Value Vanderbilt Home Care Services Inc A 84829 Fair Market Value Vanderbilt Imaging Services LLC A 3608 Fair Market Value Vanderbilt Integrated Providers A 31325 Fair Market Value Vanderbilt Student Communications Inc A 51779 Fair Market Value Vanderbilt Health Services Inc B 8746350 Fair Market Value Lead Trust (1) C 89431 Fair Market Value One Hundred Oaks Imaging LLC D 249856 Fair Market Value Vanderbilt Health Services Inc D 540278 Fair Market Value Vanderbilt Home Care Services Inc D 5260795 Fair Market Value Vanderbilt Legends Club Inc D 8566612 Fair Market Value VU Real Estate Holdings Inc E 6308681 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP I 216336 Fair Market Value VU Real Estate Holdings Inc I 486571 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP J 266929 Fair Market Value Vanderbilt Gateway Cancer Center GP K 1122805 Fair Market Value Vanderbilt Health Services Inc K 936317 Fair Market Value Vanderbilt Imaging Services LLC K 420644 Fair Market Value Vanderbilt Home Care Services Inc L 1918655 Fair Market Value New Light Imaging LLC N 240624 Fair Market Value Vanderbilt Home Care Services Inc N 243697 Fair Market Value Vanderbilt Integrated Providers N 86779 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP N 769279 Fair Market Value Vanderbilt Health Services Inc N 938906 Fair Market Value Vanderbilt Health Services Inc N 762505 Fair Market Value Vanderbilt Legends Club Inc O 119907 Fair Market Value VU Real Estate Holdings Inc O 293316 Fair Market Value New Light Imaging LLC P 184174 Fair Market Value One Hundred Oaks Imaging LLC P 685510 Fair Market Value Vanderbilt Health Services Inc P 69608 Fair Market Value Vanderbilt Home Care Services Inc P 344162 Fair Market Value Vanderbilt Imaging Services LLC P 75670 Fair Market Value Vanderbilt Integrated Providers P 425488 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP P 1599417 Fair Market Value Vanderbilt Health Services Inc Q 187861 Fair Market Value VU Real Estate Holdings Inc Q 1357676 Fair Market Value Ambulatory Surgery Center of Cool Springs LLC R 1191024 Fair Market Value New Light Imaging LLC R 586392 Fair Market Value Vanderbilt Imaging Services LLC R 5361600 Fair Market Value Charitable Remainder Trust (5) R 2744476 Fair Market Value Perpetual Trusts (6) R 587732 Fair Market Value Vanderbilt Gateway Cancer Center GP R 482439 Fair Market Value Vanderbilt Health Services Inc R 1014369 Fair Market Value Vanderbilt Health Services Inc R 7504832 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP R 2824951 Fair Market Value Williamson Imaging LLC O 51245 Fair Market Value One Hundred Oaks Imaging LLC Q 650963 Fair Market Value Amount Involved Form 990, Schedule R, Part V, Column C The amounts reported are derived from the books and records of Vanderbilt University, which are maintained on an accrual basis in accordance with U.S. Generally Accepted Accounting Principles. Valuation of the amounts reported in Schedule R, Part V, Column C is consistent with the valuation reflected in the University's consolidated audited financial statements.