2013-05-09T09:28:38-05:00 2012-06-30 ERNST & YOUNG US LLP 1401 MCKINNEY SUITE 1200 HOUSTON TX 77010 990 2011-07-01 741906005 Christus Spohn Health System DEVELOPMENT FND % BECKY RIOS CHRI 3618813505 600 Elizabeth Street Corpus Christi TX 78404 Karen Bonner 2013-05-02 7137501500 2011 2016-02-25 16:41:14Z Karen Bonner 600 Elizabeth Street Corpus Christi TX 78404 7871450 false X www.christusspohnfoundation.org X 1977 TX CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION PROMOTES PHILANTHROPY AND CHARITABLE GIVING TO PROVIDE RESOURCES AND SUPPORT TO CHRISTUS HEALTH AND CHRISTUS SPOHN HEALTH SYSTEM CORPORATION. 29 27 0 200 0 11028262 7588993 0 0 1370895 141092 -122499 -268360 12276658 7461725 5395693 3534632 0 0 0 0 19760 19540 50042 4180212 1562855 9595665 5117027 2680993 2344698 20458977 19839931 3956129 1059863 16502848 18780068 X THE PRIMARY PURPOSE OF THE CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION IS TO PROMOTE PHILANTHROPY AND CHARITABLE GIVING IN ORDER TO PROVIDE RESOURCES TO ENHANCE THE ABILITY OF CHRISTUS HEALTH AND CHRISTUS SPOHN HEALTH SYSTEM CORPORATION IN THEIR MISSION OF EXTENDING THE HEALING MINISTRY OF JESUS CHRIST BY PROVIDING FOR THE COMMUNITY'S HEALTH NEEDS. IN FURTHERANCE OF THOSE PURPOSES, THE FOUNDATION SOLICITS AND RECEIVES CHARITABLE GIFTS AND GRANTS TO ADMINISTER AND INVEST AND REINVEST THE SAME AND TO APPLY THE WHOLE OR ANY PART OF THE INCOME AND THE PRINCIPAL EXCLUSIVELY FOR THE BENEFIT OF THE HEALTH CARE FACILITIES, SERVICES AND HEALTH COMMUNITY PROGRAMS SUPPORTED OR OPERATED BY CHRISTUS SPOHN HEALTH SYSTEM CORPORATION WITHIN ITS SERVICE AREA IN SOUTH TEXAS. false false 4838855 3534632 0 CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION (THE "FOUNDATION") IS A TEXAS NON-PROFIT ORGANIZATION SERVING THE PHILANTHROPIC NEEDS OF CHRISTUS SPOHN HEALTH SYSTEM CORPORATION (THE "HEALTH SYSTEM"). IT IS THE FOUNDATION'S RESPONSIBILITY TO ENCOURAGE AND RECEIVE CONTRIBUTIONS FROM INDIVIDUALS, CORPORATIONS, ASSOCIATIONS, AND FOUNDATIONS. THESE CONTRIBUTIONS ARE DISTRIBUTED TO THE HEALTH SYSTEM AND ITS NON-PROFIT HOSPITALS, IN ACCORDANCE WITH THE INTENTIONS OF THE DONORS AND WITHIN THE CONFINES OF THE FOUNDATION'S GOALS AND OBJECTIVES. ALL CONTRIBUTIONS ASSIST THE HEALTH SYSTEM IN CONTINUING TO PROVIDE HIGH QUALITY HEALTH CARE IN AREAS SUCH AS MODERNIZATION AND CONSTRUCTION IF NEEDED IN THE HOSPITAL FACILITIES, ACQUISITION OF HOSPITAL EQUIPMENT, AND OTHER SPECIAL HEALTH CARE NEEDS OF THE HEALTH SYSTEM. THE FOUNDATION PROVIDED FUNDS TO THE HEALTH SYSTEM DURING FISCAL YEAR 2012 FOR CAPITAL EQUIPMENT, MAMMOGRAM SCREENING, BREAST CANCER AWARENESS, SERVICES FOR THE MEDICALLY INDIGENT AND HOSPITAL IMPROVEMENTS. THE FOUNDATION'S SOLE CORPORATE MEMBER IS THE HEALTH SYSTEM; THE HEALTH SYSTEM'S SOLE CORPORATE MEMBER IS CHRISTUS HEALTH. CHRISTUS SPOHN HEALTH SYSTEM IS PART OF CHRISTUS HEALTH, WHICH WAS FORMED IN 1999 TO STRENGTHEN THE 147-YEAR-OLD, FAITH-BASED HEALTH CARE MINISTRIES OF THE CONGREGATIONS OF THE SISTERS OF CHARITY OF THE INCARNATE WORD OF HOUSTON AND SAN ANTONIO. FOUNDED ON THE MISSION "TO EXTEND THE HEALING MINISTRY OF JESUS CHRIST," CHRISTUS IS CHALLENGED TO REACH OUT TO, AND BEYOND, THE MORE THAN 60 COMMUNITIES WE SERVE TO HELP THOSE IN NEED. THE VISION OF CHRISTUS SPOHN HEALTH SYSTEM CORPORATION, AS A CATHOLIC, FAITH-BASED MINISTRY, IS TO BE A LEADER AND ADVOCATE IN CREATING EXEMPLARY HEALTH CARE SERVICES, PROCESSES AND STRUCTURES THAT IMPROVE THE HEALTH OF INDIVIDUALS AND OF LOCAL AND GLOBAL COMMUNITIES SO THAT ALL MAY EXPERIENCE GOD'S HEALING PRESENCE AND LOVE. CHRISTUS SPOHN HEALTH SYSTEM CORPORATION RESPONDS TO HEALTH CARE NEEDS THROUGH SERVICES PROVIDED AT CHRISTUS SPOHN HOSPITAL CORPUS CHRISTI WITH THREE CAMPUSES, THE 557-BED SHORELINE CAMPUS, THE 341-BED MEMORIAL CAMPUS AND THE 158-BED SOUTH CAMPUS, AS WELL AS CHRISTUS SPOHN HOSPITAL KLEBERG WITH 100 BEDS IN KINGSVILLE, CHRISTUS SPOHN HOSPITAL ALICE WITH 137 BEDS IN ALICE AND CHRISTUS SPOHN HOSPITAL BEEVILLE WITH 69 BEDS IN BEEVILLE. EACH OF THE FACILITIES OF CHRISTUS SPOHN HEALTH SYSTEM CORPORATION SHARE ONE OBJECTIVE - WHICH IS TO LEAD THE WAY TO A HEALTHIER COMMUNITY. THE CHRISTUS SPOHN HEALTH SYSTEM CORPORATION IS LOCATED ALONG THE LOWER TEXAS COASTAL AREA (OFTEN CALLED THE COASTAL BEND). ITS SERVICE AREA STRETCHES THROUGHOUT SOUTH TEXAS, AND IT COMPRISES OF A POPULATION OF MORE THAN 562,000 INDIVIDUALS. 4838855 true true false false false false false false false true true true false false true true true true false true true false false true true false false true false true false false false false false false false false false false false false false true true false false false true 1 0 true 0 false false false false false true true false false false false X 29 27 true false false false true true true true true false false true true true true true true true false false X BECKY RIOS 3618813157 1714 SANTA FE Corpus Christi TX 78404 X Avinash Ahuja 1.0 X Frank Armstrong 1.0 X X Newell Atkinson III 1.0 X Nancy L Beauchamp 1.0 X X Morgan Campbell MD 1.0 X 0 163340 0 Tom Carlisle 1.0 X Bill Colston Jr 1.0 X Elinor Donnell 1.0 X Humberto Garcia MD 1.0 X Rob Hall 1.0 X Patricia Hanisch 1.0 X Joe Henkel 1.0 X Thurma Hilton 1.0 X Jane Ibanez 1.0 X Linda K Jordan 1.0 X Susan Lewis 1.0 X Leslie McClanahan 1.0 X Nelda Martinez 1.0 X Robert Naismith MD 1.0 X 3293 Shawn O'Conner 1.0 X Laureen Pedrotti 1.0 X Courtney Rangel 1.0 X Rabbi Kenneth Roseman 1.0 X Keleigh Sasser 1.0 X Elizabeth Susser 1.0 X Kirkby Townsend 1.0 X X Richard Tuttle 1.0 X Karen Urban 1.0 X X 889 Jennifer Vogt 1.0 X X Charles T Volk MD 1.0 X 0 234290 18840 KAREN BONNER 39.0 X 0 169847 29568 0 571659 48408 0 false true false NONE 0 735254 1943405 1297936 3612398 7588993 0 132538 132538 0 0 33958 25404 8554 8554 8554 110732 735254 384321 -273589 -273589 328 328 328 0 DOE Fee Revenue 541610 4901 4901 4901 7461725 -127268 3534632 3534632 0 0 0 0 0 0 0 0 0 0 0 49437 49437 0 19540 19540 0 1301681 1297723 3958 2460 2460 164170 152939 11231 0 0 3346 3346 7799 1950 5849 0 595 595 0 0 2529 2529 2813 2813 SUBSCRIPTION & MEMBER. DUES 8465 8465 LEGACY GUEST EXPENSES 7877 7877 Sponsorships 6500 6500 AWARDS & GIFTS-NON EMPLOYEE 2693 2693 2490 2490 5117027 4838855 228130 50042 54508 79099 8444279 7918481 0 1589440 2219025 942878 0 0 0 0 0 0 0 0 1942 5491 76313 68377 10465 7936 0 0 9728758 9283019 0 0 0 0 0 13587 20458977 19839931 93074 107510 0 0 0 26316 0 0 0 0 0 0 0 0 0 0 3863055 926037 3956129 1059863 X 7250892 8428230 7443883 8486860 1808073 1864978 16502848 18780068 20458977 19839931 X 2344698 -67478 X false true true X true true X 2856759 4197663 8883712 11028262 7588993 34555389 2856759 4197663 8883712 11028262 7588993 34555389 7527822 27027567 147536 67289 37523 1370895 132538 1755781 -46098 0 0 62516 4901 21319 36332489 749281 0.74389 0.79316 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1808073 56905 1864978 1696274 111799 1808073 1620071 76203 0 0 0 0 1696274 1855135 84820 635 0 320519 0 1620071 1.00000 false false 3090 3090 3102 3102 0 70121 65275 4846 7936 CFI MULTI-STRATEGY EQUITY FUND 4222752 F CFI MULTI-STRATEGY BOND FUND 1490051 F THE ENDOWMENT EXEMPT FND II LP 3491563 F ZABLOCKI ANNUITY 78653 F 9283019 0 DUE TO RELATED ORGANIZATIONS 907243 ZABLOCKI ANNUITY PAYABLE 18794 926037 0 0 0 0 ENDOWMENT FUND FORM 990, SCHEDULE D, PART V, LINE 4 IN ORDER TO ACHIEVE CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION'S GOALS OF PROVIDING ONGOING SUPPORT FOR PROGRAMS OR PROJECTS, TO SUPPORT NEW NEEDS OF CHRISTUS SPOHN HEALTH SYSTEM CORPORATION, AND TO BALANCE THE NEEDS OF TODAY WITH THOSE OF TOMORROW, A DISCIPLINED ENDOWMENT SPENDING POLICY IS REQUIRED. IT IS THE GOAL OF THE FILING ORGANIZATION'S BOARD OF TRUSTEES TO ADMINISTER THE ASSETS OF THE FILING ORGANIZATION IN ORDER TO ACHIEVE A TOTAL ENDOWMENT ASSET VALUE OF AT LEAST $10,000,000 BY THE END OF THE 2015 FISCAL YEAR. UNCERTAIN TAX POSITIONS UNDER ASC 740 FORM 990, SCHEDULE D, PART X PER FOOTNOTE 3 IN THE CONSOLIDATED FINANCIAL STATEMENTS THERE ARE NO MATERIAL UNRECORDED TAX LIABILITIES AS OF JUNE 30, 2012 AND 2011. RECONCILIATION WITH AFS FORM 990, SCHEDULE D, PARTS XI, XII & XIII AT THE TIME OF THE PREPARATION OF CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION'S 2011 FORM 990, THE STAND ALONE EXTERNAL GAAP FINANCIAL STATEMENT AUDIT HAD NOT BEGUN. THEREFORE, THE FILING ORGANIZATION'S 2011 FORM 990 IS BASED ON THE CONSOLIDATED GAAP FINANCIAL STATEMENT AUDIT OF CHRISTUS HEALTH, AND SCHEDULE D, PARTS XI, XII AND XIII ARE NOT COMPLETED. East Asia and the Pacific 0 1 Program Services Medical & Logis. SUPPT 1297723 0 1 0 1 1297723 1297723 false false false false false false X X X X X X X true Georgia Marshall Grant Writer false 1484390 19540 1464850 1484390 19540 1464850 Lyceum 616925 557410 59515 12545 72247 193498 50273 Grant Classic 114228 90364 23864 9400 5121 16678 2 114833 87480 27353 4409 6421 13729 845986 735254 110732 26354 83789 193498 80680 384321 -273589 DISTINGUISHING PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES FROM EXPENSE PAYMENT OR REIMBURSEMENT SCHEDULE G, PART I, COL V GEORGIA MARSHALL WRITES GRANT APPEALS AND KEEPS RECORDS OF ORGANIZATIONS OFFERING SIMILAR TYPES OF GRANTS. true CHRISTUS Spohn Health System 600 Elizabeth Corpus Christi TX 78404 741109836 501(c)(3) 2856589 678043 COST SEE PART IV Support Health System 1 0 DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS FORM 990, SCHEDULE I, LINE 2 THE ORGANIZATION FOLLOWS CHRISTUS HEALTH MANAGEMENT DIRECTIVE NO. 0006, "CONTRIBUTIONS/DONATIONS TO OTHER ORGANIZATIONS". BEFORE ANY DONATION IS MADE, TWO CRITERIA ARE ADDRESSED: (1) ORGANIZATION TEST AND (2) IRS TEST. THE ORGANIZATION TEST ENSURES THAT DONATIONS ARE EXCLUSIVELY FOR CHARITABLE, SCIENTIFIC, EDUCATIONAL, AND RELIGIOUS PURPOSES, AND IN FURTHERANCE OF OUR PURPOSE OF SUPPORTING THE HEALING MINISTRY OF JESUS CHRIST AND ADVANCING, PROMOTING, AND SUPPORTING THE HEALTHCARE MINISTRIES OF THE SPONSORING CONGREGATIONS. CONTRIBUTIONS CAN BE MADE TO SUPPORT CHRISTUS SYSTEM MEMBERS AND TO OTHER QUALIFYING TAX-EXEMPT ORGANIZATIONS, PARTICULARLY THOSE DESIGNED TO SUPPORT AND BENEFIT THE POOR AND UNDERSERVED. THE ORGANIZATION CONSIDERED FOR DONATIONS MUST BE AN IRS SECTION 501(C)(3) TAX EXEMPT ENTITY AND PUBLICLY SUPPORTED, AND DOCUMENTATION TO THAT EFFECT OBTAINED. TO SATISFY THE IRS TEST CONTRIBUTIONS GIVEN MUST BE DEDICATED TO ACHIEVING CHARITABLE PURPOSES NOT FOR PERSONAL BENEFIT BUT FOR PUBLIC BENEFIT. CONTRIBUTIONS ARE PROHIBITED TO ORGANIZATIONS THAT CONTRIBUTE TO POLITICAL CAMPAIGNS, CANDIDATES FOR OFFICE, OR CONDUCT MORE THAN INCIDENTAL LOBBYING. DOCUMENTATION MUST SUPPORT HOW THE DONATION MEETS ORGANIZATIONAL PURPOSES AND FURTHERANCE OF MISSION. DONATIONS SHOULD BE MODEST IN SCOPE. DESCRIPTION OF NON-CASH ASSISTANCE FORM 990, SCHEDULE I, PART II, LINE 1, COLUMN G SUPPLIES, EQUIPMENT, TRAVEL, FURNITURE, RENOVATIONS EXPENSE false true false false false false false false false Morgan Campbell MD 0 163340 0 0 0 0 0 0 0 0 0 163340 0 0 Charles T Volk MD 0 228050 0 0 0 6240 0 18779 0 61 0 253130 0 0 KAREN BONNER 161663 0 7662 0 522 0 14884 0 14684 0 199415 0 0 Supplemental Compensation Information FORM 990, PART VII, QUESTION 1A AND SCHEDULE J, PART II DIRECTORS AND EX-OFFICIO DIRECTORS PROVIDE THEIR SERVICES AS MEMBERS OF THE BOARD WITHOUT COMPENSATION OR BENEFITS. ANY COMPENSATION AND BENEFITS DISCLOSED FOR SUCH PERSONS IS EARNED IN THE RESPECTIVE INDIVIDUAL'S ROLE AS AN OFFICER OR EMPLOYEE OF THE ORGANIZATION, NOT FOR THE INDIVIDUAL'S ROLE AS A BOARD MEMBER OR DIRECTOR. THE EXECUTIVE DIRECTOR IS A FULL-TIME EMPLOYEE. BOARD MEMBERS SPEND TIME AS NEEDED FOR BOARD MEETINGS AND FUNCTIONS. MORGAN CAMPBELL, MD WAS COMPENSATED FOR HIS SERVICES AS A MEDICAL DIRECTOR AND FOR MEDICAL SERVICES BY CHRISTUS SPOHN HEALTH SYSTEM CORPORATION. HE RECEIVED NO COMPENSATION FOR SERVING AS A DIRECTOR. ROBERT NAISMITH, MD WAS COMPENSATED FOR MEDICAL SERVICES BY CHRISTUS SPOHN HEALTH SYSTEM CORPORATION. HE RECEIVED NO COMPENSATION FOR SERVING AS A DIRECTOR. THE RELATED COMPENSATION REPORTED TO THE FOLLOWING PERSON WAS FOR AN IPAD PROVIDED TO SUCH PERSON BY CHRISTUS HEALTH AS A REQUISITE FOR SERVING AS A BOARD MEMBER OF CHRISTUS SPOHN HEALTH SYSTEM CORPORATION, A RELATED ORGANIZATION: KAREN URBAN. RELATED ORG DETERMINING CEO/EXECUTIVE DIRECTOR'S COMPENSATION FORM 990, SCHEDULE J, PART I, LINE 3 THE FILING ORGANIZATION'S CEO/EXECUTIVE DIRECTOR IS AN EMPLOYEE OF CHRISTUS HEALTH, A RELATED ORGANIZATION. AS A RESULT, COMPENSATION IS ESTABLISHED AT THE CHRISTUS HEALTH LEVEL AND THE FILING ORGANIZATION DOES NOT HAVE A ROLE IN IMPLEMENTING THE METHODS USED TO ESTABLISH COMPENSATION OR IN DETERMINING CEO/EXECUTIVE DIRECTOR COMPENSATION. CHRISTUS HEALTH USES AN EXECUTIVE COMPENSATION COMMITTEE TO ESTABLISH AND APPROVE THE COMPENSATION OF THE FILING ORGANIZATION'S CEO/EXECUTIVE DIRECTOR. THIS COMMITTEE USES AN INDEPENDENT COMPENSATION CONSULTANT WHO PERFORMS BI-ANNUAL COMPENSATION SURVEY. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN FORM 990, SCHEDULE J, PART I, LINE 4B DEFERRED COMPENSATION INCLUDES EXECUTIVE DEFERRED INCOME ACCOUNT, SUPPLEMENTAL EXECUTIVE RETIREMENT AND RETENTION PLAN, AND PENSION RESTORATION PLAN. ESTIMATED PENSION BENEFITS WERE CALCULATED BASED ON THE PROVISIONS OF THE CURRENT PENSION RESTORATION PLAN AT 6% OF PENSIONABLE EARNINGS WHICH ARE OVER THE IRS LEGISLATIVE COMPENSATION LIMIT. SOME ASSOCIATES ARE GRANDFATHERED UNDER AN EARLIER LEGACY PENSION PLAN. IF A PARTICIPANT HAS PROTECTED PENSION BENEFITS UNDER SUCH LEGACY PLANS, HIS/HER PERCENTAGE IS ZERO UNDER THE SUPPLEMENTAL EXECUTIVE RETIREMENT AND RETENTION PLAN, AS THE PROTECTED BENEFIT IS ALREADY EQUAL TO OR BETTER THAN CURRENT MARKET. SUPPLEMENTAL COMPENSATION INFORMATION FORM 990, SCHEDULE J, PART II W-2 COMPENSATION MAY INCLUDE PAYMENTS RELATED TO COMPENSATION DEFERRED IN PRIOR YEARS. DEFERRED COMPENSATION MAY INCLUDE DEFERRALS OF CURRENT YEAR COMPENSATION UNDER EXECUTIVE DEFERRED INCOME ACCOUNT, SUPPLEMENTAL EXECUTIVE RETIREMENT AND RETENTION PLAN AND PENSION RESTORATION PLAN. SUPPLEMENTAL COMPENSATION INFORMATION FORM 990, SCHEDULE J, PART II, COLUMN B(II) BONUS AND INCENTIVE COMPENSATION MAY INCLUDE AMOUNTS THAT WERE DEFERRED IN A PRIOR YEAR BUT PAID OUT IN CALENDAR YEAR 2011. DEFERRED COMPENSATION FORM 990, SCHEDULE J, PART II, COLUMN C DEFERRED COMPENSATION INCLUDES EXECUTIVE DEFERRED INCOME ACCOUNT, SUPPLEMENTAL EXECUTIVE RETIREMENT AND RETENTION PLAN, EMPLOYER CONTRIBUTION TO 403(B) MATCHED SAVINGS PLAN, PENSION RESTORATION PLAN AND ESTIMATED PENSION BENEFITS UNDER CHRISTUS HEALTH CASH BALANCE PLAN. ESTIMATED PENSION BENEFITS WERE CALCULATED BASED ON THE PROVISIONS OF THE CURRENT CASH BALANCE PLAN AT 6% OF PENSIONABLE EARNINGS. SOME ASSOCIATES ARE GRANDFATHERED UNDER AN EARLIER PENSION PLAN. THESE GRANDFATHERED PARTICIPANTS, BASED ON COMPUTATION AT THE TIME OF THEIR RETIREMENT, WILL RECEIVE THE LARGER OF THE RETIREMENT BENEFIT COMPUTED UNDER THE CASH BALANCE PLAN COMPARED TO THE PREVIOUS PENSION PLAN. DUE TO THE COMPLEXITY OF CALCULATING AN ACCURATE BENEFIT COST FOR GRANDFATHERED PARTICIPANTS, THE FORM 990 REPORTS AS PENSION BENEFITS THEIR ANNUAL ESTIMATED CASH BALANCE PLAN ACCRUAL. FAMILY OR BUSINESS RELATIONSHIP FORM 990, PART VI, LINE 2 BOARD MEMBERS KAREN URBAN AND SHAWN O'CONNOR HAVE A FAMILY RELATIONSHIP. MEMBERS OF STOCKHOLDERS FORM 990, PART VI, QUESTION 6 CHRISTUS SPOHN HEALTH SYSTEM CORPORATION IS THE SOLE CORPORATE MEMBER OF THE ORGANIZATION. DESCRIPTION OF CLASSES OF PERSONS AND THE NATURE OF THEIR RIGHTS FORM 990, PART VI, QUESTION 7A THE SOLE MEMBER, CHRISTUS SPOHN HEALTH SYSTEM CORPORATION, SHALL CONSIDER THE RECOMMENDATION FOR THE BOARD OF DIRECTORS AND ELECT PERSONS TO FILL VACANCIES AS MAY EXIST ON THE BOARD OF DIRECTORS; AND ANNUALLY APPOINT A PERSON TO FILL THE OFFICE OF CHAIRPERSON. THE SOLE MEMBER SHALL ELECT OR REMOVE THE PRESIDENT/EXECUTIVE DIRECTOR OR MEMBERS OF THE BOARD OF DIRECTORS OF CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION. DESCR CLASSES OF PERSONS, DECISIONS REQUIRING APPR & TYPE OF VOTING RIGHTS FORM 990, PART VI, QUESTION 7B THE MATTERS SET FORTH ARE RESERVED EXCLUSIVELY FOR THE SOLE MEMBER, CHRISTUS SPOHN HEALTH SYSTEM CORPORATION, AND ARE NOT VALID UNTIL THEY HAVE BEEN SUBMITTED FOR AND RECEIVED APPROVAL OF THE MEMBER: (A) ANY AMENDMENT OR RESTATEMENT OF THE ARTICLES OF INCORPORATION OR BYLAWS OF CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION ("CORPORATION"); (B) THE ESTABLISHMENT OF ANY NEW CORPORATION, OR THE MERGER, DISSOLUTION, OR CONSOLIDATION OF THE CORPORATION; (C) APPROVAL OF THE CAPITAL AND OPERATIONAL BUDGETS OF THE CORPORATION AND APPROVAL OF ANY AUDIT OR FINANCIAL REVIEW OF THE BOOKS AND RECORDS OF THE CORPORATION. THE SOLE MEMBER MAY REQUIRE AN AUDIT OR SOME LESSER FINANCIAL REVIEW OF THE BOOKS AND RECORDS OF THE CORPORATION BY AN INDEPENDENT CERTIFIED PUBLIC ACCOUNTANT SELECTED BY THE SOLE MEMBER OF THE CORPORATION IF THE SOLE MEMBER DEEMS SUCH REVIEW OR AUDIT TO BE NECESSARY OR APPROPRIATE; (D) INCURRING OR RENEWING ANY INDEBTEDNESS BY THE CORPORATION; (E) ANY ACQUISITION, EXCHANGE, LEASE, SALE OR PURCHASE OF REAL PROPERTY BY THE CORPORATION; (F) THE APPROVAL OF ANY GIFT OF PROPERTY (OTHER THAN CASH, MARKETABLE SECURITIES, OR BONDS) TO THE CORPORATION AND THE APPROVAL OF ANY RESTRICTIONS IMPOSED AS A CONDITION OF ACCEPTING SAID GIFT; (G) APPROVAL OF SHORT-TERM AND LONG-RANGE STRATEGIC PLANS FOR THE CORPORATION; (H) APPROVAL OF THE STATED MISSION AND PHILOSOPHY ACCORDING TO WHICH THE CORPORATION WILL OPERATE ITS AFFAIRS; (I) ELECTION OR REMOVAL OF THE PRESIDENT/EXECUTIVE DIRECTOR OR MEMBERS OF THE BOARD OF DIRECTORS OF THE CORPORATION; (J) THE SOLE MEMBER MAY FROM TIME TO TIME BY APPROPRIATE RESOLUTIONS ADOPTED AND APPROVED BY SAID SOLE MEMBER DELEGATE ADDITIONAL ACTIONS TO THE BOARD OF DIRECTORS OF THE CORPORATION; AND (K) TO SELECT AN INDEPENDENT EXTERNAL AUDITOR IF THE SOLE MEMBER REQUIRES AN AUDIT OR FINANCIAL REVIEW OF THE BOOKS OR RECORDS OF THE CORPORATION. DESCRIBE THE PROCESS USED BY MANAGEMENT &/OR GOVERNING BODY TO REVIEW 990 FORM 990, PART VI, QUESTION 11B THE FORM 990 IS PREPARED AND REVIEWED BY THE ORGANIZATION'S EXTERNAL INDEPENDENT ACCOUNTANTS. THE CHRISTUS HEALTH ACCOUNTING DEPARTMENT WORKS WITH AN EXTERNAL ACCOUNTING FIRM IN PREPARATION AND REVIEW OF THE FORM 990. THE FILING ORGANIZATION'S CFO, OR OTHER DESIGNEE, REVIEWS THE FORM 990. THE FINAL FORM 990 THAT WILL BE FILED WITH THE IRS IS POSTED TO A SECURE INTERNET PORTAL FOR ALL MEMBERS OF THE BOARD OF DIRECTORS TO VIEW. REVIEW OF THE FINAL FORM 990 OCCURS PRIOR TO FILING WITH THE IRS IN THE SPRING OF 2013 VIA A WEB PORTAL POLLING TOOL BY THE RESPECTIVE CHRISTUS ORGANIZATION'S BOARD, BASED ON A SET OF SUGGESTED REVIEW PROCESSES DEVELOPED BY CHRISTUS HEALTH. DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST FORM 990, PART VI, QUESTION 12C AT THE END OF EACH CALENDAR YEAR, THE CHRISTUS HEALTH CORPORATE SECRETARY DISTRIBUTES A CONFLICT OF INTEREST QUESTIONNAIRE TO ALL OF THE ORGANIZATION'S BOARD AND COMMITTEE MEMBERS FOR COMPLETION PRIOR TO THE 1ST OF JANUARY IN THE NEXT YEAR. THE CORPORATE SECRETARY THOROUGHLY REVIEWS ALL COMPLETED AND EXECUTED CONFLICT OF INTEREST QUESTIONNAIRE FORMS TO ENSURE ACCURACY AND THAT NO POTENTIAL OR IDENTIFIED CONFLICT IS DISCLOSED OR EXISTS. THE ORGANIZATION'S BOARD OF DIRECTORS IS RESPONSIBLE FOR ENFORCEMENT OF THE CONFLICT OF INTEREST POLICY OF THE ORGANIZATION. OFFICES & POSITIONS FOR WHICH PROCESS WAS USED, & YEAR PROCESS WAS BEGUN FORM 990, PART VI, QUESTION 15A THE EXECUTIVE COMPENSATION COMMITTEE OF CHRISTUS HEALTH DETERMINES THE COMPENSATION OF THE CEO, OFFICERS AND KEY EMPLOYEES OF CHRISTUS HEALTH AND THE EXECUTIVE DIRECTOR OF CERTAIN RELATED ORGANIZATIONS, INCLUDING THE FILING ORGANIZATION. THE EXECUTIVE COMPENSATION COMMITTEE IS COMPOSED OF INDIVIDUALS WHO HAVE NO CONFLICT OF INTEREST WITH THE COMPENSATION ARRANGEMENTS AT HAND. THE EXECUTIVE COMPENSATION COMMITTEE OF THE CHRISTUS HEALTH BOARD SELECTS AN INDEPENDENT EXTERNAL FIRM TO PERFORM AN INDEPENDENT COMPENSATION REVIEW, TO ENSURE THAT ALL COMPENSATION IS REASONABLE AND COMPARABLE TO OTHER SIMILARLY SITUATED ORGANIZATIONS, FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS, AND TO PROVIDE SUPPORTING INFORMATION OF COMPENSATION DECISIONS. ON AN ANNUAL BASIS THE EXTERNAL CONSULTANT: 1. DEVELOPS THE MERIT INCREASE RECOMMENDATIONS FOR ALL DESIGNATED SYSTEM EXECUTIVES BASED ON MARKET COMPARABILITY 2. RECOMMENDS THE CHANGES IN THE COMPENSATION STRUCTURE (GRADES) BASED ON THE MARKET CHANGES. 3. COMPLETES A REVIEW AND EVALUATION OF NEWLY CREATED POSITIONS TO RECOMMEND A GRADE PLACEMENT TO THE COMMITTEE FOR ITS DISCUSSION AND APPROVAL. ON A BI-ANNUAL BASIS, THE EXTERNAL CONSULTANT COMPLETES A DETAILED REVIEW OF ALL OTHER DESIGNATED SYSTEM EXECUTIVES' COMPENSATION AND BENEFITS. THIS GROUP INCLUDES ALL TOP MANAGEMENT OFFICIALS, OTHER OFFICERS AND KEY LEADERS OF THE ORGANIZATION. THE REVIEW INCLUDES RECOMMENDATIONS TO THE COMMITTEE ON ANY CHANGES NECESSARY IN EITHER SPECIFIC COMPENSATION OR COMPENSATION STRUCTURE TO ENSURE MARKET COMPETITIVENESS, REASONABLENESS AND INTERNAL EQUITY. UPON RECOMMENDATIONS FROM THE INDEPENDENT EXTERNAL FIRM, THE EXECUTIVE COMPENSATION COMMITTEE MAKES FINAL COMPENSATION DECISIONS. ADDITIONALLY, THE EXECUTIVE COMPENSATION COMMITTEE REVIEWS ALL COMPENSATION PAYMENTS FOR EXCESS BENEFIT TRANSACTIONS. THE DISCUSSION AND DECISIONS OF THE COMMITTEE ARE DOCUMENTED AND FORMALIZED IN THE COMMITTEE MINUTES AND MAINTAINED ON RECORD. PUBLIC DISCLOSURE OF 1023 AND FORMS 990 & 990-T FORM 990, PART VI, LINE 18 THE FILING ORGANIZATION'S TAX-EXEMPT DETERMINATION LETTER FROM THE IRS AND THE FORM 990 ARE MADE AVAILABLE UPON REQUEST. AVAIL OF GOV DOCS, CONFLICT OF INTEREST POLICY, & FIN STMTS TO GEN PUBLIC FORM 990, PART VI, QUESTION 19 THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF CHRISTUS HEALTH ARE MADE AVAILABLE TO THE PUBLIC VIA THE CHRISTUS HEALTH WEBSITE. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT MADE AVAILABLE TO THE PUBLIC. THE SEPARATE AUDITED FINANCIAL STATEMENTS OF CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION ARE NOT MADE AVAILABLE TO THE PUBLIC. HOURS WORKED FOR RELATED ORGANIZATION FORM 990, PART VII AVERAGE HOURS PER WEEK LISTED ON FORM 990, PART VII, SECTION A ARE THE AVERAGE HOURS DEVOTED TO THE RESPECTIVE PERSON'S POSITION WHILE SERVING THE ORGANIZATION. KAREN BONNER DEVOTES AN AVERAGE OF 1 HOUR PER WEEK TO CHRISTUS HEALTH FOUNDATION, A RELATED ORGANIZATION OF THE FILING ENTITY. KAREN IS THE CHAIRPERSON OF CHRISTUS HEALTH FOUNDATION. DR. CHARLES T. VOLK DEVOTES AN AVERAGE OF 39 HOURS PER WEEK TO CHRISTUS SPOHN HEALTH SYSTEM CORPORATION, A RELATED ORGANIZATION OF THE FILING ENTITY. EFFECTIVE 9/25/11, CHARLES BECAME THE VP MEDICAL AFFAIRS & CHIEF MEDICAL OFFICER OF CHRISTUS SPOHN HEALTH SYSTEM CORPORATION. AUDITED FINANCIAL STATEMENTS FORM 990, PART XII, QUESTION 2 CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION FINANCIAL STATEMENTS WERE AUDITED BY AN INDEPENDENT ACCOUNTANT ON A CONSOLIDATED BASIS. CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION WILL HAVE SEPARATE FINANCIAL STATEMENTS WHICH WILL BE AUDITED BY AN INDEPENDANT ACCOUNTANT; HOWEVER, AT THE TIME OF THE PREPARATION OF CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION'S 2011 FORM 990, THE STAND ALONE EXTERNAL GAAP FINANCIAL STATEMENT AUDIT HAD NOT BEGUN. CHRISTUS SPOHN HEALTH SYSTEM DEVELOPMENT FOUNDATION IS INCLUDED IN CHRISTUS HEALTH'S CONSOLIDATED FINANCIAL STATEMENTS, AND THEREFORE, THE FILING ORGANIZATION'S 2011 FORM 990 IS BASED ON SUCH CONSOLIDATED FINANCIAL STATEMENTS. OTHER CHANGES IN NET ASSETS OR FUND BALANCES FORM 990, PART XI, LINE 5 PV CALCULATION FOR PLEDGES = (11,654); UNREALIZED LOSS = (541,049); GRANT EXPENSE BOOKED TO PAYABLE = 2,721,091; FY11 AUDIT ADJUSTMENT = 328,820; FY10 AUDIT ADJUSTMENT = 50,759; REVERSAL OF FY09 GRANT = 102,340; EXPENSES RELEASED TO UNRESTRICTED NET ASSETS = (2,718,630); RECLASS FY11 FUNDRAISING EXPENSE TO NONFUNDRAISING ACCOUNT = 845; TOTAL = (67,478) CHRISTUS Health 919 Hidden Ridge Drive Irving TX 75038 760590551 SUPT HLTH SVC TX 501(c)(3) 11 - TYPE I NA false CHRISTUS SPOHN HEALTH SYSTEM CORPORATION 600 ELIZABETH STREET CORPUS CHRISTI TX 78404 741109836 HLTHCARE SERV TX 501(c)(3) 3 CH false Christus Health Plan 600 Elizabeth Street Corpus Christi TX 78404 452106295 Medicaid HMO TX 501(c)(3) 9 CSHSC true SPOHN HEALTH NETWORK 600 ELIZABETH STREET CORPUS CHRISTI TX 78404 742616328 HTH PLAN ADMI TX CSHSC C CORP SPOHN INVESTMENT CORPORATION 600 ELIZABETH STREET CORPUS CHRISTI TX 78404 742322574 RENTAL TX CSHSC C CORP false true true false false false false false false true false false false true true true true true