2013-03-12T14:58:04-05:00 2012-07-31 113518842 MARKS PANETH & SHRON LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2011-08-01 133956444 THE CENTRAL EUROPEAN UNIVERSITY CENT 2125480600 400 W 59TH STREET NEW YORK NY 10019 ROMULUS FILIP CONSULTANT 2125480600 2013-03-12 1 ROBERT R LYONS P00227472 2125038800 2011 2016-02-25 16:41:14Z JOHN SHATTUCK 400 W 59TH STREET NEW YORK NY 10019 59193595 0 X WWW.CEU.HU X 1998 NY CENTRAL EUROPEAN UNIVERSITY IS A GRADUATE-LEVEL "CROSSROADS" UNIVERSITY WHERE FACULTY AND STUDENTS FROM SOME 100 COUNTRIES ENGAGE IN INTERDISCIPLINARY EDUCATION, PURSUE ADVANCED SCHOLARSHIP, AND ADRESS SOME OF SOCIETY'S MOST VEXING PROBLEMS. FOUNDED IN 1991 AT A TIME WHEN REVOLUTIONARY CHANGES WERE TRANSFORMING THE RID ORTHODOXIES IMPOSED ON CENTRAL AND EASTERN EUROPE, CEU IS BASED ON THE PREMISE THAT HUMAN FALLIBILITY CAN BE COUNTERBALANCED BY THE CRITICAL DISCUSSION OF IDEAS, AND THAT THIS ETHOS CAN BE SUSTAINED BEST IN SOCIETIES WHERE CITIZENS HAVE THE FREEDOM TO SCUTINIZE COMPETING THEORIES AND OPENLY EVALUATE AND CHANGE GOVERNMENT POLICIES. LOCATED IN BUDAPEST, CEU IS ACCREDITED IN BOTH THE UNITED STATES AND HUNGARY. IT IS THE ONLY RESEARCH-INTENSIVE UNIVERSITY IN THE WORLD DEDICATED EXPLICITLY TO THE STUDY OF "OPEN SOCIETY". 17 16 3 0 0 0 57254931 58692517 0 0 1719460 501078 14678 0 58989069 59193595 63998083 49435085 0 0 1881768 1544233 0 0 38280 1368948 4381189 67248799 55360507 -8259730 3833088 17697264 28392224 5468523 12330395 12228741 16061829 X CENTRAL EUROPEAN UNIVERSITY WAS FOUNDED IN 1991 WITH THE MISSION OF HELPING THE PROCESS OF TRANSITION FROM DICTATORSHIP TO DEMOCRACY IN CENTRAL AND EASTERN EUROPE AND CENTRAL ASIA. IT WAS COMMITTED TO BRINGING TOGETHER STUDENTS FROM THE FORMER SOCIALIST COUNTRIES AND FROM THE WEST IN ORDER TO NURTURE RESPECT FOR DIVERSE CULTURES AND OPINIONS, HUMAN RIGHTS, CONSTITUTIONAL GOVERNMENT, AND THE RULE OF LAW. CEU IS ALSO COMMITTED TO CONTRIBUTING TO INNOVATIVE ACADEMIC RESEARCH, PROGRESSIVE HIGHER EDUCATION, EXECELLENCE IN TEACHING, AND THE DEVELOPMENT OF DYNAMIC AND SUSTAINABLE OPEN SOCIETIES. TODAY, CEU-WHICH HAS NO DOMINAT SINGLE NATIONALITY - HAS STUDENTS FROM 110 COUNTRIES AND FACULTY FROM OVER 40 COUNTRIES. 0 0 45538334 44762175 CENTRAL EUROPEAN UNIVERSITY IS AN INTERNATIONAL INSTITUTION FOR POST-GRADUATE STUDY AND RESEARCH OFFERING MASTERS AND DOCTORAL DEGREE PROGRAMS. THE UNIVERSITY ALSO OFFERS NON-DEGREE COURSES OF STUDY AND TWO UNDERGRADUATE DEGREE PROGRAMS. THE UNDERGRADUATE PROGRAMS ARE CURRENTLY BEING PHASED OUT.THE UNIVERSITY CURRENTLY OFFERS THIRTY THREE MASTERS'S DEGREE PROGRAMS IN FOURTEEN DEPARTMENTS AND TWO SCHOOLS. THE MASTER'S DEGREE PROGRAMS OFFERED ARE IN ECONOMICS, ECONOMIC POLICY IN GLOBAL MARKETS, ENVIRONMENTAL SCIENCES AND POLICY, ENVIRONMENTAL SCIENCES, POLICY AND MANAGEMENT, GENDER STUDIES, CRITICAL GENDER STUDIES, CENTRAL EUROPEAN HISTORY, COMPARATIVE HISTORY, INTERNATIONAL RELATIONS AND EUROPEAN STUDIES, COMPARATIVE CONSTITUTIONAL LAW, HUMAN RIGHTS (MA AND LLM), LAW AND ECONOMICS (MA AND LLM), AND INTERNATIONAL BUSINESS LAW, APPLIED MATHEMATICS (MSC), MEDIEVAL STUDIES, NATIONALISM STUDIES (ONE AND TWO YEAR DEGREES), PHILOSOPHY (ONE AND TWO YEAR DEGREES), SOCIOLOGY AND SOCIAL ANTHROPOLOGY (ONE AND TWO YEAR DEGREES), POLITICAL SCIENCE (ONE AND TWO YEAR DEGREES), PUBLIC POLICY, PUBLIC POLICY MUNDUS MAPP, INFORMATION TECHNOLOGY MANAGEMENT, INTERNATIONAL MASTERS IN MANAGEMENT AND MASTER OF BUSINESS ADMINISTRATION. IN ADDITION TO ITS MASTER'S DEGREE PROGRAMS, THE UNIVERSITY OFFERS DOCTORAL PROGRAMS IN ECONOMICS, ENVIRONMENTAL SCIENCES AND POLICY, COGNITIVE SCIENCE, COMPARATIVE GENDER STUDIES, HISTORY, MEDIEVAL STUDIES, LEGAL STUDIES, PHILOSOPHY, POLITICAL SCIENCE, SOCIOLOGY AND SOCIAL ANTHROPOLOGY AND MATHEMATICS AND ITS APPLICATIONS. CEU BUSINESS SCHOOL OFFERS MANAGEMENT EDUCATION TO STUDENTS FROM ALL OVER THE WORLD, WITH A SPECIAL FOCUS ON PARTICIPANTS FROM CENTRAL-EASTEN EUROPE. CONSISTENT WITH CEU'S OVERALL MISSION THE SCHOOL ENDEAVORS TO PLAY A PIVOTAL ROLE IN LINKING GLOBAL MANAGEMENT THEORIES WITH REALITIES AND CHALLENGES OF THE REGION'S TRANSFORMING ECONOMICS. SCHOOL OF PUBLIC POLICY WAS RECENTLY ESTABLISHED AND WILL WELCOME ITS FIRST COHORT OF STUDENTS IN SEPTEMBER 2013. THE UNIVERSITY HAS TAKEN A LEADERSHIP ROLE IN PROVIDING US-STYLE POST-GRADUATE EDUCATION IN CENTRAL AND EASTERN EUROPE AND VIEWS EDUCATIONAL INNOVATION AS PART OF ITS CONTINUING CONTRIBUTION TO THE REGION. 1445104 1445104 788162 FOLLOWING CEU'S MISSION, THE SPECIAL AND EXTENSION PROGRAMS (SEP) PROVIDES A BRIDGE BETWEEN CEU AND THE OPEN SOCIETY INSTITUATE (OSI), AND A BRIDGE BETWEEN CEU AND ITS TARGET COUNTRIES. TO THIS END, SEP OFFERS PROGRAMS FOR UNIVERSITY PROFESSORS, RESEARCHERS, PROFESSIONALS, AND ADMINSTRATORS FROM CENTRAL AND EASTERN EUROPE, THE FORMER SOVIET UNION, MONGOLIA AND OTHER EMERGING DEMOCRACIES. SEP HAS THREE UNITS: SPECIAL PROJECTS OFFICE (SPO), CEU SUMMER UNIVERSITY (SUN), AND CURRICULUM RESOURCE CENTER (CRC). SEP WORKS ON THREE LEVELS: TRANSREGIONAL PROGRAMS (THOSE INITIATIVES THAT ARE ELIGIBLE APPLICANTS FROM ALL OF OUR TARGET COUNTRIES); MICROREGIONAL PROGRAMS (PRIMARILY FOCUSED ON PROVIDING SUPPORT TO HIGHER EDUCATION REGIONAL PROJECTS IN SOUTHEASTERN EUROPE AND CENTRAL ASIA); AND COUNTRY SPECIFIC PROJECTS. IN ADDITION, SEP IS NOW WORKING WITH OTHER EMERGING DEMOCRACIES AS A PART OF CEU'S GLOBALIZATION EFFORTS. SEP PROVIDES THE FOLLOWING SERVICES: MAKING AVAILABLE THE ACADEMIC AND PHYSICAL RESOURCES OF CEU FOR THE BENEFIT OF ITS TARGET COUNTRIES AND OF OSI'S NETWORK PROGRAMS, MANAGING PROJECTS ON BEHALF OF OSI (ESPECIALLY WHERE SUCH PROJECTS WILL BENEFIT FROM COOPERATION WITH CEU), DEVELOPING AND SUPPORTING CEU'S OWN OUTREACH EFFORTS, PROVIDING TRAINING AND OTHER TECHNICAL ASSISTANCE TO SUPPORT OSI'S WORK IN CAPACITY-BUILDING FOR HIGHER EDUCATION.SPO SUPPORTS ALL ACTIVITIES IN HIGHER EDUCATION IN CENTRAL AND EASTERN EUROPE, FORMER SOVIET UNION, CENTRAL ASIA, MONGOLIA, AND SOUTH-EAST EUROPE. IT PROVIDES: ADMINISTRATIVE SUPPORT TO OPEN SOCIETY NETWORK INSTITUTIONS, EXPERTISE ON PROJECT DEVELOPMENT AND IMPLEMENTATION, ADVICE ON HIGHER EDUCATION DEVELOPMENT AND REFORM, EVALUATION AND QUALITY CONTROL, ORGANIZATION OF SEMINARS, WORKSHOPS, AND ROUNDTABLES RELATED TO HIGHER EDUCATION TOPICS. SUN ORGANIZES HIGH LEVEL, RESEARCH-ORIENTED, INTERDISCIPLINARY AND INNOVATIVE ACADEMIC COURSES AS WELL AS WORKSHOPS ON POLICY ISSUES FOR PROFESSIONAL DEVELOPMENT IN THE SOCIAL SCIENCES AND HUMANITIES. COURSES INVOLVE DISTINGUISHED INTERNATIONAL FACULTY (INCLUDING CEU PROFESSORS), AND EXCELLENT ADVANCED DOCTORAL STUDENTS, JUNIOR OR POST-DOCTORAL RESEARCHERS, TEACHERS AND PROFESSIONALS AS PARTICIPANTS. WHILE APPLICATION FROM ALL OVER THE WORLD IS ENCOURAGED, CONTINUED PRIORITY IS GIVEN TO APPLICANTS FROM CENTRAL AND EASTERN EUROPE, THE FORMER SOVIET UNION AND COUNTRIES EXPERIENCING EMERGING DEMOCRACIES WORLDWIDE.CRC IS CEU'S EXTERNAL AND INTERNAL RESOURCE, CONSULTANCY, AND TRAINING UNIT IN CURRICULUM DEVELOPMENT AND RELATED ISSUES WITH A SPECIAL EMPHASIS ON SOCIAL SCIENCE AND THE HUMANITIES. CRC'S MAIN GOALS ARE CAPACITY BUILDING, PROVIDING TARGETED RESOURCES TO SELECTED ACADEMICS, CONSULTANCY, AS WELL AS PROFESSIONAL DEVELOPMENT IN HIGHER EDUCATION. CRC PROVIDES TRAINING IN COURSE DESIGN; SUPPORTING AND DEVELOPING SELECTED FACULTY THROUGH COURSE DEVELOPMENT GRANTS; ORGANIZING WORKSHOPS, EVENTS AND CONFERENCES THAT EXPLORE INNOVATIVE TRENDS WITHIN THE CURRICULUM DEVELOPMENT CONTEXT; AS WELL AS PREPARING CEU'S GRADUATE STUDENTS FOR SUCCESSFUL TEACHING CAREERS AT UNIVERSITIES IN THE REGION. 1651482 1651482 THE OPEN SOCIETY ARCHIVES (OSA) AT CENTRAL EUROPEAN UNIVERSITY IS AN ARCHIVAL LABORATORY. WHILE ACTIVELY COLLECTING, PRESERVING, AND MAKING OPENLY ACCESSIBLE DOCUMENTS RELATED TO RECENT HISTORY AND HUMAN RIGHTS, WE CONTINUE TO EXPERIMENT WITH NEW WAYS TO CONTEXTUALIZE PRIMARY SOURCES, DEVELOPING INNOVATIVE TOOLS TO EXPLORE, REPRESENT, OR BRIDGE TRADITIONAL ARCHIVAL COLLECTIONS IN A DIGITAL ENVIRONMENT. OUR APPROACH TO ACQUISITION IS INCREASINGLY PROACTIVE AND INCLUSIVE, AND WE ACTIVELY SEEK OUT NON-TRADITIONAL MATERIAL, MATERIAL PREVIOUSLY MARGINALIZED BASED ON ITS CONTENT, SOCIAL ORIGIN, OR FORM. AT OSA ARCHIVUM, PROFESSIONAL ARCHIVAL WORK IS INTEGRATED WITH PUBLIC PROGRAMS, AND OUR GALERIA CENTRALIS SERVES AS THE FOCAL POINT OF EXHIBITIONS, PERFORMANCES, FILM SCREENINGS, LECTURES, AND SEMINARS. THROUGH ALL OF THESE ENDEAVORS, WE ADVOCATE: OPEN ACCESS AND TRANSPARENCY IN PUBLIC ADMINISTRATION; EQUAL RIGHTS TO INFORMATION; THE ETHICAL USE OF PRIVATE DATA; OPEN FORMATS AND OPEN STANDARDS; AND BROAD ACCESS TO CULTURAL HERITAGE. 2174283 1576324 2174283 1576324 50809203 1 1 0 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 1 1 1 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 3 0 0 1 HU SZ 0 0 0 0 0 0 0 0 X 17 16 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X LIVIU MATEI 0613273000 NADOR 9 BUDAPEST HU 01051 GEORGE SOROS 1.00 X X 0 0 0 LEON BOTSTEIN 5.00 X X 0 0 0 WILHELM KRULL FORMER 1.00 X 0 0 0 GERHARD CASPER FORMER 1.00 X 0 0 0 AKOS DETREKOI 1.00 X 0 0 0 PATRICIA ALBJERG GRAHAM 1.00 X 0 0 0 CHAVIVA M HOSEK 1.00 X 0 0 0 MONICA MACOVEI 1.00 X 0 0 0 MARY PATTERSON MCPHERSON 1.00 X 0 0 0 PIERRE MIRABAUD 1.00 X 0 0 0 PETER A NADOSY 1.00 X 0 0 0 ARYEH NEIER FORMER 1.00 X 0 0 0 WILLIAM NEWTON-SMITH 1.00 X 0 0 0 MATTHEW NIMETZ 1.00 X 0 0 0 WANDA RAPACZYNSKI 1.00 X 0 0 0 JONATHAN SOROS FORMER 1.00 X 0 0 0 ADAM TERTAK FORMER 1.00 X 0 0 0 KEMAL DERVIS 1.00 X 0 0 0 JOHN SHATTUCK 40.00 X X 574974 0 141616 KATI MARTON 1.00 X 0 0 0 CHRISTOPHER STONE 1.00 X 0 0 0 BENJAMIN W HEINEMAN 1.00 X 0 0 0 GEORGE E PATAKI 1.00 X 0 0 0 ELISE VAN OSS 1.00 X 0 0 0 MATEI LIVIU 40.00 X 236894 0 4910 FARKAS KATALIN 40.00 X 195109 0 3717 KONTLER LASZLO 080111 40.00 X 127297 0 3955 WOLFGANG REINICKE 40.00 X 409917 0 63322 MEL HORWITCH 40.00 X 470882 0 458 SALLY SUE SCHWAGER 40.00 X 172467 0 458 GYORGY GERGELY 40.00 X 166398 0 6624 LASZLO MATYAS 40.00 X 166360 0 3436 2520298 0 228496 43 0 1 0 T-SYSTEMS MAGYAROROSZAG BUDAFOKI UT 56 BUDAPEST HU 1117 IT SYSTEM MAINTENANCE AND SUPPORT 416910 S & T UNITIS MO KFT KINIZSI U 2/B BUDAORS HU 2040 SAP/IT CONSULTING SERVICE 389920 EURO-PROFIL SZERVIZ KFT HATARHALOM 4 BUDAPEST HU 1173 COPY MACHINE SERVICE 313740 KPMG HUNGARIA KFT VACI UT 99 BUDAPEST HU 1139 AUDIT SERVICE 154720 HOGAN LOVELLS US LLP 875 3RD AVE NEW YORK OC 10022 LEGAL SERVICE 110708 24 58692517 58692517 501078 501078 59193595 0 0 501078 49435085 49435085 591952 591952 764339 670881 58358 35100 165588 16273 147315 2000 22354 6944 15410 19797 19797 141494 141494 106867 106867 543 500 43 435 435 18554 2757 15797 878 740 138 7843 7843 319198 166182 153016 10781 10418 283 80 531 531 31642 1115 30527 FOREIGN EXCH. LOSS 3217914 3217914 MISCELLANEOUS 408693 402559 5034 1100 BOOKS AND MEDIA MAT 96019 95749 270 55360507 50809203 4513024 38280 1135559 510458 8660999 19308239 423624 1334803 228066 5580 1195 7237529 7237529 5907 0 17697264 28392224 394098 425482 4881416 11687327 193009 217586 5468523 12330395 X 10329838 12654593 1898903 3407236 12228741 16061829 17697264 28392224 3833088 0 X X 0 1 1 X 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 LONG TERM INVESTMENT CEU BUS 382625 C LONG TERM INVESTMENT CEU ZRT 6854904 C 7237529 LIABILITIES TO PROFESSORS, STUDENTS AND STAFF 158731 SALARIES 27667 OTHER LIABILITIES 31188 217586 59193595 55360507 3833088 3833088 59193595 0 59193595 0 59193595 55360507 0 55360507 0 55360507 1 1 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE UNIVERSITY HAS PUBLISHED A NOTICE IN THE NEW YORK TIMES AND THE BUDAPEST SUN. THE UNIVERSITY INTENDS TO PUBLISH A NOTICE OF ITS NON-DISCRIMINATION POLICY IN EACH OF THESE NEWSPAPERS ANNUALLY. EXPLANATION OF DOCUMENT RETENTION SCHEDULE E, PART I, LINE 4 AS DISCLOSED IN THE UNIVERSITY'S FORM 1023, THE UNIVERSITY HAS A NON DISCRIMINATION POLICY. ADDITIONALLY, CEU HAS BEEN ADVISED BY HUNGARIAN COUNSEL THAT IT IS BOTH ILLEGAL AND IMPRACTICAL UNDER HUNGARIAN LAW AND PRACTICE TO DIRECT QUESTIONS AT STUDENTS, FACULTY AND ADMINISTRATIVE STAFF WHICH ARE DESIGNED TO DETERMINE THEIR RACIAL BACKGROUND. AS A RESULT, CEU HAS BEEN UNABLE TO GATHER THE DATA REQUESTED IN THIS QUESTION. AS STATED BY HUNGARIAN COUNSEL, IN CENTRAL EUROPE EXPLICIT REFERENCE TO A PERSON'S RACE TENDS TO EVOKE THE GERMAN RACIAL THEORY AND IS THEREFORE VIEWED WITH GREAT SUSPICION. COUNSEL ALSO NOTES THAT THE COLLECTION OF RACIAL DATA BY THE UNIVERSITY WOULD HAVE A VERY NEGATIVE IMPACT IN THE REPUTATION OF THE UNIVERSITY IN THE REGION AND WOULD BE IN OPPOSITION TO THE CHARACTER OF THE UNIVERSITY, WHICH HAS A REPUTATION AS ONE OF THE FEW UNIVERSITIES IN THE CENTRAL EUROPEAN REGION WITH THE GOAL OF ENCOURAGING STUDENTS OF DIFFERENT NATIONALITIES TO LEARN IN ONE ENVIRONMENT. EXPLANATION OF RACIAL NONDISCRIMINATION COMPLIANCE SCHEDULE E, PART I, LINE 7 SEE STATEMENT 1 1 EUROPE 1 533 FUNDRAISING, PROGRAM SERVICES, GRANTS EDUCATION 49435085 1 533 0 0 1 533 49435085 0 49435085 EUROPE UNIVERSITY SUPPORTUNIVERSITY SUPPORT 48582749 WIRE TRANSFER RESEARCH EUROPE 10 4651 WIRE TRANSFER 0 0 1 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: FOR UNIVERSITY SUPPORT (CEU FOUNDATION BUDAPEST - AFFILIATES), GRANTS ARE MONITORED THROUGH COMMON BOARD OF TRUSTEES AND COMMON EMPLOYEES (ALL EMPLOYEES WITH LOCAL WORK CONTRACTS ARE SECONDED TO THE UNIVERSITY). FOR RECRUITMENT, GRANTS ARE AWARDED BASED ON A DETAILED AND APPROVED BUDGET. THE ACTIVITIES LISTED IN THE GRANT LETTERS ARE ANALYZED YEARLY AND THE FINANCIAL REPORTS ARE ANALYZED TAKING INTO ACCOUNT THE NUMBER OF CANDIDATES WHO APPLIED AND THE NUMBER OF CANDIDATES WHO WERE ADMITTED. FOR RESEARCH AND CONFERENCE PARTICIPATION, ALL GRANTS ARE AWARDED BASED ON OPEN COMPETITION AND DECISIONS ARE MADE BY A COMMITTEE. DEPENDING ON THE AMOUNT, GRANTS ARE DISBURSED IN ONE OR MORE INSTALLMENTS. DETAILED FINANCIAL REPORTS ARE MADATORY BEFORE DISBURSEMENT OF NEXT INSTALLMENT. 1 UNIVERSITY OF DELAWARE 112 ALISON HALL WEST NEWARK DE 19716 516000297 501 (C) (3) 8684 GENERAL OPERATIONAL ASSISTANCE 1 X X X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 JOHN SHATTUCK 574974 0 0 0 0 0 0 0 141616 0 716590 0 0 0 MATEI LIVIU 236894 0 0 0 0 0 0 0 4910 0 241804 0 0 0 FARKAS KATALIN 195109 0 0 0 0 0 0 0 3717 0 198826 0 0 0 WOLFGANG REINICKE 409917 0 0 0 0 0 0 0 63322 0 473239 0 0 0 MEL HORWITCH 470882 0 0 0 0 0 0 0 458 0 471340 0 0 0 SALLY SUE SCHWAGER 172467 0 0 0 0 0 0 0 458 0 172925 0 0 0 GYORGY GERGELY 166398 0 0 0 0 0 0 0 6624 0 173022 0 0 0 LASZLO MATYAS 166360 0 0 0 0 0 0 0 3436 0 169796 0 0 0 PART I, LINE 1A ALL VALID BUSINESS EXPENSES INCURRED BY THE PRESIDENT ARE REIMBURSED BY THE UNIVERSITY. ALL VALID BUSINESS EXPENSES ARE DOCUMENTED WITH RECEIPTS. TRAVEL IN THE AMOUNT OF $40,593, TRAVEL LODGING IN THE AMOUNT OF $14,650, BUSINESS MEALS AND ENTERTAINMENT IN THE AMOUNT OF $51,669, AND MOBILE PHONE USAGE OF $5,068 WAS REIMBURSED BY THE UNIVERSITY IN THE CURRENT YEAR. PART I, LINE 1B AT THE DISCRETION OF THE PRESIDENT, $20,000 PER YEAR INCLUDED IN HIS CONTRACT MAY BE USED FOR THE PURPOSES OF FURTHERING HIS PROFESSIONAL AND RESEARCH DEVELOPMENT IN EITHER HIS PRESIDENTIAL OR PROFESSIONAL ROLE. FORM 990, PART VI, SECTION A, LINE 2 GEORGE SOROS AND ROBERT SOROS ARE FATHER AND SON, RESPECTIVELY. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE CFO. IT IS THEN DISTRIBUTED TO THE RECTOR, COO AND CFO AND APPROVED. IS IS THEN DISTRIBUTED TO ALL OF THE MEMBERS OF THE BOARD OF TRUSTEES AND APPROVED BY VOTE CASTED BY EMAIL. FORM 990, PART VI, SECTION B, LINE 12C IT IS DISCUSSED REGULARLY (EVERY QUARTER) BY THE RECTOR, COO AND CFO. IT IS ALSO REVIEWED WHENEVER A NEW PERSON IS HIRED. CONTRACTS INCLUDE A CLAUSE REQUIRING AN EMPLOYEE TO DISCLOSE AND PAST, PRESENT OR FUTURE RELATIONSHIP LEADING TO A CONFLICT OF INTEREST SITUATION. THIS CLAUSE IS EXPLAINED CLEARLY TO THE NEW HIRES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT AND OTHER OFFICERS INCLUDED A COMPENSATION COMMITTEE, COMPENSATION SURVEY, FORM 990 OF OTHER ORGANIZATIONS, WRITTEN EMPLOYMENT CONTRACT, AND APPROVAL BY THE BOARD FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 2C: NO CHANGE IN AUDITOR SELECTION AND AUDIT OVERSIGHT PROCESS. THE CENTRAL EUROPEAN UNIVERSITY FOUNDATION OF BUDAPEST NADOR 9 BUDAPEST HU PROVIDING SUPPORT FOR HIGHER EDUCATION SERVICES HU N/A N/A THE CENTRAL EUROPEAN UNIVERSITY 0 KOZEP-EUROPAI EGYETEM NADOR 9 BUDAPEST HU HUNGARIAN PRIVATE NOT-FOR-PROFIT EDUCATIONAL INSTITUTION HU N/A N/A THE CENTRAL EUROPEAN UNIVERSITY 0 THE CENTRAL EUROPEAN UNIVERSITY ASSOCIATION SANS BUT LUCRATIF NADOR 9 BUDAPEST HU PROVIDING SUPPORT FOR HIGHER EDUCATION SERVICES LU N/A N/A THE CENTRAL EUROPEAN UNIVERSITY 0 CEU BUSINESS SCHOOL NOT-FOR-PROFIT COMPANY NADOR 9 BUDAPEST HU BUSINESS SCHOOL HU N/A N/A THE CENTRAL EUROPEAN UNIVERSITY 0 CEU SERVICE AND REAL ESTATE MANAGEMENT NADOR 9 BUDAPEST HU PROVIDE REAL ESTATE MANAGEMENT SERVICES HU N/A N/A THE CENTRAL EUROPEAN UNIVERSITY 0 KIS BUDA KFT NADOR 9 HU PROVIDE REAL ESTATE MANAGEMENT SERVICES HU N/A N/A CEU SERVICE AND REAL ESTATE MANAGEMENT 0 STICHTING CEU FOUNDATION HOLLAND NADOR 9 NL INVESTMENT MANAGER OF CEU ENDOWMENT NL N/A N/A THE CENTRAL EUROPEAN UNIVERSITY 0 CEU GRADUATE SCHOOL OF BUSINESS FOUNDATION NADOR 9 HU PROVIDE SUPPORT FOR HIGHER EDUCATION ACTIVITIES HU N/A N/A CEU BUS 0 NADOR 15 KFT NADOR 9 HU PROVIDE REAL ESTATE MANAGEMENT SERVICES HU N/A N/A CEU HU 0 CEU INGATLANFEJLESZTO KFT NADOR 9 HU PROVIDE REAL ESTATE MANAGEMENT SERVICES HU N/A N/A CEU ZRT 0 CEU HOLDING KFT NADOR 9 BUDAPEST HU PROVIDE REAL ESTATE MANAGEMENT SERVICES HU N/A N/A CEU ZRT 0 CELTA INVEST KFT NADOR 9 BUDAPEST HU PROVIDE REAL ESTATE MANAGEMENT SERVICES HU N/A N/A CEU HU (74) CEU HOL (24) 0 0 1 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 THE CENTRAL EUROPEAN UNIVERSITY FOUNDATION OF BUDAPEST B 48582749