2013-02-27T20:32:49-06:00 2012-06-30 GRANT THORNTON LLP 175 W JACKSON BLVD STE 2000 CHICAGO IL 60604 990 2011-07-01 363186328 Ounce of Prevention Fund % MARK BECKER OUNC 3129223863 33 W Monroe Chicago IL 60603 DIANA RAUNER 2013-02-27 true JULIE A DEE 3128560200 2013-02-27 2011 2016-03-07 17:11:31Z Sarah Bradley 33 W Monroe Chicago IL 60603 57892220 false X www.ounceofpreventionfund.org X 1982 IL The Ounce of Prevention Fund gives children in poverty the best chance for success in school and in life by advocating for and providing the highest quality care and education from birth to age five. 32 32 255 230 0 40601820 49886636 0 0 1044573 1285638 0 0 41646393 51172274 15319705 16255690 0 0 16350943 17452950 0 0 1319003 12630469 12948981 44301117 46657621 -2654724 4514653 47665177 51205495 8127372 8126300 39537805 43079195 X The Ounce of Prevention Fund gives children in poverty the best chance for success in school and in life by advocating for and providing the highest quality care and education from birth to age five. false false 17014936 7723638 0 Ounce provides high-quality early childhood services for low-income children, birth to age five, and their families as well as services to pregnant women, through a multi-site network of Early Head Start and Head Start directly-operated programs, and partner and delegate agencies, in high-needs communities throughout the city and surrounding suburbs. In fiscal year 2012, the Ounce directly operated two programs at the Educare School of Chicago, and one program at the Hayes Center, and subcontracted with six agencies at 16 geographically- and ethnically-diverse sites, serving more than 1,400 young children and pregnant women. 10494108 7579785 0 The Ounce's Illinois Birth to Three Institute (IBTI) annually reaches more than 2,000 at-risk families through our statewide network of home visiting and doula services. IBTI conducts specialized training and technical assistance for 200 early childhood professionals working in 30 community agencies across Chicago and throughout Illinois. 5817734 916668 0 The National Policy Team and Educare Learning Network (ELN) extend the impact of the Ounce's extensive early childhood knowledge and expertise in states across the country through consultation and technical assistance on program, public policy and systems work; research and evaluation; organizational capacity building; and philanthropic engagement strategies. The ELN is a multi-state consortium of Educare schools that provides and promotes high-quality, outcomes-based learning environments for vulnerable children, birth to five, and their families. The ELN also assists in the cultivation of key stakeholder relationships in communities nationwide that are interested in developing and operating Educare schools that best serve the needs of at-risk children and families. 10984671 35599 0 44311449 true true false true false false false false false true true false false false true true false true false false false false false false false false false true false true false false false false false false false false false false false false true true true false false false true 139 0 255 true false false false false false false false false false false X 32 32 false false false false false false false true true false false true true true true true true true true false IL X MARK BECKER 3129223863 33 W MONROE SUITE 2400 Chicago IL 60603 X Ms Billie Wright Adams MD 1.0 X 0 0 0 Mr Curt R Bailey 1.0 X 0 0 0 Ms Susan Baird 1.0 X 0 0 0 Mr Frank Beidler III 1.0 X 0 0 0 Ms Jacolyn Bucksbaum 1.0 X 0 0 0 Ms Susan Buffett 1.0 X 0 0 0 Mr David Casper 1.0 X 0 0 0 Ms Mawiyah Coates 1.0 X 0 0 0 Mr Michael Cole 1.0 X Ms Eloise Cornelius 1.0 X 0 0 0 Pastor Thomas Cross Sr 1.0 X 0 0 0 Ms Deborah Daro Ph D 1.0 X 0 0 0 Ms Kelly King Dibble 1.0 X 0 0 0 Ms Marilyn Fields 1.0 X 0 0 0 Ms Marquia Fields 1.0 X 0 0 0 Ms Lula M Ford 1.0 X 0 0 0 Mr Bill Friend 2.0 X X 0 0 0 Ms Keith Goldstein 1.0 X 0 0 0 Ms Marcia Rusty Hellman 1.0 X 0 0 0 Mr Alan King 1.0 X 0 0 0 Mr Timothy J Landon 1.0 X 0 0 0 Dr Isabel Navarrete Polsky 1.0 X 0 0 0 Mr J B Pritzker 1.0 X Mr Raul I Raymundo 1.0 X 0 0 0 Mr Richard E Rothkopf 1.0 X 0 0 0 Ms Diana Sands 1.0 X 0 0 0 Ms Jean Schlemmer 1.0 X 0 0 0 Mr JM Jim Schultz 1.0 X 0 0 0 Mr Matthew I Shapiro 1.0 X 0 0 0 Ms Kate Siegel 2.0 X X 0 0 0 Ms Joyce Skoog 1.0 X 0 0 0 Mr Harrison Steans 1.0 X 0 0 0 Ms Anne L Touhy 1.0 X Mr Kelvin White 1.0 X 0 0 0 Ms Helen Zell 1.0 X 0 0 0 Diana Rauner 37.5 X Sarah Bradley 37.5 X 174606 0 11134 Claire Dunham 37.5 X 155452 0 9069 Portia Kennel 27.5 X 118298 53047 11129 Sonya Anderson 37.5 X 157266 0 10284 Harriet Dichter 37.5 X 164380 0 13720 Henriette Gratteau 37.5 X 141930 0 15878 Cornelia Grumman 37.5 X 149519 0 17057 Cynthia Stringfellow 37.5 X 134656 0 7306 Harriet Horwitz Meyer 37.5 X 140686 0 7685 1336793 53047 103262 23 true true false ROI Ventures LLC 640 N LaSalle St Suite 490 CHICAGO IL 60654 Strategy 560996 Nelson Mullins Riley Scarbor 101 Constitution Ave NW Suite 900 WASHINGTON DC 20001 Strategy & Advocacy 327675 Linchpin Strategies 700 12th St NW Suite 700 WASHINGTON DC 20005 Strategy & Advocacy 321958 Richard Baer Consulting 510 W Fullerton Pkwy Apt 210 CHICAGO IL 60614 IT PROJ. MANAGEMENT 192200 Game Plan Consulting LLC 825 S Elmwood Avenue OAK PARK IL 60304 IT PROJ. MANAGEMENT 170085 9 30126246 19760390 49886636 0 877562 877562 0 0 7128022 6719946 408076 408076 408076 0 0 0 0 51172274 1285638 16255690 16255690 0 0 0 478382 385754 92628 0 13661733 11530017 1564508 567208 358841 302393 42054 14394 1722665 1442564 208676 71425 1231329 1037632 144304 49393 215194 215194 63573 13104 50469 103850 103850 153250 153250 0 136434 136434 5496970 4363401 972549 161020 24472 24076 396 1052368 625974 343839 82555 42818 12185 13928 16705 0 1402946 306128 1054801 42017 763017 728246 24196 10575 0 730345 552232 35270 142843 0 0 638290 638290 79142 30311 48831 TRAINING & TECH ASSISTANCE 964481 964481 SUBSCRIPTIONS AND DUES 206881 164881 30157 11843 STIPENDS 75371 75371 ALLOCATION OF EXPENSES 4093065 -4212975 119910 799579 475970 294494 29115 46657621 44311449 1027169 1319003 6171 7272 5079956 8023108 6597485 8524920 8184583 5832859 0 0 0 0 0 0 0 0 177918 219226 13291805 6263395 7255564 7028410 18604490 19810690 1759010 1759010 0 0 0 0 0 0 47665177 51205495 7022826 7018494 0 0 372390 368029 0 0 0 0 0 0 0 0 0 0 732156 739777 8127372 8126300 X 15115275 14594163 9735883 13565805 14686647 14919227 39537805 43079195 47665177 51205495 X 4514653 -973263 X false true true X true true X 40179892 50117837 37182888 40601820 49886636 217969073 40179892 50117837 37182888 40601820 49886636 217969073 34120567 183848506 1151328 606589 579977 852985 877562 4068441 222037514 0.82801 0.86248 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 76258 291374 367632 46289989 46657621 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 213241 458612 350599 367632 1390084 250000 250000 250000 250000 1000000 1500000 49769 70873 80777 76258 277677 20220124 935576 -17408 803305 20334987 16152113 2035253 2773808 741050 20220124 13134336 1824773 1282274 89270 16152113 14682392 1456721 -2452310 552467 13134336 0.22380 0.69880 0.07740 false false 7191877 1504550 5687327 755799 407453 348346 5344129 4351392 992737 7028410 0 DEFERRED BUILDING RENT 429524 SERP PLAN 310253 739777 51172274 46657621 4514653 -1027307 54044 -973263 3541390 50795068 -1027307 596057 54044 -377206 51172274 51172274 47253678 596057 596057 46657621 46657621 Form 990, Schedule D, Part V, Line 4 INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS The primary purpose of the endowment is to provide general operating funding to our operations. Form 990, Schedule D, Part X, Line 2 FIN 48 (ASC 740) FOOTNOTE The Ounce and Bounce DC have received a favorable determination letter from the Internal Revenue Service, stating that they are exempt from federal income taxes under the provisions of Section 501(c)(3) of the Internal Revenue Code of 1986 (IRC), except for income taxes pertaining to unrelated business income. The Financial Accounting Standards Board issued guidance that requires tax effects from uncertain tax positions to be recognized in the financial statements only if the position is more likely than not to be sustained if the position were to be challenged by a taxing authority. Management has determined there are no material uncertain tax positions that require recognition in the consolidated financial statements. The Ounce and Bounce DC have not accrued any provision for income taxes as the Ounce and Bounce DC have had no significant unrelated business income. There is no interest or penalties recognized in the consolidated statements of activities or consolidated statements of position. The tax years ending 2009, 2010 and 2011 are still open to audit for both federal and state purposes. Form 990, Schedule D, Part XI, Line 8 OTHER Book/Tax Difference in LP 54,044. ---------- Total 54,044. Form 990, Schedule D, Part XII, Line 2d OTHER Book/Tax Difference in LP 54,044. ---------- Total 54,044. true Aunt Martha's YSP 233 W Joe Orr Rd Chicago Hts IL 60411 237188150 501(C)(3) 384478 Comm Based Family Services CHESI Rural Route 1 - PO Box 11 Cairo IL 62914 371100482 501(C)(3) 152440 Comm Based Family Services Catholic Charities 641 W Lake St Ste 306 Chicago IL 60661 362170821 501(C)(3) 421453 Comm Based Family Services Center for Children's Services 702 North Logan Avenue Danville IL 61832 370716057 501(C)(3) 334697 Comm Based Family Services Champaign County MH Center 1801 Fox Drive Champaign IL 61820 370913985 501(C)(3) 254187 Comm Based Family Services Child Abuse Council 525 West 16th St Moline IL 61265 362937848 501(C)(3) 109750 Comm Based Family Services Children's Development Center 650 North Main Street Rockford IL 61103 362643791 501(C)(3) 509773 Comm Based Family Services Christopher House 2507 N Greenview Chicago IL 60614 237316001 501(C)(3) 337725 Comm Based Family Services Comprehensive MH Center 3911 State Street East St Louis IL 62205 370760015 501(C)(3) 298739 Comm Based Family Services Family Focus Inc 310 S Peoria St Ste 401 Chicago IL 60607 362884042 501(C)(3) 949183 Comm Based Family Services Family Service Center of Sangamon 1308 South 7th Street Springfield IL 62703 370681513 501(C)(3) 216184 Comm Based Family Services Fayette County Health Department 509 West Edwards Street Vandalia IL 62471 362179765 COUNTY GOV 96769 Comm Based Family Services Mercy Family Health Center 2525 S Michigan Ave Chicago IL 60616 363720708 501(C)(3) 600317 Comm Based Family Services La Voz Latina 412 Market Street Rockford IL 61107 362810675 501(C)(3) 237181 Comm Based Family Services Public Health Foundation of NW IL 10 West Linden Street Freeport IL 61032 113676983 501(C)(3) 33378 Comm Based Family Services Marillac Social Center 212 South Francisco Chicago IL 60612 362109717 501(C)(3) 260521 Comm Based Family Services New Moms 2825 West McLean Chicago IL 60647 363265804 501(C)(3) 211949 Comm Based Family Services Pilsen-Little Village 2319 South Damen Avenue Chicago IL 60608 362836998 501(C)(3) 363420 Comm Based Family Services One Hope United 215 N Milwaukee Ave Lake Villa IL 60046 362181967 501(C)(3) 54000 Comm Based Family Services The Children's Home 2130 N Knoxville Ave Peoria IL 61603 370662601 501(C)(3) 418914 Comm Based Family Services United Methodist Children's Home 2023 Richview Road Mt Vernon IL 62864 370673515 501(C)(3) 447340 Comm Based Family Services Visiting Nurses Association 1245 Corporate Boulevard Aurora IL 60504 362182095 501(C)(3) 107250 Comm Based Family Services Will County Health Department 501 Ella Avenue Joliet IL 60433 366006672 501(C)(3) 69202 Comm Based Family Services YWCA - Harris 360 N Wabash Ave Ste 800 Chicago IL 60601 362179765 501(C)(3) 204301 Comm Based Family Services YMCA of Metropolitan Chicago 801 N Dearborn Chicago IL 60610 362167743 501(C)(3) 30000 Comm Based Family Services Stephenson County 10 West Linden Street Freeport IL 61032 366006654 501(C)(3) 52918 Comm Based Family Services Illinois Masonic 2025 Windsor Drive Oak Brook IL 60523 363196629 501(C)(3) 92500 Comm Based Family Services Teen Parent Connection 739 Roosevelt Rd Glen Ellyn IL 60137 363387034 501(C)(3) 104975 Comm Based Family Services Children's Home AidChildren's Foundation 403 S State Street Bloomington IL 61701 362167743 501(C)(3) 128158 Comm Based Family Services Sangamon County Dept of Public Health 2833 S Grant Ave East Springfield IL 62073 376002039 GOVT UNIT 98083 Comm Based Family Services University of Chicago 5801 S Ellis Chicago IL 60637 362177139 501(C)(3) 147982 Program Support Aunt Martha's 233 W Joe Orr Rd Chicago Hts IL 60411 237188150 501(C)(3) 1502140 Head Start/Early Head Start Program Casa Central 1343 North California Chicago IL 60622 362728618 501(C)(3) 1931802 Head Start/Early Head Start Program Children's Home Aid 125 S Wacker Dr 14th Fl Chicago IL 60606 362167743 501(C)(3) 1162900 Head Start/Early Head Start Program One Hope United 215 N Milwaukee Ave Lake Villa IL 60046 362181967 501(C)(3) 957959 Head Start/Early Head Start Program The Children's Place Association 3059 W Augusta Blvd Chicago IL 60622 363641017 501(C)(3) 624347 Head Start/Early Head Start Program Centers for New Horizons 4150 S King Dr Chicago IL 60653 362729721 501(C)(3) 365243 Head Start/Early Head Start Program Scholarship and Guidance Assoc YFS 11 E Adams Ste 1500 Chicago IL 60603 362167916 501(C)(3) 728515 Head Start/Early Head Start Program It Takes a Village 800 S Wells Chicago IL 60607 331120896 501(C)(3) 302750 Head Start/Early Head Start Program Educare of West DuPage 3916 Sarazen Court Woodridge IL 60517 262259307 501(C)(3) 250000 Program Support University of Nebraska Foundation 1010 Lincoln Mall Ste 300 Lincoln NE 68508 470379839 501(c)(3) 333334 program support Bayou District Foundation 320 Julia Street New Orleans LA 70130 260833850 501(c)(3) 333334 program support University of Illinois at Chicago 1737 W Polk 304 AOB Chicago IL 60612 376000511 501(c)(3) 35599 program support 42 Form 990, Schedule I, Part I, Line 2 ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE US The Ounce monitors the use of grant funds through established procedures written in our agreements with sites. Throughout the fiscal year, the Ounce staff routinely monitors the annual budgets, quarterly expense reports, and progress reports from sites. Close monitoring of their financial reports ensures that program funds are efficiently expended. Annual fiscal and program reports are reviewed and approved by the Ounce fiscal and program staff. X X X X X false false false false false false false false false Sarah Bradley 174606 0 0 0 0 0 5241 0 5893 0 185740 0 0 0 Claire Dunham 155452 0 0 0 0 0 4623 0 4446 0 164521 0 0 0 Portia Kennel 118298 53047 0 0 0 0 5236 0 5893 0 129427 53047 0 0 Sonya Anderson 157266 0 0 0 0 0 4391 0 5893 0 167550 0 0 0 Harriet Dichter 164380 0 0 0 0 0 1313 0 12407 0 178100 0 0 0 Henriette Gratteau 141930 0 0 0 0 0 3471 0 12407 0 157808 0 0 0 Cornelia Grumman 149519 0 0 0 0 0 4650 0 12407 0 166576 0 0 0 Harriet Horwitz Meyer 140686 0 0 0 0 0 3965 0 3720 0 148371 0 0 0 Form 990, Part III, Line 4d OTHER PROGRAM SERVICES The Ounce Institute - Developing Excellence in Early Childhood: The Ounce Institute focuses on professional development for early childhood teachers and staff through training, technical assistance and consultation in Illinois and nationwide. The Ounce Institute seeks to expand the scale, scope and reach of the organizaiton's knowledge transfer, training and consultation work to a national audience, while also preparing early childhood professionals to implement effective programs that meet the needs of young children from birth to five. Expenses=$3,256,179 Grants=$0 Revenue=$0 First Five Years Fund: Through the First Five Years Fund, the Ounce is building support for increased federal investments in high-quality early childhood programs for at-risk young children across the country, while also elevating the visibility of early childhood education in the public consciousness. Expenses=$3,071,781 Grants=$0 Revenue=$0 Research-Practice Partnership: The Ounce's research-practice partnership enables the organization to evaluate and document best practices, retool existing strategies to elevate the quality of services, and contribute field-building knowledge about the effectiveness of birth-to-five investments in narrowing the achievement gap and breaking the cycle of intergenerational poverty. Expenses=$1,268,813 Grants=$0 Revenue=$0 Illinois Policy Team: The Ounce's Illinois Policy Team is helping to develop a comprehensive, high-quality early childhood system in Illinois that meets the needs of children and their families. The Illinois Policy Team advocates for sound public policies for young children by: educating program, community and opinion leaders about key issues in early childhood development; participating in key systems-building efforts to align early childhood with other disciplines; and mobilizing advocates. The Illinois Policy Team is a renowned leader on birth-to-five issues, demonstrating the Ounce's reputation for effective policy and systems change on behalf of young children and families. Expenses=$1,248,087 Grants=$0 Revenue=$0 Other: The Ounce's special projects and program innovation staff focus on the development and implementation of new education, professional development and communications strategies and technologies to meet the changing needs of low-income children from birth to five, and their families, and to provide them with the highest quality and most effective programs and services. Public and private funds enable the Ounce to capitalize on the potential for new, mission-critical, research-based innovations to achieve measurable impact for the organization and the field, and to create meaningful and lasting change for children and families in poverty. Expenses=$2,139,811 Grants=$35,599 Revenue=$0 Total Other Program Services Expenses=$10,984,671 Total Other Program Services Grants=$35,599 Total Other Pregram Srevices Revenue=$0 Form 990, Part VI, Section B, Line 11b PROCESS THE ORGANIZATION USES TO REVIEW FORM 990 The Finance Committee of the board of directors reviews and comments on the draft Form 990. The full board subsequently receives the draft Form 990 prior to its electronic filing with the IRS. Form 990, Part VI, Section B, Line 12c ORGANIZATION'S PRACTICES FOR MONITORING CONFLICT OF INTEREST The director or key employee is obligated to disclose any conflict of interest. The Executive Committee reviews and votes on recommendations to the board regarding the conflict of interest. The full board takes action on the recommendations. The minutes of the meeting are disclosed to the full board membership. Form 990, Part VI, Section B, Lines 15a & 15b PROCESS FOR DETERMINING COMPENSATION OF TOP MANAGEMENT OFFICIAL In preparation for the budget each year, the Performance and Compensation Committee, an independent committee of the Board of Directors, reviews and approves the proposed compensation for the Ounce's President, COO and all other key employees using contemporaneous documentation which is measured against comparable data from the market. Form 990, Part VI, Section C, Line 19 ORGANIZATION'S POLICY REGARDING MAKING CERTAIN DOCUMENTS PUBLIC The annual report, which includes financial statements, is posted on the Ounce's website. The governing documents and conflict of interest policy are available upon request. Form 990, Part XI, Line 5 OTHER CHANGES IN NET ASSETS Unrealized Gains/Losses -1,027,307. Book/Tax Difference in LP 54,044. ------------- Total -973,263. HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Diana Rauner TITLE:President HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Sarah Bradley TITLE:COO HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Portia Kennel TITLE:Senior VP HOURS:10 First Five Years Fund LLC 33 W Monroe Suite 2400 Chicago IL 60603 363186328 Child Program DE 5489574 2613547 Ounce Bounce Network LLC 33 W Monroe Suite 2400 Chicago IL 60603 270294142 Educare exp. DE 4430546 1377206 Ounce Bounce DC 33 W Monroe Suite 2400 Chicago IL 60603 271349287 Educare Ctr DC 501(c)(3) 11-I Ounce true false false false false false false false false false false true false false true false true false false BOUNCE DC n 106913 cost