2013-02-14T09:09:01-06:00 2012-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 225 S 6TH ST STE 2300 MINNEAPOLIS MN 55402 990 2011-07-01 941156599 SAINT MARY'S COLLEGE OF CALIFORNIA SAIN 9256314571 PO BOX 3554 MORAGA CA 945753554 PETER A MICHELL 9256314571 2013-01-31 1 LAWRENCE H MOHR CPA P00447603 6128764500 2011 2016-03-07 17:11:31Z PETER A MICHELL PO BOX 3554 MORAGA CA 945753554 181416240 0 X WWW.STMARYS-CA.EDU X 1863 CA INSTRUCTIONAL, DEPARTMENTAL RESEARCH, STUDENT AID, LIBRARY AND AUXILIARY SERVICES SUCH AS DINING AND RESIDENCE HALLS. 25 24 2262 25 4524 -5388 25899527 7067155 136281644 149842810 5144301 3947893 394001 476278 167719473 161334136 37158541 41081111 0 0 67270019 72370280 95545 122907 4918894 41088746 43623133 145612851 157197431 22106622 4136705 295356981 296953191 101260694 114329934 194096287 182623257 SAINT MARY'S COLLEGE OF CALIFORNIA IS AN INSTITUTION OF HIGHER EDUCATION THAT GRANTS ASSOCIATE, BACCALAUREATE, AND MASTERS DEGREES IN LIBERAL ARTS, SCIENCE, BUSINESS ADMINISTRATION AND EDUCATION, AS WELL AS A DOCTORATE IN EDUCATION. 0 0 129330662 41081111 149801154 HIGHER EDUCATION: INSTRUCTION, DEPARTMENTAL RESEARCH, STUDENT AID, LIBRARY, ART MUSEUM, RESIDENCE HALLS, DINING, INTERCOLLEGIATE ATHLETICS, AND STUDENT SERVICES FOR 4,099 STUDENTS. 129330662 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 1 0 1 800 0 1 2262 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 X 25 24 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X PETER A MICHELL 9256314571 1928 ST MARYS RD MORAGA CA 94556 BR RONALD GALLAGHER FSC 40.00 X X 0 0 0 JAMES BAHAN 1.00 X 0 0 0 ROBIN JOHN DRISCOLL 1.00 X 0 0 0 SANDRA J FEASTER 1.00 X 0 0 0 GARTH FLINT 1.00 X 0 0 0 LOUISA GARAVENTA-BINSWANGER 1.00 X 0 0 0 RUSSELL HARRISON 1.00 X 0 0 0 PETER W KELLY 1.00 X 0 0 0 REV PATRICK LABELLE 1.00 X 0 0 0 MEGHAN LEADER 1.00 X 0 0 0 PHILIP LEBHERZ 1.00 X 0 0 0 JOHN MACKEN 1.00 X 0 0 0 BR WILLIAM MANN FSC 1.00 X 0 0 0 THOMAS P O'DONNELL 1.00 X 0 0 0 GEORGE SCHMITT 1.00 X 0 0 0 STEVE SMITH 1.00 X 0 0 0 BR STAN SOBCZYK FSC 1.00 X 0 0 0 RICHARD SPENCER 1.00 X 0 0 0 RAYMOND SYUFY 1.00 X 0 0 0 BR GEORGE VANGRIEKEN FSC 1.00 X 0 0 0 RAND MORIMOTO 1.00 X 0 0 0 LAURA GARCIA-CANNON 1.00 X 0 0 0 BR CHARLES HILKEN FSC 1.00 X 0 0 0 BR DONALD JOHANSON FSC 1.00 X 0 0 0 BRIAN D STEVENS 1.00 X 0 0 0 MICHAEL BESEDA 40.00 X 171674 0 35217 KEITH BRANT 40.00 X 203201 0 47911 JANE CAMARILLO 40.00 X 147707 0 34925 BETHAMI DOBKIN 40.00 X 240695 0 56917 PETER MICHELL 40.00 X 225344 0 46077 CAROLE SWAIN 40.00 X 145204 0 26639 RANDALL BENNETT 40.00 X 464952 0 85556 ZHAN LI 40.00 X 206240 0 49728 MARK ORR 40.00 X 171981 0 46574 SHYAM KAMATH 40.00 X 143000 0 25140 DR ALIREZA REZAPOUR 40.00 X 147551 0 33799 EDWARD BIGLIN 40.00 X 138399 0 30854 EDUARDO SALAZ 40.00 X 147354 0 34846 STEPHEN WOOLPERT 40.00 X 142443 0 37240 FRANCES SWEENEY 40.00 X 142921 0 34440 2838666 0 625863 86 1 1 0 SODEXO INC FOOD SERVICE MANAGEMENT NO 43283 LOS ANGELES CA 90088 FOOD SERVICE 5126914 CARONE & COMPANY INC 5009 FORNI DRIVE STE A CONCORD CA 94520 CONSTRUCTION 2681998 ABLE BUILDING MAINTENANCE CO 868 FOLSOM STREET SAN FRANCISCO CA 94107 JANITORIAL SERVICE 1886373 COVERAA & CO 200 PARR BLVD RICHMOND CA 94801 CONSTRUCTION 1027611 KRT MARKETING INC 3685 MT DIABLO BLVD STE 255 LAFAYETTE CA 94549 MARKETING/ADVERTISING 845515 28 154081 6913074 35494 7067155 TUITION AND FEES 541900 127042692 127042692 AUXILIARY INCOME 611710 19521231 19521231 ATHLETICS 711210 1322211 1315614 6597 GRANT AND CONTRACT REV 541900 1140515 1140515 OTHER PROGRAM SERVICE 611710 781102 781102 35059 35059 149842810 2519116 -2073 2521189 124877 124877 231799 22256 209543 209543 209543 21312952 19884175 1428777 1428777 1428777 317531 154081 175673 141858 141858 161334136 149801154 4524 4461303 41081111 41081111 1519438 174079 1102173 243186 53310672 43525405 7129731 2655536 3960285 3231381 531093 197811 9731288 5585338 3692165 453785 3848597 3140250 516115 192232 665815 665815 115430 115430 122907 122907 574358 574358 8735736 7494876 1104692 136168 2403983 1793876 304232 305875 3709179 1966820 1513254 229105 1480265 565595 914670 5182877 4683763 499114 2097821 2095583 2238 703896 470874 125572 107450 3328693 2469421 859272 6550109 5498606 1051503 1347773 222060 1125713 PROGRAM COSTS, ACTIVITI 2779091 2311084 247906 220101 PROGRAM DEVELOPMENT 1373102 1287687 85415 EQUIPMENT PURCHASES/AMO 847248 238405 575776 33067 LIBRARY ACQUISITIONS 756961 756961 970796 737487 211638 21671 157197431 129330662 22947875 4918894 16962203 25765681 15072176 13387413 2297031 2264323 2073948 1949724 1500894 1403831 211730129 90991147 119868820 120738982 120365924 112010239 14520791 17226429 2695194 2206569 295356981 296953191 6239330 7141377 5460828 6500224 69064863 67727089 945000 840000 263517 2166954 19287156 29954290 101260694 114329934 X 61374650 53232331 43710971 38949995 89010666 90440931 194096287 182623257 295356981 296953191 X 4136705 -15609735 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 1 127891355 781260 -729960 5351536 122591119 110127053 2195996 20941115 5372809 127891355 106298995 3787471 5468717 5428130 110127053 148650269 583522 -36449839 6484957 106298995 0.18000 0.74000 0.08000 0 0 1336000 1336000 170978953 69023024 101955929 16083155 6858698 9224457 19386733 15109425 4277308 3945288 3945288 120738982 12170272 C REAL ESTATE 5056157 F 17226429 FEDERAL GOVERNMENT GRANTS REFUNDABLE 1699288 LIABILITY UNDER TRUST AGREEMENTS 2283408 ASSET RETIREMENT OBLIGATIONS 2470867 POST RETIREMENT BENEFITS PAYABLE 3796839 INTEREST RATE SWAP PAYABLE 19703888 29954290 161334136 157197431 4136705 -4004072 -11605663 -15609735 -11473030 104359576 -4004072 290644 -52686774 -56400202 160759778 574358 574358 161334136 115832606 290644 290644 115541962 574358 41081111 41655469 157197431 PART III, LINE 4: CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OF A COLLECTION FOR EDUCATION, RESEARCH, OR PUBLIC EXHIBITION RATHER THAN FOR SALE, ARE NOT RECOGNIZED OR CAPITALIZED. SIGNIFICANT CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NOT HELD AS A PART OF A COLLECTION ARE RECORDED AS REVENUE AND ASSETS AT THEIR ESTIMATED FAIR VALUE AT THE DATE OF RECEIPT BASED UPON APPRAISALS OR SIMILAR VALUATIONS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: SCHOLARSHIPS, SUPPORT OF ACADEMIC PROGRAMS AND FACULTY DEVELOPMENT DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE COLLEGE QUALIFIES UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE AND IS EXEMPT FROM FEDERAL AND STATE INCOME TAXATION ON RELATED SOURCES OF INCOME. THE COLLEGE IS, HOWEVER, SUBJECT TO FEDERAL AND STATE INCOME TAX ON UNRELATED BUSINESS INCOME AND AN APPROPRIATE PROVISION FOR ANY SUCH TAXES IS INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE COLLEGE FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE COLLEGE FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2012 AND 2011. THE COLLEGE'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE TAX RETURNS FOR FISCAL 2009 AND THEREAFTER ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XI, LINE 8 - OTHER ADJUSTMENTS: NET UNREALIZED LOSS ON INTEREST RATE EXCHANGE -10,452,706. ACTUARIAL ADJUSTMENT -88,957. WRITE OFF UNAMORTIZED BOND INSURANCE -1,064,000. TOTAL TO SCHEDULE D, PART XI, LINE 8: -11,605,663. PART XII, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL ADJUSTMENT -88,957. UNREALIZED LOSS ON INTEREST RATE EXCHANGE -10,452,706. SCHOLARSHIPS -41,081,111. WRITE OFF UNAMORTIZED BOND INSURANCE -1,064,000. PART XIII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 41,081,111. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE COLLEGE REGULARLY ADVERTISES ITS PROGRAMS AND POSITIONS AVAILABLE AT THE COLLEGE IN NEWSPAPERS. THESE ADVERTISEMENTS ALWAYS CONTAIN LANGUAGE PUBLICIZING OUR RACIALLY NONDISCRIMINATION POLICY. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES SUPPORT FROM THE UNITED STATES GOVERNMENT IN CONNECTION WITH STUDENT AID PROGRAMS SUCH AS FEDERAL WORK STUDY, PELL GRANTS, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS, NATIONAL SCIENCE AND MATHEMATICAL ACCESS TO RETAIN TALENT GRANTS, ACADEMIC COMPETITIVENESS GRANTS, AND PERKINS LOANS. THE TOTAL FEDERAL EXPENDITURES WERE $46,490,951. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES TRAVEL EXPENSES FOR STUDY ABROAD PROGRAM 720 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAVEL EXPENSES FOR STUDY ABROAD PROGRAM 25275 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES TUITION, HOUSING, AND TRAVEL EXPENSES FOR STUDY ABROAD PROGRAM 221276 SOUTH AMERICA 0 0 PROGRAM SERVICES TRAVEL EXPENSES FOR STUDY ABROAD PROGRAM 804 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TRAVEL EXPENSES FOR STUDY ABROAD PROGRAM 47499 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 15760000 0 0 0 0 0 0 16055574 0 16055574 1 0 0 1 1 0 X X X X X X X 1 RUFFALO CODY PO BOX 3018 CEDAR RAPIDS IA 52401 PHONE SOLICITATION 0 392591 122907 269684 392591 122907 269684 CA AL FL GA HI KS KY LA NJ NM NC ND OH PA RI SC TN WI DE ID IN IA MT NE NV SD TX VT WY GAEL GOLF CLASSIC 97915 54550 43365 2708 29696 13205 PAT VINCENT DINNER 91918 38582 53336 4632 15495 2054 9 281779 60949 220830 21700 10194 58130 6415 11444 471612 154081 317531 21700 17534 103321 6415 26703 175673 141858 1 STUDENT SCHOLARSHIPS 2469 41081111 N/A N/A PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE COLLEGE'S FINANCIAL AID OFFICE HAS A SET OF CRITERIA BY WHICH COLLEGE AID IS AWARDED TO STUDENTS. THE FINANCIAL AID OFFICE MAINTAINS RECORDS OF ALL STUDENT AID AWARDED AND SUBSTANTIATION FOR THE AWARDS. X X 1 1 X X 0 0 0 0 0 0 0 0 0 MICHAEL BESEDA 165939 0 0 0 5735 0 27322 0 7895 0 206891 0 0 0 KEITH BRANT 196085 0 0 0 7116 0 31376 0 16535 0 251112 0 0 0 JANE CAMARILLO 146596 0 0 0 1111 0 25007 0 9918 0 182632 0 0 0 BETHAMI DOBKIN 237275 0 0 0 3420 0 35923 0 20994 0 297612 0 0 0 PETER MICHELL 221588 0 0 0 3756 0 33930 0 12147 0 271421 0 0 0 CAROLE SWAIN 142943 0 0 0 2261 0 24522 0 2117 0 171843 0 0 0 RANDALL BENNETT 389643 0 72890 0 2419 0 58369 0 27187 0 550508 0 0 0 ZHAN LI 205465 0 0 0 775 0 32221 0 17507 0 255968 0 0 0 MARK ORR 166421 0 3000 0 2560 0 26695 0 19879 0 218555 0 0 0 SHYAM KAMATH 141494 0 0 0 1506 0 24309 0 831 0 168140 0 0 0 DR ALIREZA REZAPOUR 146785 0 0 0 766 0 24997 0 8802 0 181350 0 0 0 EDWARD BIGLIN 136186 0 0 0 2213 0 23729 0 7125 0 169253 0 0 0 EDUARDO SALAZ 145681 0 0 0 1673 0 18019 0 16827 0 182200 0 0 0 STEPHEN WOOLPERT 140186 0 0 0 2257 0 23152 0 14088 0 179683 0 0 0 FRANCES SWEENEY 142336 0 0 0 585 0 24544 0 9896 0 177361 0 0 0 SUPPLEMENTAL INFORMATION PART III COMPENSATION INFORMATION REGARDING CERTAIN EMPLOYEES: RANDALL BENNETT - BONUS AND INCENTIVE COMPENSATION OF $72,890 IS FOR SUMMER CAMPS. MARK ORR - BONUS AND INCENTIVE COMPENSATION OF $3,000 IS FOR NCAA AND A CHAMPIONSHIP BONUS. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY 521705592 130178J98 2007-08-30 71100000 SEE SCHEDULE K, PART VI 1 1 0 4800000 71100000 44085439 986960 1197000 24830601 2009 1 1 1 1 0 0 1 1 0 1 0 1 1 BANK OF NEW YORK MELLON 34.000000000000 0 0 1 TRINITY PLUS FUNDING 2.000000000000 1 0 0 X SCHEDULE K, PART I, A PURPOSE OF BOND ISSUE ADVANCE REFUND SERIES 2001A BONDS, CURRENT REFUNDING OF SERIES 2001B AND 2003 BONDS, AND FINANCE THE ACQUISITION, CONSTRUCTION, REHABILITATION AND RENOVATION OF CERTAIN FACILITIES AT THE COLLEGE. GEORGE SCHMITT TRUSTEE 3832746 TRUSTEE IS A MANAGING DIRECTOR OF A PRIVATE EQUITY INVESTMENT IN ENDOWMENT FUND. THE VALUE OF THE FUND IS $3,832,746. 0 PHILIP LEBHERTZ TRUSTEE 36000 TRUSTEE IS THE BROTHER OF COLLEGE'S ARTIST IN RESIDENCE WHO HAS A CONTRACT IN AN AMOUNT OF $36,000. 0 BROTHER DONALD JOHANSON TRUSTEE 0 TRUSTEE SERVES AS PRESIDENT OF DE LA SALLE INSTITUTE. 0 X 20 X 10 35494 FAIR MARKET VALUE 2 0 1 0 NON REPORTING OF REVENUE: PART I, LINE 33: ON CAMPUS ART GALLERY RECEIVED 20 SEPARATE GIFTS OF ART FOR WHICH ZERO REVENUE WAS REPORTED ON THE FORM 990. FORM 990, PART VI, SECTION A, LINE 2 THE COLLEGE HAS THREE TRUSTEES WHO ARE ALSO ON THE BOARD OF TRUSTEES OF DE LA SALLE INSTITUTE: BROTHER RONALD GALLAGHER FSC, BROTHER DONALD JOHANSEN FSC AND BROTHER GEORGE VAN GRIEKEN FSC. FORM 990, PART VI, SECTION A, LINE 6 THE GOVERNANCE OF THE COLLEGE PER ARTICLE 3 OF THE BYLAWS IS DELEGATED TO THE BOARD OF TRUSTEES WHICH CONSISTS OF 25 VOTING PERSONS. THE COLLEGE DOES HAVE MEMBERS, WHOSE RIGHTS ARE OUTLINED BELOW. FORM 990, PART VI, SECTION A, LINE 7A BY RIGHT OF OFFICE, THE BROTHER VISITOR AND THE PRESIDENT OF THE COLLEGE SHALL BE BOTH MEMBERS AND TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B THE POWERS OF THE MEMBERS ARE TO CONSENT TO THE AMENDMENT OF THE CORPORATION'S ARTICLES, REPEAL THE BYLAWS, CONSENT TO ANY AMENDMENTS TO THE BYLAWS WHICH ADVERSELY AFFECT THE RIGHTS OF THE MEMBERS, CONSENT TO THE DISSOLUTION OF THE CORPORATION, CONSENT TO THE MERGER OR SALE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE CORPORATION'S ASSETS. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES MEETS EACH JANUARY TO REVIEW THE FORM 990 THAT HAS BEEN GENERATED BY MANAGEMENT AND REVIEWED BY THE COLLEGE'S OUTSIDE AUDITORS. THE FORM 990 IS ALSO POSTED ON THE BOARD OF TRUSTEES' SECURED WEBSITE FOR ALL TRUSTEES TO REVIEW IN TIME FOR THEIR JANUARY MEETING. THE COLLEGE THEN FILES THE FORM 990 AFTER THIS REVIEW. FORM 990, PART VI, SECTION B, LINE 12C THE COLLEGE'S CONFLICT OF INTEREST POLICY IS PUBLISHED IN THE STAFF HANDBOOK. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS AND RECOMMENDS COMPENSATION FOR THE PRESIDENT AND VICE PRESIDENT FOR FINANCE. SUCH RECOMMENDATIONS GO TO THE FULL BOARD OF TRUSTEES FOR APPROVAL PRIOR TO THE BEGINNING OF THE NEW FISCAL YEAR. THE ANNUAL REVIEW PROCESS CONDUCTED BY THE EXECUTIVE COMMITTEE INCLUDES SALARY AND BENEFITS DATA FOR SIMILAR POSITIONS AT THE OTHER SIMILAR PRIVATE COLLEGES AND UNIVERSITIES IN THE STATE OF CALIFORNIA. THIS DATA IS INDEPENDENTLY GATHERED BY THE ASSOCIATION OF INDEPENDENT CALIFORNIA COLLEGES AND UNIVERSITIES (AICCU). THE COMPENSATION FOR ALL OTHER STAFF IS BASED UPON THE COLLEGE'S COMPENSATION SYSTEM THAT HAS DEVELOPED SALARY GRADES THAT INCLUDE COMPARABLE JOBS, WITH SALARY RANGES BENCHMARKED COMPETITIVELY WITH SALARY SURVEY DATA FROM SIMILAR INSTITUTIONS IN THE STATE OF CALIFORNIA. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE'S FINANCIAL STATEMENTS AND PUBLIC VERSION OF FORM 990 ARE AVAILABLE ON THE COLLEGE'S WEBSITE. THE ARTICLES OF INCORPORATION ARE AVAILABLE THROUGH THE SECRETARY OF STATE. THE COLLEGE'S CONFLICT OF INTEREST POLICY IS PUBLISHED IN THE STAFF HANDBOOK. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -4,004,072. NET UNREALIZED LOSS ON INTEREST RATE EXCHANGE -10,452,706. ACTUARIAL ADJUSTMENT -88,957. WRITE OFF UNAMORTIZED BOND INSURANCE -1,064,000. TOTAL TO FORM 990, PART XI, LINE 5: -15,609,735. OVERSIGHT OF THE AUDIT FORM 990, PART XII, LINE 2C THE SELECTION AND OVERSIGHT PROCESS FOR THE AUDIT OF THE FINANCIAL STATEMENTS HAVE NOT CHANGED. INTEREST IN FINANCIAL ACCOUNT IN FOREIGN COUNTRY FORM 990, PART V, LINE 4B THE COLLEGE IS SOMETIMES REQUIRED TO POST COLLATERAL WITH BANK OF NEW YORK MELLON AS A RESULT OF THE VALUATION OF THE SWAP. WHEN COLLATERAL IS REQUIRED, BANK OF NEW YORK MELLON PLACES THESE FUNDS IN AN ACCOUNT IN THE CAYMAN ISLANDS. EMPLOYERS-CONTRIBUTION VEBA TRUST FOR ST MARY'S COLLEGE OF CA 1928 SAINT MARYS RD MORAGA CA 94556 047025792 VEBA TRUST CA 501(C)(9) N/A 0 EMPLOYEE AFTER TAX CONTRIBUTION VEBA TRUST FOR SAINT MARY'S COLLEGE OF CA 1928 SAINT MARYS RD MORAGA CA 94556 047025791 VEBA TRUST CA 501(C)(9) N/A 0 CHARITABLE REMAINDER ANNUITY TRUST (3) TRUST CA T CHARITABLE REMAINDER UNIRUST (1) TRUST CA T POOLED INCOME FUND (1) POOLED INVESTMENT FUND CA T 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 EMPLOYERS-CONTRIBUTION VEBA TRUST FOR ST MARY'S COLLEGE OF CALIFORNIA B 761503 CASH CONTRIBUTIONS EMPLOYEE AFTER TAX CONTRIBUTION VEBA TRUST FOR ST MARY'S COLLEGE OF CA B 34560 CASH CONTRIBUTIONS