2013-02-06T12:46:38-06:00 2012-06-30 410746749 CLIFTONLARSONALLEN LLP 1301 W 22ND ST STE 1100 OAK BROOK IL 60523 990 2011-07-01 362235167 ROSECRANCE INC ROSE 8153911000 1021 NORTH MULFORD ROCKFORD IL 61107 JOHN SCHUSTER 8153911000 2013-01-31 1 GREGORY S ADAMS P00095559 6305738600 2011 2016-02-25 16:41:14Z JOHN SCHUSTER 1021 NORTH MULFORD ROCKFORD IL 61107 42093279 0 X WWW.ROSECRANCE.ORG X 1998 IL ROSECRANCE PROVIDES HELP, HOPE AND RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES. 35 35 352 136 0 0 319112 4500946 28089609 36541253 173613 625863 326507 425217 28908841 42093279 0 171483 0 0 12407131 19339789 0 0 0 14881921 19598200 27289052 39109472 1619789 2983807 40065479 55995061 16579090 19770089 23486389 36224972 X ROSECRANCE PROVIDES HELP, HOPE AND RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES. 1 1 32286815 171483 36967539 ROSECRANCE IS DEDICATED TO PROVIDING THE HIGHEST QUALITY CARE AND THE BEST EVIDENCE-BASED PRACTICES TO TREAT SUBSTANCE USE DISORDER AND MENTAL HEALTH ISSUES. WERE FOCUSED ON ONE THING: PROVIDING THE BEST OPPORTUNITY FOR LASTING RECOVERY. LIFES WAITING. SERVED 13,515 CLIENTS DURING THE YEAR. 32286815 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 33 0 1 352 1 0 0 0 0 0 0 0 0 0 0 X 35 35 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X JOHN SCHUSTER 8153911000 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 TOM FURST 2.00 X X 0 0 0 DAN PECORA 2.00 X X 0 0 0 JEFF DIBENEDETTO 2.00 X X 0 0 0 JOHN MINK 2.00 X X 0 0 0 JODY SCHUMACHER 2.00 X 0 0 0 GREGORY FRANCHINI 2.00 X X 0 0 0 JERRY PARIS 2.00 X X 0 0 0 BOB WIMMER 2.00 X X 0 0 0 BETTY AKERLUND 2.00 X 0 0 0 JOHN R COOK III 2.00 X 0 0 0 FRAN KNELLER 2.00 X 0 0 0 JON THOMPSON 2.00 X 0 0 0 THEO GLOVER 2.00 X 0 0 0 KAREN SHIFO 2.00 X 0 0 0 DR ANGELA RODRIGUEZ 2.00 X 0 0 0 DENNIS STAALAND 2.00 X 0 0 0 MARGARET WILKERSON 2.00 X X 0 0 0 WARREN ADAM 2.00 X 0 0 0 JOHN GRIFFIN 2.00 X 0 0 0 OUK-YEAN KIM JUENG 2.00 X 0 0 0 RANDY KRUP 2.00 X 0 0 0 PHILIP EATON 40.00 X X 0 329592 119051 RANDY MCINTYRE 2.00 X 0 0 0 PAUL LOGLI 2.00 X 0 0 0 PAULA CARYNSKI 2.00 X 0 0 0 JOHN SHEPHERD 2.00 X 0 0 0 ROD LINK 2.00 X 0 0 0 SUSAN HANSEN 2.00 X 0 0 0 JEFFREY LEE 2.00 X 0 0 0 STEVE SCHUPBACH 2.00 X 0 0 0 MARK HUNTER 2.00 X 0 0 0 REV LOREN NIELSEN 2.00 X 0 0 0 RICK PORTER 2.00 X 0 0 0 JOE VANDERWERFF 2.00 X 0 0 0 RICHARD WIERMANSKI 2.00 X 0 0 0 LEE MAYER 2.00 X 0 0 0 JOHN SCHUSTER 40.00 X 0 70527 1471 RAYMOND C GARCIA MD 40.00 X 151203 0 11134 151203 400119 131656 1 0 1 0 POPOVITS & ROBINSON PC 20635 ABBEY WOODS COURT SUITE 301 FRANKFORT IL 60423 LEGAL 329800 HOOVER HORTICULTURE PO BOX 5903 ROCKFORD IL 61125 LANDSCAPING & LAWN CARE 118315 2 144282 494886 3861778 4500946 PROGRAM SERVICES 624100 36541253 36541253 36541253 624794 624794 338400 0 338400 338400 338400 1069 0 1069 1069 1069 CONTRACTED SERVICES 624100 41355 41355 MISCELLANEOUS REVENUE 624100 39857 39857 SNACK SHOP SALES 624100 5605 5605 86817 42093279 36967539 0 624794 171483 171483 14810086 14810086 704959 704959 2497639 2497639 1327105 1327105 6878297 55640 6822657 334539 334539 70670 70670 1476096 1476096 631641 631641 2305920 2305920 193367 193367 1845831 1845831 224424 224424 18566 18566 570121 570121 1634967 1634967 328364 328364 BAD DEBT EXPENSE 1717124 1717124 MEDICAL FEES 483773 483773 NON-MEDICAL FEES 255191 255191 MISCELLANEOUS 204215 204215 425094 425094 39109472 32286815 6822657 0 5831507 6770158 7186609 14854806 640000 0 211686 282913 47198514 14239246 25024120 32959268 443132 416972 728425 710944 40065479 55995061 3351397 4491013 62729 152058 2686261 186808 12441154 11738078 723810 515871 16579090 19770089 X 23043257 35808000 443132 416972 23486389 36224972 40065479 55995061 X 2983807 9754776 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 186808 186808 1 7357899 7357899 27637178 7717128 19920050 209510 98507 111003 11245489 5719680 5525809 748438 703931 44507 32959268 BOND SWAP VALUATION 515871 515871 PART IV, LINE 2B: DURING THE YEAR ROSECRANCE INC. MERGED WITH JANET WATTLES CENTER INC. ALL ASSETS, LIABILITIES, AND OBLIGATIONS, INCLUDING CUSTODIAL AGREEMENTS, WERE MERGED INTO ROSECRANCE INC. WHO IS NOW THE TRUSTEE. THE CORPORATIONS FILE A FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX) ANNUALLY. ROSECRANCE HEALTH NETWORK AND ROSECRANCE, INC. ARE EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND ARE CLASSIFIED BY THE INTERNAL REVENUE SERVICE AS AN OTHER THAN A PRIVATE FOUNDATION. ROSECRANCE PROPERTIES IS EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(C)(2) OF THE INTERNAL REVENUE CODE. THE ROSECRANCE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3). THE PROHEALTH PHARMACY AND ASPEN COUNSELING & CONSULTING ARE NOT EXEMPT FROM FEDERAL INCOME TAXES. THE CORPORATIONS ACCOUNT FOR UNCERTAINTY IN INCOME TAXES UNDER THE AUTHORITATIVE GUIDANCE ISSUED BY FINANCIAL ACCOUNTING STANDARDS BOARD (FASB). THE CORPORATIONS USE A THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION TO ACCOUNT FOR UNCERTAINTY INCOME TAXES. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD HAS NOT BEEN MET. THIS GUIDANCE ALSO ADDRESSES DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE, AND TRANSITION. THE CORPORATIONS CONDUCT BUSINESS SOLELY IN THE U.S. AND, AS A RESULT, FILES FEDERAL AND ILLINOIS TAX RETURNS. IN THE NORMAL COURSE OF BUSINESS THE CORPORATIONS ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. THE CORPORATIONS TAX RETURNS FOR YEARS SUBSEQUENT TO 2008 ARE OPEN, BY STATUTE, FOR REVIEW BY AUTHORITIES. HOWEVER, AT PRESENT, THERE ARE NO ONGOING INCOME TAX AUDITS OR UNRESOLVED DISPUTES WITH THE TAX AUTHORITIES THAT THE CORPORATIONS CURRENTLY FILE OR HAVE FILED WITH. 0 PRESCRIPTION PSYCHIATRIC MEDICATION ASSISTANCE 333 94743 CLIENT ASSISTANCE 39 3906 HOUSING ASSISTANCE 137 68289 TRANSPORTATION ASSISTANCE 909 4545 0 1 0 0 0 0 0 0 0 PHILIP EATON 0 237692 0 91900 0 0 0 111976 0 7075 0 448643 0 0 RAYMOND C GARCIA MD 151203 0 0 0 0 0 11134 0 0 0 162337 0 0 0 PART I, LINE 4B THE ORGANIZATION'S CEO PARTICIPATES IN A NONQUALIFIED DEFERRED COMPENSATION PLAN. CONTRIBUTIONS FOR CALENDAR YEAR 2011 WERE $75,000 ILLINOIS DEVELOPMENT FINANCE AUTHORITY 370988139 45188R455 2003-04-03 11900000 CONSTRUCTION OF ADOLESCENT SUBSTANCE ABUSE FACILITY AND TO REFUND 1994 BONDS 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 X NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 EFFECTIVE SEPTEMBER 1, 2011, JANET WATTLES CENTER MERGED INTO ROSECRANCE, INC. CHANGES IN PROGRAM SERVICES FORM 990, PART III, LINE 3 EFFECTIVE JULY 1, 2011, ROSECRANCE INC. TRANSFERRED THE ASSETS, LIABILITIES AND NET ASSETS OF ASPEN HEALTH NETWORK TO ROSECRANCE HEALTH NETWORK. FORM 990, PART VI, SECTION B, LINE 11 THE IRS FORM 990 IS PREPARED FROM AUDITED FINANCIAL STATEMENTS AND REVIEWED BY MANAGEMENT BEFORE BEING ELECTRONICALLY TRANSMITTED TO THE OFFICERS (FINANCE COMMITTEE) OF THE BOARD OF DIRECTORS, WHO ULTIMATELY AUTHORIZE THE FILING OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO ARE REQUIRED TO ANNUALLY FILE A CONFLICT OF INTEREST DISCLOSURE STATEMENT WITH THE CORPORATION. COMPLETE COPIES OF THE CONFLICT OF INTEREST DISCLOSURE STATEMENTS ARE PROVIDED TO THE BOARD OF DIRECTORS AT EACH MEETING AS PART OF THE AGENDA MATERIALS. ALL MEMBERS ARE REQUIRED TO PUBLICLY DISCLOSE ANY POTENTIAL CONFLICT OF INTEREST DURING CONSIDERATION OF ANY ITEM OF BUSINESS TO COME BEFORE THE BOARD OF DIRECTORS. THE GENERAL COUNSEL PROVIDES INSTRUCTION TO THE BOARD OF DIRECTORS ON WHAT CONSTITUES A POTENTIAL CONFLICT OF INTEREST AT THE ANNUAL ORGANIZATIONAL MEETING OF THE BOARD. NEWLY ELECTED TRUSTEES ARE PROVIDED ADDITIONAL DISCLOSURE ON CONFLICT OF INTEREST AT AN ORIENTATION MEETING HELD ANNUALLY. EMPLOYEES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST ANNUALLY IN ACCORDANCE WITH THE PERSONNEL POLICIES STATED IN THE EMPLOYEE HANDBOOK. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION WAS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. THE CEO COMPENSATION PACKAGE WAS NEGOTIATED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE ACTIONS TO APPROVE THE COMPENSATION FOR THE CEO ARE RECORDED IN THE OFFICIAL MINUTES OF THE ORGANIZATION. THE COMPENSATION FOR KEY EMPLOYEES IS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. COPIES OF THE COMPENSATION STUDIES ARE MAINTAINED BY THE ORGANIZATION'S FINANCE AND PERSONNEL DEPARTMENTS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 207,939. NON-OPERATING CHANGES TO NET ASSETS -948,035. CONTRIBUTION MERGER FROM JANET WATTLES CENTER, INC. 10,371,325. CONTRIBUTION TO ROSECRANCE HEALTH NETWORK (ASPEN) 123,547. TOTAL TO FORM 990, PART XI, LINE 5: 9,754,776. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. PROHEALTH PHARMACY LLC 1021 N MULFORD ROAD ROCKFORD IL 61107 273552327 PROVIDE PHARMACEUTICAL SERVICES TO PATIENTS OF ROSECRANCE HEALTH NETWORK IL 451773 348760 ROSECRANCE HEALTH NETWORK ASPEN HEALTH NETWORK 1021 N MULFORD ROAD ROCKFORD IL 61107 364257786 EAP ASSISTANCE IL 317352 238957 ROSECRANCE HEALTH NETWORK ROSECRANCE HEALTH NETWORK 1021 N MULFORD ROAD ROCKFORD IL 61107 363874007 PROVIDING MANAGEMENT SERVICES FOR THE DRUG AND ALCOHOL ABUSE PROGRAMS IL 501(C)(3) LINE 11A, I ROSECRANCE INC 1 ROSECRANCE FOUNDATION 1021 N MULFORD ROAD ROCKFORD IL 61107 364167891 RAISE FUNDS FOR ROSECRANCE, INC TO PROVIDE ADDICTION TREATMENT PROGRAMS IL 501(C)(3) LINE 11A, I 0 ROSECRANCE PROPERTIES 1021 N MULFORD ROAD ROCKFORD IL 61107 364167890 HOLD TITLES TO PROPERTIES FOR ROSECRANCE IL 501(C)(2) 0 JANET WATTLES CENTER INC 526 WEST STATE STREET ROCKFORD IL 61101 362862928 PROVIDING COMMUNITY BASED MENTAL HEALTH SERVICES IL 501(C)(3) LINE 7 0 JANET WATTLES FOUNDATION 526 WEST STATE STREET ROCKFORD IL 61101 363636657 PROMOTING INTEREST IN MENTAL HEALTH THROUGH FUNDRAISING AND OTHER EFFORTS IL 501(C)(3) LINE 7 0 0 0 1 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 ROSECRANCE HEALTH NETWORK N 6659485 ROSECRANCE FOUNDATION C 494886 ROSECRANCE PROPERTIES J 265000