2013-02-07T12:36:21-06:00 2012-06-30 450250958 EIDE BAILLY LLP 3999 PENNSYLVANIA AVE SUITE 100 DUBUQUE IA 52002 990 2011-07-01 451740219 CATHOLIC FOUNDATION FOR THE ARCHDIOCESE OF DUBUQUE CATH 5635562580 PO BOX 479 DUBUQUE IA 52004 JAMIE HENLEY 5635562580 2013-01-30 1 CARMEN KRANTZ P00031958 5635561790 2013-01-30 2011 2016-02-25 16:41:14Z X JAMIE HENLEY PO BOX 479 DUBUQUE IA 52004 210210 0 X WWW.OURCATHOLICFOUNDATION.ORG X 2011 IA ENCOURAGE FINANCIAL STEWARDSHIP AND GENEROSITY BY PROVIDING AN AVENUE FOR FAITH-BASED GIVING 6 6 1 7 0 0 110000 100000 210 0 210210 0 0 85038 0 0 154262 239300 -29090 199977 144476 240842 214431 -40865 -69955 NONE 0 0 71762 100000 THE CATHOLIC FOUNDATION FOR THE ARCHDIOCESE OF DUBUQUE WAS ESTABLISHED IN 2011 AS AN INDEPENDENT NON-PROFIT ORGANIZATION FOUNDED TO ENCOURAGE FINANCIAL STEWARDSHIP AND GENEROSITY BY PROVIDING AN AVENUE FOR FAITH-BASED GIVING. THE FOUNDATION EXISTS TO ASSIST INDIVIDUALS AND ORGANIZATIONS THAT WISH TO PROVIDE A LASTING FINANCIAL SUPPORT TO CATHOLIC RELIGIOUS, EDUCATIONAL, AND CHARITABLE ORGANIZATIONS THAT SERVE THE PEOPLE OF THE ARCHDIOCESE OF DUBUQUE. THE FOUNDATION OFFERS SEVERAL OPTIONS FOR INDIVIDUALS, CORPORATIONS AND OTHER FUNDRAISING ENTITIES THAT WISH TO ASSIST THE FOUNDATION IN ITS MISSION TO FINANCIALLY SUPPORT PARISHES, SCHOOLS AND OTHER CHARITABLE ORGANIZATIONS OF THE ARCHDIOCESE AND/OR THE UNIVERSAL CATHOLIC CHURCH. 71762 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 X 6 6 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 0 1 1 0 0 X RICHARD RUNDE 5635562580 PO BOX 479 DUBUQUE IA 52004 EDWARD J GALLAGHER JR 0.50 X X 0 0 0 PAUL SIGWARTH 0.50 X X 0 0 0 RICHARD RUNDE 0.50 X 0 0 0 MOST REV JEROME G HANUS 0.50 X 0 0 0 MATTHEW BERRY 0.50 X 0 0 0 WILLIAM MCCARTAN 0.50 X 0 0 0 SR LAURA REICKS 0.50 X 0 0 0 JAMIE HENLEY 40.00 X 30312 0 1013 30312 0 1013 0 0 0 0 0 110000 110000 ADMINISTRATION FEES 561000 100000 100000 100000 210 210 210210 100000 0 210 80182 80182 4856 4856 82500 82500 56111 56111 3446 3446 3000 3000 6158 6158 2283 2283 764 764 239300 71762 167538 0 199977 144476 199977 144476 5481 240842 208950 240842 214431 X -40865 -69955 -40865 -69955 199977 144476 -29090 0 X X 0 1 0 X 0 X 110000 110000 100000 100000 210000 210000 0 0 0 210000 210 210 210 210 210210 210210 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 210210 239300 -29090 -29090 100160 0 100160 110050 110050 210210 239300 0 239300 0 239300 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION BELIEVES THAT IT HAS SUPPORT FOR ANY TAX POSITIONS TAKEN AFFECTING ITS ANNUAL FILING REQUIREMENTS, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANICAL STATEMENTS. THE FOUNDATION WOULD RECOGNIZE FUTURE ACCRUED INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX BENEFITS AND LIABILITIES IN INCOME TAX EXPENSE IF SUCH INTEREST AND PENALTIES ARE INCURRED. THE FOUNDATION IS SUBJECT TO INCOME TAX ON NET INCOME THAT IS DERIVED FROM BUSINESS ACTIVITIES THAT ARE UNRELATED TO ITS EXEMPT PURPOSE. PART XII, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED FUNDS RECORDED IN REVENUE AS CONTRIBUTIONS ON FORM 990 110,000. INTEREST INCOME ON DESIGNATED FUNDS RECORDED AS REVENUE ON FORM 990 50. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE CONSISTS OF A TOTAL OF THREE MEMBERS, CONSISTING OF THE THEN-CURRENT CHAIRMAN OF THE BOARD OF DIRECTORS AND TWO ADDITIONAL DIRECTORS. THE THEN-CURRENT CHAIRMAN OF THE BOARD SERVES AS AN EX OFFICIO MEMBER OF THE EXECUTIVE COMMITTEE. THE TWO ADDITIONAL DIRECTORS OF THE INITIAL EXECUTIVE COMMITTEE SHALL BE APPOINTED BY THE INCORPORATORS AT THEIR ORGANIZATIONAL MEETING. THEREAFTER, THE TWO ADDITIONAL DIRECTORS OF THE EXECUTIVE COMMITTEE ARE APPOINTED BY THE ACTION OF THE BOARD OF DIRECTORS. EACH MEMBER OF THE EXECUTIVE COMMITTEE SERVES A TERM EXPIRING AS OF THE NEXT ANNUAL MEETING. THERE IS NO LIMIT AS TO SUCCESSIVE APPOINTMENTS TO THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE HAS THE AUTHORITY TO ACT ON BEHALF OF THE BOARD OF DIRECTORS OF THE CORPORATION, TO THE EXTENT THE BOARD SPECIFIES BY RESOLUTION, IN THE FOLLOWING AREAS OF THE CORPORATION'S OPERATIONS: (I) BUSINESS PLANNING; (II) HUMAN RESOURCES, INCLUDING EMPLOYMENT, COMPENSATION, EVALUATION, AND INCENTIVE ISSUES; (III) MATERIAL CONTRACTS, INCLUDING SERVICE AND SUPPLY CONTRACTS, STRATEGIC PARTNERSHIPS, AND COLLABORATIONS; (IV) FUNDRAISING ACTIVITIES, INCLUDING GIFT ACCEPTANCE POLICIES, NEW INITIATIVES, PROGRAMS AND CAMPAIGNS; (V) GRANTMAKING AND FUND DISTRIBUTION ACTIVITIES, AND (VI) SUCH ADDITIONAL OPERATIONAL AREAS AND DUTIES AS THE BOARD OF DIRECTORS DELEGATES TO SUCH COMMITTEE FROM TIME TO TIME. ACTION BY THE EXECUTIVE COMMITTEE REQUIRES THE AFFIRMATIVE VOTE OF TWO-THIRDS OF ALL DULY APPOINTED MEMBERS OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 2 MOST. REV. JEROME G. HANUS AND RICK RUNDE HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 THE NUMBER OF DIRECTORS OF THE BOARD WAS INCREASED FROM FIVE TO SEVEN. FORM 990, PART VI, SECTION B, LINE 11 EACH BOARD OF DIRECTOR IS PROVIDED A COPY OF THE FORM 990 BEFORE IT IS FILED. THE FORM 990 IS REVIEWED BY THE PRESIDENT AND TREASURER. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY ESTABLISHES THE REQUIRED BOARD PROCESS FOR ENTERTAINING AND VOTING UPON ANY PROPOSED TRANSACTION, COMPENSATION, GIFT OR OTHER FINANCIAL ARRANGEMENT BETWEEN THE ORGANIZATION AND ANY "INTERESTED PERSON" WHO HAS A DUALITY OF INTEREST OR POTENTIAL CONFLICT WITH RESPECT TO ANY SUCH TRANSACTION, COMPENSATION, GIFT OR OTHER FINANCIAL ARRANGEMENT. ON AN ANNUAL BASIS, EACH INTERESTED PERSON SIGNS AN AFFIRMATION ACKNOWLEDGING HIS OR HER RECEIPT OF SUCH POLICY AND AGREEMENT TO ABIDE BY ITS TERMS. THE COMPLETED POLICIES ARE REVIEWED AND DISCUSSED BY THE BOARD. ANY INTERESTED PERSON WITH A CONFLICT IS NOT ALLOWED TO VOTE ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 15A AN ANNUAL EVALUATION OF THE PRESIDENT IS CONDUCTED BY INDEPENDENT PERSONS. COMPARABILITY DATA IS USED IN DETERMINING THE PRESIDENT'S COMPENSATION AND APPROVAL IS REQUIRED BY THE EXECUTIVE COMMITTEE. THE PROCESS AND DETERMINATION IS DOCUMENTED IN THE MINUTES. THERE ARE NO OTHER OFFICERS OF THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE BOARD OF DIRECTORS ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT.