2013-02-07T13:28:46-06:00 2012-06-30 010523282 Berry Dunn McNeil & Parker LLC PO Box 1100 Portland ME 041041100 990 2011-07-01 010319802 Spurwink Services Inc SPUR 2078711200 899 Riverside Street Portland ME 04103 Dawn Stiles 2078711200 2013-01-31 1 Barbara J McGuan CPA P00219457 2077752387 2013-01-31 2011 2016-02-25 16:41:14Z Dawn Stiles 899 Riverside Street Portland ME 04103 51644310 0 X www.spurwink.org X 1960 ME Spurwink is a nationally accredited provider of behavioral health, educational, residential and outpatient services for children, adolescents, adults and families using evidence based treatment and community based programs for clients of all ages. 15 15 1230 450 0 0 3912086 4011076 48438429 47461596 -12478 106888 797967 11759 53136004 51591319 0 0 0 0 36692272 35430085 0 0 391141 16718633 15583781 53410905 51013866 -274901 577453 29111893 27214410 21674536 23006546 7437357 4207864 X Our mission is to provide quality services and supports that effectively meet the diverse needs of children, adolescents, adults and their families. Our services are based upon determination of clients' strengths and needs, and include education, care and treatment. In home, community or agency based settings, our goal is to assist our clients in achieving their optimal potential in the least restrictive environment possible. 0 0 23357274 23486992 Residential treatment services provides for 261 children, adolescent and adult clients on a 24/7 basis. In FY12, of 76 child and adolescent residential clients discharged from Spurwink Services, 59 went to a lower level of care during the year, 8 children went to different, like placements and 9 children required more intensive care as they left our programs. Other states, including Connecticut, New Hampshire and New York, value our model of treatment and send children from their respective states to Spurwink programs. Approximately 13% of clients served are from out of state.43 adult clients with developmental disabilities qualifying for waiver services are provided a home at Spurwink. Our homes provide a safe and secure environment within the community while improving and/or maintaining an individual's ability to live as independently as possible. The majority of individuals with Spurwink require life-long care, with some having received services for 20+ years. Trained staff foster individual choice within the therapeutic milieu, provide assistance with personal care and activities of daily living, provide behavioral support, if needed and support goals in the person centered plan. 12651645 13648205 Spurwink Services has eight children/adolescent educational programs and four adult day programs serving 312 and 43 clients respectively. Each child has an individualized educational plan established to meet his/her academic and behavioral goals. Students have access to computers and software that enhance his/her learning and all schools have wireless connections to the Internet. All programs have Promethean board in one or more classrooms and all students have licensed access to "PLATO" learning. All curricula are aligned with Maine's Learning Results: Parameters for Essential Instruction and all programs have embraced the "SCERTS" (Social Communication, Emotional Regulation and Transactional Supports) model to support students' social/emotional development. Spurwink services adults with developmental disabilities in the community. The purpose of our program is to increase or maintain an individual's ability to successfully engage in inclusive social and community relationships and to maintain/develop skills that support health & well being. Trained staff support individuals while engaging in desired community activities, personal and daily living skills and behavioral support, if needed. 10268090 10326399 Spurwink provides programs in the community through our Evidence Based Community Practice Division. Services include adult medication management, "ACT" for adults, targeted case management, functional family therapy, autism evaluations, hi-fidelity wrap around case management, alternative response program and forensic child abuse evaluations. We work closely with stakeholders including large referral sources such as Maine's Department of Health and Human Services, Department of Corrections and private insurances. Annually over 6,500 clients and their families are served in eleven of the sixteen Maine counties. 46277009 1 1 0 1 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 202 0 1 1230 1 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 ME X Nancy G Irving CPA 2078711200 899 Riverside St Portland ME 04103 Daniel Fishbein MD 2.00 X X 0 0 0 Stacey Ryan 2.00 X 0 0 0 Joseph Manning 2.00 X X 0 0 0 Leo Martin 2.00 X 0 0 0 Alistair Raymond Esq 2.00 X 0 0 0 Matthew Winch 2.00 X 0 0 0 Laura Blaisdell MD 2.00 X 0 0 0 Thomas Daffron 2.00 X 0 0 0 Jed Davis Esq 2.00 X 0 0 0 Sara Lewis 2.00 X 0 0 0 Steven Finkel 2.00 X 0 0 0 Catherine Liston 2.00 X 0 0 0 Theresa Kelly 2.00 X 0 0 0 Daniel Soroff MD 2.00 X 0 0 0 Jessica Estes 2.00 X 0 0 0 Dawn Stiles 40.00 X 200306 0 24111 Daniel Bonner 40.00 X 154448 0 8202 Nancy Irving 40.00 X 145767 0 7604 Michael Higgins 40.00 X 99598 0 0 John McAnuff 40.00 X 109506 0 7611 Lawrence Ricci MD 40.00 X 179420 0 8202 Robert Haines MD 32.00 X 126195 0 8408 1015240 0 64138 6 0 1 0 Boulos Management Company 1 Canal Plaza Portland ME 04101 Property Management 373530 Dirigo Management 1 City Center 1 Portland ME 04101 Property Management 341618 RP Morrison Builders 270 Roosevelt Trail Windham ME 04062 Construction 178732 David Lobozzo MD 477 Congress Street Portland ME 04101 Physician 124938 Timothy Waite MD 290 Baxter Blvd Portland ME 04101 Physician 107439 6 239225 3446760 325091 133334 4011076 Fees for Services 624100 46802865 46802865 Training Revenue 624100 398802 398802 Miscellaneous 624100 282285 282285 Transportation Revenue 624100 76660 76660 Charity Care Adj. 624100 -99016 -99016 47461596 65820 65820 38562 2506 0 0 38562 2506 41068 41068 64750 239225 52991 11759 11759 51591319 47461596 0 118647 757153 50891 572076 134186 30727363 28773300 1856879 97184 926581 863602 63385 -406 577912 558515 20994 -1597 2441076 2249656 188313 3107 155969 155969 111047 111047 2142865 1978313 162302 2250 2224097 2005070 215444 3583 2875625 2692153 168952 14520 1031279 981928 48943 408 57697 38106 19591 570877 486238 84639 1005786 892604 107973 5209 3102227 2895779 231720 -25272 Service Provider Tax 930547 930547 Client Cost 482237 479972 7 2258 Staff Enhancement 324346 231734 90949 1663 Bad Debt Expense 157575 157575 411607 168601 88958 154048 51013866 46277009 4345716 391141 4084361 2614150 2548944 2684700 7175263 6774138 383163 448973 25253598 12442491 13181441 12811107 1476661 1539086 169712 154323 92348 187933 29111893 27214410 8260161 11341642 73012 1668 10785194 9904407 555716 372108 2000453 1386721 21674536 23006546 X 7282116 4157762 119853 14714 35388 35388 7437357 4207864 29111893 27214410 X 577453 -3806946 X X 0 1 1 X 0 X 1044015 1547413 3516062 3912086 4011076 14030652 1044015 1547413 3516062 3912086 4011076 14030652 14030652 333663 165118 117525 83642 65820 765768 14796420 237848862 0.94820 0.89040 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 257 257 0 Explanation of Lobbying Activities: Part II-B, Line 1: A portion of the dues paid to an organization were attributable to lobbying expenses. 1669025 1669025 18701011 8803764 9897247 1131993 775682 356311 3751569 2863045 888524 12811107 Advance Payments under MaineCare 1186278 Program Settlements Payable 200443 1386721 51591319 51013866 577453 -24770 -3782176 -3806946 -3229493 47848909 -24770 11545 -3729185 -3742410 51591319 0 51591319 51078402 11545 52991 64536 51013866 0 51013866 Part XI, Line 8 - Other Adjustments: Change in Net Assets for funded status of Pension Plan -3,782,176. Part XII, Line 2d - Other Adjustments: Change in Net Assets for funded status of Pension Plan -3,782,176. Fundraising Events 52,991. Part XIII, Line 2d - Other Adjustments: Fundraising Events 52,991. Humanitarian of the Year 299225 239225 60000 24700 3700 23225 Boat Building Festival 4750 4750 1366 303975 239225 64750 26066 3700 23225 52991 11759 1 X X 0 0 0 0 0 0 0 0 0 Dawn Stiles 180569 0 0 0 19737 0 16500 0 7611 0 224417 0 0 0 Daniel Bonner 152278 0 0 0 2170 0 0 0 8202 0 162650 0 0 0 Nancy Irving 145767 0 0 0 0 0 0 0 7604 0 153371 0 0 0 Lawrence Ricci MD 178800 0 0 0 620 0 0 0 8202 0 187622 0 0 0 MHHEFA Revenue Bond Series 2004A 010314384 560425TL4 2004-06-03 10095000 Refund prior issue 1 0 1 MHHEFA Revenue Bond Series 2007A 010314384 560425L40 2007-07-18 2965000 Refund prior issue 1 0 1 MHHEFA Revenue Bond Series 2010B 010314384 560427JA5 2010-06-24 1495000 Refund prior issue 1 0 1 3541563 10095000 631437 161097 9332003 2004 0 0 1 1 1468957 2965000 362927 50727 2563536 2007 0 0 1 1 130558 1495000 103650 35577 1227036 2010 0 0 1 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 1 0 0 1 FSA 21.000000000000 1 0 0 0 0 0 1 TransAmerica 20.000000000000 1 0 0 0 0 0 0 0 0 X 5 6969 FMV X School Supplies 1 7198 Cost of Donated Property X Boiler and Installation 1 6500 Cost of Donated Property X Advertising 1 112667 Cost of Donated Property 0 1 1 Third Party Use: Part I, Line 32b: The Organization sells contributions of securities through its investment broker. All gifts of securities are sold as soon as administratively possible. Form 990, Part VI, Section B, line 11 The Form 990 was assembled by the Finance Department of Spurwink Services. The information on the form was shared, discussed and revised by appropriate members of the Senior Administrative Team prior to the review of Spurwink Services' President. Form 990 was presented and reviewed in detail by the Finance/Audit Committee of the Board of Directors. Questions on the submission were discussed and necessary changes were made. The reviewed document was sent to each member of the Board of Directors for final review prior to filing with the Internal Revenue Service. Form 990, Part VI, Section B, line 12c A copy of a disclosure form is distributed to members of the Board of Directors and Officers present at the Annual Meeting. Members of the Board and Officers are asked to complete the Conflict of Interest Document and return the completed form prior to the end of the meeting. All people who were not in attendance at the Annual Meeting are mailed a copy of the form and are asked to complete and return it. Form 990, Part VI, Section B, line 15 Annually the Treasurer of Spurwink Services gathers data from other agencies on the compensation of officers. The data is collected from wage surveys and prior year IRS Form 990's from agencies of like size and mission. The information is shared with the Board of Directors. The Board sets the wage for the President of Spurwink Services and recommends to the President the wages for the Vice President of Operations, Treasurer, and CFO. Form 990, Part VI, Section C, line 19 Spurwink Services provides copies of its Form 990, governing documents, conflict of interest policy and financial statements upon request. The governing documents are filed with the Maine Secretary of State. Financial statements are public documents through our business with the Maine Departments of Health and Human Service, Education and Corrections. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized losses on investments: -24,770. Change in Net Assets for funded status of Pension Plan -3,782,176. Total to Form 990, Part XI, Line 5: -3,806,946. Oversight of Audit Form 990, Part XI, Line 2c: The audit process has not changed from prior years.