2013-01-11T15:57:59-06:00 2012-06-30 521855942 TATE & TRYON 2021 L STREET NW WASHINGTON DC 20036 990 2011-07-01 521945674 ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES ASSO 2023873760 1818 R STREET NW WASHINGTON DC 20009 CAROL GEARY SCHNEIDER 2023873760 2013-01-11 1 SUBRINA L WOOD P00365899 2022932200 2011 2016-02-25 16:41:14Z CAROL GEARY SCHNEIDER 1818 R STREET NW WASHINGTON DC 20009 10142498 0 X WWW.AACU.ORG X 1994 DC THE MISSION OF THE ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES IS TO MAKE THE AIMS OF LIBERAL EDUCATION A VIGOROUS AND CONSISTENT INFLUENCE ON INSTITUTIONAL PURPOSE AND EDUCATIONAL PRACTICE IN HIGHER EDUCATION. 29 28 57 52 15412 5189 2720397 3447386 6434154 6514535 122929 172068 3738 8509 9281218 10142498 468285 776671 0 0 4605676 5081886 16660 0 312850 3663727 4092182 8754348 9950739 526870 191759 10342290 12079852 4784956 6384985 5557334 5694867 X THE MISSION OF THE ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES IS TO MAKE THE AIMS OF LIBERAL LEARNING A VIGOROUS AND CONSTANT INFLUENCE ON INSTITUTIONAL PURPOSE AND EDUCATIONAL PRACTICE IN HIGHER EDUCATION. 0 0 5641302 776671 58084 PROGRAMS TO STUDY AND RESEARCH EDUCATIONAL PROBLEMS AND ISSUES COMMON TO ALL MEMBERS OF THE ASSOCIATION. AAC&U WORKS WITH MEMBER INSTITUTIONS TO ADDRESS THE BROAD INDIVIDUAL AND SOCIETAL PURPOSES OF LIBERAL EDUCATION. 1169058 2335934 MEETINGS AND OTHER COMMUNICATIONS OF THE ASSOCIATION WITH ITS MEMBERS REGARDING ISSUES AFFECTING HIGHER EDUCATION. THE ANNUAL MEETING, HELD EACH JANUARY, ATTRACTS OVER 1,300 ATTENDEES. THREE INSTITUTES AND FOUR TOPICAL MEETINGS WERE ALSO HELD. 246140 274005 AAC&U PUBLICATIONS FOCUS ON TEACHING, LEARNING, CURRICULUM, AND ACADEMIC LEADERSHIP. JOURNALS AND OTHER MATERIALS ARE PUBLISHED TO PROVIDE THE MEMBERSHIP WITH INFORMATION ON METHODS OF EDUCATION. EACH ISSUE OF OUR THREE PERIODICALS IS DISTRIBUTED TO APPROXIMATELY 7,000 MEMBERS AND PAID SUBSCRIBERS. WE ALSO HAVE OVER 80 PUBLICATION TITLES AVAILABLE FOR SALE. 190007 3831100 MEMBERSHIP SERVICES RECRUITS NEW MEMBERS, DEVELOPS STRATEGIES TO RETAIN MEMBERS, ASSESSES MEMBER SATISFACTION, ANSWERS MEMBER INQUIRIES, PREPARES MATERIALS CONCERNING MEMBER BENEFITS, AND MAINTAINS MEMBERSHIP RECORDS. 190007 3831100 7246507 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 123 0 1 57 1 1 1 0 0 0 0 0 0 0 0 0 X 29 28 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NC CA GA MD NJ NY PA VA IN IL CO CT FL AL AK AZ AR DC KS MA ME MS MN NH OH OR SC TN WA WI KY MI NM OK RI UT WV X THE ASSOCIATION 2023873760 1818 R STREET NW WASHINGTON DC 20009 DR BOBBY FONG 5.00 X X 0 0 0 DR MILDRED GARCIA 5.00 X X 0 0 0 DR HELEN F GILES-GEE 5.00 X X 0 0 0 DR ROBERT J STERNBERG 5.00 X X 0 0 0 DR CAROL T CHRIST 3.00 X 0 0 0 DR JAMES P COLLINS 3.00 X 0 0 0 DR SEAN DECATUR 3.00 X 0 0 0 DR CHARLENE DUKES 3.00 X 0 0 0 DR RAMON A GUTIERREZ 3.00 X 0 0 0 DR DIANNE F HARRISON 3.00 X 0 0 0 DR DAVID C HODGE 3.00 X 0 0 0 DR ALEX JOHNSON 3.00 X 0 0 0 ALLISON G JONES 3.00 X 0 0 0 DARCY B KELLEY 3.00 X 0 0 0 DR LEO M LAMBERT 3.00 X 0 0 0 DR SYLVIA MANNING 3.00 X 0 0 0 DR DAVID E MAXWELL 3.00 X 0 0 0 HOLIDAY HART MCKIERNAN 3.00 X 0 0 0 DR GAIL O MELLOW 3.00 X 0 0 0 DR LESTER P MONTS 3.00 X 0 0 0 BRIAN MURPHY 3.00 X 0 0 0 ELSA NUNEZ 3.00 X 0 0 0 EDWARD J RAY 3.00 X 0 0 0 DR SIDNEY A RIBEAU 3.00 X 0 0 0 MICHAEL S ROTH 3.00 X 0 0 0 DR KENNETH P RUSCIO 3.00 X 0 0 0 DR THEDA SKOCPOL 3.00 X 0 0 0 SAMFORD J UNGAR 3.00 X 0 0 0 DR CARL O MOSES 3.00 X 0 0 0 CAROL GEARY SCHNEIDER 45.00 X X 281291 0 107009 MICHELLE HANNAHS 35.00 X 127445 0 29371 CARYN MUSIL 35.00 X 161570 0 36013 TERRY RHODES 35.00 X 152067 0 37439 ASHLEY FINLEY 35.00 X 104187 0 19226 DEBRA HUMPHREYS 35.00 X 131272 0 23240 SUSAN ELROD 35.00 X 143567 0 25346 SUSAN ALBERTINE 35.00 X 141749 0 25784 BETHANY SUTTON 35.00 X 111433 0 25705 1354581 0 329133 10 0 1 0 0 666023 2781363 17837 3447386 MEMBERSHIP DUES 900099 3831100 3831100 CONFERENCES 900099 2257996 2257996 PUBLICATIONS 511120 274005 274005 MEETING SPONSORSHIPS 900099 93350 77938 15412 EDUCATIONAL PROGRAMS 900099 58084 58084 6514535 86328 86328 2009 2009 85740 0 85740 85740 85740 OTHER INCOME 900099 6500 6500 6500 10142498 6499123 15412 180577 776671 776671 938132 607160 282412 48560 3103046 2039297 902058 161691 216814 133070 72772 10972 566681 347802 190202 28677 257213 174764 67947 14502 32705 32705 5612 5612 800569 695640 72335 32594 22369 18155 4214 444970 234093 210030 847 79177 21187 57990 610397 538074 68183 4140 1050845 1023729 25867 1249 126075 126075 750 750 UBI TAX 848 848 PRINTING AND PUBLICATIO 211012 193786 16113 1113 EQUIPMENT RENTAL 142780 142780 CREDIT CARD FEES 82958 82958 481115 216493 256117 8505 9950739 7246507 2391382 312850 427128 230705 2010474 806714 252896 441126 79068 63191 52929 127996 2448091 1746155 670537 701936 4508181 2079461 9354356 261616 353828 10342290 12079852 503417 442693 1928008 2222188 2353531 3720104 4784956 6384985 X 4909034 4986464 532300 592403 116000 116000 5557334 5694867 10342290 12079852 X 191759 -54226 X X 0 1 1 X 1 1 X 6498737 7441694 5872700 6289634 7278486 33381251 2172124 2032052 2448776 2850007 2668023 12170982 8670861 9473746 8321476 9139641 9946509 45552233 2030042 2261261 1342713 1359400 1811672 8805088 0 2030042 2261261 1342713 1359400 1811672 8805088 36747145 275755 128514 80583 126360 88337 699549 5434 5141 10575 275755 128514 80583 131794 93478 710124 28999 12286 14351 307 6500 62443 8975615 9614546 8416410 9271742 10046487 46324800 0.79320 0.97840 0.01530 0.02000 X SCHEDULE A, PART II, LINE 12, EXPLANATION OF OTHER INCOME: INCOME FROM ACTIVITIES NOT NORMALLY RECURRING. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 123711 3094 2579 124226 72200 52989 264 1742 123711 72380 265 55 500 72200 74102 150 1702 3574 72380 0.93380 0.06620 0 0 96350 96350 56922 56922 1181983 803805 378178 1112836 942350 170486 701936 MONEY MARKET FUNDS 3478998 F MUTUAL FUNDS 806353 F VANGUARD ADMIRAL FUND 5069005 F 9354356 REFUNDABLE ADVANCES 2601604 ACCRUED POST RETIREMENT MEDICAL BENEFITS 764672 DEFERRED COMPENSATION 353828 3720104 10142498 9950739 191759 -54226 -54226 137533 10100772 -54226 12500 -41726 10142498 0 10142498 9963239 12500 12500 9950739 0 9950739 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ASSOCIATION'S ENDOWMENT CONSISTS OF CONTRIBUTIONS FROM THE FORD FOUNDATION FOR A RESEARCH AND DEVELOPMENT FUND, THE EARNINGS OF WHICH ARE TO BE USED TO IMPROVE THE STATUS OF WOMEN ON CAMPUS, AND CONTRIBUTIONS FROM ELISABETH A. ZINSER ENDOWMENT FUND FOR INNOVATION IN LIBERAL EDUCATION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ASSOCIATION BELIEVES IT HAS APPROPRIATE SUPPORT FOR INCOME TAX POSITIONS TAKEN. THEREFORE, MANAGEMENT HAS NOT IDENTIFIED ANY UNCERTAIN INCOME TAX POSITIONS. THE JUNE 30, 2009 THROUGH 2012 TAX YEARS REMAIN OPEN FOR EXAMINATION BY TAXING AUTHORITIES. 1 BETHEL UNIVERSITY 3900 BETHEL DRIVE ST PAUL MN 55112 410708577 501C3 5794 PLANNING GRANT BLUE RIDGE COMMUNITY COLLEGE ONE COLLEGE LANE WEYERS CAVE VA 24486 541268283 115 10000 TO IMPROVE UNDERSERVED STUDENTS' LEVEL OF ACADEMIC SUCCESS THE UNIVERSITY FOUNDATION CALIFORNIA STATE UNIVERSITY- CHICO CSUC BUILDING 25 CHICO CA 959290246 951230865 501C3 20000 PROGRAM/ RESEARCH INITIATIVE/ CIVIC SEMINAR GRANT CALIFORNIA STATE UNIVERSITY - NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 115 10000 PROGRAM/RESEARCH INITIATIVE GRANT CALIFORNIA STATE UNIVERSITY FOUNDATION 401 GOLDEN SHORE LONG BEACH CA 90802 956123757 501C3 15000 PROGRAM/RESEARCH INITIATIVE GRANT COUNCIL ON POSTSECONDARY EDUCATION 1024 CAPITAL CENTER DRIVE SUITE 320 320 FRANKFURT KY 40601 610600439 115 15000 PROGRAM/RESEARCH INITIATIVE GRANT UNIVERSITY OF DENVER 2199 S UNIVERSITY BOULEVARD DENVER CO 80208 840404231 501C3 8000 PROGRAM/RESEARCH INITIATIVE GRANT DEPARTMENT OF HIGHER EDUCATION ONE ASHBURN PLACE ROOM 1401 BOSTON MA 02108 046002284 115 15000 PROGRAM/RESEARCH GRANT EUGENIO MARIA DE HOSTOS COMMUNITY COLLEGE 500 GRAND CONCOURSE BRONX NY 10451 133116643 501C3 10000 PROGRAM/RESEARCH GRANT FITCHBURG STATE UNIVERSITY 160 PEARL STREET FITCHBURG MA 01420 046002284 115 10000 TO IMPROVE UNDERSERVED STUDENTS' LEVEL OF ACADEMIC SUCCESS GAINESVILLE STATE COLLEGE PO BOX 1358 GAINESVILLE GA 30503 580964872 115 10000 PRAXIS GRANT PAYMENT GEORGIA PERIMETER COLLEGE 3251 PANTHERSVILLE RD DECATUR GA 300343832 581660133 115 10000 ENGAGED LEARNING AND CIVIC DEVELOPMENT/PROGRAM INITIATIVE GRANT HOFSTRA UNIVERSITY 128 HOFSTRA UNIVERSITY HEMPSTEAD NY 11549 111630906 501C3 10000 PROGRAM/RESEARCH INITIATIVE GRANT INDIANA COMMISSION FOR HIGHER EDUCATION 101 WEST OHIO ST SUITE 550 INDIANAPOLIS IN 462041984 356000158 115 15000 PROGRAM/RESEARCH INITIATIVE GRANT INDIANA UNIVERSITY FINANCIAL MANAGEMENT SERVICES PO BOX 66057 INDIANAPOLIS IN 46266 356001673 501C3 11500 ENGAGED LEARNING AND CIVIC DEVELOPMENT IVY TECH COMMUNITY COLLEGE OF INDIANA 50 WEST FALL CREEK PARKWAY NORTH DRIVE INDIANAPOLIS IN 46208 351180631 115 10000 ENGAGED LEARNING AND CIVIC DEVELOPMENT J SARGEANT REYNOLDS COMMUNITY COLLEGE PO BOX 85622 RICHMOND VA 23285 541268266 501C3 10000 PROGRAM RESEARCH GRANT JAMES MADISON UNIVERSITY MSC 5713 1031 HARRISON ST JMAC-6 SUITE 26 HARRISONBURG VA 22807 546001756 501C3 10000 PRAXIS GRANT PAYMENT KENTUCKY COMMUNITY AND TECHNICAL COLLEGE 600 COLLEGE ST ELIZABETHTOWN KY 42701 611320380 115 10000 PROGRAM INITIATIVE GRANT LANE COMMUNITY COLLEGE 4000 E 30TH AVENUE EUGENE OR 97405 930546223 115 10000 MOBILIZING DISCIPLINARY WORK LOS ANGELES COMMUNITY COLLEGE 6201 WINNETKA AVENUE WOODLAND HILLS CA 91371 952587353 115 10000 IMPROVE UNDERSERVED STUDENTS' LEVEL OF ACADEMIC SUCCESS UNIVERSITY OF LOUISVILLE 2301 S THIRD ST LOUISVILLE KY 40292 611014882 115 10000 PRAXIS GRANT & CIVIC SEMINAR GRANT UNIVERSITY OF MARYLAND 1120 STAMP STUDENT UNION COLLEGE PARK MD 20742 526002033 115 10000 PROGRAM INITIATIVE GRANT UNIVERSITY OF MASSACHUSETTS - LOWELL 600 SUFFOLK ST LOWELL MA 01854 043167352 501C3 10000 PROGRAM/RESEARCH GRANT MIAMI DADE COLLEGE 11380 NW 27TH AVE MIAMI FL 33167 591210485 115 10000 PROGRAM/RESEARCH GRANT MIDDLESEX COMMUNITY COLLEGE 100 TRAINING HILL RD MIDDLETOWN CT 06457 042720058 501C3 20000 PROGRAM/RESEARCH GRANT MOUNT WASCHUSETT COMMUNITY COLLEGE 444 GREEN ST GARDNER MA 01440 046002284 115 10000 PROGRAM/RESEARCH GRANT MT SAN ANTONIO COLLEGE 1100 N GRAND AVE WALNUT CA 91789 956002131 115 10000 PROGRAM/RESEARCH GRANT UNIVERSITY OF NEBRASKA - LINCOLN 106 CANFIELD ADMINISTRATION BUILDING LINCOLN NE 685880423 470049123 501C3 50000 PROGRAM/RESEARCH GRANT NORTHERN VIRGINIA COMMUNITY COLLEGE 4001 WAKEFIELD CHAPEL RD ANNADALE VA 22003 541268263 115 10000 PROGRAM/RESEARCH GRANT OREGON UNIVERSITY SYSTEM PO BOX 488 CORVALLIS OR 973390488 936001786 115 15000 PROGRAM/RESEARCH GRANT OTTERBEIN COLLEGE ONE OTTERBEIN COLLEGE WESTERVILLE OH 43081 314379532 501C3 50000 PROGRAM/RESEARCH GRANT PRINCE GEORGES COMMUNITY COLLEGE 301 LARGO RD LARGO MD 207742199 237011243 115 10000 PROGRAM/RESEARCH GRANT RESEARCH FOUNDATION OF SUNY PO BOX 9 ALBANY NY 122010009 141368361 501C3 50000 PROGRAM/RESEARCH GRANT RESEARCH FOUNDATION OF THE CITY 230 WEST 41 ST NEW YORK NY 10036 131988190 501C3 10000 PROGRAM/RESEARCH GRANT SALT LAKE COMMUNITY COLLEGE 4600 S REDWOOD RD SALT LAKE CITY UT 84130 876000448 501C3 20000 PROGRAM/RESEARCH GRANT STATE COUNCIL OF HIGHER EDUCATION 101 N 14TH ST RICHMOND VA 23219 546020516 115 15000 PROGRAM/RESEARCH GRANT TIDEWATER COMMUNITY COLLEGE 121 COLLEGE PL NORFOLK VA 23510 541268286 115 10000 PROGRAM/RESEARCH GRANT TUFTS UNIVERSITY LINCOLN FILENE HALL MEDFORD MA 021557028 042103634 115 50000 PROGRAM/RESEARCH GRANT UTAH SYSTEM OF HIGHER EDUCATION 60 S 400 W SALT LAKE CITY UT 84101 876000545 115 15000 PROGRAM/RESEARCH GRANT VIRGINIA COMMONWEALTH UNIVERSITY 800 EAST LEIGH ST PO BOX 843039 RICHMOND VA 232843039 546001758 115 10000 PROGRAM/RESEARCH GRANT WAGNER COLLEGE ONE CAMPUS RD STATEN ISLAND NY 10301 135604699 501C3 50000 PROGRAM/RESEARCH GRANT WARTBURG COLLEGE 100 WARTBURG BLVD WAVERLY IA 50677 420680351 501C3 8000 PROGRAM/RESEARCH GRANT WELLESLEY COLLEGE 106 CENTRAL ST WELLESLEY MA 02482 042103637 501C3 10000 PROGRAM/RESEARCH GRANT UNIVERSITY OF WISCONSIN - PARKSIDE 900 WOOD RD KENOSHA WI 531412000 391805963 115 10000 PROGRAM/RESEARCH GRANT UNIVERSITY OF WISCONSIN - MADISON 21 N PARK ST MADISON WI 537151218 396006492 115 23377 PROGRAM/RESEARCH GRANT UNIVERSITY OF WISCONSIN SYSTEM ADMINISTRATION 1730 VAN HISE HALL 1220 LINDEN DR MADISON WI 53706 391805963 115 35000 PROGRAM/RESEARCH GRANT UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 396076856 115 10000 PROGRAM/RESEARCH GRANT 48 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANT RECIPIENTS ARE REQUIRED TO SUBMIT REPORTS CONCERNING HOW FUNDS WERE SPENT. ALSO SITE VISITS ARE MADE BY AAC&U STAFF TO SOME GRANT RECIPIENTS. X X X X 0 1 0 0 0 0 0 0 0 CAROL GEARY SCHNEIDER 279743 0 0 0 1548 0 101501 0 6725 0 389517 0 0 0 MICHELLE HANNAHS 126788 0 0 0 657 0 14395 0 16540 0 158380 0 0 0 CARYN MUSIL 160046 0 0 0 1524 0 19178 0 17915 0 198663 0 0 0 TERRY RHODES 151275 0 0 0 792 0 18204 0 21302 0 191573 0 0 0 DEBRA HUMPHREYS 131125 0 0 0 147 0 14264 0 10884 0 156420 0 0 0 SUSAN ELROD 143397 0 0 0 170 0 16265 0 11169 0 171001 0 0 0 SUSAN ALBERTINE 141009 0 0 0 740 0 16108 0 12674 0 170531 0 0 0 PART I, LINE 4B CAROL SCHNEIDER 457 (F) PLAN - $70,212 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS TWO CLASSES OF MEMBERS: AFFILIATE MEMBERS AND REGULAR MEMBERS. EACH REGULAR MEMBER IS ENTITLED TO ONE VOTE. FORM 990, PART VI, SECTION A, LINE 7A DIRECTORS ARE ELECTED BY THE VOTING REPRESENTATIVES AT THE ANNUAL MEETING. FORM 990, PART VI, SECTION A, LINE 7B THE BOARD HAS FULL POWER AND AUTHORITY TO MANAGE THE AFFAIRS, FUNDS, AND PROPERTY OF THE ASSOCIATION. THE BOARD AT ITS DISCRETION MAY REFER ANY MATTER OVER WHICH IT HAS POWER AND AUTHORITY TO ITS MEMBERS FOR CONSIDERATION. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY THE CPA FIRM OF TATE AND TRYON BASED ON INFORMATION PROVIDED BY THE ASSOCIATION. THE COMPLETED FORM IS REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THEN GIVEN TO THE FINANCE COMMITTEE FOR REVIEW. AFTER THE FINANCE COMMITTEE APPROVES THE FORM, IT IS SENT TO THE ENTIRE BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE DISCLOSURE FORMS ARE REVIEWED BY THE CHIEF FINANCIAL OFFICER. IF A CONFLICT IS NOTED, THE BOARD MEMBER IS PROHIBITED FROM PARTICIPATING IN DELIBERATIONS AND DECISIONS REGARDING THAT ENTITY OR MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD MUST APPROVE THE COMPENSATION OF THE PRESIDENT AND THE CHIEF FINANCIAL OFFICER. THEY REVIEW COMPARABILITY DATA GATHERED FROM THE OTHER HIGHER EDUCATION ASSOCIATIONS LOCATED IN WASHINGTON, DC. FORM 990, PART VI, SECTION C, LINE 19 THESE ARE ALSO AVAILABLE ON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -54,226. FORM 990, PART XII, LINE 2C THE PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR. AMERICAN CONFERENCE OF ACADEMIC DEANS 1818 R STREET NW WASHINGTON DC 20009 521002050 SEE SUPPLEMENTAL INFORMATION DC 501(C)3 AACU 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 AMERICAN CONFERENCE OF ACADEMIC DEANS P 59845 FMV RELATED ORGANIZATION PRIMARY ACTIVITY PART II, COLUMN (B) THE MISSION OF ACAD IS TO PROVIDE ACADEMIC LEADERS WHO SHARE A COMMITMENT TO STUDENT LEARNING AND TO THE IDEALS OF LIBERAL EDUCATION WITH NETWORKING AND PROFESSIONAL DEVELOPMENT OPPORTUNITIES AND TO SUPPORT THEM IN THEIR WORK AS EDUCATIONAL LEADERS.