2013-12-18T13:36:28-06:00 2010-12-31 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2010-01-01 130659550 EDISON ELECTRIC INSTITUTE INC EDIS 2025085000 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 JOHN S SCHLENKER 2025085000 2013-10-30 1 KAREN GRIES 5712279500 2010 2016-03-07 17:11:31Z X THOMAS R KUHN 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 167547750 0 X WWW.EEI.ORG X 1933 VA TO PROVIDE A FORUM FOR THE ELECTRIC UTILITY INDUSTRY. 69 69 202 100 676659 -275530 0 0 71374802 78194885 3932936 3703213 0 0 75307738 81898098 1136135 1039336 0 0 34471863 34240004 0 0 0 36473683 41121105 72081681 76400445 3226057 5497653 90458681 99239677 70850034 79339274 19608647 19900403 EEI IS THE ASSOCIATION OF AMERICA'S SHAREHOLDER-OWNED ELECTRIC UTILITIES. THE INSTITUTE PROVIDES AUTHORITATIVE ANALYSIS AND CRITICAL INDUSTRY DATA TO ITS MEMBERS, CONGRESS, GOVERNMENT AGENCIES, THE FINANCIAL COMMUNITY, AND OTHER INFLUENTIAL AUDIENCES. 0 0 EDISON ELECTRIC INSTITUTE'S (EEI) ENVIRONMENT/ENERGY RESOURCES PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING CLEAN AIR, GLOBAL CLIMATE, CLEAN WATER, TOXICS RELEASE INVENTORY, CLEAN COAL TECHNOLOGIES, NATURAL GAS, HYDROPOWER, OTHER RENEWABLE FUELS, RAIL TRANSPORTATION, RISK ASSESSMENT, RISK MANAGEMENT, AND WASTE ACTIVITIES. AS THE ASSOCIATION FOR SHAREHOLDER-OWNED ELECTRIC UTILTIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEI. EEI'S INDUSTRY STRUCTURE PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING THE FEDERAL ENERGY REGULATORY COMMISSION (FERC), THE NORTH AMERICAN ELECTRIC RELIABILITY CORPORATION (NERC), AND THE NATIONAL ASSOCIATION OF REGULATORY COMMISSIONERS (NARUC). IT ALSO INCLUDES ACTIVITIES ASSOCIATED WITH THE IMPLEMENTATION OF THE ENERGY POLICY ACT OF 2005 AND RELATED LITIGATION, SUBSIDY ISSUES, MODELING, ECONOMIC RESEARCH, AND GENERAL ENERGY POLICY ADVOCACY. AS THE ASSOCIATION FOR SHAREHOLDER-OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEI. EEI'S FINANCE AND TAX PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING WALL STREET OUTREACH, TAX ISSUES, FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUES, FINANCIAL ACTIVITIES, AND STUDIES. AS THE ASSOCIATION FOR SHAREHOLDER-OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEI. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 224 0 1 202 1 1 1 0 0 0 0 0 0 0 X 69 69 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X JOHN S SCHLENKER 2025085540 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 ANTHONY F EARLEY JR 3.00 X X 0 0 0 RICHARD C KELLY 3.00 X 0 0 0 THOMAS F FARRELL II 3.00 X X 0 0 0 LEWIS HAY III 3.00 X X 0 0 0 GREGORY ABEL 1.00 X 0 0 0 ANTHONY J ALEXANDER 1.00 X 0 0 0 PAUL M BARBAS 1.00 X 0 0 0 PHILIP BARNHARD IV 1.00 X 0 0 0 PAUL J BONAVIA 1.00 X 0 0 0 DONALD E BRANDT 1.00 X 0 0 0 KEVIN BURKE 1.00 X 0 0 0 MICHAEL J CHESSER 1.00 X 0 0 0 THEODORE F CRAVER JR 1.00 X 0 0 0 PETER A DARBEE 1.00 X 0 0 0 MELISSA DAVIS 1.00 X 0 0 0 PETER B DELANEY 1.00 X 0 0 0 JOSE M DELGADO 1.00 X 0 0 0 PETER J DONLEAVY 1.00 X 0 0 0 CHRISTOPHER L DUTTON 1.00 X 0 0 0 NIEL C ELLERBROOK 1.00 X 0 0 0 DAVID R EMERY 1.00 X 0 0 0 JOHN D ERICKSON 1.00 X 0 0 0 PAUL J EVANSON 1.00 X 0 0 0 PEGGY Y FOWLER 1.00 X 0 0 0 WILLIAM L GIPSON 1.00 X 0 0 0 DAVID GOODIN 1.00 X 0 0 0 LON R GREENBERG 1.00 X 0 0 0 PAUL HANRAHAN 1.00 X 0 0 0 MICHAEL J HANSON 1.00 X 0 0 0 WILLIAM D HARVEY 1.00 X 0 0 0 CURTIS L HEBERT JR 1.00 X 0 0 0 SHERRILL W HUDSON 1.00 X 0 0 0 RALPH IZZO 1.00 X 0 0 0 WILLIAM D JOHNSON 1.00 X 0 0 0 DAVID W JOOS 1.00 X 0 0 0 J LAMONT KEEN 1.00 X 0 0 0 THOMAS B KING 1.00 X 0 0 0 GALE E KLAPPA 1.00 X 0 0 0 STEVEN V LANT 1.00 X 0 0 0 CONSTANCE H LAU 1.00 X 0 0 0 JAMES P LAURITO 1.00 X 0 0 0 MICHAEL H MADISON 1.00 X 0 0 0 THOMAS J MAY 1.00 X 0 0 0 DAVID M MCCLANAHAN 1.00 X 0 0 0 TIM MCLEOD 1.00 X 0 0 0 JAMES H MILLER 1.00 X 0 0 0 WILLIAM B MOORE 1.00 X 0 0 0 MICHAEL G MORRIS 1.00 X 0 0 0 SCOTT L MORRIS 1.00 X 0 0 0 RICHARD A MUENCH 1.00 X 0 0 0 EDWARD R MULLER 1.00 X 0 0 0 EILEEN O ODUM 1.00 X 0 0 0 JAMES S PIGNATELLI 1.00 X 0 0 0 JAMES J PIRO 1.00 X 0 0 0 MARY G POWELL 1.00 X 0 0 0 JOHN PROCARIO 1.00 X 0 0 0 GARY L RAINWATER 1.00 X 0 0 0 DAVID M RATCLIFFE 1.00 X 0 0 0 STEPHEN P REYNOLDS 1.00 X 0 0 0 JOSEPH M RIGBY 1.00 X 0 0 0 JAMES E ROGERS 1.00 X 0 0 0 JOHN W ROWE 1.00 X 0 0 0 ROBERT W ROWE 1.00 X 0 0 0 CHARLES A SCHROCK 1.00 X 0 0 0 MAYO A SHATTUCK III 1.00 X 0 0 0 WILLIAM H SHEPPARD 1.00 X 0 0 0 DONALD J SHIPPAR 1.00 X 0 0 0 CHARLES W SHIVERY 1.00 X 0 0 0 VICTOR A STAFFIERI 1.00 X 0 0 0 JEFFRY E STERBA 1.00 X 0 0 0 JAMES P TORGERSON 1.00 X 0 0 0 THOMAS R VOSS 1.00 X 0 0 0 JOSEPH L WELCH 1.00 X 0 0 0 BRUCE A WILLIAMSON 1.00 X 0 0 0 GARY J WOLTER 1.00 X 0 0 0 DENNIS R WRAASE 1.00 X 0 0 0 MICHAEL W YACKIRA 1.00 X 0 0 0 JOHN F YOUNG 1.00 X 0 0 0 ROBERT H YOUNG 1.00 X 0 0 0 THOMAS R KUHN 45.00 X 3084410 0 766453 DAVID K OWENS 45.00 X 796385 0 549632 BRIAN WOLFF 45.00 X 693507 0 117230 LYNN H LEMASTER 45.00 X 653213 0 310863 EDWIN R ANTHONY 45.00 X 285738 0 95161 EDWARD H COMER 45.00 X 377020 0 131093 JOHN J EASTON 45.00 X 312766 0 77412 MARY D MILLER 45.00 X 324219 0 203020 PATRIC D O'KEELEY 45.00 X 549612 0 61363 QUINLAN SHEA 45.00 X 306953 0 81108 RON CLEMENTS 45.00 X 0 0 0 KATHRYN STECKELBERG 45.00 X 302797 0 92856 JAMES FAMA 45.00 X 301271 0 83596 RICHARD MCMAHON 45.00 X 326319 0 98902 M SADEGH RAZEGHI 45.00 X 225273 0 44852 JOHN S SCHLENKER 45.00 X 217748 0 63649 MARSHALL BRIER 2.00 X 0 0 0 WALKER NOLAN 40.00 X 0 0 0 8757231 0 2777190 15 0 1 0 HUNTON & WILLIAMS 1900 K STREET WASHINGTON DC 20006 CONSULTING 7433283 VENABLE LLP 575 SEVENTH STREET WASHINGTON DC 20004 CONSULTING 3301688 SKADDEN ARPS 1440 NY AVENUE NW WASHINGTON DC 20005 CONSULTING 829728 OCE BUSINESS SERVICES 855 AVENUE OF THE AMERICAS NEW YORK NY 10001 BUSINESS SERVICE CENTER 474172 ICF RESOURCES INC 9300 LEE HIGHWAY FAIRFAX VA 22031 CONSULTING 463415 5 MEMBERSHIP DUES 900099 66579779 66579779 MEETINGS 900099 7634987 7634987 PROGRAMS 900099 3098826 3098826 ADVERTISING 541800 676659 676659 PUBLICATIONS 511190 204634 204634 78194885 3641163 3641163 85711702 85649652 62050 62050 62050 81898098 77518226 676659 3703213 1039336 9728649 17867144 3531228 1736104 1376879 12663973 83828 2569842 322528 5496869 1208080 3307519 1186586 2160 4862723 1965834 5385 5693741 304557 114112 MISCELLANEOUS 974129 SUBSCRIPTIONS 320148 PERSONAL PROPERTY TAX 39091 76400445 2600 2600 6331737 9099767 2139883 1402958 395207 439144 617376 1007425 3171643 1624164 1366855 1547479 79605023 85740304 90458681 99239677 6374781 7463447 23387471 27194773 41087782 44681054 70850034 79339274 X 19608647 19900403 19608647 19900403 90458681 99239677 X 5497653 -5205897 X 0 1 1 X 0 429997 309997 120000 429997 0 DEMOCRATIC GOVERNOR'S ASSOC 1401 K STREET NW SUITE 200 WASHINGTON DC 20005 521304889 25000 DEMOCRATIC ATTORNEYS GENERAL 1580 LINCOLN ST SUITE 1125 WASHINGTON DC 20002 134220019 25000 REPUBLICAN GOVERNERS ASSOC 1747 PENN AVE SUTE 250 WASHINGTON DC 20006 113655877 15000 REPUBLICAN STATE LEADERSHIP COMMITTEE 1800 DIAGNONAL ROAD ALEXANDRIA VA 22314 050553252 50000 REPUBLICAN MAYORS & LOCAL OFFICIALS 412 FIRST ST WASHINGTON DC 20003 521976233 5000 0 0 1 63814263 13078352 -3925020 9153332 8876329 277003 ORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES: PART I-A, LINE 1: THE ORGANIZATION SUPPORTED POLITICAL ORGANIZATIONS AND CANDIDATES FOR STATE AND LOCAL OFFICE WHERE LEGALLY PERMISSIBLE. THE ORGANIZATION INCURRED SOLICITATION AND ADMINISTRATIVE EXPENSES FOR ITS SEPARATE SEGREGATED FUND. 1890035 1447591 442444 1281608 176573 1105035 1547479 POSTRETIREMENT BENEFIT OBLIGATION 8370708 DEFERRED COMPENSATION 31460179 DEFERRED RENT 2699081 BENEFITS LIABILITIES 1551107 OTHER CURRENT LIABILITIES 357722 LONG TERM LEASE OBLIGATION 242257 44681054 EUROPE 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 317480 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 1390 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 13544 NORTH AMERICA 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 6407 RUSSIA AND NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 750 0 0 0 0 0 0 339571 0 339571 0 0 0 0 0 0 1 AABE PO BOX 92346 WASHINGTON DC 20090 840782569 501(C)(3) 10000 EVENT SPONSORSHIP ACCF - CENTER FOR POLICY RESEARCH 1750 K STREET 400 WASHINGTON DC 20006 521091172 501(C)(3) 15000 CORPORATE CONTRIBUTION ALLIANCE TO SAVE ENERGY 1850 M STREET NW WASHINGTON DC 20006 521082991 501(C)(3) 21000 EVENT SPONSORSHIP ALLIANCE TO SAVE ENERGY 1850 M STREET NW WASHINGTON DC 20006 521759134 501(C)(3) 10000 PROGRAM SUPPORT ASPEN INSTITUTE PO BOX 222 QUEENSTOWN MD 21658 840399006 501(C)(3) 10000 PROGRAM SUPPORT CAMPAIGN FOR HOME ENERGY ASSISTANCE 1615 L STREET NW WASHINGTON DC 20036 521243510 501(C)(3) 15000 CORPORATE RESPONSIBILITY CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 204504014 501(C)(3) 105000 227943 BOOK IN KIND CONTRIBUTION OF SALARIES & OVERHEAD PROGRAM SUPPORT CONGRESSIONAL BASEBALL GAME 1918 18TH ST WASHINGTON DC 20009 526063003 501(C)(3) 7500 CORPORATE RESPONSIBILITY CONGRESSIONAL BLACK CAUCUS FOUNDATION 1720 MASSACHUSETTS AVENUE NW WASHINGTON DC 20036 521160561 501(C)(4) 10000 EVENT SPONSHORSHIP CONGRESSIONAL BLACK CAUCUS INSTITUTE 455 MASSACHUSETTS AVENUE NW SUITE 150-355 WASHINGTON DC 20001 522270607 501(C)(4) 10000 EVENT SPONSORSHIP GEORGE W BUSH PRESIDENTIAL CENTER PO BOX 600610 DALLAS TX 75206 204119317 501(C)(3) 10000 CORPORATE RESPONSIBILITY HARVARD UNIVERSITY JOHN F KENNEDY 79 JOHN F KENNEDY STREET CAMBRIDGE MA 02138 042103580 501(C)(3) 25000 PROGRAM SUPPORT KEYSTONE CENTER 1628 SAINTS JOHN RD KEYSTONE CO 80435 840688506 501(C)(3) 10000 PROGRAM SUPPORT KEYSTONE CENTER 1628 SAINTS JOHN RD KEYSTONE CO 80435 840688506 501(C)(3) 10000 EVENT SPONSHORSHIP LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS 1629 K STREET NW 10TH FLOOR WASHINGTON DC 20006 529789800 501(C)(4) 10000 EVENT SPONSHORSHIP NATIONAL CONFERENCE OF BLACK MAYORS 101 MARIETTA ST ATLANTA GA 30303 237407671 501(C)(3) 10000 EVENT SPONSHORSHIP NATIONAL CONFERENCE OF STATE LEGISLATURE 7700 EAST FIRST PLACE DENVER CO 80230 840772595 501(C)(3) 20833 EVENT SPONSHORSHIP NATIONAL MULTIPLE SCLEROSIS SOCIETY 1800 M STREET WASHINGTON DC 22036 530237585 501(C)(3) 12000 EVENT SPONSHORSHIP NATIONAL ENERGY RESOURCES ORGANIZATION 1707 PRINCE STREET SUITE 5 ALEXANDRIA VA 22314 911850125 501(C)(3) 6150 EVENT SPONSHORSHIP POLLINATOR PARTNERSHIP 423 WASHINGTON ST 5TH FLOOR SAN FRANCISCO CA 941112339 943283967 501(C)(3) 10000 EVENT SPONSHORSHIP ROOSEVELT INSTITUTE 520 LEXINGTON AVENUE 18TH FLOOR NEW YORK NY 10022 237213592 501(C)(3) 10000 EVENT SPONSHORSHIP TASTE OF THE SOUTH PO BOX 2826 WASHINGTON DC 20013 531343458 501(C)(3) 15000 CORPORATE RESPONSIBILITY THIRD WAY 1025 CONNECTICUT AVE NW WASHINGTON DC 20036 201734070 501(C)(4) 25000 PROGRAM SUPPORT THOMAS ALVA EDISON FOUNDATION 701 PENNSYULVANIA AVE WASHINGTON DC 20036 522106274 501(C)(3) 69976 BOOK IN KIND CONTRIBUTION PROGRAM SUPPORT PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: WHEN GRANT FUNDS ARE AWARDED, EEI MAY REQUEST THE AMOUNTS BE RESTRICTED FOR A SPECIFIC PURPOSE. GRANTEES MANY TIMES WILL REPORT BACK TO EEI THE SPECIFIC USE OF THE FUNDS AND VARIOUS OUTCOMES. HOWEVER, THIS IS NOT A REQUIREMENT FOR EACH GRANT AWARDED. X X 1 1 X X X X X X 0 1 0 THOMAS R KUHN 795545 0 446824 0 1842041 0 744160 0 22293 0 3850863 0 0 0 DAVID K OWENS 489581 0 250000 0 56804 0 540247 0 9385 0 1346017 0 0 0 BRIAN WOLFF 488247 0 204000 0 1260 0 107151 0 10079 0 810737 0 0 0 LYNN H LEMASTER 374403 0 232400 0 46410 0 295899 0 14964 0 964076 0 0 0 EDWIN R ANTHONY 182937 0 72000 0 30801 0 80971 0 14190 0 380899 0 0 0 EDWARD H COMER 275216 0 96000 0 5804 0 111717 0 19376 0 508113 0 0 0 JOHN J EASTON 202337 0 74000 0 36429 0 63764 0 13648 0 390178 0 0 0 MARY D MILLER 244272 0 76000 0 3947 0 197983 0 5037 0 527239 0 0 0 PATRIC D O'KEELEY 184123 0 337000 0 28489 0 59046 0 2317 0 610975 0 0 0 QUINLAN SHEA 213006 0 76000 0 17947 0 67482 0 13626 0 388061 0 0 0 KATHRYN STECKELBERG 221501 0 80000 0 1296 0 84180 0 8676 0 395653 0 0 0 JAMES FAMA 209543 0 74000 0 17728 0 64699 0 18897 0 384867 0 0 0 RICHARD MCMAHON 209783 0 100000 0 16536 0 80005 0 18897 0 425221 0 0 0 M SADEGH RAZEGHI 169557 0 33000 0 22716 0 41293 0 3559 0 270125 0 0 0 JOHN S SCHLENKER 183651 0 20000 0 14097 0 45144 0 18505 0 281397 0 0 0 PART I, LINE 1A PART 1, QUESTION 1A - TRAVEL FOR COMPANIONS: EDWIN ANTHONY $5,740 INCLUDED IN INCOME JOHN EASTON $5,824 INCLUDED IN INCOME PART I, QUESTION 1A - HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THOMAS KUHN $1,380 INCLUDED IN INCOME RICHARD MCMAHON $791 INCLUDED IN INCOME PART I, LINE 4B THE EDISON ELECTRIC INSTITUTE PROVIDES A NON-QUALIFIED PLAN FOR ELIGIBLE MANAGEMENT EMPLOYEES. THOMAS R. KUHN $2,496,672 DAVID K. OWENS $496,196 BRIAN WOLF $61,110 LYNN H. LEMASTER $254,875 EDWIN R. ANTHONY $40,445 EDWARD H. COMER $71,222 JOHN J. EASTON $23,295 PATRIC D. O'KELLEY $16,328 QUINLAN SHEA $18,736 KATHRYN STECKELBERG $38,938 JAMES FAMA $17,377 RICHARD MCMAHON $30,500 MARY MILLER $160,532 THOMAS KUHN SPLIT DOLLAR LIFE INSURANCE POLICY WITH CEO X 0 439144 0 1 1 439144 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS THREE VOTING CLASSES OF MEMBERSHIP: OPERATING COMPANY MEMBERS - INVESTOR-OWNED OPERATING ELECTRIC CORORATIONS ENGAGED IN THE GENERATION, TRANSMISSION, OR DISTRIBUTION OF ELECTRICTY TO THE PUBLIC IN THE US OR ITS POSSESSIONS. EEI'S US SHAREHOLDER-OWNED ELECTRIC COMPANY MEMBERS SERVE 95% OF THE ULTIMATE CUSTOMERS IN THIS SEGMENT OF THE INDUSTRY AND REPRESENT APPROXIMATELY 70% OF THE US ELECTRIC POWER INDUSTRY. HOLDING COMPANY MEMBERS - BEING CORPORATIONS IN THE US OR ITS POSSESSIONS WHICH BY VIRTUE OF OWNERSHIP OF SECURITIES IN INVESTOR-OWNED CORPORATIONS ARE INTERESTED IN ADVANCING THE BUSINESS OF OPERATING ELECTRICAL COMPANIES IN RELATION TO THE SALE OF ELECTRICITY TO THE ULTIMATE CONSUMER. SUBSIDIARY COMPANY MEMBERS - BEING SUBSIDIARY COMPANIES OF OPERATING COMPANY OR HOLDING COMPANY MEMBERS, SHALL BE ELIGIBLE FOR SEPARATE MEMBERSHIP. PARTICIPATION ON STANDING COMMITTEES AND IN OTHER ACTIVITIES OF THE ORGANIZATION SHALL BE DEFINED BY AND DETERMINED FROM TIME TO TIME BY THE BOARD. THE ORGANIZATION HAS THREE NON-VOTING CLASSES OF MEMBERSHIP: INTERNATIONAL AFFILIATES - EEI'S INTERNATIONAL AFFILIATES PROGRAM PROVIDES THE CRITICAL LINK THAT BRINGS TOGETHER ELECTRIC COMPANIES AROUND THE WORLD WITH THE US ELECTRIC POWER INDUSTRY. THIS SPECIAL PROGRAM OFFERS ELECTRIC COMPANIES OUTSIDE THE US THE OPPORTUNITY TO BECOME EEI MEMBERS REGARDLESS OF THEIR OWNERSHIP FORM. THROUGH ITS EXPANDED INTERNATIONAL INVOLVEMENT, EEI BROADENS THE VALUE OF SHARED EXPERTISE AND EXPERIENCE ON ISSUES OF CONCERN AND INTEREST TO ELECTRIC COMPANIES AROUND THE WORLD. ASSOCIATES - EEI ASSOCIATE MEMBERSHIP IS DESIGNED FOR FIRMS THAT HAVE AN INTEREST IN ADVANCING THE DEVELOPMENT OF THE ELECTRIC POWER INDUSTRY. THESE FIRMS MAY PROVIDE GOODS AND SERVICES TO THE INDUSTRY, BUT MAY NOT BE ENGAGED IN THE GENERATION, TRANSMISSION, DISTRIBUTION, BROKERAGE, OR SALE OF ELECTRICITY. ASSOCIATE MEMBERSHIP HELPS FIRMS TO BETTER KNOW AND UNDERSTAND THE INDUSTRY, THE PEOPLE, AND THE ISSUES. HONORARY MEMBERS - MEMBERS WHO, ON ACCOUNT OF THEIR STANDING OR QUALIFICATIONS, IN THE OPINION OF THE BOARD AND BY ITS ELECTION, ARE ENTITLED TO SUCH HONOR. FORM 990, PART VI, SECTION A, LINE 7A THE DIRECTORS ARE ELECTED AT THE ANNUAL MEETING BY VOTING CLASS MEMBERS OF THE ORGANIZATION EITHER IN-PERSON OR BY PROXY. THERE ARE THREE CLASSES AMONG THE DIRECTORS SO THAT ELECTION AT THE ANNUAL MEETING IN ANY GIVEN YEAR CONSTITUTES APPROXIMATELY ONE-THIRD OF THE MEMBERSHIP OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERSHIP OF THE ORGANIZATION DOES APPROVE BYLAW AMENDMENTS. FORM 990, PART VI, SECTION B, LINE 11 DUE TO THE SIZE OF THE GOVERNING BODY AND MAGNITUDE AND COMPLEXITY OF THE FORM 990, THE RETURN FOR EDISON ELECTRIC INSTITUTE IS REVIEWED BY THE ORGANIZATION'S FIRST VICE CHAIR/BUDGET CHAIR IN ADVANCE OF FILING THE RETURN. EEI'S FIRST VICE CHAIR REPORTS HIS FINDINGS TO THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES FOR ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES. EEI'S CODE OF BUSINESS CONDUCT HAS BEEN DISTRIBUTED TO ALL EMPLOYEES AND IS ON THE ORGANIZATION'S INTRANET SITE. THIS DOCUMENT INCLUDES, IN PART, EEI'S CORE VALUES, OPERATING PRINCIPLES, CONFLICT OF INTEREST POLICY AND WHISTLEBLOWER POLICY, WHICH INCLUDES A CONFIDENTIAL 800 TELEPHONE NUMBER. PERIODIC REMINDERS ARE GIVEN. EEI HAS A WRITTEN DIRECTOR'S CONFLICT OF INTEREST POLICY, APPLICABLE TO ALL MEMBERS OF ITS BOARD OF DIRECTORS, WHICH WAS FORMALLY ADOPTED BY THE ORGANIZATION'S BOARD. PERIODIC REMINDERS ARE GIVEN. THE ORGANIZATION ALSO HAS A CORPORATE COMPLIANCE OFFICER, A POLICY AND PROCEDURE FOR REPORTING VIOLATIONS OF THE CODE OF BUSINESS CONDUCT AS WELL AS CONCERNS ABOUT THE USE OF EEI'S CORPORATE RESOURCES AND FINANCIAL REPORTING AND A VENDOR CODE OF CONDUCT POLICY. THERE HAS NOT BEEN A VIOLATION OF THE CONFLICT OF INTEREST POLICIES; ALTHOUGH WE STAND READY TO ENFORCE THE POLICIES IN APPROPRIATE CIRCUMSTANCES. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE ORGANIZATION'S CEO IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT CONSULTANT ON AN ANNUAL BASIS. THE CEO'S COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE BOARD. THE CEO HAS A WRITTEN EMPLOYMENT CONTRACT. THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS. OFFICER COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE A PUBLIC DOCUMENT AND ARE AVAILABLE ON THE VIRGINIA SECRETARY OF STATE WEB SITE. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC, HOWEVER THE BALANCE SHEET AND INCOME STATEMENT CAN BE FOUND ON THE FORM 990 WHICH IS MADE AVAILABLE TO THE PUBLIC ON VARIOUS WEB SITES AND UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: OTHER COMPREHENSIVE LOSS -5,205,897. TOTAL TO FORM 990, PART XI, LINE 5: -5,205,897. EXPLANATION FOR HOURS WORKED FORM 990, PART VII THOMAS R. KUHN DEVOTES APPROXIMATELY 48 HOURS PER WEEK AS FOLLOWS: EDISON ELECTRIC INSTITUTE, INC. 45 HOURS CENTER FOR WORKFORCE DEVELOPMENT 1 HOUR NATIONAL LAMPAC 1 HOUR THOMAS ALVA EDISON FOUNDATION 1 HOUR PATRIC D. O'KELLEY DEVOTES APPROXIMATELY 48 HOURS PER WEEK AS FOLLOWS: EDISON ELECTRIC INSTITUTE, INC. 45 HOURS CENTER FOR WORKFORCE DEVELOPMENT 1 HOUR NATIONAL LAMPAC 1 HOUR THOMAS ALVA EDISON FOUNDATION 1 HOUR MARY D. MILLER DEVOTES APPROXIMATELY 48 HOURS PER WEEK AS FOLLOWS: EDISON ELECTRIC INSTITUTE, INC. 45 HOURS CENTER FOR WORKFORCE DEVELOPMENT 1 HOURS EDISON ELECTRIC INSTITUTE, INC. VEBA 1 HOUR NATIONAL LAMPAC 1 HOUR REASON FOR AMENDED RETURN THE ORIGINAL 2010 FORM 990 ERRONEOUSLY OMITTED FROM PART VII AND SCHEDULE J THE PRESENT VALUE OF THE SERP PENSION ACCRUAL FOR THE OFFICERS OF THE ORGANIZATION. THIS AMENDMENT REFLECTS UPDATED INFORMATION WITHIN FORM 990 PARTS VII AND IX AND SCHEDULE J PARTS II AND III. THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 522106274 SCIENTIFIC/EDUCATION DC 501(C)(3) N/A N/A 0 CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 204504014 EDUCATION DE 501(C)(3) N/A N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 THOMAS ALVA EDISON FOUNDATION Q 1390949 THOMAS ALVA EDISON FOUNDATION P 473693 CENTER FOR ENERGY WORKFORCE DEVELOPMENT P 65593 CENTER FOR ENERGY WORKFORCE DEVELOPMENT Q 201374 CENTER FOR ENERGY WORKFORCE DEVELOPMENT B 332943