2013-11-15T12:16:41-06:00 2012-12-31 680201704 GANZE & COMPANY 1500 THIRD STREET SUITE C NAPA CA 945592866 990 2012-01-01 942951373 SAN FRANCISCO ESTUARY INSTITUTE SANF 5107467360 4911 CENTRAL AVENUE RICHMOND CA 948045803 MEREDITH WILLIAMS 5107467334 2013-11-14 1 KATHY A CRANSTON EA P00747662 7072556540 2013-11-14 2012 2016-03-07 17:11:31Z MEREDITH WILLIAMS 4911 CENTRAL AVENUE RICHMOND CA 94804 7065713 0 X WWW.SFEI.ORG X 1983 CA TO PROTECT AND ENHANCE THE SAN FRANCISCO ESTUARY. 14 14 61 0 0 0 4403992 4764953 2160804 2254034 2004 1423 12801 45303 6579601 7065713 0 0 0 0 4079737 3996401 0 0 0 2862110 2969941 6941847 6966342 -362246 99371 6049692 5973546 5020343 4844826 1029349 1128720 X THE SAN FRANCISCO ESTUARY INSTITUTE CONDUCTS RESEARCH, COLLABORATES WITH OTHER SCIENTISTS, AND INTEGRATES ENVIRONMENTAL INFORMATION TO ASSESS OR PREDICT THE RESULTS OF ESTUARY MANAGEMENT ACTIONS. SFEI HELPS DEVELOP SCIENCE-BASED MANAGEMENT STRATEGIES TO ACHIEVE OUR JOINT VISION TO PROTECT AND ENHANCE THE SAN FRANCISCO ESTUARY. 0 0 2078989 1252288 REGIONAL MONITORING PROGRAM (RMP):CHEMICAL CONTAMINATION IN SAN FRANCISCO BAY IS GOVERNED BY THE SAN FRANCISCO BAY REGIONAL WATER QUALITY CONTROL BOARD (THE REGIONAL BOARD). THE REGIONAL BOARD HAS A WELL-ARTICULATED FRAMEWORK FOR MANAGING CONTAMINATION IN THE BAY CONTAINED IN THE WATER QUALITY CONTROL PLAN. THE PLAN CLASSIFIES THE VALUED ATTRIBUTES OF THE BAY AS "BENEFICIAL USES" AND ESTABLISHES WATER QUALITY OBJECTIVES THAT ARE PROTECTIVE OF THESE BENEFICIAL USES. THE RMP IS AN INNOVATIVE COLLABORATIVE EFFORT BETWEEN THE INSTITUTE, THE REGIONAL BOARD, AND THE REGULATED DISCHARGES COMMUNITY. THIS PROGRAM FOR MONITORING TRACE SUBSTANCES IN THE SAN FRANCISCO ESTUARY IS THE PRIMARY SOURCE OF INFORMATION AND USED TO EVALUATE BENEFICIAL USE IMPAIRMENT IN THE BAY DUE TO CHEMICAL CONTAMINATION. 1192161 411012 CLEAN WATER PROGRAM:THE CLEAN WATER PROGRAM IS ON THE THE NATION'S PREMIER EXAMPLES OF COHERENT WATER QUALITY SCIENCE THAT MEASURABLY IMPROVES THE ABILITY OF GOVERNMENT AGENCIES TO PROTECT AQUATIC RESOURCES. WE WOWRK CLOSELY WITH MANAGERS, REGULATORS, PLANNERS, AND OTHER DECISION-MAKERS THROUGHOUT THE STATE TO UNDERSTAND, ANTICIPATE AND MEET THEIR NEEDS FOR SCIENTIFIC AND TECHNICAL SUPPORT. THROUGH COMMUNICATION PRODUCTS AND SERVICES THAT TURN COMPLEX DATA INTO USEFUL INFORMATION, THE CLEAN WATER PROGRAM INFORMS THE PUBLIC AND CULTIVATES AN AWARENESS OF WHAT IT CAN DO TO IMPROVE WATER QUALITY AND REDUCE EXPOSOURE TO CONTAMINANTS THROUGH PERSONAL CHOICES, SUPPORT OF KEY GOVERNMENT PROGRAMS, AND OTHER OPPORTUNITIES. 719835 76073 RESILIENT LANDSCAPE PROGRAM:THE RESILIENT LANDSCAPES PROGRAM AIMS TO DEVELOP ECOSYSTEM RESTORATION AND MANAGEMENT STRATEGIES THAT SUSTAIN KEY ECOLOGICAL GOODS AND SERVICES SUCH AS WATER SUPPLIES, NATIVE BIOLOGICAL DIVERSITY, HARVESTABLE RESOURCES, FLOOD CONTROL, NATURAL TREATMENT OF POLLUTANTS, CARBON SEQUESTRATION, SEDIMENT STORAGE, AND RECREATION. WE WORK WITH A BROAD ARRAY OF PARTNERS AND STAKEHOLDERS TO VISUALIZE AND EVALUATE ALTERNATIVE STRATEGIES IN THE CONTEXT OF CHANGES IN CLIMATE AND OTHER STRESSORS. WE COMBINE OUR DESIGN WORK WITH THE DEVELOPMENT OF INNOVATIVE TOOLS FOR ASSESSING THE INDIVIDUAL AND CUMULATIVE PERFORMANCE OF RESTORATION AND MANAGEMENT ERROFTS FOR LANDSCAPES, INCLUDING WHOLE WATERSHEDS. 2396535 518303 ENVIRONMENTAL DATA INFORMATION AND TECHNOLOGIES (EDIT) AND AQUATIC SCIENCE 2396535 518303 6387520 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 37 0 1 61 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X FRANK LEUNG 5107467360 4911 CENTRAL AVENUE RICHMOND CA 94804 JAMES FIEDLER 1.00 X X 0 0 0 BARBARA SALZMAN 1.00 X X 0 0 0 DAVE TUCKER 1.00 X X 0 0 0 PHIL STEVENS 1.00 X X 0 0 0 ADAM OLIVIERI 1.00 X 0 0 0 ALAN RAMO 1.00 X 0 0 0 BRUCE WOLFE 1.00 X 0 0 0 DYAN WHYTE 1.00 X 0 0 0 JOHN CALLAWAY 1.00 X 0 0 0 KAREN SCHWINN 1.00 X 0 0 0 MITCH AVALON 1.00 X 0 0 0 TRISH MULVEY 1.00 X 0 0 0 JEFF HALTINER 1.00 X 0 0 0 JIM MCGRATH 1.00 X 0 0 0 FRED NICHOLS 1.00 X 0 0 0 STEVE RITCHIE 1.00 X 0 0 0 CHUCK WEIR 1.00 X 0 0 0 RAINER HOENICKE 40.00 X 134893 0 22286 JOSHUA COLLINS 40.00 X 125461 0 22824 JAY DAVIS 40.00 X 118371 0 15978 MEREDITH WILLIAMS 40.00 X 114572 0 11103 DAVID SENN 40.00 X 100246 0 12633 WILLIAM FEATHERSTON 40.00 X 100046 0 10376 693589 0 95200 6 0 1 0 AXYS ANALYTICAL INC 2045 MILLS RD W SIDNEY BRITISH COLUMBIA CA V8L3S8 LAB WORKS 306649 US GEOLOGICAL SURVEY BOX 70934 CHARLOTTE NC 28272 LAB WORKS 248375 APPLIED MARINE SCIENCES 4749 BENNETT DRIVE SUITE L LIVERMORE CA 94551 LAB WORKS 155549 UC DAVIS PO BOX 989062 WEST SACRAMENTO CA 95798 LAB WORKS 143990 SCCWRP 3535 HARBOR BOULEVARD 110 COSTA MESA CA 92626 LAB WORKS 124799 5 4366021 398932 4764953 PROG.SERV.REVENUE-RELA 541900 2254034 2254034 2254034 1423 1423 41661 0 41661 41661 41661 3642 0 3642 3642 7065713 2257676 0 43084 X 158303 70678 87625 2588693 2426004 162689 995356 885991 109365 254049 226652 27397 32599 32599 1773210 1733685 39525 127739 114042 13697 55726 54260 1466 396250 353619 42631 89246 41022 48224 15159 13524 1635 62483 55807 6676 45079 40361 4718 DIRECT PROGRAM EXPENSES 367074 367074 MISCELLANEOUS EXPENSES 5376 4801 575 6966342 6387520 578822 0 33156 18810 4789789 4806277 1072208 1010255 1000 1000 62083 47332 564737 474865 91456 89872 6049692 5973546 888341 860553 4109172 3973399 22830 10874 5020343 4844826 X 1020314 1114241 9035 14479 1029349 1128720 6049692 5973546 99371 0 X X 0 1 X 1 1 1 X 4494598 3863465 4276414 4403992 4764953 21803422 4494598 3863465 4276414 4403992 4764953 21803422 5343266 16460156 19448 5919 17135 2004 5065 49571 14246 9545 8016 12801 41661 86269 21939262 0.75030 0.87880 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 99424 33760 65664 413306 389098 24208 52007 52007 0 89872 SHORT TERM CAPITAL LEASE LIABILITY 10874 10874 X 7315713 250000 250000 7065713 0 7065713 7216342 250000 250000 6966342 0 6966342 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: ACCOUNTING FOR UNCERTAIN TAX POSITIONS: THE INSTITUTE IS EXEMPT FROM TAXATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701(D). THE ORGANIZATION IS ALSO EXEMPT FROM CALIFORNIA FRANCHISE TAXES UNDER SECTION 23701(D) OF THE REVENUE AND TAXATION CODE. THEREFORE, THESE FINANCIAL STATEMENTS CONTAIN NO PROVISION FOR FEDERAL OR CALIFORNIA INCOME TAXES. THE INSTITUTE HAS ADOPTED THE INTERPRETATION REGARDING ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES AND IS UNAWARE OF ANY UNRELATED BUSINESS TAXABLE INCOME OR CIRCUMSTANCES THAT WOULD THREATEN THE TAX EXEMPT STATUS. THE INSTITUTE'S INFORMATION RETURNS ARE SUBJECT TO EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES, GENERALLY FOR THREE AND FOUR YEARS AFTER THEY ARE FILED, RESPECTIVELY. 1 X X X 0 0 0 0 0 0 0 0 0 RAINER HOENICKE 134893 0 0 0 0 0 6745 0 15541 0 157179 0 0 0 FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS APPOINTS OTHER BOARD MEMBERS AS WELL AS THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS OF THE GOVERNING BODY ARE SUBJECT TO APPROVAL OF THE 14 VOTING MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE GOVERNING BODY IS PROVIDED A DRAFT VERSION OF THE FORM 990 TO REVIEW FOR ACCURACY AND COMPLETENESS. FORM 990, PART VI, SECTION B, LINE 12C THE STAFF IS MADE AWARE OF THE CONFLICT OF INTEREST POLICY ON THEIR HIRE DATE AND IS REQUIRED TO SIGN A FORM ACKNOWLEDGING THE RECEIPT OF THE POLICY. ALL SENIOR STAFF MEETS EACH WEEK TO DISCUSS FINANCIAL AND BUSINESS ISSUES. THE STAFF IS AWARE OF THE CONSEQUENCES OF NOT ADHERING TO THIS POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE SALARY OF THE EXECUTIVE DIRECTOR IS DETERMINED, REVIEWED AND APPROVED BY THE FINANCE COMMITTEE MEMBERS OF THE SFEI BOARD OF DIRECTORS. RECOMMENDATIONS ARE ACCOMPANIED BY A COMPENSATION SURVEY OF SIMILAR NON-PROFIT ORGANIZATIONS PERFORMING DUTIES OR SERVICES TYPICAL TO SFEI. AN EMPLOYEE'S SALARY IS NEGOTIATED AND SET BY THE EXECUTIVE DIRECTOR OF THE INSTITUTE WITHIN GUIDELINES SET BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. OTHER FEES FORM 990, PART IX, LINE 11G SUBCONTRACTOR : PROGRAM SERVICE EXPENSES 1,716,484. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,716,484. SUBCONTRACTOR : PROGRAM SERVICE EXPENSES 300. MANAGEMENT AND GENERAL EXPENSES 285. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 585. CONSULTANTS : PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 37,218. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 37,218. TEMPORARY STAFF : PROGRAM SERVICE EXPENSES 16,901. MANAGEMENT AND GENERAL EXPENSES 2,022. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 18,923. FINANCE COMMITTEE FORM 990 PAGE 12, PART XII, LINE 2C THERE WAS NO CHANGE IN THE OVERSIGHT PROCESS DURING THE TAX YEAR. AQUATIC SCIENCE CENTER 4311 CENTRAL AVE RICHMOND CA 94804 320240043 PROMOTION & DELIVERY OF SCIENCE SUPPORT WATER QUALITY PROTECTION CA JOINT POWERS AUTHORI 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 AQUATIC SCIENCE CENTER C 2034091 CONTRACT AQUATIC SCIENCE CENTER N 109297 ALLOCATION AQUATIC SCIENCE CENTER O 761878 ALLOCATION