2013-11-14T17:28:05-06:00 2013-06-30 942894256 ZAINER RINEHART CLARKE CPAS PC 3510 UNOCAL PL STE 350 SANTA ROSA CA 95403 990 2012-07-01 941669646 UNITED WAY OF THE WINE COUNTRY UNIT 7075284485 PO BOX A SANTA ROSA CA 95402 MICHAEL KALLHOFF PRESIDENT CEO 7075284485 2013-11-14 1 MEREDITH RENNIE P00234602 7075251163 2012 2016-02-25 16:41:14Z MICHAEL KALLHOFF PO BOX A SANTA ROSA CA 95402 3176640 0 X WWW.UNITEDWAYWINECOUNTRY.ORG X 1967 CA UWWC IS COMMITTED TO CREATE LASTING CHANGES BY ADDRESSING THE UNDERLYING CAUSE OF PROBLEMS. 36 36 15 3013 0 0 2952182 3093428 84356 78492 6009 4720 -1375 0 3041172 3176640 1657997 1741492 0 0 825024 864373 0 0 457066 538024 560811 3021045 3166676 20127 9964 2802725 3067847 533172 788330 2269553 2279517 THE MISSION OF THE UNITED WAY OF THE WINE COUNTRY IS TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF OUR COMMUNITY THROUGH LEADERSHIP, COMMUNITY ENGAGEMENT AND EFFECTIVE INVESTMENT. 0 0 690362 1) EARN IT! KEEP IT! SAVE IT! - 149 VOLUNTEERS PROCESSED 2,300 TAX RETURNS RESULTING IN $1,200,000 EITC AND $3,100,000 TOTAL TAX REFUNDS2) SCHOOLS OF HOPE SERVED 956 STUDENTS, TUTORED BY 747 VOLUNTEERS IN 49 SCHOOLS3) DAY OF CARING PROVIDED 2,300 VOLUNTEERS AND COMPLETED 130 PROJECTS4) FAMILYWIZE - SAVED $1,362,978 ON PRESCRIPTION DRUGS FOR RESIDENTS OF FIVE COUNTIES5) HUMBOLDT 211 CONNECTED FAMILIES AND INDIVIDUALS TO OVER 3,700 HEALTH AND HUMAN RESOURCES IN HUMBOLDT COUNTY 1261667 1261667 42198 UNITED WAY DELIVERED DESIGNATED DONATIONS TO 407 501(C)3 AGENCIES IN ACCORDANCE WITH THE WISHES OF OVER 3,000 INDIVIDUALS. 479825 479825 UNITED WAY'S FUNDING FOR LOCAL COMMUNITY SERVICE PROGRAMS DELIVERED THE FOLLOWING MEASURABLE RESULTS:1) 2-1-1 CONNECTED OVER 33,300 RESIDENTS TO HEALTH AND HUMAN RESOURCES IN SONOMA AND MENDOCINO COUNTIES2) 31 INDIVIDUALS GAINED EMPLOYMENT3) 700 CHILDREN AGES 3-5 WERE GIVEN TOOLS TO ENTER SCHOOL HEALTHY AND READY TO LEARN4) 700 INDIVIDUALS DOUBLED CONSUMPTION OF HEALTHY FOOD FROM LOCAL FARMERS' MARKETS 2431854 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 15 0 1 15 1 0 0 0 0 0 0 0 0 0 0 0 0 X 36 36 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X X X PAM DIDWAY 7075284485 418 B STREET SUITE 400 SANTA ROSA CA 95401 V ASSAD 1.00 X 0 0 0 M BLUESTONE 1.00 X 0 0 0 A BOTKA 1.00 X 0 0 0 C BUTNER 1.00 X 0 0 0 N CARNAM 1.00 X 0 0 0 L CARRENO 1.00 X 0 0 0 C CASTALDI 1.00 X 0 0 0 C CERVANTES 1.00 X 0 0 0 J COFFEY 1.00 X 0 0 0 D CONDRON 1.00 X 0 0 0 M COOK 1.00 X 0 0 0 R DAER 1.00 X 0 0 0 J DUNN 1.00 X 0 0 0 S FARMILOE 1.00 X 0 0 0 J HANSEL 1.00 X 0 0 0 S HERRINGTON 1.00 X 0 0 0 D KELLEY 1.00 X 0 0 0 H KOMRIJ 1.00 X 0 0 0 J LAXTON 1.00 X 0 0 0 A LEDER 1.00 X 0 0 0 K MILLISON 1.00 X 0 0 0 M MUTCH 1.00 X 0 0 0 B NORDSKOG 1.00 X 0 0 0 E OLIVARES 1.00 X 0 0 0 J PAIK 1.00 X 0 0 0 K PAPPAS 1.00 X 0 0 0 R SCARDACI 1.00 X 0 0 0 J SLOAN 1.00 X 0 0 0 M J SUAREZ 1.00 X 0 0 0 D TRAVERSI 1.00 X 0 0 0 F VAN MILLIGEN 1.00 X 0 0 0 L WITTKE SCHAFFNER 1.00 X 0 0 0 M MCKEON 1.00 X 0 0 0 A MOLGAARD 1.00 X 0 0 0 J MOORE 1.00 X 0 0 0 G MORGAN 1.00 X 0 0 0 M KALLHOFF 40.00 X 107890 0 0 K D'ASARO 40.00 X 0 0 0 P DIDWAY 40.00 X 0 0 0 107890 0 0 1 0 0 0 0 38150 3055278 12392 3093428 DONOR DESIGNATION FEES 900099 42198 42198 EVENT SPONSORSHIPS 900099 31550 31550 ADMINISTRATIVE FEES 900099 4744 4744 78492 4720 4720 3176640 78492 0 4720 1741492 1741492 204551 62658 66840 75053 512018 287263 57624 167131 147804 73018 23657 51129 80630 16590 40960 23080 14670 11340 2621 709 6472 3759 879 1834 98420 40681 19035 38704 41205 17711 11683 11811 7198 2184 3437 1577 27198 13516 4366 9316 11474 3795 2596 5083 19928 7882 4014 8032 TEMPORARY LABOR 120245 71117 19235 29893 AWARDS AND PROMOTIONS 40878 34319 2837 3722 OTHER EXPENSES 22808 12090 2654 8064 COMMUNICATIONS 17956 8057 4376 5523 51729 24382 10942 16405 3166676 2431854 277756 457066 608658 883894 361618 361960 893476 841717 20243 45150 160263 131703 16542 28560 894688 899066 7500 7500 2802725 3067847 196081 306766 332091 438134 5000 43430 533172 788330 X 2152458 2126981 110095 145536 7000 7000 2269553 2279517 2802725 3067847 9964 0 X 0 1 X 1 0 X 3211139 2721183 2757300 2825359 3093428 14608409 3211139 2721183 2757300 2825359 3093428 14608409 3418183 11190226 36961 15495 9051 6009 4720 72236 14680645 886893 0.76220 0.83830 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 32721 25316 7405 127542 106387 21155 28560 SHORT-TERM INVESTMENTS 784897 C LONG-TERM INVESTMENTS 114169 C 899066 DEFERRED REVENUE 43430 43430 X 1918294 321 3000 3321 1914973 1261667 1261667 3176640 1908009 3000 3000 1905009 1261667 1261667 3166676 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: ASC 740 DISCLOSURE: THE ORGANIZATION HAS ADOPTED ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES UNDER ACCOUNTING STANDARDS CODIFICATION (ASC) 740 INCOME TAXES. THE CODIFICATION REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE TAX RETURNS AND DOES NOT ALLOW RECOGNITION OF TAX POSITIONS WHICH DO NOT MEET A MORE-LIKELY-THAN-NOT THRESHOLD OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. THE ORGANIZATION DOES NOT BELIEVE IT HAS TAKEN ANY TAX POSITIONS THAT WOULD NOT MEET THIS THRESHOLD. THE FEDERAL AND STATE INCOME TAX RETURNS OF THE ORGANIZATION ARE SUBJECT TO POSSIBLE EXAMINATION BY THE TAXING AUTHORITIES UNTIL THE EXPIRATION OF THE RELATED STATUTES OF LIMITATIONS ON THOSE TAX RETURNS. IN GENERAL, THE FEDERAL INCOME TAX RETURNS HAVE A THREE YEAR STATUTE OF LIMITATIONS, AND THE STATE INCOME TAX RETURNS HAVE A FOUR YEAR STATUTE OF LIMITATIONS. THE POLICY OF THE ORGANIZATION IS TO REFLECT INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS AS PART OF INCOME TAX EXPENSE, WHEN AND IF THEY BECOME APPLICABLE. PART XI & XII, LINE 4B - DONOR DESIGNATIONS ARE FUNDS RECEIVED BY THE ORGANIZATION ON BEHALF OF THE OTHER NOT-FOR-PROFIT ORGANIZATIONS WHICH ARE SUBSEQUENTLY PAID OUT TO THE OTHER NOT-FOR-PROFIT ORGANIZATIONS. SINCE THE DESIGNATED FUNDS ARE RECEIVED BY AND PAID OUT BY THIS ORGANIZATION, THE REVENUE AND EXPENSE ARE INCLUDED IN GROSS REVENUE AND GROSS EXPENSES IN THE TAX RETURN. HOWEVER, SINCE THESE FUNDS ARE NOT FOR THIS ORGANIZATION, THEY ARE NOT INCLUDED IN UNRESTRICTED REVENUES OF THE AUDITED FINANCIAL STATEMENTS. THE AMOUNT OF DONOR DESIGNATED FUNDS IS SHOWN AS REDUCTION IN CHAMPAIGN PLEDEGES IN THE FINANCIAL STATEMENTS. 1 AMERICAN RED CROSS CHAPTER 05310 8550 ARLINGTON BLVD FAIRFAX VA 22031 530196605 501(C)3 5266 DESIGNATED GIFTS CARDINAL NEWMAN HIGH SCHOOL 50 URSELINE ROAD SANTA ROSA CA 95403 943139872 501(C)3 74224 DESIGNATED GIFTS CATHOLIC CHARITIES 2050 BALLENGER AVE STE 400 ALEXANDRIA VA 22314 530196620 501(C)3 156171 DESIGNATED GIFTS CHILDREN MUSEUM OF SONOMA COUNTY PO BOX 12323 SANTA ROSA CA 95406 203496878 501(C)3 11703 DESIGNATED GIFTS COMMITTEE ON THE SHELTERLESSNESS PO BOX 2744 PETALUMA CA 94953 680176855 501(C)3 15000 READY TO LEARN COMMUNITY ACTION PARTNERSHIP 1300 N DUTTON AVE SANTA ROSA CA 95401 941648949 501(C)3 43385 CAFE MICRO-ENTERPRISE DEVELOPMENT & PASITOS COMMUNITY FOUNDATION OF SONOMA 250 D STREET SUITE 205 SANTA ROSA CA 95404 680003212 501(C)3 25000 SONOMA COUNTY SCHOLARSHIP FUND COMMUNITY HEALTH CHARITIES 1331 GARDEN HIGHWAY SACRAMENTO CA 95833 941732873 501(C)3 20276 DESIGNATED GIFTS COUNCIL OF AGING 30 KAWANA SPRINGS RD SANTA ROSA CA 95404 946138714 501(C)3 10884 DESIGNATED GIFTS EARTH SHARE OF CALIFORNIA 870 MARKET STREET SUITE 703 SAN FRANCISCO CA 94102 942840364 501(C)3 12681 DESIGNATED GIFTS HUMBOLDT COUNTY OFFICE OF EDUCATION 901 MYRTLE AVE EUREKA CA 95501 943042430 501(C)3 21260 SCHOOL OF HOPE LOCAL INDEPENDENT CHARITIES 1100 LARKSPUR LANDING CIR STE 340 LARKSPUR CA 94939 943042430 501(C)3 23421 DESIGNATED GIFTS PROJECT BREAD - WALK FOR HUNGER 145 BORDER ST BOSTON MA 02128 042931195 501(C)3 7000 DESIGNATED GIFTS REDWOOD CHILDREN'S SERVICES INC 780 S DORA ST UKIAH CA 95482 680367894 501(C)3 12500 YOUTH ADVANCEMENT PROJECT REDWOOD COMMUNITY HEALTH COALITION 1301 SOUTHPOINT BLVD PETALUMA CA 94954 943220029 501(C)3 22500 HEALTHY KIDS REDWOOD EMPIRE FOOD BANK 3990 BRICKWAY BLVD SANTA ROSA CA 95403 680121855 501(C)3 31103 DESIGNATED GIFTS SALVATION ARMY SAN RAFAEL PO BOX 150548 SAN RAFAEL CA 94915 941156347 501(C)3 16800 DESIGNATED GIFTS SANTA ROSA MEMORIAL HOSPICE 439 COLLEGE AVE SANTA ROSA CA 95401 680395200 501(C)3 74256 DESIGNATED GIFTS SECOND HARVEST FOOD BANK OF MID TENNESSEE 331 GREAT CIRCLE ROAD NASHVILLE TN 37228 621049447 501(C)3 7000 DESIGNATED GIFTS SONOMA COUNTY FAMILY OF FUNDS 2300 COUNTY CENTER DRIVE 120-A SANTA ROSA CA 95403 680421813 501(C)3 39389 DESIGNATED GIFTS SONOMA STATE UNIVERSITY DEVELOPMENT - GREEN MUSIC CENTER 1801 EAST COTATI AVE ROHNERT PARK CA 94928 680338225 501(C)3 60000 DESIGNATED GIFTS SPARK 230 DOHERTY DRIVE LARKSPUR CA 94939 942934350 501(C)3 5183 DESIGNATED GIFTS ST VINCENT DE PAUL CHURCH 35 LIBERTY ST PETALUMA CA 94952 941156762 501(C)3 5000 DESIGNATED GIFTS UNITED WAY OF THE BAY AREA 550 KEARNY ST SUITE 1000 SAN FRANCISCO CA 94108 941312348 501(C)3 5929 DESIGNATED GIFTS VOLUNTEER CENTER OF SONOMA COUNTY 153 STONY CIRCLE 100 SANTA ROSA CA 95401 941751375 501(C)3 113648 2-1-1, SCHOOL OF HOPE YMCA OF SONOMA COUNTY 1111 COLLEGE AVE SANTA ROSA CA 95404 941265049 501(C)3 17500 FINANCIAL ENDOWMENT PROGRAM SCHEDULE I, PART I, LINE 2: UNITED WAY OF THE WINE COUNTRY GRANT MAKING CRITERIA: UNITED WAY OF THE WINE COUNTRY (UWWC) IS COMMITED TO PROVIDING THE NECESSARY RESOURCES FOR, AND WORKING IN PARTNERSHIP WITH, OUR APPLICANTS AND VOLUNTEERS TO ENSURE THAT PROGRAM-FUNDING DECISIONS ARE FAIR AND SOUND AND THAT WE TRULY SERVE THE NEEDS OF OUR COMMUNITY. WITHINE FUNDING GUIDELINES, WE ACCEPT PROPOSALS THAT CREDIBLY ADDRESS THE GOAL OF OUR THREE STRATEGIC AREAS OF EDUCATION, INCOME AND HEALTH AND SERVE THE COMMUNITIES OF SONOMA, MENDOCINO, LAKE, HUMBOLDT AND DEL NORTE COUNTIES. CLEAR GUIDELINES AND AN APPLICATION TEMPLATE ARE PROVIDED TO AGENCIES OUTLINING FUNDING CRITERIA AND PROVIDING TOOLS TO COMPLETE THE APPLICATION. ADDITIONALLY, WE OFFER ONE-ON-ONE COACHING TO AGENCIES THAT HAVE QUESTIONS ON HOW TO COMPLETE THE FUNDING APPLICATION. EACH PROPOSAL IS REVIEWED BY A TEAM OF VOLUNTEERS WHO EVALUATE THE RELATIVE NEED FOR THE PROGRAM PROPOSED BASED UPON THE FOLLOWING CRITERIA: 1) DOES THE PROPOSAL STATE THE SCOPE OF THE PROBLEM THAT THE PROGRAM PROPOSES TO ADDRESS IN NUMBERS AND INTENSITY? 2) DOES THE PROPOSAL ADDRESS THE IDENTIFIED CHALLENGE THROUGH USE OF DEMONSTRATED SUCCESS, BEST PRACTICES OR EVIDENCE BASED RESEARCH OR FACT-BASED EXPERIENCE? 3) DOES THE ORGANIZATION HAVE THE CAPACITY AND CAPABILITIY TO DELIVER THE PROGRAM INCLUDING QUALIFICATIONS OF KEY STAFF, BOARD, FINANCIAL STRENGTH AND RECENT PERFORMANCE ON IMPACT PROMISES? 4) DOES THE PROPOSAL CONVEY THE EFFECT OR BENEFIT THAT THE PROGRAM WILL DELIVER IN TERMS OF OUTPUTS, SUBJECTIVE OUTCOMES, OBJECTIVE OUTCOMES, RESULTS, POTENTIAL CORRELATIONS AND RETURN RATIOS PER DOLLAR OF PROPOSED FUNDING OR TOTAL PROGRAM FUNDING? THE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS ARE AS FOLLOWS: 1. THE FUNDED AGENCY MUST SUBMIT A SIX-MONTH AND 12-MONTH STATUS REPORT DEMONSTRATING PROGRESS IN ACHIEVING PROGRAM OUTPUTS, OUTCOMES AND RESULTS AS OUTLINES IN THE GRANT APPLICATION THEORY OF CHANGE MATRIX. 2. AT LEAST ONE SITE VISIT IS MADE EACH YEAR BY A TEAM OF UWWC STAFF AND VOLUNTEERS TO REVIEW PERFORMANCE. 3. UWWC COMPARES REPORTED ACTUAL PROGRAM PERFORMANCE WITH PROJECTED OUTPUTS AND OUTCOMES, ACCUMULATES MULTI-AGENCY KEY (AND NON-KEY) METRICS AND PROGRAM RESULTS FOR CORRELATION, AND PROVIDES STATISTICAL ANALYSIS TO CORRELATE CUMULATIVE KEY-METRIC OUTCOMES AND CUMULATIVE RESULTS WITH THIRD-PARTY COMMUNITY-LEVEL STATISTICS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION RELIES ON SELF-DISCLOSURE. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION USES A COMPENSATION SERVEY OR STUDY AND A COMPARISON OF OTHER NON-PROFIT ORGANIZATIONS FOR DETERMINING THE COMPENSATION OF THE OEGANIZATIONS CEO, TOP MANAGEMENT AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION PROVIDES THE TAX RETURN AND FINANCIAL STATEMENTS ON THE WEBSITE. UNITED WAY OF SILICON VALLEY 1400 PARKMOORE AVE SAN JOSE CA 951263429 941450153 ADMINISTRATIVE SUPPORT CA 501(C)(3) LINE 7 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 UNITED WAY OF SILICON VALLEY L 12543 INVOICED AMOUNT