2013-11-13T12:34:00-06:00 2012-12-31 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2012-01-01 931169142 AMERICAN GAMING ASSOCIATION AMER 2025522675 1299 PENNSYLVANIA AVENUE NW NO 1175 WASHINGTON DC 20004 GEOFF FREEMAN 2025522675 2013-11-08 1 P00847276 5712279500 2012 2016-02-25 16:41:14Z GEOFF FREEMAN 1299 PENNSYLVANIA AVENUE NW SUITE 1175 WASHINGTON DC 20004 8725236 0 X WWW.AMERICANGAMING.ORG X 1995 DC TO PROMOTE THE COMMON INTERESTS OF THE MEMBERS OF THE GAMING ENTERTAINMENT INDUSTRY. 15 15 17 14 0 0 0 0 7918251 8703520 15186 21716 0 0 7933437 8725236 0 0 0 0 4142399 3705099 0 0 0 4010761 3422896 8153160 7127995 -219723 1597241 12098370 12987621 1290069 570933 10808301 12416688 TO PROMOTE THE COMMON INTERESTS OF THE MEMBERS OF THE GAMING ENTERTAINMENT INDUSTRY. 0 0 THE ASSOCIATION ADVOCATES ON THE IMPORTANCE OF THE GAMING ENTERTAINMENT INDUSTRY, AND PROVIDES ITS MEMBERS, THE MEDIA, ELECTED OFFICIALS, OTHER DECISION MAKERS AND THE PUBLIC WITH TIMELY, ACCURATE GAMING ENTERTAINMENT INDUSTRY DATA AND INFORMATION RELATED TO THE INDUSTRY.DURING 2012 THE AGA LED A TARGETED INDUSTRY CAMPAIGN TO PROMOTE ONLINE GAMBLING LEGISLATION AND COORDINATED EFFORTS TO PROMOTE STATE-BASED REGULATORY REFORM INITIATIVES. THE AGA RELEASED NEW RESEARCH ON THE PRACTICES AND IMPACTS OF INTERNET SWEEPSTAKES CAFES, DEVELOPED A NATIONAL CAMPAIGN TO PROMOTE INDUSTRY CORPORATE SOCIAL RESPONSIBILITY AND CREATED BUSINESS OPPORTUNITIES THROUGH ITS GLOBAL GAMING EXPO FAMILY OF EVENTS IN THE U.S. AND ASIA. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 1 1 22 0 1 17 1 0 0 0 0 0 0 X 15 15 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 1 1 X X THE ORGANIZATION 2025522675 1299 PENNSYLVANIA AVE NW 1175 WASHINGTON DC 20004 KEITH SMITH 2.00 X X 0 0 0 RICHARD HADDRILL 2.00 X X 0 0 0 BRIAN R GAMACHE 2.00 X 0 0 0 PATTI S HART 2.00 X 0 0 0 GORDON R KANOFSKY 2.00 X 0 0 0 NICHOLAS KHIN 2.00 X 0 0 0 MICHAEL LEVEN 2.00 X 0 0 0 GARY LOVEMAN 2.00 X 0 0 0 VIRGINIA MCDOWELL 2.00 X 0 0 0 ADAM ROSENBERG 2.00 X 0 0 0 JAMES J MURREN 2.00 X X 0 0 0 LARRY RUVO 2.00 X 0 0 0 ANTHONY SANFILIPPO 2.00 X 0 0 0 TIM WILMOTT 2.00 X 0 0 0 GAVIN ISAACS 2.00 X 0 0 0 JAMIE ODELL 2.00 X 0 0 0 FRANK J FAHRENKOPF JR 40.00 X 1500000 0 372740 JUDY L PATTERSON 40.00 X 674039 0 194856 DOROTHY JACKSON 40.00 X 264808 0 60352 WHITAKER ASKEW 40.00 X 279423 0 55814 HOLLY WETZEL 40.00 X 137594 0 36531 2855864 0 720293 5 0 1 0 GIBRALTAR ASSOCIATES LLC 815 CONNECTICUT AVE NW SUITE 800 WASHINGTON DC 20006 CONSULTING 407032 HOGAN LOVELLS US LLP 555 13TH STREET NW WASHINGTON DC 20004 LEGAL 330298 ROPES & GRAY PO BOX 414265 BOSTON MA 02241 LEGAL 240807 FIERCE ISAKOWITZ & BLALOCK 1155 F STREET SUITE 950 WASHINGTON DC 20004 LEGAL 183037 BROWNSTEIN HYATT GARBER SCHREK LLP 410 SEVENTEENTH STREET SUITE 2200 DENVER CO 80202 CONSULTING 180121 5 TRADE SHOWS 900099 6751458 6751458 MEMBERSHIP DUES 900099 1912187 1912187 PUBLICATION SALES 900099 39875 39875 8703520 21716 21716 8725236 8703520 0 21716 X 2934747 521588 76484 90423 81857 500254 79529 703186 245 1051551 152150 41089 339989 277878 56885 37096 14511 CONTRIBUTIONS 80542 MEMBERSHIP DUES 62241 LIBRARY 16786 PAYROLL SERVICE 3451 5513 7127995 525084 1030079 31561 31608 7061361 6620317 37884 122996 397131 370605 63622 26526 3731891 4509128 646967 646967 12098370 12987621 934350 259661 57919 22500 297800 288772 1290069 570933 X 10808301 12416688 10808301 12416688 12098370 12987621 1597241 11146 0 X X 0 1 X 1 0 0 0 1 1912187 1389536 -16076 1373460 1434140 -60680 73148 73148 0 86484 86093 391 237499 211364 26135 26526 HELD FOR MANAGEMENT DEFERRED COMPENSATION PLAN 288772 288772 X 8736136 11145 11145 8724991 245 245 8725236 7127750 0 7127750 245 245 7127995 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ASSOCIATION HAS ADOPTED THE ACCOUNTING STANDARD RELATED TO UNCERTAIN INCOME TAX POSITIONS. THE STANDARD REQUIRES THAT AN UNCERTAIN INCOME TAX POSITION MUST BE MORE LIKELY THAN NOT (GREATER THAN 50% LIKELIHOOD) BEFORE IT IS RECOGNIZED IN THE FINANCIAL STATEMENTS. THE STANDARD REQUIRES THAT THE AMOUNT RECOGNIZED BE THE SAME AS THAT WHICH WOULD BE DETERMINED AS A RESULT OF A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION. DURING THE YEAR ENDED DECEMBER 31, 2012, MANAGEMENT DID NOT IDENTIFY ANY UNCERTAIN INCOME TAX POSITIONS. GENERALLY, INCOME TAX RETURNS RELATED TO THE YEARS ENDED DECEMBER 31, 2009 THROUGH 2012 REMAIN OPEN FOR EXAMINATION BY TAXING AUTHORITIES. MACAU CHINA 0 0 PROGRAM SERVICE SHARE IN GAMING TRADE SHOW REVENUE 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X X X 1 1 X X X X 0 1 0 FRANK J FAHRENKOPF JR 1000000 0 500000 0 0 0 272500 0 100240 0 1872740 0 0 0 JUDY L PATTERSON 374039 0 300000 0 0 0 172500 0 22356 0 868895 0 0 0 DOROTHY JACKSON 214808 0 50000 0 0 0 50000 0 10352 0 325160 0 0 0 WHITAKER ASKEW 214423 0 65000 0 0 0 41750 0 14064 0 335237 0 0 0 HOLLY WETZEL 130385 0 7209 0 0 0 22936 0 13595 0 174125 0 0 0 PART I, LINE 1A PERSONAL SERVICES - DRIVER PART I, LINE 4B DURING 2012 THE ASSOCIATION MADE CONTRIBUTIONS TO A 457(F) PLAN AND 457(B) PLAN. TOTAL CONTRIBUTIONS TO THE PLANS WERE MADE FOR: FRANK FAHRENKOPF, JR. $222,500 JUDY PATTERSON $122,500 GAMING BUSINESS ASIA LLC AGA OWNS 50% INTEREST IN LLC 561180 SHARE OF GAMING TRADE SHOW REVENUE 0 FORM 990, SCHEDULE L, PART IV BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: JUDY PATTERSON, THE SECRETARY/TREASURER OF THE AMERICAN GAMING ASSOCIATION, IS A MEMBER OF THE BOARD FOR THE LLC. JUDY PATTERSON SERVES AS A REPRESENTATIVE SOLELY ON BEHALF OF THE AMERICAN GAMING ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 4 IN 2012, THE AGA, AS A DISTRICT OF COLUMBIA (D.C.) NONPROFIT CORPORATION, (1) AMENDED ITS ARTICLES OF INCORPORATION, AND (2) AMENDED AND RESTATED ITS BYLAWS, TO COMPORT WITH THE ADOPTION OF REVISIONS TO THE APPLICABLE GOVERNING STATUTE FOR D.C.-INCORPORATED NONPROFITS, THE D.C. NONPROFIT CORPORATION ACT OF 2010 (THE ACT), THE PROVISIONS OF WHICH ACT GENERALLY BECAME EFFECTIVE AS OF JANUARY 1, 2012. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE NOMINATING COMMITTEE PROPOSES A SLATE OF POTENTIAL BOARD MEMBERS. ALL CLASS 1 MEMBERS VOTE FOR BOARD MEMBERS AND WRITE-INS ARE ALLOWED. THE BOARD IS ELECTED BY MAJORITY COUNT, BY THE CLASS 1 MEMBERS. IN ADDITION TO THE SEATS ELECTED BY THE CLASS I MEMBERS, AS MANY AS THREE AT-LARGE BOARD SEATS ARE ELECTED BY A MAJORITY VOTE OF THE BOARD MEMBERS THAT ARE ELECTED BY SUCH CLASS 1 MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B THE DECISIONS OF THE NOMINATING COMMITTEE ARE REVIEWED BY THE BOARD OF DIRECTORS AND ARE THEN SUBJECT TO THE APPROVAL OF THE CLASS 1 MEMBERS WHEN VOTING FOR BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 AND RELATED SCHEDULES ARE PREPARED BY THE ORGANIZATION'S CERTIFIED PUBLIC ACCOUNTANTS UNDER THE GUIDANCE OF THE PRESIDENT/CEO AND SR.VICE PRESIDENT/TREASURER. THE FORM 990 IS THEN REVIEWED INTERNALLY BY THE CEO/PRESIDENT AND SR. VICE PRESIDENT/TREASURER IN CONSULTATION WITH LEGAL COUNSEL AND, AS APPROPRIATE, FURTHER CONSULTATION WITH THE ORGANIZATION'S CERTIFIED PUBLIC ACCOUNTANTS. THE FORM 990 IS THEN MADE AVAILABLE TO ALL OF THE MEMBERS OF THE ORGANIZATION'S BOARD OF DIRECTORS PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS, OFFICERS AND KEY EMPLOYEES COMPLETE A CONFLICT OF INTEREST SURVEY ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE, COMPRISED ENTIRELY OF INDEPENDENT BOARD MEMBERS, MAKES RECOMMENDATIONS TO THE AGA BOARD OF DIRECTORS AS TO COMPENSATION FOR ITS PRESIDENT AND CEO AS WELL AS OTHER SENIOR EXECUTIVES. AS NEEDED, THE COMMITTEE UTILIZES INDUSTRY AND OTHER COMPENSATION DATA TO MAKE THESE RECOMMENDATIONS. THE AGA BOARD, WHICH IS ALSO INDEPENDENT, MAKES THE FINAL COMPENSATION DETERMINATIONS. THE AGA BOARD APPROVES A POOL OF FUNDS FOR SENIOR BONUSES. AGA'S PRESIDENT DETERMINES THE BONUS ALLOCATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. OTHER FEES FORM 990, PART IX, LINE 11G CONSULTANTS & CONTRACTORS: TOTAL EXPENSES 1,051,551. AGA HAS AN AUDIT COMMITTEE FORM 990, PART XII, LINE 2C AUDIT OVERSIGHT PROCEDURES HAVE NOT CHANGED FROM THE PRIOR YEAR. BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: FORM 990, SCHEDULE L, PART IV JUDY PATTERSON, THE SECRETARY/TREASURER OF THE AMERICAN GAMING ASSOCIATION, IS A MEMBER OF THE BOARD FOR THE LLC. JUDY PATTERSON SERVES AS A REPRESENTATIVE SOLELY ON BEHALF OF THE AMERICAN GAMING ASSOCIATION. GAMING INDUSTRY KATRINA RELIEF FUND 1299 PENNSYLVANIA AVE NW SUITE 1175 WASHINGTON DC 20004 331123741 FINANCIAL ASSISTANCE TO THOSE IMPACTED BY HURRICANE KATRINA DC 501(C)(3) LINE 7 AMERICAN GAMING ASSOCIATION 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CASINO CONNECTION INTL LLC 6625 S VALLEY VIEW BLVD LAS VEGAS NV 89118 030419057 GAMING PUBLICATION NJ EXCLUDED 0 33803 -70078 0 0 0.12660 GAMING BUSINESS ASIA LLC 383 MAIN AVENUE NORWALK CT 06851 510615268 GAMING TRADE SHOW DE RELATED 0 561180 483894 0 1 0.50000