2013-11-12T14:03:38-06:00 2012-12-31 231144520 TAIT WELLER & BAKER LLP 1818 MARKET STREET SUITE 2400 PHILADELPHIA PA 19103 990 2012-01-01 231370501 FRANKLIN INSTITUTE FRAN 2154481200 222 N 20TH STREET PHILADELPHIA PA 19103 DENNIS M WINT 2154481200 2013-11-12 1 MARTIN MAUCH P00764633 2159798800 2013-11-12 2012 2016-02-24 21:20:13Z DENNIS M WINT 222 N 20TH STREET PHILADELPHIA PA 19103 57160864 0 X WWW.FI.EDU X 1824 PA IN THE SPIRIT OF INQUIRY AND DISCOVERY EMBODIED BY BENJAMIN FRANKLIN, THE MISSION OF THE FRANKLIN INSTITUTE IS TO INSPIRE A PASSION FOR LEARNING ABOUT SCIENCE AND TECHNOLOGY. 48 47 415 1442 884244 0 11452312 10865864 15887482 20226881 1800854 1418099 1016716 1050821 30157364 33561665 250000 250000 0 0 12293908 13297857 20352 18647 1973534 16047093 18465657 28611353 32032161 1546011 1529504 134182928 144372450 23587498 28905620 110595430 115466830 X IN THE SPIRIT OF INQUIRY AND DISCOVERY EMBODIED BY BENJAMIN FRANKLIN, THE MISSION OF THE FRANKLIN INSTITUTE IS TO INSPIRE A PASSION FOR LEARNING ABOUT SCIENCE AND TECHNOLOGY. 0 0 15468499 14483917 MUSEUM ADMISSIONS & OPERATIONS: AS THE MOST-VISITED MUSEUM IN THE COMMONWEALTH AND A TOP-FIVE TOURIST DESTINATION IN THE CITY OF PHILADELPHIA, THE FRANKLIN INSTITUTE SERVES AS BOTH A PROMINENT EDUCATIONAL AND CULTURAL RESOURCE, AND AS AN ANCHOR OF THE LOCAL ECONOMY. IN 2012, THE INSTITUTE WELCOMED 775,611 VISITORS TO THE MUSEUM, INCLUDING 147,897 CHILDREN WHO CAME AS PART OF SCHOOL GROUPS, REPRESENTING EVERY COUNTY IN PENNSYLVANIA AND SURROUNDING STATES INCLUDING NEW JERSEY, DELAWARE, AND NEW YORK. THE FRANKLIN INSTITUTES LONGSTANDING REPUTATION HELPS TO ELEVATE THE COMMONWEALTH AND THE CITY OF PHILADELPHIA AS MODELS FOR CULTURAL AND INFORMAL EDUCATION EXCELLENCE. THE SCIENCE CENTER IS THE PUBLIC MUSEUM SPACE THAT WELCOMES VISITORS OF ALL AGES TO EXPLORE SCIENCE IN INTERACTIVE EXHIBITS AND PUBLIC PROGRAMS. THE INSTITUTE REMAINS FULLY COMMITTED TO PROVIDING AN EXCEPTIONAL EXPERIENCE FOR ITS MANY VISITORS AND INCREASING SERVICE TO ITS AUDIENCE, EXTENDING THE INSTITUTE'S MISSION -TO INSPIRE A PASSION FOR LEARNING ABOUT SCIENCE AND TECHNOLOGY TO CHILDREN AND FAMILIES THROUGHOUT GREATER PHILADELPHIA, REGARDLESS OF MEANS, REMAINS AS ALWAYS AT THE HEART OF ITS PRIORITIES. IT DOES SO THROUGH OUTSTANDING EXHIBITS AND MANY EDUCATION AND OUTREACH PROGRAMS, ESPECIALLY THOSE FOR DISADVANTAGED YOUTH AND FAMILIES SUCH AS COMMUNITY NIGHT SPONSORED BY TARGET, AND THE ACCESS PROGRAM THAT WELCOMES STUDENTS FROM UNDER-RESOURCED SCHOOLS FREE OF CHARGE. IN 2012, THE INSTITUTE HOSTED DEAD SEA SCROLLS: LIFE AND FAITH IN ANCIENT TIMES, A TRAVELING EXHIBITION THAT THE INSTITUTE CO-PRODUCED. THE ISRAEL ANTIQUTIES AUTHORITY FACILITATED THE LOAN OF THE MOST COMPREHENSIVE COLLECTIVE OF ANCIENT ARTIFACTS EVER TO TRAVEL OUTSIDE OF ISRAEL, INCLUDING DOZENS OF FRAGMENTS OF THE DEAD SEA SCROLLS THEMSELVES. THE INSTITUTE OFFERED A WELL-ATTENDED LECTURE SERIES IN CONJUNCTION WITH THE EXHIBIT, FEATURING ACADEMIC AND RELIGIOUS SCHOLARS WHO DISCUSSED THE HISTORY, SIGNIFICANCE, AND ARCHAEOLOGY OF THE DEAD SEA SCROLLS. THE INSTITUTE ALSO HOSTED TITANIC: THE ARTIFACT EXHIBITION DURING THE 100TH ANNIVERSARY OF THAT SHIP'S SINKING. THIS EXHIBIT WAS EXTREMELY POPULAR, AND BROUGHT VISITORS FROM AROUND THE REGION TO LEARN ABOUT THE SHIP'S CONSTRUCTION, VOYAGE, AND ARTIFACT RESCUE EFFORTS. TWO OTHER EXHIBITS, GIANT MYSTERIOUS DINOSAURS AND DESIGN ZONE, INTRODUCED VISITORS TO ARCHAEOLOGY AND THE SCIENCE BEHIND DESIGNING GAMES, RIDES, MUSIC, AND MORE.THE THREE INSTITUTE THEATERS, INCLUDING THE FELS PLANETARIUM, THE FRANKLIN 3D THEATER, AND THE TUTTLEMAN IMAX, OPENED NEW WORLDS TO HUNDREDS OF THOUSANDS OF VISITORS. THE FREQUENTLY UPDATED SCHEDULE OF IMAX DOCUMENTARY PROGRAMMING INCLUDED TITANICA, WHICH ACCOMPANIED THE TITANIC EXHIBIT, ROCKY MOUNTAIN EXPRESS, AND SPACE JUNK. ADDITIONALLY, THE INSTITUTE'S FRANKLIN THEATER PROVIDED MUSEUM GUESTS WITH ENGAGING AND EDUCATIONAL 3D FILMS THROUGHOUT THE DAY, INCLUDING MEERKATS 3D, AND WILDEST WEATHER AMONGST ITS 2012 OFFERINGS, AND THE INSTITUTE'S HISTORIC FELS PLANETARIUM CONTINUED TO OFFER OUT-OF-THIS-WORLD SHOWS THAT EXCITE VISITORS OF ALL AGES WITH AN EXPLORATION OF OUR NIGHT SKIES. 4801005 250000 3129685 MUSEUM PROJECTS THE CENTER FOR INNOVATION IN SCIENCE LEARNING AT TFI DEVELOPS MODEL PROGRAMS IN SCIENCE LEARNING FOR THE K-12 EDUCATION COMMUNITY THAT ARE DELIVERED BOTH INSIDE AND OUTSIDE THE MUSEUM WALLS, AND SERVES AS THE PRIMARY LIAISON WITH THE SCIENCE LEADERSHIP ACADEMY.COMPLETING ITS 19TH YEAR IN 2012, THE PACTS PROGRAM IS ONE OF THE REGIONS OLDEST AND MOST COMPREHENSIVE SCIENCE IMMERSION PROGRAMS FOR DIVERSE URBAN HIGH SCHOOL STUDENTS. FROM CAREERS IN SCIENCE PROGRAMS SERVING SEVERAL HUNDRED STUDENTS FROM MORE THAN 40 PHILADELPHIA PUBLIC SCHOOLS WITH ACCESS TO STEM PROFESSIONALS AS WELL AS COLLEGE EDUCATIONAL PROGRAMS AND SERVICES, APPLICATION AND FINANCIAL AID COUNSELING, TO ANNUAL ROBOTICS PROGRAMS ATTRACTING MORE THAN 1,000 PARTICIPANTS, PACTS DELIVERS UNIQUE STEM PROGRAMMING TO A DIVERSE AUDIENCE. 2012 WAS THE THIRD YEAR FOR THE INSTITUTE'S STEM SCHOLARS PROGRAMS, A CONCENTRATED PROGRAM OF 15 STUDENTS EACH YEAR WHO SHOW HIGH INTEREST IN AND APTITUDE FOR STEM FIELDS. THESE STUDENTS WILL RECEIVE STEM EDUCATION AND MENTORING THROUGHOUT THEIR HIGH SCHOOL YEARS, GROWING THE PROGRAM TO 60 STUDENTS TOTAL BY YEAR FOUR. AS THE ORGANIZER OF THE PHILADELPHIA SCIENCE FESTIVAL, THE FRANKLIN INSTITUTE HELPED 120 PARTNERS TO REACH APPROXIMATELY 100,000 PEOPLE IN NEIGHBORHOODS ACROSS THE CITY WITH HANDS-ON WORKSHOPS AND DEMONSTRATIONS IN ITS SECOND YEAR IN 2012. FEATURING A CARNIVAL ON THE PARKWAY THAT WAS ATTENDED BY MORE THAN 100 EXHIBITORS AND 20,000 PEOPLE, THE FESTIVAL ALSO HELD STARGAZING EVENTS ON CITY CORNERS AND OFFERED SYMPOSIA AT LOCAL UNIVERSITIES. FROM PRESENTING THE SCIENCE OF FOOD FERMENTATION TO "GREAT GIGS" EVENTS WHERE SCIENTISTS TALKED TO STUDENTS ABOUT THEIR JOBS, THIS YEAR'S FESTIVAL PARTNERS PRODUCED AN INCREDIBLE SLATE OF EVENTS OVER TEN DAYS.THE INSTITUTE ALSO WORKS CLOSELY WITH THE SCIENCE LEADERSHIP ACADEMY (SLA), A MAGNET HIGH SCHOOL THAT STANDS AS A FURTHER TESTAMENT TO THE INSTITUTE'S COMMITMENT TO FORMAL EDUCATION. AN INQUIRY-BASED, SCIENCE AND TECHNOLOGY-FOCUSED SCHOOL FOUNDED IN 2006 THROUGH A UNIQUE COLLABORATIVE BETWEEN THE FRANKLIN INSTITUTE AND THE SCHOOL DISTRICT OF PHILADELPHIA, SLA QUICKLY EARNED A NATIONAL REPUTATION FOR EXCELLENCE. ITS STUDENTS ARE CONSISTENTLY AMONG THE TOP PERFORMERS ON STATE STANDARDIZED TESTS, EXCEEDING THE CITY AND STATE AVERAGES IN EVERY SUBJECT. IT HAS A 95% ATTENDANCE RATE, AND A 98% GRADUATION RATE. FOR THE THIRD YEAR IN A ROW, A STUDENT WAS SELECTED FOR THE PRESTIGIOUS GATES MILLENNIUM SCHOLARSHIP, AWARDED TO ONLY 1,000 STUDENTS IN THE COUNTRY. SCHOOLS ACCEPTING SLA STUDENTS FROM THE CLASS OF 2012 INCLUDE LOCAL INSTITUTIONS DREXEL UNIVERSITY, TEMPLE UNIVERSITY, PENN STATE UNIVERSITY, THE UNIVERSITY OF PENNSYLVANIA, AND THE UNIVERSITY OF PITTSBURGH, AS WELL AS HISTORICALLY BLACK COLLEGES AND UNIVERSITIES AND A DIVERSE RANGE OF OTHER US AND INTERNATIONAL INSTITUTIONS. THE INSTITUTE LOOKS FORWARD TO CONTINUING THIS UNIQUE PARTNERSHIP WITH THE SCHOOL DISTRICT TO PROVIDE MEMORABLE OPPORTUNITIES FOR SLA'S STUDENTS, WHO COME FROM MORE THAN 60 DIFFERENT MIDDLE SCHOOLS.FOR NEARLY TWO CENTURIES THE FRANKLIN INSTITUTE AWARDS PROGRAM HAS RECOGNIZED OUTSTANDING ACHIEVEMENTS IN SCIENCE AND TECHNOLOGY, CELEBRATED THE PURSUIT OF EXCELLENCE, AND PROVIDED DYNAMIC LINKAGES BETWEEN THE INSTITUTE AND THE ACADEMIC, SCIENTIFIC, AND BUSINESS COMMUNITIES. ON APRIL 26, THE SOLD-OUT FRANKLIN INSTITUTE AWARDS CEREMONY AND DINNER WAS THE CULMINATION OF A FULL WEEK OF INSPIRING EVENTS. AWARDS WEEK, WHICH BEGAN THE MONDAY BEFORE THE AWARDS CEREMONY AND DINNER, INCLUDED A SERIES OF PUBLIC SYMPOSIA AND LECTURES THAT PROVIDED OPPORTUNITIES FOR THE INTERNATIONALLY DISTINGUISHED LAUREATES TO SHARE THEIR DISCOVERIES, EXPERIENCES, AND VIEWS WITH PUBLIC AUDIENCES. OTHER AWARDS WEEK ACTIVITIES INCLUDED LAUREATES LABORATORY, A SESSION AT THE INSTITUTE IN WHICH THE LAUREATES PARTICIPATED IN INTERACTIVE DEMONSTRATIONS OF THEIR WORK GEARED TOWARD VISITING STUDENTS; AND THE MEET THE SCIENTISTS PROGRAM, WHICH WAS MODERATED BY STUDENTS FROM THE PACTS PROGRAM.ONE HIGHLIGHT OF THE 2012 AWARDS CEREMONY AND DINNER WAS THE CONFERRING OF THE BENJAMIN FRANKLIN MEDAL IN EARTH AND ENVIRONMENTAL SCIENCE TO DR. ELLEN MOSLEY-THOMPSON AND HER HUSBAND, DR. LONNIE G. THOMPSON. THEIR COLLECTIVE STUDIES OF ICE CORES FROM AROUND THE WORLD HAVE IMPROVED THE UNDERSTANDING OF EARTH'S CLIMATE HISTORY, INCLUDING THE ROLE OF THE TROPICS IN GLOBAL CLIMATE CHANGE. THE THOMPSONS ARE THE FIRST HUSBAND-WIFE TEAM TO WIN A FRANKLIN AWARD SINCE PIERRE AND MARIE CURIE IN 1909. THE 2012 BOWER AWARD FOR ACHIEVEMENT IN SCIENCE AND ITS ACCOMPANYING $250,000 PRIZE WAS CONFERRED TO DR. LOUIS E. BRUS FOR HIS SEMINAL DISCOVERIES AND SCIENTIFIC LEADERSHIP, WHICH HAVE MADE SEMICONDUCTOR NANOCRYSTALS, THEIR SYNTHESIS, CHARACTERIZATION, AND THEORY A CORNERSTONE OF MODERN CHEMISTRY. THE 2012 BOWER BUSINESS AWARD WAS CONFERRED TO JOHN CHAMBERS, CHAIRMAN AND CEO OF CISCO SYSTEMS. FIVE OTHER SCIENTISTS, EACH OF WHOM REPRESENTS THE PINNACLE OF REVOLUTIONARY ACHIEVEMENT IN THEIR RESPECTIVE FIELDS, RECEIVED AWARDS, INCLUDING DR. VLADMIR VAPNIK (COMPUTER SCIENCE), DR. JERRY NELSON (ELECTRICAL ENGINEERING), DR. SEAN CARROLL (LIFE SCIENCES), DR. ZVI HASHIN (MECHANICAL ENGINEERING), AND DR. RASHID SUNYAEV (PHYSICS). THE JOURNAL OF THE FRANKLIN INSTITUTE, THE SECOND OLDEST SCHOLARLY JOURNAL IN CONTINUOUS PUBLICATION IN THE UNITED STATES, HAS INCREASED THE VOLUME OF ARTICLES PER ISSUE, AS WELL AS THE READERSHIP. ALL 186 YEARS OF JOURNALS ARE AVAILABLE ONLINE THROUGH LIBRARIES AND RESEARCH INSTITUTIONS. 1173524 1728556 EDUCATIONAL PROGRAMS AND SERVICESA KEY PART OF THE VISITOR EXPERIENCE AT THE FRANKLIN INSTITUTE IS SCIENCE PROGRAMMING. DURING THE YEAR THE INSTITUTE OFFERED FIVE DIFFERENT EXPERIENTIAL PACKAGES FOR GRADES 3-12. THE PACKAGES COMBINED AN EXHIBIT WITH RELATED THEATER AND WORKSHOP PROGRAMS, AND WERE DESIGNED TO SUPPORT NATIONAL SCIENCE EDUCATION STANDARDS. THE INSTITUTES WEBSITE CONTINUES TO SERVE AS A POPULAR SOURCE OF COMPLEMENTARY INFORMATION FOR EDUCATORS AND THE GENERAL PUBLIC ALIKE; NEARLY 14 MILLION PEOPLE VISITED THE WEBSITE IN 2012. 209,000 STUDENTS AND ADULTS FROM CONNECTICUT TO NORTHERN VIRGINIA WERE INSPIRED BY TRAVELING SCIENCE SHOWS PRESENTED IN 500 LOCATIONS. THE INSTITUTE HAS LONG BEEN A LEADER IN PROVIDING PROFESSIONAL DEVELOPMENT OFFERINGS FOR TEACHERS THROUGHOUT THE REGION. WHILE TEACHERS MAY ONLY HAVE ONE OPPORTUNITY TO BRING THEIR STUDENTS TO THE MUSEUM EACH YEAR, THE FRANKLIN INSTITUTE'S WEALTH OF EDUCATOR RESOURCES AND WORKSHOPS ENABLES TEACHERS TO BRING THE SPARK FOR HANDS-ON SCIENCE INTERACTION INTO THEIR DAILY LESSONS. THE INSTITUTE'S PROFESSIONAL DEVELOPMENT PROGRAMS BUILD TEACHERS' CONFIDENCE, AND HELP THEM TO ALIGN CLASSROOM EDUCATION WITH NATIONALLY MANDATED STANDARDS AND WITH INQUIRY-BASED LEARNING ACTIVITIES.EXTRACURRICULAR ACTIVITIES FOR YOUNGSTERS FILLED WEEKENDS AND VACATIONS. DISCOVERY CAMP, SPRING BREAK CAMP, AND THE SCHOOL'S CLOSED CAMP WELCOMED OVER 1,733 YOUNGSTERS, AND THE WEEKEND OVERNIGHT CAMP-IN PROGRAM DREW ANOTHER 5,000 YOUNG PEOPLE. DURING THE 2012 CALENDAR YEAR, 1,442 PEOPLE VOLUNTEERED THEIR TIME AT THE INSTITUTE. FROM WORKING AT THE BRAIN BAR ON THE FLOOR TO STAFFING THE PHILADELPHIA SCIENCE FESTIVAL TO WORKING BEHIND THE SCENES TO CATALOG ITEMS IN THE ARCHIVES, THE INSTITUTE'S VOLUNTEERS PROVIDE VALUABLE ASSISTANCE - LITERALLY. THE TOTAL VALUE OF VOLUNTEER AND INTERN TIME DONATED TO THE INSTITUTE IN 2012 EQUALS MORE THAN $1.5 MILLION. THE FRANKLIN INSTITUTE WELCOMED 59 COLLEGE INTERNS FROM SCHOOLS ACROSS THE STATE IN 2012, WHO CONTRIBUTED OVER 10,000 HOURS OUT OF THEIR BUSY SCHEDULES. IN ADDITION TO LENDING THE INSTITUTE THEIR SKILLS, THEY LEARNED ON-THE-JOB LESSONS THAT WILL HELP THEM IN THE TOUGH MARKET, AND GAINED EXPERIENCE AS MUSEUM EDUCATORS. ANOTHER GROUP OF VOLUNTEERS ARE THE RETIRED SCIENTISTS, ENGINEERS, AND INVENTORS WHO WORK ON THE FLOOR EXPLAINING THE EXHIBITS AND DEMONSTRATIONS TO VISITORS. STILL OTHER VOLUNTEERS WORK WITH STUDENTS IN THE PARTNERSHIPS FOR ACHIEVING CAREERS IN SCIENCE AND TECHNOLOGY (PACTS) PROGRAM, TEACHING THEM HOW TO BUILD ROBOTS, DESIGN BUILDINGS, AND BECOME WHO THEY WANT TO BE. OTHER VOLUNTEERS INCLUDE THE MEMBERS OF THE COMMITTEE ON SCIENCE AND THE ARTS, WHO HELP TO SELECT THE FRANKLIN AWARDS LAUREATES EACH YEAR, AND THE MANY MEMBERS OF THE COMMUNITY WHO SERVE ON BOARDS SUCH AS THE FRIENDS COMMITTEE, THE AWARDS COMMITTEE, AND THE BOARD OF TRUSTEES. IN DECEMBER 2012, THE INSTITUTE EXCEEDED ITS REVISED FUNDRAISING GOAL OF $64.7 MILLION IN ITS CAPITAL CAMPAIGN, INSPIRE SCIENCE, RAISING $65.2 MILLION IN FUNDS TO EXPAND BOTH THE INSTITUTE'S BUILDING AND PROGRAMMING TO REACH A BROADER AUDIENCE THROUGHOUT GREATER PHILADELPHIA AND BEYOND. DONORS TO INSPIRE SCIENCE FUNDED THE NEW 53,000-SQUARE-FOOT NICHOLAS AND ATHENA KARABOTS PAVILION, LOCATED ON THE INSTITUTE'S SOUTH SIDE AND ADJOINING THE BENJAMIN FRANKLIN NATIONAL MEMORIAL, WHICH WILL ALLOW THE FRANKLIN INSTITUTE TO OFFER ITS VISITORS A TRULY WORLD-CLASS SCIENCE CENTER EXPERIENCE. THE BUILDING WILL HOUSE A NEW STEM EDUCATION CENTER, A CLIMATE-CONTROLLED TRAVELING EXHIBITION GALLERY, AND A NEW CORE EXHIBIT YOUR BRAIN IN WHICH VISITORS CAN EXPLORE NEUROSCIENCE AND THEIR OWN SENSES. OVERALL, THE NICHOLAS AND ATHENA KARABOTS PAVILION WILL IMPROVE VISITOR FLOW THROUGHOUT THE BUILDING, PROVIDING A MORE COHESIVE AND HIGHER IMPACT VISITOR EXPERIENCE THAT WILL INCREASE THE ANNUAL ATTENDANCE AND NET INCOME FOR THE INSTITUTE. THE KARABOTS PAVILION WILL BE LEED CERTIFIED AT THE SILVER LEVEL, REDUCING ENERGY USAGE AND SAVING OPERATIONAL COSTS EACH YEAR. CONSTRUCTION OF THE NICHOLAS AND ATHENA KARABOTS PAVILION BEGAN ON APRIL 5, 2012 WITH AN INSTITUTE-WIDE GROUNDBREAKING CELEBRATION, AND WILL BE COMPLETED IN JUNE 2014. 6559269 637052 ANCILLARY ACTIVITIES, DEPRECIATION AND INTEREST NOT INCLUDED ABOVE. 6559269 637052 28002297 1 1 0 1 0 0 0 1 0 1 1 1 0 0 0 1 1 0 0 1 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 158 0 1 415 1 1 1 0 0 0 0 1 1 0 0 0 0 X 48 47 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 PA NJ X KSIOBHAN KEEFE 2154481200 222 N 20TH STREET PHILADELPHIA PA 19103 DENNIS M WINT PHD 37.50 X X 469496 0 62904 MARSHA R PERELMAN 1.00 X X 0 0 0 DAVID J BERKMAN 1.00 X 0 0 0 WADE H BERRETTINIMDPHD 1.00 X 0 0 0 SUZANNE BODA 1.00 X 0 0 0 RENEE B BOOTH PHD 1.00 X 0 0 0 DONALD E CALLAGHAN 1.00 X 0 0 0 MICHAEL F CAMARDO 1.00 X 0 0 0 ARTHUR L CAPLAN PHD 1.00 X 0 0 0 ROBERT M CHAPPALEAR 1.00 X 0 0 0 PETER K CLASSEN 1.00 X 0 0 0 I MICHAEL COSLOV 1.00 X 0 0 0 KEVIN F DONOHOE 1.00 X 0 0 0 DANIEL K FITZPATRICK CFA 1.00 X 0 0 0 MICHAEL 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DARRELL L CLARKE 1.00 X 0 0 0 THE HONORABLE TOM CORBETT 1.00 X 0 0 0 THE HONORABLE MICHAEL NUTTER 1.00 X 0 0 0 MICHAEL A SANCHEZ 1.00 X 0 0 0 WILLIAM J AVERY 1.00 X 0 0 0 JAMES J EBERL 1.00 X 0 0 0 JAMES A UNRUH 1.00 X 0 0 0 MICHAEL F BARRY 1.00 X 0 0 0 LARRY DUBINSKI 37.50 X 250990 0 37264 BRUCE FISHBERG 37.50 X 60479 0 18360 K SIOBHAN KEEFE 37.50 X 120616 0 12610 FREDERIC MNBERTLEYPHD 37.50 X 162410 0 25286 TROY COLLINS 37.50 X 202910 0 24946 RICHARD D RABENA 37.50 X 153802 0 33145 STEVEN L SNYDER PHD 37.50 X 155314 0 30290 REID O STYLES 37.50 X 148396 0 23427 MARISA WIGGLESWORTH 37.50 X 141914 0 24314 KATHRYN GIORGIANNI 37.50 X 123313 0 22116 LOIS SWITKIN 37.50 X 103677 0 13739 2093317 0 328401 11 0 1 0 SKANSKA USA 518 E TOWNSHIP LINE RD STE 200 BLUE BELL PA 19422 BUILDING CONSTRUCTION 4857220 HAMELIN MEDIA 525 RIGHTERS FERRY ROAD BALA CYNWYD PA 19004 MEDIA CONSULTATION & PLACEMENT 1086473 ABM JANITORIAL LOCK BOX 6626 PO BOX 8500 PHILADELPHIA PA 19178 OUTSOURCED CLEANING 632344 FROG COMMISSARY CATERING 222 N 20TH ST PHILADELPHIA PA 19103 CATERING 491603 ALLIED BARTON SECURITY SERVICES PO BOX 828854 PHILADELPHIA PA 19182 SECURITY SERVICES 442827 13 80755 566152 10092 10208865 3074475 10865864 MUSEUM ADMISSIONS 900099 12427966 12427966 MUSEUM PROJECTS 900099 3159116 3129685 29431 ANCILLARY ACTIVITIES 900099 2315111 2055951 259160 EDUCATIONAL PROGRAMS A 611710 1728556 1728556 THEATRES 713990 595653 595653 479 479 20226881 718170 718170 491062 491062 24023830 23323901 699929 699929 699929 198545 566152 275359 -76814 -76814 636512 -61 636573 636573 33561665 19979210 884244 1832347 250000 250000 1648594 929765 574702 144127 8510959 7109693 485056 916210 803524 639571 79637 84316 1616648 1155917 270964 189767 718132 571603 71173 75356 23964 3333 16593 4038 58000 58000 18647 18647 961483 841473 103371 16639 1566875 1564260 2615 659008 469411 91430 98167 175919 173170 252 2497 683130 682796 334 2147399 2146689 710 407782 387717 12069 7996 48169 41697 3415 3057 662175 662175 5897094 5897094 405012 248849 156163 PROGRAM AND EXHIBIT SU 2672566 2666751 5692 123 MISCELLANEOUS 1357997 1192071 11605 154321 EVENT EXPENSES 277290 269314 7976 CULTIVATION AND FUFLILL 257452 13115 4561 239776 204342 85833 100346 18163 32032161 28002297 2056330 1973534 14533233 17981487 5248392 7690172 1791905 1824040 18618 10879 719126 1013447 135383534 66519604 66621289 68863930 32908279 33859619 11394641 12365016 780000 615789 167445 148071 134182928 144372450 7763737 9845578 640981 4598018 15182780 14462024 23587498 28905620 X 57579473 60270908 39181845 40391435 13834112 14804487 110595430 115466830 134182928 144372450 X 1529504 3269019 19351 53526 X X 0 1 X 1 1 1 X 11287619 5984581 6251106 11452312 10813204 45788822 11287619 5984581 6251106 11452312 10813204 45788822 8537237 37251585 1736140 1170139 949642 1335424 1209233 6400578 52189400 87837655 0.71380 0.85160 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 32032161 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COLLECTION ITEMS ARE HELD AS HISTORICAL TREASURES AND ARE UNDER THE STEWARDSHIP OF THE INSTITUTE ACTING THROUGH ITS PRESIDENT AND SENIOR CURATOR. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS SUPPORT A VARIETY OF THE FRANKLIN INSTITUTE'S ACTIVITIES BASED UPON ORIGINAL DONOR INTENT. ACTIVITIES SUPPORTED INCLUDE THE FOLLOWING: AWARDS PROGRAM, LIBRARY, CURATORIAL AND COLLECTIONS, MUSEUM PROGRAMS, SUBSIDIZED ADMISSION TO THE SCIENCE MUSEUM AND GENERAL OPERATIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: MANAGEMENT HAS REVIEWED THE TAX POSITIONS FOR EACH OF THE OPEN TAX YEARS (2009-2011) OR EXPECTED TO BE TAKEN IN THE INSTITUTE'S 2012 TAX RETURN AND HAS CONCLUDED THAT THERE ARE NO SIGNIFICANT UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD -61. FUNDRAISING EVENTS DIRECT EXPENSES 275,359. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD -61. FUNDRAISING EVENTS DIRECT EXPENSES 275,359. FOOTNOTE TEXT RE: COLLECTION ASSETS - COLLECTION ASSETS OF THE INSTITUTE HAVE NOT BEEN CAPITALIZED NOR RECOGNIZED. COLLECTION ITEMS ARE HELD AS HISTORICAL TREASURES AND ARE UNDER THE STEWARDSHIP OF THE INSTITUTE ACTING THROUGH ITS PRESIDENT AND SENIOR CURATOR. DESCRIPTION OF COLLECTION OF ASSETS: THE HISTORICAL AND INTERPRETIVE COLLECTIONS OF THE FRANKLIN INSTITUTE ARE ORGANIZED INTO THREE TYPES OF HOLDINGS: MUSEUM, ARCHIVES AND LIBRARY. THEY EACH PLAY AN INSTRUMENTAL ROLE IN EDUCATIONAL AND PUBLIC PROGRAMMING THROUGH PERMANENT AND TEMPORARY GALLERY EXHIBITIONS; DEVELOPMENT INITIATIVES; OUTREACH, MARKETING, AND PROMOTIONAL ACTIVITIES; AND INTERNET-BASED PRESENTATIONS. FOOTNOTE TEXT RE: INCOME TAX STATUS - THE INSTITUTE HAS BEEN GRANTED EXEMPTION FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("THE CODE") AND HAS BEEN CLASSIFIED AS AN ORGANIZATION, WHICH IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. CERTAIN UNRELATED BUSINESS INCOME IS SUBJECT TO FEDERAL INCOME TAXES. MIDDLE EAST AND NORTH AFRICA 0 7 PROGRAM SERVICES MEETING TO ASSIST IN DEVELOPMENT OF STEM SCHOOL IN EGYPT. 23000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 FUNDRAISING 0 7 0 0 0 7 23000 0 23000 0 0 0 0 0 0 X X X X X X X 1 LYNN M IERARDI 5 FOREST ROAD WAYNE PA 19087 PLANNED GIVING CONSULTANT 0 0 12000 -12000 12000 -12000 PA NJ FRANKLIN AWARDS 764697 566152 198545 139608 135751 764697 566152 198545 139608 135751 275359 -76814 1 BOWER AWARD AND PRIZE FOR ACHIEVEMENT IN SCIENCE 1 250000 THE FRANKLIN INSTITUTE AWARDS ONE INDIVIDUAL WITH THE BOWER AWARD AND PRIZE FOR ACHIEVEMENT IN SCIENCE EACH YEAR. THE AWARD WINNER IS CHOSEN BY THE COMMITTEE ON SCIENCE AND THE ARTS, FOLLOWING A FORMAL NOMINATION AND DELIBERATION PERIOD. THE PRIZE MONEY AWARDED IS NOT A GRANT, SO MONITORING OF USE OF FUNDS IS NOT REQUIRED OR APPROPRIATE. THE FRANKLIN INSTITUTE MAKES DE MINIMIS SCHOLARSHIP AND PARTICIPANT SUPPORT/HONORARIA PAYMENTS TO INDIVIDUALS THROUGHOUT ITS NORMAL COURSE OF BUSINESS. NONE OF THESE PAYMENTS EXCEED $5,000. PAYMENTS FOR SCHOLARSHIPS ARE MADE TO THE STUDENTS' SCHOOLS DIRECTLY RATHER THAN TO THE INDIVIDUAL, THEREBY ENSURING PROPER USE OF SCHOLARSHIP FUNDS. THE FRANKLIN INSTITUTE DOES NOT ISSUE GRANTS TO INDIVIDUALS OR ORGANIZATIONS. X 1 1 X X X X 1 0 0 0 0 0 0 0 0 DENNIS M WINT PHD 353630 0 115866 0 0 0 32633 0 30271 0 532400 0 0 0 LARRY DUBINSKI 208252 0 42738 0 0 0 15580 0 21684 0 288254 0 0 0 FREDERIC MNBERTLEYPHD 150350 0 12060 0 0 0 9013 0 16273 0 187696 0 0 0 TROY COLLINS 180821 0 22089 0 0 0 10751 0 14195 0 227856 0 0 0 RICHARD D RABENA 141698 0 12104 0 0 0 12973 0 20172 0 186947 0 0 0 STEVEN L SNYDER PHD 142833 0 12481 0 0 0 10384 0 19906 0 185604 0 0 0 REID O STYLES 136421 0 11975 0 0 0 14904 0 8523 0 171823 0 0 0 MARISA WIGGLESWORTH 136914 0 5000 0 0 0 8161 0 16153 0 166228 0 0 0 SUPPLEMENTAL INFORMATION PART III DURING 2012, THE FRANKLIN INSTITUTE PROVIDED MEMBERSHIP IN THE UNION LEAGUE OF PHILADELPHIA, THE PHILADELPHIA CLUB AND THE CORINTHIAN YACHT CLUB FOR THE PRESIDENT AND CEO. A NARBERTH BOROUGH INDUSTRIAL DEVELOPMENT AUTHORITY 233077385 2004-01-01 5725000 REFINANCED DEBT, FUNDING FOR PRIOR CAPITAL PROJECTS 0 0 0 B PHILADELPHIA AUTHORITY FOR INDUSTRIAL DEVELOPMENT 232237287 717818QG8 2006-01-01 14095000 REFINANCE DEBT, FUNDING FOR PRIOR CAPITAL PROJECTS 0 0 0 A 5725000 1990 1 0 1 1 B 14265843 206552 1990 0 1 1 1 A 0 0 0 0 1 0 0 B 0 0 0 0 1 0 0 A 0 0 0 0 1 1 CITIZENS BANK 9.000000000000 0 0 0 0 0 B 1 0 1 BANK OF AMERICA 20.000000000000 0 0 0 0 0 X 23 3074476 MARKET VALUE 0 1 1 THIRD PARTY USE: PART I, LINE 32B: WITH ONE EXCEPTION IN 2012, THE FRANKLIN INSTITUTE UTILIZES A BROKER TO IMMEDIATELY SELL ANY GIFTS OF SECURITIES UPON RECEIPT OF THE GIFT. THE EXCEPTION IN 2012 WAS MADE FOR A GIFT OF 287,100 SHARES OF AMREP STOCK, THAT WERE RECEIVED ON SEPTEMBER 26, 2012, AND SOLD PERIODICALLY THROUGH DECEMBER 4, 2012. FORM 990, PART VI, SECTION A, LINE 2 DAVID BERKMAN IS ON THE BOARD AND IS AN INVESTOR IN FRANKLIN SQUARE CAPITAL PARTNERS, WHERE MICHAEL FORMAN IS THE MANAGING GENERAL PARTNER. MICHAEL CAMARDO SERVES AS AN ADVISORY BOARD MEMBER AT DAY & ZIMMERMAN, WHERE HAL YOH IS CHAIRMAN AND CEO. DANIEL HILFERTY IS PRESIDENT AND CEO OF INDEPENDENCE BLUE CROSS, WHERE DENIS O'BRIEN CURRENTLY SERVES ON THE BOARD. MICHAEL FORMAN HAS A BUSINESS RELATIONSHIP WITH DAVID BERKMAN AND IRA LUBERT. MARSHA PERELMAN'S FAMILY IS REPRESENTED IN CERTAIN INSTANCES BY BLANK ROME, WHERE JOAN STERN IS SENIOR PARTNER, PUBLIC FINANCE. HAL YOH IS THE CHAIRMAN AND CEO OF DAY & ZIMMERMAN, WHERE MICHAEL CAMARDO SERVES ON THE BOARD OF ADVISORS, WHICH IS NOT A BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS THE DRAFT FORM 990, AND APPROVES THE FORM 990 PRIOR TO IT BEING FILED WITH THE IRS. AND, A COMPLETE COPY OF FORM 990 IS PROVIDED TO THE BOARD PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE FRANKLIN INSTITUTE BOARD MEMBERS AND SENIOR MANAGEMENT STAFF COMPLETE AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE AND DISCLOSURE FORM, WHICH INCLUDES ACKNOWLEDGING RECEIPT OF AND FAMILIARITY WITH THE INSTITUTE'S CODE OF CONDUCT AND ETHICS POLICY. IN ADDITION, ALL EMPLOYEES RECEIVE THE CODE OF CONDUCT AND ETHICS POLICY APPROVED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 KEY EMPLOYEES AND OFFICERS OF THE FRANKLIN INSTITUTE IN 2012 INCLUDED THE FOLLOWING INDIVIDUALS: DENNIS WINT, PRESIDENT AND CEO LARRY DUBINSKI, COO BRUCE FISHBERG, SENIOR VICE PRESIDENT OF FINANCE AND ADMINISTRATION TROY COLLINS, SENIOR VICE PRESIDENT OF PROGRAMS, MARKETING AND BUSINESS DEVELOPMENT FREDERIC BERTLEY, SENIOR VICE PRESIDENT FOR SCIENCE RICHARD RABENA, VICE PRESIDENT OF OPERATIONS AND CAPITAL PROJECTS STEVEN SNYDER, VICE PRESIDENT OF EXHIBITS AND PROGRAM DEVELOPMENT SIOBHAN KEEFE, VICE PRESIDENT OF FINANCE & TREASURER THE PROCESS THE FRANKLIN INSTITUTE USES TO ESTABLISH COMPENSATION FOR OFFICERS AND KEY EMPLOYEES INCLUDES A COMPLETE REVIEW OF EXECUTIVE COMPENSATION LEVELS BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES OF THE FRANKLIN INSTITUTE. THE REVIEW IS BASED ON A MARKET ANALYSIS PREPARED BY THE HAY GROUP USING PUBLISHED COMPENSATION SURVEYS FOR BOTH NOT-FOR-PROFIT AND FOR-PROFIT ORGANIZATIONS COMPARABLE IN SIZE TO THE FRANKLIN INSTITUTE. COMPENSATION DECISIONS ARE MADE ON TWO LEVELS: RECOMMENDATIONS ARE MADE BY THE PRESIDENT AND CEO TO THE COMPENSATION COMMITTEE FOR APPROVAL OF ACTIONS REGARDING THE COMPENSATION OF SENIOR VICE PRESIDENTS AND VICE PRESIDENTS. THE COMPENSATION COMMITTEE DEVELOPS RECOMMENDATIONS FOR THE PRESIDENT AND CEO'S COMPENSATION AND REFERS ITS RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES FOR APPROVAL. THIS PROCESS WAS USED TO REVIEW THE COMPENSATION LEVELS OF ALL OF ITS EXECUTIVES LISTED ABOVE AND TO SUBSTANTIATE COMPENSATION ACTIONS IN 2012. FORM 990, PART VI, SECTION C, LINE 19 THE FRANKLIN INSTITUTE'S FORM 990 IS POSTED ANNUALLY ON GUIDESTAR.ORG. THE FRANKLIN INSTITUTE PUBLISHES AN ANNUAL REPORT, WHICH INCLUDES THE AUDITED STATEMENT OF OPERATIONS AND CHANGES IN NET ASSETS AND THE AUDITED STATEMENT OF FINANCIAL POSITION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: NET UNREALIZED GAIN ON INTEREST RATE SWAP 50,338. NET ACTUARIAL GAIN ON DEFINED BENEFIT RETIREMENT PLAN 3,188. FORM 990, PART XI, LINE 2C THE ORGANIZATION HAS A SEPARATE AUDIT COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT. THERE HAS BEEN NO CHANGE FROM THE PRIOR YEAR. BARTOL RESEARCH FOUNDATION C/O THE FRANKLIN INSTITUTE 222 N 20 PHILADELPHIA PA 19103 232482657 INVESTS FUNDS TO SUPPORT BARTOL RESEARCH INSTITUTE AT THE UNIV. OF DELAWARE PA 501(C)(3) 509(A)(3) THE FRANKLIN INSTITUTE 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0