2013-11-12T12:01:34-06:00 2012-12-31 363468829 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2012-01-01 366144362 CHICAGO ARCHITECTURE FOUNDATION CHIC 3129223432 224 SOUTH MICHIGAN AVE CHICAGO IL 60604 LYNN OSMOND 3129223432 2013-10-17 1 KIMBERLY A HAUMANN P00546491 3122071040 2013-10-17 2012 2016-03-07 17:11:31Z LYNN OSMOND 224 SOUTH MICHIGAN AVE CHICAGO IL 60604 13971552 0 X WWW.ARCHITECTURE.ORG X 1966 IL ADVANCE PUBLIC KNOWLEDGE AND APPRECIATION OF ARCHITECTURE. SEE SCHEDULE O.THE CHICAGO ARCHITECTURE FOUNDATION'S (CAF) MISSION IS TO INSPIRE PEOPLE TO DISCOVER WHY DESIGN MATTERS. CAF ADVANCES PUBLIC INTEREST AND EDUCATION IN ARCHITECTURE AND DESIGN, WHICH THE ORGANIZATION PURSUES THROUGH ARCHITECTURE TOURS, EXHIBITIONS, LECTURES, SPECIAL EVENTS, AS WELL AS ADULT, YOUTH AND FAMILY PROGRAMS. PROGRAMS ENHANCE APPRECIATION OF CHICAGO'S ARCHITECTURAL LEGACY, AND PROMOTE UNDERSTANDING AND ENCOURAGE DIALOGUE ABOUT HOW THE BUILT ENVIRONMENT SHAPES THE CITY'S FUTURE. 37 37 83 522 161238 11306 1907751 1953971 8473361 8912894 42698 45969 1184799 1286129 11608609 12198963 0 24168 0 0 3578305 3699774 16000 0 993108 7817249 8261576 11411554 11985518 197055 213445 5470347 5594154 584361 580271 4885986 5013883 X THE CHICAGO ARCHITECTURE FOUNDATION'S (CAF) MISSION IS TO INSPIRE PEOPLE TO DISCOVER WHY DESIGN MATTERS. CAF ADVANCES PUBLIC INTEREST AND EDUCATION IN ARCHITECTURE AND RELATED DESIGN. THE ORGANIZATION PURSUES THIS MISSION THROUGH A COMPREHENSIVE PROGRAM OF ARCHITECTURE TOURS, EXHIBITIONS, LECTURES, SPECIAL EVENTS, AND YOUTH EDUCATION PROGRAMS, ALL DESIGNED TO ENHANCE PUBLIC AWARENESS AND APPRECIATION OF CHICAGO'S OUTSTANDING ARCHITECTURAL LEGACY.THE VISIONBECAUSE NO ART OTHER THAN ARCHITECTURE SO VIVIDLY EXPRESSES WHAT CHICAGO IS AND WHERE IT IS GOING, THE CHICAGO ARCHITECTURE FOUNDATION WILL CONTINUE TO EDUCATE THE PUBLIC TO EXPECT THE HIGHEST STANDARDS FROM CHICAGO'S BUILT ENVIRONMENT. 0 0 5873235 8688843 TOURS ARE THE HALLMARK OF THE CHICAGO ARCHITECTURE FOUNDATION, DRAWING 292,919 VISITORS FROM ALL OVER THE GLOBE BY OFFERING INSIGHTS INTO CHICAGO'S BUILDINGS, NEIGHBORHOODS, AND ENVIRONMENTS. CAF'S TOURS ARE KNOWN FOR THE HIGH QUALITY EXPERIENCE WITH 450 EXTENSIVELY TRAINED VOLUNTEER DOCENTS. ALL OF CAF'S TOURS ARE CONCEPTUALIZED, RESEARCHED, AND WRITTEN BY DOCENTS, WITH NEW OFFERINGS EACH YEAR. TOURS INCLUDE 94 DISTINCT WALKING, BOAT, BUS, EL AND BICYCLE TOURS AND ARE CONDUCTED 363 DAYS OF THE YEAR. 558083 42590 CAF OFFERS EXHIBITIONS AND PUBLIC PROGRAMS ON THE SUBJECT OF ARCHITECTURE AND THE BUILT ENVIRONMENT. IN 2012, MORE THAN 160,000 PEOPLE SAW OUR EXHIBITIONS AND A TOTAL OF 6,075 PEOPLE ATTENDED PUBLIC PROGRAMS ON SUBJECTS SUCH AS SUSTAINABILITY, PRESERVATION, PLANNING AND DESIGN. THERE WERE MORE THAN 60 PROGRAMS OFFERED IN 2012 AND OF THESE PROGRAMS, ATLEAST 40 WERE FREE (67%). CAF CONTINUED TO DEVELOP THE NEIGHBORHOOD VOICES PROGRAM, WHICH ENGAGES RESIDENTS IN CHICAGO'S NEIGHBORHOODS IN CREATING TOURS THAT PROMOTE THEIR COMMUNITIES. THE SECOND ANNUAL OPEN HOUSE CHICAGO WEEKEND ATTRACTED NEW AUDIENCES TO CAF WHO WERE ENTICED BY FREE, BEHIND THE SCENES PUBLIC ACCESS TO MORE THAN 193 UNIQUE LOCATIONS ACROSS 12 CHICAGO NEIGHBORHOODS AND DOWNTOWN. NEARLY 40,000 PEOPLE ATTENDED FROM EVERY U.S. STATE AND 56 COUNTRIES. 86% OF ATTENDEES WERE RESIDENTS OF THE CHICAGO METROPOLITAN REGION AND 50% OF ALL ATTENDEES WERE ENTIRELY NEW TO CAF. 711746 69068 THE CAF YOUTH INITIATIVES AND CAF TEEN PROGRAMS PROVIDE PROGRAMMING AND TOURS ON THE SUBJECT OF ARCHITECTURE AND THE BUILT ENVIRONMENT, COVERING CURRICULUM SUBJECTS OF SCIENCE, MATH AND ART, FOR K-12 STUDENTS AND TEACHERS. CAF DIRECTLY SERVED 6,382 STUDENTS AND TEACHERS THROUGH FIELD TRIPS, WORKSHOPS, COMPETITIONS AND PRESENTATIONS, AND INDIRECTLY SERVED 38,658 STUDENTS THROUGH PRINTED AND ONLINE CURRICULA FOR A TOTAL REACH OF 45,040 PEOPLE. 2012 WAS THE 30TH YEAR OF THE NEWHOUSE ARCHITECTURE & DESIGN COMPETITION, ENGAGING 22 CHICAGO AREA SCHOOLS AND 697 STUDENTS. 12 STUDENTS RECEIVED PAID INTERNSHIPS TO CHICAGO ARCHITECTURE AND CONTRUCTION FIRMS. 6 STUDENTS EXPERIENCED TALIESIN, AN INTENSIVE WEEKLONG ARCHITECTURAL STUDIO PROGRAM AT THE FRANK LLOYD WRIGHT SCHOOL OF ARCHITECTURE. 2408489 24168 1009050 MUSEUM SHOP, MARKETING AND OTHER PROGRAM SERVICES 2408489 24168 1009050 9551553 1 1 0 0 0 0 0 1 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 112 0 1 83 1 1 1 0 0 0 0 1 1 0 0 0 0 X 37 37 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X AARON ANDERSEN 3129223432 224 SOUTH MICHIGAN AVE CHICAGO IL 60604 JOHN C PINTOZZI 1.00 X X 0 0 0 SANDRA HELTON 1.00 X X 0 0 0 DIANE ATWOOD 1.00 X 0 0 0 M MICHELLE BLAISE 1.00 X 0 0 0 TOM BREAN 1.00 X 0 0 0 JOEL M CARLINS 1.00 X 0 0 0 DAVID CHERNOFF 1.00 X 0 0 0 CAROL COLETTA 1.00 X 0 0 0 JOHN DICIURCIO 1.00 X 0 0 0 WALTER L ECKENHOFF 1.00 X 0 0 0 JOAN BURNSTEIN GAND 1.00 X 0 0 0 GORDON GILL 1.00 X 0 0 0 BRECK HANSON 1.00 X 0 0 0 LORI HEALEY 1.00 X 0 0 0 KURT KARNATZ 1.00 X 0 0 0 ALVIN KATZ 1.00 X 0 0 0 THOMAS KERWIN 1.00 X 0 0 0 CARLOS MARTINEZ 1.00 X 0 0 0 BRIAN A MCCARTHY 1.00 X 0 0 0 LISA MCCLUNG 1.00 X 0 0 0 DORRI MCWHORTER 1.00 X 0 0 0 ROBIN MCCOWN 1.00 X 0 0 0 RICK MURRAY 1.00 X 0 0 0 CATHERINE ODELBO 1.00 X 0 0 0 VAN GORDON SAUTER 1.00 X 0 0 0 JULIA STASCH 1.00 X 0 0 0 STEVEN GM STEIN 1.00 X 0 0 0 JOHN SYVERTSEN 1.00 X 0 0 0 MICHAEL A TOOLIS 1.00 X 0 0 0 JOHN TOLVA 1.00 X 0 0 0 DANIEL WALSH 1.00 X 0 0 0 KEVIN WILLER 1.00 X 0 0 0 ROSS WIMER 1.00 X 0 0 0 MARY JO HOAG 1.00 X 0 0 0 DEVON PATTERSON 1.00 X 0 0 0 JILL TANZ 1.00 X 0 0 0 WALTER D STREET 1.00 X 0 0 0 LYNN OSMOND 40.00 X 328087 0 15308 SHARI MASSEY 40.00 X 105466 0 3878 AARON ANDERSEN 40.00 X 7917 0 0 MARILYN JACKSON 40.00 X 131637 0 0 JENNIFER VANVALKENBURG 40.00 X 129506 0 11113 GREGORY DREICER 40.00 X 100347 0 11780 802960 0 42079 5 0 1 0 OMNI COMMERCIAL GROUP INC 617 CHURCH ROAD ELGIN IL 60123 CONSTRUCTION COMPANY 110063 1 553663 85300 284426 1030582 4774 1953971 TOUR SALES 900099 8688843 8688843 PROGRAM FEES 900099 224051 224051 8912894 25637 25637 4592 4592 23202 0 23202 23202 23202 635061 614729 20332 20332 20332 403057 85300 202617 200440 200440 2013138 955243 1057895 896657 161238 12198963 9809551 161238 274203 24168 24168 477068 131637 345431 2783445 1770758 545635 467052 58781 58781 201214 341552 -223297 82959 179266 179266 28244 28244 234188 110461 66038 57689 207131 207131 32287 10162 20955 1170 68360 24607 41659 2094 48381 48381 543562 445890 44680 52992 101620 71723 24989 4908 56521 26454 25379 4688 1082 1082 200758 104208 96550 56324 56324 PROGRAM TRANSPORTATION 5259082 5259082 CATERING 256184 102163 154021 PROGRAM SERVICES 82336 80428 1908 UNRELATED BUSINESS INCO 2882 2882 1082634 789866 129141 163627 11985518 9551553 1440857 993108 251827 145083 687033 481884 1070703 1341362 93189 97099 383889 352117 56893 115551 1445539 487984 872803 957555 1276458 1382805 777552 720698 5470347 5594154 338668 360340 114346 0 49551 55004 81796 164927 584361 580271 X 3085377 2999519 1770474 1980229 30135 34135 4885986 5013883 5470347 5594154 213445 9335 -94883 0 X 0 1 X 1 0 X 1685983 2409207 2369445 1907751 1953971 10326357 1685983 2409207 2369445 1907751 1953971 10326357 620494 9705863 30580 28162 34534 44851 53431 191558 8219 8219 10526134 48807538 0.92210 0.92570 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 716823 X 0 253643 4000 7406 265049 241332 5000 7311 253643 235541 5791 241332 25135 210445 -39 235541 5135 20000 25135 0.86050 0.12880 0.01070 0 0 468349 49696 418653 436306 336088 100218 540884 102200 438684 957555 SECURITY DEPOSITS 3875 COLLECTION ITEMS (CHICAGO MODEL CITY) 716823 720698 CAPITAL LEASE OBLIGATIONS 4761 DEFERRED RENT 160166 164927 X 13731404 9335 398208 169655 577198 13154206 -955243 -955243 12198963 13477779 398208 1118221 1516429 11961350 24168 24168 11985518 PART III, LINE 4: CAF CREATED A LARGE SCALE DETAILED ACCURATE MODEL OF THE CITY OF CHICAGO IN ORDER TO EDUCATE THE PUBLIC ON CHICAGO ARCHITECTURE, PLANNING AND BUILT ENVIRONMENT. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE FOUNDATION'S ENDOWMENT CONSISTS OF TWO INDIVIDUAL FUNDS THAT ENSURE THE CONTINUING VIABILITY OF THE FOUNDATION SO THAT FUTURE GENERATIONS OF VISITORS AND RESIDENTS MAY EXPERIENCE, UNDERSTAND, AND APPRECIATE THE BUILT ENVIRONMENT, BOTH IN CHICAGO AND BEYOND. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 510(C)(3) OF THE UNITED STATES INTERNAL REVENUE CODE. NO PROVISION HAS BEEN MADE FOR FEDERAL AND STATE INCOME TAXES IN THE ACCOMPANYING COMBINED FINANCIAL STATEMENTS. THE FOUNDATION'S APPLICATION OF GAAP REGARDING UNCERTAIN TAX POSITIONS HAD NO EFFECT ON ITS FINANCIAL POSITIONS AS MANAGEMENT BELIEVES THE FOUNDATION HAS NO MATERIAL UNRECOGNIZED INCOME TAX BENEFITS, INCLUDING ANY POTENTIAL RISK OF LOSS OF ITS NOT-FOR-PROFIT TAX STATUS. THE FOUNDATION WOULD ACCOUNT FOR ANY POTENTIAL INTEREST OR PENALTIES RELATED TO POSSIBLE FUTURE LIABILITIES FOR UNRECOGNIZED INCOME TAX BENEFITS AS INCOME TAX EXPENSE. MANAGEMENT BELIEVES THE FOUNDATION IS NO LONGER SUBJECT TO EXAMINATION BY FEDERAL, STATE, OR LOCAL TAX AUTHORITIES FOR PERIODS BEFORE 2009. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED BY ASSOCIATION OF ARCHITECTURE ORGANIZATIONS 169,655. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -955,243. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 955,243. EXPENSES REPORTED BY ASSOCIATION OF ARCHITECTURE ORGANIZATIONS 138,810. EXPENSE ALLOCATION TO ASSOCATION OF ARCHITECTURE ORGANIZATIONS 24,168. PART XII, LINE 4B - OTHER ADJUSTMENTS: CONTRIBUTION TO ASSOCIATION OF ARCHITECTURE ORGANIZATIONS 24,168. GALA 454357 58450 395907 177170 STEIN RAY HARRIS EVENT 34000 26850 7150 25447 488357 85300 403057 202617 202617 200440 1 THE ASSOCIATION OF ARCHITECTURE ORGANIZATIONS (AAO) 224 SOUTH MICHIGAN AVE CHICAGO IL 60604 452174550 501(C)(3) 24168 ALLOCATED ACTUAL COSTS OFFICE SPACE, TELEPHONE, COMPUTER, ADMIN SUPPORT GENERAL SUPPORT 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: CAF PROVIDES GENERAL NON-CASH SUPPORT AND SERVICES TO AN AFFILIATED ORGANIZATION WITH A SIMILAR MISSION. SINCE ALL SUPPORT IS NON-CASH SUPPORT CONTROLLED BY CAF, THE ORGANIZATION IS NOT REQUIRED TO SUBSTANTIATE THEIR USE OF THIS SUPPORT. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 LYNN OSMOND 278087 0 50000 0 0 0 11158 0 4150 0 343395 0 0 0 PART I, LINE 1A THE CHICAGO ARCHITECTURE FOUNDATION PAYS FOR THE CEO'S MONTHLY DUES TO THE UNIVERSITY CLUB, WHICH IS A MEMBERSHIP ORGANIZATION THAT IS USED FOR BUSINESS MEETINGS, LUNCHES FOR PROSPECTIVE DONORS, AND EVENTS ON THE BEHALF OF CAF. PART I, LINE 7 THE CEO RECEIVED A DISCRETIONARY BONUS THAT WAS APPROVED BY THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION A, LINE 7A THE DOCENT COUNCIL, A LARGE VOLUNTEER BODY OF THE ORGANIZATION, ELECTS TWO DOCENTS TO BE VOTING TRUSTEES EX-OFFICIO. THE AUXILIARY BOARD ELECTS THEIR PRESIDENT WHO ALSO SERVES AS A VOTING TRUSTEE EX-OFFICIO. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990 AND PROVIDES A FULL COPY TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. THE GOVERNING BODY IS PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO ORGANIZATION MANAGEMENT OR THE CONTACT AT THE INDEPENDENT CPA FIRM PRIOR TO FILING. A MEETING IS SCHEDULED FOR THE CPA FIRM AND ORGANIZATIONS MANAGEMENT TO DISCUSS THE FORM 990 WITH THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, TRUSTEES AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A PRECURSOR TO THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED AND MONITORED BY THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS ON AN ANNUAL BASIS THE COMPENSATION OF THE CEO AND CFO. PERIODICALLY, AN INDEPENDENT COMPENSATION CONSULTANT IS HIRED TO EVALUATE THE COMPENSATION OF TOP MANAGEMENT. THE CEO HAS AN EMPLOYMENT AGREEMENT WHICH IS APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES IN WHICH COMPENSATION IS EVALUATED ANNUALLY BASED ON PERFORMANCE AND SPECIFIC GOALS OUTLINED IN THE PRIOR FISCAL YEAR. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENT AGENCIES AND UPON REQUEST; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION.