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2234 1354 880 880 2700 PFIZER INC 2009-04-03 2012-09-25 67630 36572 31058 31058 2300 PFIZER INC 2009-04-03 2012-10-17 59315 31154 28161 28161 500000 T 0.5 11/30/12 2010-11-24 2012-11-30 500000 500000 0 0 250000 T 0.5 11/30/12 2011-02-24 2012-11-30 250000 250000 0 0 750000 T 0.625 12/12 2011-04-20 2012-12-31 750000 750000 0 0 750000 T 0.625 6/12 2011-02-24 2012-06-30 750000 750000 0 0 150000 T 1.125 12/15/1 2010-05-05 2012-12-15 150000 150000 0 0 150000 T 1.375 11/12 2009-12-22 2012-11-15 150000 150000 0 0 150000 T 1.375 11/12 2010-04-23 2012-11-15 150000 150000 0 0 250000 T 1.5 7/15/12 2009-07-07 2012-07-15 250000 250000 0 0 K-1 INCOME P 122489 122489 K-1 INCOME P 484114 484114 1317339 0 1903037 22397012 0.084968 1287712 21778070 0.059129 973413 17603689 0.055296 926687 19381948 0.047812 862339 19770332 0.043618 0.290823 0.058165 26753523 1556119 17590 1573709 1614558 X 17590 0 17590 0 17590 12630 12630 4960 0 0 0 0 0 0 0 0 0 0 1 1 DE 1 0 0 0 0 1 N/A RICHARD C VANISON ASST TREASURER 2129776900 ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ANNE L PERETZ C/O MOTT PHILANTHROPIC 316 NEWBURY ST BOSTON MA 02115 1.00 0 0 0 DAVID L FARNSWORTH C/O MOTT PHILANTHROPIC 316 NEWBURY ST BOSTON MA 02115 1.00 0 0 0 ANNE E FARNSWORTH C/O MOTT PHILANTHROPIC 316 NEWBURY ST BOSTON MA 02115 1.00 0 0 0 JESSE W PERETZ C/O MOTT PHILANTHROPIC 316 NEWBURY ST BOSTON MA 02115 1.00 0 0 0 EVGENIA S PERETZ C/O MOTT PHILANTHROPIC 316 NEWBURY ST BOSTON MA 02115 1.00 0 0 0 RICHARD C VANISON ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 1.00 0 0 0 WILLIAM T BURDICK ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 1.00 0 0 0 NONE 0 THE CLARK ESTATES INC ONE ROCKEFELLER PLAZA NEW YORK NY 10020 INVESTMENT ADVISORY 174000 MOTT PHILANTHROPIC 316 NEWBURY STREET BOSTON MA 02115 PHILANTHROPIC ADVISORY 129540 0 0 22175291 4985646 0 27160937 0 0 27160937 407414 26753523 1337676 1337676 17590 17590 1320086 0 1320086 0 1320086 1614558 0 1614558 17590 1596968 1320086 0 0 249296 249296 1614558 0 0 0 1320086 294472 0 0 543768 0 0 0 0 0 0 0 543768 249296 294472 X ACTION CENTER FOR COLLEGE ED SVCS AND SCHOLARSHIP FDN 31 SAINT JAMES AVE BOSTON MA 02116 GENERAL OPERATIONS 25000 APPLETREE INSITUTE FOR EDUCATION 415 MICHIGAN AVE WASHINGTON DC 20017 GENERAL OPERATIONS 50000 BOSTON ARTS ACADEMY 174 IPSWICH STREET BOSTON MA 02215 GENERAL OPERATIONS 35000 BOSTON COLLEGIATE CHARTER SCHOOL FOUNDATION 11 MAYHEW STREET BOSTON MA 02135 GENERAL OPERATIONS 50000 BOSTON EDUCATIONAL DEVELOPMENT FOUNDATION 26 COURT STREET BOSTON MA 02108 GENERAL OPERATIONS 50000 BOSTON PLAN FOR EXCELLENCE FOUNDATION 27-43 WORMWOOD STREET SUITE 110 BOSTON MA 02110 GENERAL OPERATIONS 50000 BETH ISRAEL DECONESS MEDICAL CENTER 330 BROOKLINE AVENUE BOSTON MA 02215 GENERAL OPERATIONS 5000 BREAKTHROUGH NEW YORK 55 EXCHANGE PLACE SUITE 503 NEW YORK NY 10005 GENERAL OPERATIONS 50000 BROOKE SCHOOL FOUNDATION 190 CUMMINS HIGHWAY ROSLINDALE MA 02131 GENERAL OPERATIONS 50000 CAMBRIDGE FRIENDS SCHOOL 5 CADBURY ROAD CAMBRIDGE MA 02140 GENERAL OPERATIONS 4000 CARNEIGE INSTITUTE OF WASHINGTON 1530 P STREET NW WASHINGTON DC 20005 GENREAL OPERATIONS 50000 CENTER FOR INSPIRED TEACHING 1436 U STREET NW WASHINGTON VA 20009 GENREAL OPERATIONS 25000 COLLIDGE CENTER THEATER FOUNDATION 290 HARVARD STREET BROOKLINE MA 02416 GENERAL OPERATIONS 1000 CONCORD ACADEMY 166 MAIN STREET CONCORDE MA 01742 GENERAL OPERATIONS 21000 DIST OF COLUMBIA COLLEGE ACCESS PROGRAM 1029 VERMONT AVENUE NW SUITE 400 WASHINGTON DC 20005 GENERAL OPERATIONS 25000 EUPHEMIA L HAYES PUBLIC CHARTER SCHOOL 3600 GEORGIA AVE NW WASHINGTON DC 20010 GENERAL OPERATIONS 40000 FOOD BANK OF NEW YORK 39 BROADWAY 10TH FLOOR NEW YORK NY 10006 GENERAL OPERATIONS 2000 GIRLS EDUCATIONAL AND MENTORING SERVICES 201 W 148 STREET NEW YORK NY 10039 GENERAL OPERATIONS 11000 GREATER BOSTON FOOD BANK 70 SOUTH BAY AVENUE BOSTON MA 02118 GENERAL OPERATIONS 7000 HIGHER ACHIEVEMENT PROGRAM 317 8TH STREET NE WASHINGTON DC 20002 GENERAL OPERATIONS 50000 INTERNATIONAL NETWORK FOR PUBLIC SCHOOLS INC 50 BROADWAY SUITE 2200 NEW YORK MA 10004 GENERAL OPERATIONS 25000 LAB SCHOOL 4759 REERVOIR ROAD NW WASHINGTON DC 20007 GENERAL OPERATIONS 53000 LEGAL OUTREACH 36-14 35TH STREET LONG ISLAND CITY NY 11106 GENERAL OPERATIONS 50000 NEW LEADERS FOR NEW SCHOOLS 1432 K STREETNW SUITE 200 WASHINGTON DC 20005 GENERAL OPERATIONS 50000 NEW TEACHER PROJECT 186 JORALEMON STREET SUITE 300 BROOKLYN NY 11201 GENERAL OPERATIONS 50000 PABLOVE FOUNDATION 3801 W SUNSET BLVD LOS ANGELES CA 90026 GENERAL OPERATIONS 1000 PASSIM CENTER 26 CHURCH STREET SUITE 300 CAMBRIDGE MA 02138 GENERAL OPERATIONS 3000 PEACE FIRST 280 SUMMER STREET MEZZ LVL BOSTON MA 02210 GENERAL OPERATIONS 65000 PROSPECT HILL ACADEMY CHARTER SCHOOL 50 ESSEX STREET CAMBRIDGE MA 02139 GENERAL OPREATIONS 60000 REPLICATIONS INC 292 5TH AVENUE 4TH FL NEW YORK NY 10001 GENERAL OPERATIONS 25000 RESEARCH FOUNDATION OF CUNY 160 CONVENT AVENUE NEW YORK NY 10031 GENERAL OPERATIONS 40000 ROXBURY PREP CHARTER SCHOOL FOUNDATION 120 FISHER AVE ROXBURY MA 02120 GENERAL OPERATIONS 35000 SAINT ANN'S SCHOOL 129 PIERREPONT STREET BROOKLYN NY 11201 GENERAL OPERATIONS 12000 SEE FOREVER FOUNDATION 1436 U STREET NW SUITE 203 WASHINGTON DC 20009 GENERAL OPERATIONS 30000 SPONSORS FOR EDUCATION OPPORTUNITY INC 55 EXCHANGE PLACE SUITE 601 NEW YORK NY 10005 GENERAL OPERATIONS 35000 TEACH PLUS 374 CONGRESS ST SUITE 502 BOSTON MA 02210 GENERAL OPERATIONS 50000 THE ACHIEVEMENT NETWORK LTD 225 FRIEND STREET SUITE 704 BOSTON MA 02114 GENERAL OPERATIONS 25000 THE BELL FOUNDATION 60 CLAYTON STREET DORCHESTER MA 02138 GENERAL OPERATIONS 25000 THE FAMILY CENTER 366 SOMERVILLE AVENUE SOMERVILLE MA 02143 GENERAL OPERATIONS 43000 CESAR CHAVEZ PUBLIC CHARTER SCHOOL 709 12TH STREET SE WASHINGTON DC 20003 GENERAL OPERATIONS 20000 UNCOMMON SCHOOLS C/O RHF 826 BROADWAY 9TH FLOOR NEW YORK NY 10003 GENERAL OPERATIONS 50000 URBAN ASSEMBLY 90 BROAD STREET SUITE 2101 NEW YORK NY 10004 GENERAL OPERATIONS 65000 RELAY GRADUATE SCHOLL OF EDUCATION 40 W 20 STREET FLOOR 6 NEW YORK NY 10011 GENERAL OPERATIONS 25000 GRANT MAKERS FOR EDUCATION 720 SW WASHINGTON STREER PORTLAND OR 97205 GENERAL OPERATIONS 1000 I MENTOR 30 BROAD STREET NEW YORK NY 10004 GENERAL OPERATIONS 1000 1440000 0 14 146645 18 710736 0 857381 0 857381 4 INTEREST AND DIVIDENDS ON INVESTMENTS 8 GAIN ON SALE OF SECURITIES 0 0 0 0 0 0 0 0 0 0 BONDS 2506018 2596207 STOCK 4651565 6949564 899956 902766 0 0 PRIVATE EQUITY AT COST 10735868 11744246 MANAGEMENT FEE 174000 130500 43500 CUSTODY FEE 14506 14506 0 MISCELLANEOUS 33 33 0 INVESTMENT EXPENSE 365 365 0 PARTNERSHIP K-1 0 82909 0 PARTNERSHIP INCOME -640135 26029 -640135 ROYALTIES K-1 INCOME 4791 PROFESSIONAL FEES 129540 0 129540 EXCISE TAX 15186 0 0 FOREIGN TAX PD 924 5503 0