2013-10-30T11:30:01-05:00 2012-12-31 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2012-01-01 133874103 INSTITUTE FOR MUSIC AND NEUROLOGIC FUNCTION INST 7185194238 1250 WATERS PLACE TOWER 1 NO 602 BRONX NY 10461 IRA GREEN 7185194238 2013-10-28 1 FREDERICK H ROTHMAN P01275277 2128674000 2012 2016-02-25 16:41:14Z IRA GREEN 1250 WATERS PLACE TOWER 1 NO 602 BRONX NY 10461 869097 0 X WWW.IMNF.ORG X 1995 NY TO SOLICIT FUNDS TO PROMOTE THE THERAPEUTIC EFFECTS OF MUSIC ON NEUROLOGIC FUNCTION. 27 25 15 29 0 0 211725 254013 584000 534000 0 0 72528 72834 868253 860847 0 0 0 0 826477 767018 0 0 52447 265676 254959 1092153 1021977 -223900 -161130 107935 73227 1151367 1277789 -1043432 -1204562 X IN 1995, THE INSTITUTE FOR MUSIC AND NEUROLOGIC FUNCTION (IMNF) WAS CREATED WITH DR. OLIVER SACK'S HELP TO SPARK GREATER COLLABORATIONS AMONG MUSIC THERAPISTS AND NEUROSCIENTISTS AROUND THE WORLD. THE IMNF, THE ONLY ONE OF ITS KIND IN THE UNITED STATES, IS EXPANDING THERAPEUTIC MODALITIES FOR TREATING PATIENTS WITH STROKES AND OTHER NEUROLOGICAL CONDITIONS. IMNF USES MUSIC THERAPY TO ASSIST THOSE WITH MEMORY DEFICITS, MOTOR REHABILITATION NEEDS, AND SPEECH THERAPY. IT IS ALSO A MAJOR TRAINING CENTER FOR MUSIC THERAPISTS AND A RESOURCE FOR NEW COLLABORATIONS IN MUSIC-BRAIN RESEARCH. 0 0 807093 534000 MUSIC THERAPY TO ASSIST THOSE WITH MEMORY DEFICITS, MOTOR REHABILITATION NEEDS, AND SPEECH THERAPY. AS WELL AS A MAJOR TRAINING CENTER FOR MUSIC THERAPISTS AND A RESOURCE FOR NEW COLLABORATIONS IN MUSIC-BRAIN RESEARCH. DURING THE YEAR ENDING DECEMBER 31, 2012, 2,300 PATIENTS WERE TREATED. 807093 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 16 0 15 1 0 0 0 0 0 1 1 0 0 0 0 X 27 25 1 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X IRA GREEN SR VPCFO 7185194238 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 CONCETTA M TOMAINO 35.00 X X 162631 0 37766 MICHAEL S FASSLER 0.20 34.80 X X 7014 806571 357626 JUSTIN GINSBERG 0.50 X X 0 0 0 EDWIN H STERN III 0.50 5.50 X X 0 0 0 JAY STARK 0.50 X X 0 0 0 ROBIN STRONGIN 0.50 X 0 0 0 GEORGE E BOYAJIAN 0.50 X 0 0 0 CHARLES F BUTLER MD PHD 0.50 X 0 0 0 CLIFFORD P CASE III 0.50 X 0 0 0 TOM CALDERONE 0.50 X 0 0 0 KEVIN TWITCHELL 0.50 X 0 0 0 MICKEY HART 0.50 X 0 0 0 BARBARA GRENELL 0.50 X 0 0 0 THOMAS F ROBERTS 0.50 X 0 0 0 MOBY 0.50 X 0 0 0 MICHAEL R POTACK 0.50 8.50 X 0 0 0 AL CAFARO 0.50 X 0 0 0 NICK STERN 0.50 X 0 0 0 JOEL THOME 0.50 X 0 0 0 GEOFFREY HOLDER 0.50 X 0 0 0 AXEL FREUDMANN 0.50 X 0 0 0 KAREN KARP 0.50 X 0 0 0 HARVEY ALTER 0.50 X 0 0 0 CHARLES ARMSTRONG 0.50 X 0 0 0 JOHN IACHETTI 0.50 X 0 0 0 JENNIFER JUZAITIS 0.50 X 0 0 0 THOMAS NOBILE 0.50 X 0 0 0 STEPHEN B MANN 0.20 34.80 X 3958 455094 75851 PAUL ROSENFELD 0.20 34.80 X 4192 482014 55644 IRA GREEN 0.20 34.80 X 3488 401160 76977 JOSEPH M HEALY JR PHD 0.20 34.80 X 4221 485389 70933 CHRISTIE O'TOOLE 0.20 34.80 X 2744 315542 62198 MARY SHINHAM 0.20 34.80 X 1579 219475 24097 MARY WEHRBERGER 0.20 34.80 X 2049 284730 28958 NORMAN VESIK 0.50 34.50 X 3187 219967 50360 PETER FRAGALE 0.50 34.50 X 3706 255705 56017 RICHARD ROSEN 0.20 34.80 X 1508 209545 33621 YITZY HOLLANDER 0.50 34.50 X 3237 223390 47860 VIRGINIA MURRAY 0.20 34.80 X 1384 192445 30743 204898 4551027 1008651 1 0 1 0 0 122925 131088 5223 254013 MUSIC THERAPY 624310 534000 534000 534000 27200 122925 8250 18950 18950 OTHER INCOME 900099 53884 53884 53884 860847 534000 0 72834 X 236047 200397 35650 374972 328075 36496 10401 19481 18607 192 682 93154 79370 11589 2195 43364 37539 5029 796 11400 11400 222376 140818 48905 32653 477 477 16176 969 9487 5720 4530 1318 3212 1021977 807093 162437 52447 64817 64227 43118 9000 107935 73227 86222 6050 1065145 1271739 1151367 1277789 X -1043432 -1204562 -1043432 -1204562 107935 73227 -161130 0 X X 0 1 X 1 0 X X X X 0 0 0 BAHS 131739920 3 1 1 1 0 CNR 112289702 9 0 1 1 0 2 0 SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: PART I, LINE 11H- IN 2012, THE INSTITUTE PROVIDED SUPPORT TO BAHS AND CNR IN THE FORM OF MUSIC THERAPY RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO RELATED PARTIES 1271739 1271739 X 869097 8250 8250 860847 0 860847 1030227 8250 8250 1021977 0 1021977 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE INSTITUTE HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING DECEMBER 31, 2009 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENTS 8,250. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENTS 8,250. MUSIC HAS POWER AWARDS 150125 122925 27200 8250 150125 122925 27200 8250 8250 18950 0 1 0 0 0 0 0 0 0 CONCETTA M TOMAINO 161756 0 0 0 875 0 13272 0 24494 0 200397 0 0 0 MICHAEL S FASSLER 6837 786263 0 0 177 20308 2812 323420 271 31123 10097 1161114 0 0 STEPHEN B MANN 3804 437426 0 0 154 17668 427 49073 227 26124 4612 530291 0 0 PAUL ROSENFELD 4040 464560 0 0 152 17454 213 24537 265 30629 4670 537180 0 0 IRA GREEN 3339 383972 0 0 149 17188 376 43207 288 33106 4152 477473 0 0 JOSEPH M HEALY JR PHD 4070 468070 0 0 151 17319 450 51800 161 18522 4832 555711 0 0 CHRISTIE O'TOOLE 2616 300792 0 0 128 14750 291 33513 245 28149 3280 377204 0 0 MARY SHINHAM 1565 217477 0 0 14 1998 102 14173 70 9752 1751 243400 0 0 MARY WEHRBERGER 1781 247491 179 24821 89 12418 138 19112 69 9639 2256 313481 0 0 NORMAN VESIK 2962 204410 0 0 225 15557 331 22848 388 26793 3906 269608 0 0 PETER FRAGALE 3496 241234 0 0 210 14471 393 27107 407 28110 4506 310922 0 0 RICHARD ROSEN 1396 194038 0 0 112 15507 120 16739 120 16642 1748 242926 0 0 YITZY HOLLANDER 3134 216261 0 0 103 7129 228 15697 456 31479 3921 270566 0 0 VIRGINIA MURRAY 1365 189755 0 0 19 2690 98 13648 121 16876 1603 222969 0 0 PART I, LINE 3 THE SALARIES FOR THE EXECUTIVES ARE DETERMINED BY THE PARENT COMPANY, CENTERLIGHT HEALTH SYSTEM, INC. THE METHODS UTILIZED INCLUDE A COMPENSATION COMMITTEE, WRITTEN EMPLOYMENT CONTRACTS, INDEPENDENT COMPENSATION CONSULTANTS, COMPARING TO THE FORM 990'S OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS, OR STUDIES AND APPROVAL BY THE COMPENSATION COMMITTEE OF THE BOARD. PART I, LINE 4B MICHAEL FASSLER - $265,732 FORM 990, PART VI, SECTION A, LINE 2 EDWIN H STERN III AND NICK STERN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 CENTERLIGHT HEALTH SYSTEM, INC. IS THE SOLE MEMBER OF INSTITUTE FOR MUSIC AND NEUROLOGIC FUNCTION. FORM 990, PART VI, SECTION A, LINE 7A CENTERLIGHT HEALTH SYSTEM, INC. MAY ELECT ONE OR MORE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE RETURNS ARE BASED ON THE CERTIFIED FINANCIAL STATEMENTS, AS WELL AS INFORMATION PROVIDED IN RESPONSE TO A DETAILED QUESTIONNAIRE WITH ADDITIONAL INFORMATION NOT INCLUDED IN THE FINANCIAL STATEMENTS INCLUDING COMPENSATION AND BENEFITS FOR SENIOR MANAGEMENT, PROCEDURES FOR ESTABLISHING SUCH COMPENSATION, AND GOVERNANCE POLICIES AND PROCEDURES (CONFLICTS OF INTEREST, RECORD RETENTION AND DESTRUCTION, WHISTLEBLOWER). DRAFTS OF THE COMPLETED RETURNS ARE REVIEWED BY THE SENIOR VP FINANCE AND THE CORPORATE VP FINANCE. ANY COMMENTS ARISING FROM OUR REVIEW ARE DISCUSSED AND IF REQUIRED, CHANGES ARE MADE TO THE DRAFT. THAT DRAFT WILL BE SUBMITTED TO THE AUDIT COMMITTEE FOR ITS REVIEW AND APPROVAL. ONCE THE AUDIT COMMITTEE HAS COMPLETED ITS REVIEW COPIES OF THE RETURNS WILL BE PROVIDED TO ALL BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 12C ENFORCEMENT: NEW BOARD MEMBERS AND EMPLOYEES ARE GIVEN A COPY OF THE RESPECTIVE POLICIES. EACH YEAR ALL EMPLOYEES ARE REMINDED AT THE ANNUAL CORPORATE COMPLIANCE PROGRAM TRAINING OF THE POLICY AND OF THE SANCTIONS ASSOCIATED WITH NON-COMPLIANCE. ANNUALLY, DIRECTORS OF THE BOARD AND KEY EMPLOYEES ARE ASKED TO REVIEW THE POLICY AND TO DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY HAVE OCCURRED SINCE THE LAST DISCLOSURE. THE AUDIT COMMITTEE OF THE BOARD REVIEWS THE BOARD AND SENIOR MANAGEMENT DISCLOSURES WHILE THE CORPORATE COMPLIANCE PROGRAM STEERING COMMITTEE REVIEWS THE DISCLOSURES OF KEY EMPLOYEES. PROCEDURES FOR MANAGING IDENTIFIED CONFLICTS: BEFORE THE BOARD OF DIRECTORS TAKES ACTION TO REVIEW OR APPROVE A CONTRACT, TRANSACTION OR COMPENSATION ARRANGEMENT INVOLVING AN ACTUAL CONFLICT OF INTEREST, THE DIRECTOR, OFFICER, OR EMPLOYEE WHO HAS THE POTENTIAL/ACTUAL CONFLICT OF INTEREST AND WHO IS IN ATTENDANCE AT THE MEETING MUST DISCLOSE ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. THE CHAIRPERSON OF THE BOARD OR DESIGNEE (IF APPROPRIATE) WILL APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE AND REPORT TO THE BOARD OF DIRECTORS ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. BASED ON THE INFORMATION FURNISHED BY THE DISINTERESTED PERSON OR COMMITTEE, THE BOARD OF DIRECTORS WILL MAKE A DETERMINATION OF WHETHER THE ORGANIZATION CAN OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR MORE REASONABLE ARRANGEMENTS FROM AN ENTITY OR PERSON THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST IS NOT REASONABLY ATTAINABLE UNDER THE CIRCUMSTANCES, THE BOARD OF DIRECTORS WILL DETERMINE, BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS, WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE ORGANIZATIONS' BEST INTEREST AND FOR ITS OWN BENEFIT AND WHETHER THE TRANSACTION IS FAIR AND REASONABLE TO THE ORGANIZATION. A DIRECTOR WHO HAS A CONFLICT OF INTEREST MAY NOT VOTE ON THE TRANSACTION OR ARRANGEMENT AND MAY NOT BE PRESENT IN THE MEETING ROOM WHEN THE VOTE IS TAKEN, UNLESS THE VOTE IS BY SECRET BALLOT. THE DIRECTOR'S INELIGIBILITY TO VOTE SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. THE AUDIT COMMITTEE, WHICH SHALL BE COMPOSED SOLELY OF DISINTERESTED DIRECTORS, SHALL ENSURE THAT THESE PROCEDURES ARE COMPLIED WITH, AND RECOMMEND REMOVAL OF THOSE THAT FAIL TO COMPLY WITH THE POLICY. MONITORING: CONTINUOUSLY, THROUGHOUT THE COURSE OF THE YEAR, ALL EMPLOYEES AND DIRECTORS ARE REMINDED OF THE CONFLICTS OF INTEREST POLICIES THROUGH CASES AND CONSEQUENCES DISCUSSIONS OF NON-COMPLIANCE. THIS IS DONE VIA E-MAIL, AT DIRECTORS MEETINGS, AND DURING STEERING COMMITTEE MEETINGS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE CEO AND SENIOR EXECUTIVES ARE REVIEWED AND APPROVED BY A COMMITTEE OF THE BOARD OF THE PARENT COMPANY, CENTERLIGHT HEALTH SYSTEM, INC. THE SERVICE OF AN INDEPENDENT COMPENSATION CONSULTANT IS USED TO DETERMINE THE APPROPRIATE COMPENSATION. THIS PROCESS INCLUDES THE UTILIZATION OF A COMPARATIVE SALARY ANALYSIS WITH COMPARABLE ORGANIZATIONS' SENIOR MANAGEMENT. THE 2012 SALARIES WERE DETERMINED BASED ON A REVIEW IN SEPTEMBER OF 2011. SUBSEQUENTLY ANOTHER REVIEW WAS DONE IN APRIL OF 2013. FORM 990, PART VI, SECTION C, LINE 18 THESE FORMS ARE AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THESE FORMS ARE AVAILABLE UPON REQUEST. OTHER FEES FORM 990, PART IX, LINE 11G OTHER FEES: PROGRAM SERVICE EXPENSES 140,818. MANAGEMENT AND GENERAL EXPENSES 48,905. FUNDRAISING EXPENSES 32,653. TOTAL EXPENSES 222,376. FORM 990, PART XII, LINE 2C PROCESS HAS NOT CHANGED FROM PRIOR YEAR. CENTERLIGHT HEALTH SYSTEM INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133323765 TO SUPPORT HEALTHCARE SERVICES NY 501(C)(3) 11 TYPE I N/A 0 CENTERLIGHT HEALTHCARE INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133600807 MANAGED CARE ENTITY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 CENTERLIGHT HEALTHCARE DIAGNOSTIC AND TREATMENT CENTER INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133631727 DIAGNOSTIC TREATMENT CENTER NY 501(C)(3) 11 TYPE I CENTERLIGHT HEALTHCARE INC 0 TBM HOUSING DEVELOPMENT FUND COMPANY INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133227442 HOUSING FOR THE ELDERLY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 BETH ABRAHAM HOUSING DEVELOPMENT FUND COMPANY INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133067236 HOUSING FOR THE ELDERLY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 PARK HOUSING DEVELOPMENT FUND COMPANY INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133566484 HOUSING FOR THE ELDERLY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 BEST CHOICE HOME HEALTH CARE INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133889937 HOME CARE NY 501(C)(3) 11 TYPE I CENTERLIGHT HEALTH SYSTEM INC 0 MVP HOUSING DEVELOPMENT FUND COMPANY INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133760575 HOUSING FOR THE ELDERLY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 SCHNURMACHER CENTER FOR REHABILITATION 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133482590 SKILLED NURSING FACILITY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 ALL THINGS RELATIVE INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133482335 MANAGE GERIATRIC CARE OF ELDERLY CLIENTS NY 501(C)(3) PF CENTERLIGHT HEALTH SYSTEM INC 0 CNR HEALTH CARE NETWORK INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 113313588 SUPPORTS HEALTHCARE SERVICES NY 501(C)(3) 11 TYPE I CENTERLIGHT HEALTH SYSTEM INC 0 BETH ABRAHAM HEALTH SERVICES 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 131739920 SKILLED NURSING FACILITY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 CENTER FOR NURSING AND REHABILITATION INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 112289702 SKILLED NURSING FACILITY NY 501(C)(3) 9 CNR HEALTH CARE NETWORK 0 BETH ABRAHAM - CNR FOUNDATION INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 113284763 FUNDRAISING NY 501(C)(3) 7 CENTERLIGHT HEALTH SYSTEM INC 0 CNR HOUSING DEVELOPMENT FUND CORPORATION 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 061633495 HOUSING FOR THE ELDERLY NY 501(C)(3) PF CNR HEALTH CARE NETWORK 0 PROSPECT HOME ATTENDANT SERVICES INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 311627348 HOME CARE NY 501(C)(3) 9 CNR HEALTH CARE NETWORK 0 MARGARET TIETZ NURSING AND REHABILITATION CENTER 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 136266115 SKILLED NURSING FACILITY & DAYCARE NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 CL HEALTHCARE INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 460833951 HOME CARE NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 612 ALLERTON AVENUE CREATIVE ARTS THERAPY PROFESSIONAL PRACTICE PC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 271810936 MUSIC THERAPY NY N/A C 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0