2013-10-25T16:13:49-05:00 2013-06-30 461497033 EKS&H LLLP 7979 E TUFTS AVENUE SUITE 400 DENVER CO 802372521 990 2012-07-01 840405254 DENVER DUMB FRIENDS LEAGUE DENV 3037515772 2080 S QUEBEC STREET DENVER CO 802313298 ROBERT D ROHDE 3037515772 2013-10-24 1 CRAIG R CHOUN P00173718 3037409400 2012 2016-03-07 17:11:31Z DUMB FRIENDS LEAGUE ROBERT D ROHDE 2080 S QUEBEC STREET DENVER CO 80231 22872656 0 X WWW.DDFL.ORG X 1910 CO ANIMAL WELFARE INCLUDING SHELTERING, PROMOTING THE HUMAN-ANIMAL BOND AND ADVOCATING. 26 26 265 2015 0 0 15349147 12673883 1901549 1646480 1662223 1055498 605086 436920 19518005 15812781 260700 310185 0 0 8377265 9141692 83871 89812 2026278 6256022 6271576 14977858 15813265 4540147 -484 63113876 67790436 1608780 1527176 61505096 66263260 X WE ARE COMMITTED TO THE WELFARE OF ANIMALS. WE SHALL PROVIDE SHELTER AND CARE FOR ANIMALS. WE SHALL PROVIDE PROGRAMS AND SERVICES THAT ENHANCE THE BOND BETWEEN ANIMALS AND PEOPLE. WE SHALL BE ADVOCATES FOR ANIMALS... SPEAKING FOR THOSE WHO CANNOT SPEAK FOR THEMSELVES. 0 0 6467334 56685 1552778 SHELTER EXPENSES: RECEIVE, SHELTER, CARE FOR AND ADOPT PETS. IN FY 2013, THE LEAGUE INCREASED ITS LIVE RELEASE RATE TO 84%. THE PLACEMENT RATE FOR HEALTHY CATS AND DOGS WAS 99%. IT RECEIVED 20,069 LOST AND SURRENDERED PETS AT ITS TWO OPEN-ADMISSION SHELTERS, INCLUDING 1,552 RECEIVED FROM OTHER SHELTERS. IT ADOPTED OUT 14,037 PETS (INCLUDING 331 CATS THROUGH A NEW ADOPTION COLLABORATION WITH A LOCAL RETAILER), REUNITED 2,113 LOST PETS WITH OWNERS AND TRANSFERRED ANOTHER 612 TO PET RESCUE GROUPS. OF THOSE PETS THAT WERE LOST, 922 WERE REUNITED WITH THEIR OWNERS THROUGH ID TAGS OR MICROCHIP IMPLANTS. 2,253 PETS RECEIVED FOSTER CARE IN THE HOMES OF 457 VOLUNTEERS. PLEASE SEE SCHEDULE O FOR THE REMAINING NARRATIVE.THE LEAGUE'S IN-SHELTER BEHAVIOR TRAINING RESULTED IN 4,922 CATS, DOGS AND RABBITS GETTING THE EXTRA HELP THEY NEED TO BECOME BETTER CANDIDATES FOR ADOPTION. ITS FREE PET BEHAVIOR HELPLINE ASSISTED 1,769 PET OWNERS, WHETHER OR NOT THEY ADOPTED FROM OUR SHELTERS. ALL ADOPTERS RECEIVED FOLLOW-UP BEHAVIOR SUPPORT VIA PHONE OR EMAIL. THE LEAGUE ALSO OFFERED CLASSES TO THE PUBLIC AND PROVIDES MORE THAN 80 BEHAVIOR HANDOUTS ON ITS WEBSITE. 2905650 149818 VETERINARY SERVICES: PROVIDE NECESSARY MEDICAL CARE TO SHELTER ANIMALS, EXAMINE, EVALUATE AND VACCINATE ANIMALS BEFORE BEING PLACED UP FOR ADOPTION, SPAY OR NEUTER UNALTERED ADOPTED CATS AND DOGS, PERFORM OTHER NECESSARY SURGERIES, PROVIDE FREE TREATMENT TO ADOPTED ANIMALS FOR TWO WEEKS POST-ADOPTION. IN FY 2013, THE LEAGUE'S SURGEONS PERFORMED 6,972 SPAYS AND NEUTERS AND OVER 1,500 DENTAL PROCEDURES ON ADOPTABLE ANIMALS AT ITS TWO SHELTERS. ITS HEALTH CARE TEAM CARED FOR 2,984 ANIMALS BROUGHT IN FOR FOLLOW-UP TREATMENT POST-ADOTION. IT HOSPITALIZED 177 OF THESE ANIMALS FOR A TOTAL OF 775 DAYS. PLEASE SEE SCHEDULE O FOR THE REMAINING NARRATIVE.ADDITIONALLY, EMPLOYEE AND VOLUNTEER VETERINARIANS PERFORMED 6,940 HIGHLY SUBSIDIZED SPAYS AND NEUTERS ON THE LEAGUE'S TWO MOBILE SPAY/NEUTER UNITS SERVING THE GENERAL PUBLIC IN UNDER-SERVED COMMUNITIES. ALSO IN FY 2013, A FIRST-OF-ITS-KIND COLLABORATION OF LOCAL GOVERNMENT AND PRIVATE ORGANIZATIONS IMPROVED THE LIVES OF 79 CATS WITH FREE SPAY AND NEUTER SURGERIES, UP-TO-DATE VACCINATIONS AND MICROCHIP ID IMPLANTS. 1514313 3500 63336 COMMUNITY AND EDUCATIONAL SERVICES: TEACH LESSONS OF COMPASSION AND RESPECT TOWARD ALL LIVING CREATURES, PROVIDE EDUCATIONAL AND VOLUNTEER SERVICES TO THE COMMUNITY, ACT AS AN ADVOCATE FOR ANIMALS. IN FY 13, THE LEAGUE'S ADVOCACY EFFORTS INCLUDED ASSISTING WITH THE DEFEAT OF HB 13-1125 (WHICH WOULD HAVE ADVERSELY AFFECTED THE ABILITY OF COLORADO LAW ENFORCEMENT AUTHORITIES TO IMPOUND LIVESTOCK IN CERTAIN ANIMAL CRUELTY SITUATIONS) AND THE PASSAGE OF SENATE BILL 13-226 (WHICH INTENDS TO HELP PREVENT DOG SHOOTINGS BY REQUIRING TRAINING FOR LAW ENFORCEMENT OFFICERS AS WELL AS SETTING UP A TASK FORCE TO DEVELOP THE TRAINING) AND SENATE BILL 13-201 (WHICH MADE CATS AND DOGS ADOPTED FROM SHELTERS AND RESCUE GROUPS THE OFFICIAL STATE PETS OF COLORADO). PLEASE SEE SCHEDULE O FOR THE REMAINING NARRATIVE.THE LEAGUE'S COMMUNICATIONS DEPARTMENT FEATURED ANIMALS IN PRINT AND ON TELEVISION, RADIO AND ONLINE 5,215 TIMES. IT CREATED A CAT-SPECIFIC SPRING ADOPTION CAMPAIGN, RESULTING IN A 22% INCREASE IN ADULT CAT ADOPTIONS DURING THE CAMPAIGN. IT HOSTED A DAY-LONG CATFEST CELEBRATION, RESULTING IN A 60 PERCENT INCREASE IN CAT ADOPTIONS THE WEEK LEADING UP TO AND ON EVENT DAY. THE LEAGUE PARTICIPATED IN A METRO DENVER SHELTER ALLIANCE-SPONSORED "SPRING INTO SUMMER" ADOPTION EVENT WHICH WAIVED ADOPTION FEES FOR ADULT HOMELESS PETS THROUGHOUT THE DENVER METRO AREA FOR 5 DAYS, RESULTING IN 686 PETS FINDING NEW HOMES. THE LEAGUE CONTINUES TO PUBLISH PET TALES, A NEWSMAGAZINE, TO MORE THAN 43,000 OF OUR SUPPORTERS, ALONG WITH SEVERAL OTHER PAPER AND ELECTRONIC NEWSLETTERS. THE LEAGUE'S HUMANE EDUCATION DEPARTMENT MADE 18,045 IMPRESSIONS ON CHILDREN AND ADULTS THROUGH 782 PROGRAMS AND SHELTER TOURS, CONDUCTED 21 SESSIONS OF ITS CRITTER CAMP DAY CAMP AND HELD 10 SPECIALIZED ONE-DAY SESSIONS DURING WINTER AND SPRING SCHOOL BREAKS. ITS JUNIOR VOLUNTEER CLUB MEMBERS CONTRIBUTED A TOTAL OF 2,217 HOURS OF THE TOTAL 173,291 HOURS OF SERVICE PERFORMED BY THE LEAGUE'S 2,015 VOLUNTEERS, EQUIVALENT TO 83 FULL-TIME EMPLOYEES. 1225490 25815 HARMONY EQUINE CENTER: WELCOME HORSES AND OTHER EQUINE THAT HAVE BEEN REMOVED FROM THEIR OWNERS BY LAW ENFORCEMENT AUTHORITIES. IN FY '13, HEC RECEIVED 195 EQUINE, OF WHICH WE ADOPTED OUT 83 AND TRANSFERRED AN ADDITIONAL 40 TO ADOPTION FACILITIES OR OTHER IMPOUNDING AGENCIES. OF THE 61 EQUINE THAT WERE HUMANELY EUTHANIZED, 29 HAD BEHAVIOR ISSUES, SUCH AS AGGRESSION OR EXTREME FEAR, AND 32 HAD SERIOUS MEDICAL ISSUES. THE FACILITY INCLUDES THREE SIZABLE, WELL-EQUIPPED BARNS AND 168 ACRES OF VERDANT PASTURE, AND TOP-QUALITY CARE IS PROVIDED BY A KNOWLEDGEABLE, PROFESSIONAL STAFF THAT IS ON THE PREMISES 7 DAYS A WEEK. EQUINE ARE EVALUATED FOR REHABILITATION AND POTENTIAL ADOPTION. THE EVALUATION CRITERIA FOLLOW A SET OF STANDARDS ESTABLISHED BY LOCAL EQUINE AND ANIMAL WELFARE PROFESSIONALS, TAKING INTO ACCOUNT THE ANIMALS' MEDICAL AND BEHAVIORAL NEEDS, THEIR LONG-TERM PROGNOSIS FOR QUALITY OF LIFE AND THEIR POTENTIAL FOR ADOPTION TO NEW OWNERS. HORSES THAT ARE CANDIDATES FOR REHABILITATION RECEIVE THE THERAPY THEY NEED TO HELP THEM THRIVE. VETERINARIAN-APPROVED TREATMENT PLANS RESTORE THEIR HEALTH. GENTLE, STRUCTURED BEHAVIOR PROGRAMS, USING NATURAL HORSEMANSHIP METHODS, HELP THEM OVERCOME FEAR MEMORIES, DEVELOP NEW SOCIAL SKILLS, GAIN SELF-CONFIDENCE AND LEARN TO TRUST. 534381 250000 67029 INVESTIGATIVE SERVICES: INVESTIGATE REPORTS OF ANIMAL ABUSE, NEGLECT OR CRUELTY; EDUCATE THE PUBLIC REGARDING ANIMAL CRUELTY. IN FY '13, THREE STATE-COMMISSIONED AGENTS PROVIDED SERVICES IN 6 COUNTIES. THE AGENTS' GOAL IS TO EDUCATE PET AND EQUINE OWNERS AND HELP THEM BRING THE CARE OF THEIR ANIMALS INTO COMPLIANCE WITH THE LAW. IN FY '13, THEY RESPONDED TO 807 REPORTS INVOLVING 1,714 ANIMALS AND PERFORMED 448 FOSTER AND 59 PRE-ADOPTION HOME INSPECTIONS. ADDITIONALLY THE LEAGUE CONTRIBUTED $250,000 TO THE COLORADO HUMANE SOCIETY & S.P.C.A., INC., WHOSE PURPOSE IS TO INVESTIGATE ANIMAL CRUELTY (AND ASSIST LOCAL LAW ENFORCEMENT AGENCIES IN THEIR SUCH INVESTIGATIONS) IN 25 RURAL COLORADO COMMISSIONED COUNTIES. 1759871 250000 92844 12647168 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 1 0 1 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 40 0 1 265 1 0 0 0 0 0 1 1 0 0 0 1 0 X 26 26 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X JOHN NAGY 7202417086 2080 S QUEBEC STREET DENVER CO 802313298 JANA BARTLIT 2.30 X X 0 0 0 TAMARA BRAY 2.00 X 0 0 0 KATHI BROCK 2.00 X 0 0 0 ED BRONFIN 2.00 X 0 0 0 NICOLE CALLAHAN 2.00 X 0 0 0 PATTI DENNIS 2.00 X 0 0 0 JACK DYBALSKI 2.00 X 0 0 0 TIM GREIN 2.00 X 0 0 0 AL HARRELL 2.00 X 0 0 0 RICK HIGGINS 2.00 X 0 0 0 DEBRA HOLTE 2.00 X 0 0 0 LARRY HUDDLESON 2.00 X 0 0 0 LORI KNUTSON 2.30 X X 0 0 0 MARTY MAY 2.00 X 0 0 0 RYAN MCKIBBEN 2.00 X 0 0 0 CRAIG MILLS 2.30 X X 0 0 0 HAROLD PINE 2.00 X 0 0 0 BLANE PRESCOTT 2.00 X 0 0 0 SUSAN REID 2.00 X 0 0 0 PAUL RYAN DECEASED 2.00 X 0 0 0 JOAN SAWYER 2.00 X 0 0 0 GINGER SAYOR 2.00 X 0 0 0 SCOTT STEVENS 2.30 X X 0 0 0 LOIS TOLL 2.00 X 0 0 0 TAMMERON TRUJILLO 2.00 X 0 0 0 DEAN VICKSMAN 2.00 X 0 0 0 ASHLEY WALD 2.30 X X 0 0 0 ROBERT D ROHDE 45.00 5.00 X 256688 0 19724 JOHN R NAGY 45.00 5.00 X 142738 0 15688 RICK GABRIELSON 45.00 5.00 X 136883 0 9559 THERESA GEARY 45.00 5.00 X 135653 0 7550 DUANE ADAMS 45.00 5.00 X 112437 0 8610 784399 0 61131 5 0 1 0 0 190678 1528783 10954422 2179008 12673883 SHELTER FEES 813312 1409784 1409784 SHELTER SVCS & CLASSES 813312 143165 143165 GOVT FEES & CONTRACTS 813312 77400 77400 RENT FROM PRGRM SVCS 813312 9102 9102 RESTITUTION & CARE 813312 7029 7029 1646480 634819 634819 13785 13785 2500 0 2500 2500 2500 6214188 846975 5742575 897909 471613 -50934 420679 420679 454395 1528783 253551 200844 200844 324136 165840 158296 158296 ADMINISTRATIVE SVCS 900099 54000 54000 MISCELLANEOUS INCOME 900099 7495 7495 61495 15812781 1858776 0 1280122 310185 310185 409558 175018 185754 48786 7253993 6193912 436899 623182 158280 124514 12917 20849 774713 668527 46797 59389 545148 458425 41280 45443 47467 14298 9242 23927 30337 30337 28862 28862 89812 89812 185527 185527 488408 364007 -17177 141578 403232 346171 12067 44994 2206831 1372385 90030 744416 204363 155757 24554 24052 536351 516921 12688 6742 144450 118580 12625 13245 17996 14520 1363 2113 1053507 1007412 26817 19278 141585 117298 24287 VACCINES & DIAGNOSTICS 288223 288223 ANIMAL FOOD 223081 223081 DONOR & VOLUNTEER COSTS 125991 40822 2115 83054 ANIMAL IDENTIFICATION 107308 107308 38057 942 1697 35418 15813265 12647168 1139819 2026278 X 269082 138276 44113 86693 2675068 2601492 14642 10594 410181 456040 52603 44692 184885 42747 45217 220610 273943 23873003 7627181 16503467 16245822 25129982 27096570 17861312 20385864 203264 445317 63113876 67790436 1608780 1527176 1608780 1527176 X 61027446 65509423 274386 325981 203264 427856 61505096 66263260 63113876 67790436 X -484 4742854 15794 X 0 1 X 1 0 X 8275860 17953182 10568308 15349147 12673883 64820380 8275860 17953182 10568308 15349147 12673883 64820380 15346701 49473679 590445 550967 520673 674065 651104 2987254 48879 127082 144171 336666 200844 857642 38305 15020 14746 33931 7495 109497 68774773 11438492 0.71940 0.72880 X SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11560 29702 41262 13560198 13601460 830073 207518 0 0 639463 713804 790641 830073 2973981 4460972 21809 48276 47420 41262 158767 159866 178451 197660 207518 743495 1115243 16402 18599 17142 11560 63703 6000 108092 -1995 112097 4000 2000 6000 2500 1500 4000 1000 1500 2500 1000 1000 1.00000 0 0 2568535 2568535 17356142 5220609 12135533 3268286 2265475 1002811 680040 141097 538943 16245822 ADDISON CLARK OFFSHORE FUND, LTD 2321956 F DAVIDSON KEMPNER INST PTNRS, LP 2353523 F WT CTF INTL SMALL CAP OPPORTUNITY 1428517 F MAVERICK STABLE FUND, LTD 2165651 F MAVERICK FUND, LTD 1647687 F STEADFAST INTERNATIONAL, LTD 1860776 F COAST DIVERSIFIED FUND, LLC 9943 F NEWPORT ASIA INST FUND, LP 1647833 F HOLOWESKO GLOBAL FUND, LTD 1970488 F OZ OVERSEAS FUND II, LTD 2528368 F BREVAN HOWARD CREDIT CATALYSTS FUND LIMITED 2451122 F 20385864 X 20780225 4742854 80231 639886 5462971 15317254 185527 310000 495527 15812781 16073935 80231 675966 756197 15317738 185527 310000 495527 15813265 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PART V, LINE 4: TO FURTHER ALL OF THE CHARITABLE PURPOSES OF THE DENVER DUMB FRIENDS LEAGUE INCLUDING, WITHOUT LIMITATION, PROMOTING ANIMAL WELFARE BY PROVIDING SHELTER AND CARE TO ANIMALS, BY PROVIDING PROGRAMS AND SERVICES THAT ENHANCE THE BOND BETWEEN ANIMALS AND PEOPLE AND BY ADVOCATING FOR THE RIGHTS OF ANIMALS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: PART X, LINE 2: DDFL FOLLOWS THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ACCOUNTING STANDARD, WHICH REQUIRES THE ORGANIZATION TO DETERMINE WHETHER A TAX POSITION (AND THE RELATED TAX BENEFIT) IS MORE LIKELY THAN NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPLICABLE TAXING AUTHORITY, BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION. DDFL BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN AND, AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE SIGNIFICANT TO THE FINANCIAL STATEMENTS. DDFL'S FEDERAL RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX (FORM 990) FOR THE PREVIOUS THREE YEARS IS SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, GENERALLY FOR THE THREE YEARS AFTER IT WAS FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF TRUSTS 15,794. CHS REVENUE 458,252. COST OF SALES OF INVENTORY 165,840. PART XI, LINE 4B - OTHER ADJUSTMENTS: CHS SERVICE FEES 60,000. CONTRIBUTION TO CHS 250,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF SALES OF INVENTORY 165,840. CHS EXPENSES 510,126. PART XII, LINE 4B - OTHER ADJUSTMENTS: CHS SERVICE FEES 60,000. CONTRIBUTION TO CHS 250,000. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 14955604 0 0 0 0 0 0 14955604 0 14955604 1 0 1 1 0 0 X X X X X X 1 GRIZZARD COMMUNICATIONS GROUP INC SEE PART IV ATLANTA GA 30353 DIRECT MAIL SERVICES 0 1776796 79227 1697569 THE STELTER COMPANY SEE PART IV DES MOINES IA 50322 NEWSLETTER & "GIFT PLANNING" WEBPAGE DESIGN 0 0 10585 0 1776796 89812 1697569 CO DOG WALK 1064225 766345 297880 125993 2183 7212 68897 DOG HIKE 139754 106505 33249 12093 604 12111 5 779199 655933 123266 13376 318 10764 1983178 1528783 454395 151462 2183 8134 91772 253551 200844 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE DENVER DUMB FRIENDS LEAGUE HAS AN AGREEMENT WITH GRIZZARD COMMUNICATION GROUP, INC. (GRIZZARD) TO PRODUCE AND DISTRIBUTE DIRECT MAIL. GRIZZARD CHARGES A SEPARATE "PACKAGE COST" WHICH INCLUDES PRINTING COSTS AS WELL AS PROFESSIONAL SERVICES. PER DISCUSSION WITH GRIZZARD, 20% OF THE PACKAGE COSTS RELATE TO MANAGEMENT AND STRATEGY FEES. 1 THE COLORADO HUMANE SOCIETY & SPCA INC 2080 SOUTH QUEBEC STREET DENVER CO 80231 800532236 501(C)(3) 250000 GENERAL OPERATING SUPPORT PETAID COLORADO 191 YUMA STREET DENVER CO 80223 841612045 501(C)(3) 50000 GENERAL OPERATING SUPPORT 2 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GENERALLY, THE LEAGUE IS NOT A GRANTMAKING ORGANIZATION. RATHER, ON OCCASION, THE LEAGUE GIVES DISCRETIONARY CONTRIBUTIONS TO SUPPORT SPECIFIC PROGRAM NEEDS OF OTHER 501(C)(3) NOT-FOR-PROFIT ORGANIZATIONS WITH SIMILAR MISSIONS - TO PROMOTE ANIMAL WELFARE AND IMPROVE THE STATUS OF COMPANION ANIMALS. THE LEAGUE IS A RELATED ENTITY TO THE COLORADO HUMANE SOCIETY & S.P.C.A., INC. X X X X X 0 0 0 0 0 0 0 0 0 ROBERT D ROHDE 231230 0 2300 0 23158 0 9156 0 10568 0 276412 0 0 0 JOHN R NAGY 131497 0 10000 0 1241 0 5720 0 9968 0 158426 0 0 0 X 15 698794 AVG FMV ON DATE OF GIFT X 9 957976 SALES PRICE X 1 6504 SALES PRICE X 85803 133616 WHOLESALE X 858 135407 PURCHASE PRICE X EQUIPMENT 5 9200 EST. FAIR VALUE X SPECIAL EVENTS INCENTIVE ITEMS 781 18144 APPROX. WHOLESALE VALUE X NOTES RECEIVABLE 2 219367 EST. FAIR VALUE 0 1 1 THIRD PARTY USE: PART I, LINE 32B: SCHEDULE M, LINE 32B: FOUR COMPANIES PROVIDE MANAGEMENT OF VEHICLE DONATION PROGRAMS TO THE LEAGUE WHERIN THE MANAGEMENT COMPANY PROVIDES AND PAYS FOR ALL PERSONNEL NEEDED TO PROCESS PAPERWORK (INCLUDING TITLES, RECEIPTS, DONOR ACKNOWLEDGEMENT LETTERS, FORM 1098 AND ACCOUNTING REPORTS), PROVIDES TOWING SERVICES AND SELLS VEHICLES AT PUBLIC AUCTION OR TO AUTO SALVAGE COMPANIES. ONE OF THE MANAGEMENT COMPANIES PROVIDES DDFL WITH THE COMPLETED FORM 1098'S FOR MAILING TO DONORS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE, CONSISTING OF THE CHAIRMAN AND ANY VICE CHAIRMEN OF THE BOARD, THE TREASURER, THE SECRETARY AND THE CHAIRMEN OF THE GOVERNANCE, FINANCE AND ADMINISTRATION, DEVELOPMENT AND AUDIT COMMITTEES, AND THE IMMEDIATE PAST CHAIRMAN OF THE BOARD IF SUCH PERSON IS THEN A DIRECTOR, SHALL HAVE AND EXERCISE THE AUTHORITY OF THE BOARD OF DIRECTORS BETWEEN MEETINGS OF THE BOARD OF DIRECTORS SUBJECT TO THE LIMITATIONS SET FORTH IN THE LEAGUE'S BYLAWS AND SHALL NOT OPERATE TO CIRCUMVENT THE RESPONSIBILITY AND AUTHORITY VESTED IN THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE HALL BE RESPONSIBLE FOR CONDUCTING AN ANNUAL JOB PERFORMANCE REVIEW AND COMPENSATION DETERMINATION OF THE PRESIDENT, WHICH SHALL BE PRESENTED TO THE BOARD OF DIRECTORS FOR APPROVAL. THE CHAIRMAN OF THE BOARD SHALL REPORT TO THE FULL BOARD OF DIRECTORS AT THEIR REGULAR MONTHLY MEETING WITH RESPECT TO ANY ACTIONS OF THE EXECUTIVE COMMITTEE DURING THE PRECEDING MONTH. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION MADE CHANGES TO ITS BY-LAWS THAT AFFECT THE COMPOSITION AND PROCEDURES OF THE AUDIT COMMITTEE. -THE AUDIT COMMITTEE SHALL CONSIST OF AT LEAST FIVE MEMBERS APPOINTED BY THE BOARD OF DIRECTORS, INCREASED FROM FOUR. -ONE MEMBER OF THE AUDIT COMMITTEE SHALL NOT BE A DIRECTOR, OFFICER OR EMPLOYEE OF THE CORPORATION OR ITS RELATED ORGANIZATIONS. -A MAJORITY OF THE MEMBERS OF THE AUDIT COMMITTEE SHALL BE DIRECTORS. -THE AUDIT COMMITTEE SHALL BE RESPONSIBLE FOR THE APPROVAL OF ANY MATERIAL CHANGES IN THE CORPORATION'S ACCOUNTING METHODS OR POLICIES, INSTEAD OF IT APPROVING ANY AND ALL CHANGES. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PREPARED BY AN INDEPENDENT AUDIT FIRM AND REVIEWED BY THE LEAGUE'S VICE PRESIDENT OF FINANCE, ITS ACCOUNTING MANAGER AND ITS AUDIT COMMITTEE. FOLLOWING THE COMMITTEE'S APPROVAL, IT IS POSTED ON THE BOARD OF DIRECTORS' WEBSITE FOR THEIR REVIEW BEFORE PRESENTATION AT A BOARD MEETING. FOLLOWING APPROVAL, IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS, OFFICERS AND MANAGEMENT DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST IN ACCORDANCE WITH THE LEAGUE'S POLICY AT LEAST ANNUALLY. CONFLICTS ARE REVIEWED BY THE EXECUTIVE COMMITTEE AND THE BOARD OF DIRECTORS (WHERE THE PERSON WITH THE CONFLICT IS RECUSED FROM DELIBERATIONS, IF APPLICABLE) AND/OR LEGAL COUNSEL, IF NECESSARY. THE EXECUTIVE COMMITTEE OR BOARD OF DIRECTORS TAKES APPROPRIATE ACTION IF A CONFLICT IS NOT DISCLOSED IN ACCORDANCE WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY, THE EXECUTIVE COMMITTEE RECEIVES AN ANALYSIS OF THE PRESIDENT'S TOTAL COMPENSATION, WHICH INCLUDES A COMPARISON TO THE MARKETPLACE. THE EXECUTIVE COMMITTEE DOCUMENTS ITS DELIBERATIONS BY COMPLETING A REBUTTABLE PRESUMPTION CHECKLIST AND PRESENTS ITS RECOMMENDATIONS TO THE BOARD OF DIRECTORS FOR APPROVAL. THE OTHER OFFICER'S COMPENSATION PACKAGE IS DETERMINED BY THE PRESIDENT IN ACCORDANCE WITH MARKET-BASED SALARY SCALES WHICH ARE APPROVED ANNUALLY BY THE FINANCE COMMITTEE AND THE BOARD OF DIRECTORS. THE PRESIDENT DOCUMENTS HIS DECISION VIA EMAIL TO THE HUMAN RESOURCES MANAGER. FORM 990, PART VI, SECTION C, LINE 19 FORM 990, PART VI, SECTION C, LINE 19: THE LEAGUE PROVIDES ITS ANNUAL REPORT, WHICH INCLUDES SUMMARIZED FINANCIAL INFORMATION, TO DONORS, BOARD MEMBERS AND OTHER INTERESTED PARTIES BY MAIL, IN PERSON AND ONLINE AT WWW.DDFL.ORG. THE LEAGUE PROVIDES ITS AUDITED FINANCIAL STATEMENTS TO CURRENT BOARD MEMBERS AS WELL AS TO FOUNDATIONS, INDIVIDUALS AND OTHER ORGANIZATIONS UPON REQUEST. THE LEAGUE'S ARTICLES OF INCORPORATION ARE AVAILABLE ONLINE AT THE COLORADO SECRETARY OF STATE'S WEBSITE AT WWW.SOS.STATE.CO.US, AND ITS BYLAWS ARE ATTACHED TO ITS FORM 990'S WHEN APPLICABLE, WHICH ARE AVAILABLE AT WWW.GUIDESTAR.ORG. THE LEAGUE'S CONFLICT OF INTEREST POLICY MAY BE PROVIDED UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF TRUSTS 15,794. DDFL PROPERTIES LLC 2080 S QUEBEC DENVER CO 80231 461013203 HOLD AND LIQUIDATE DONATED ASSETS CO 1014598 258025 DENVER DUMB FRIENDS LEAGUE THE COLORADO HUMANE SOCIETY & SPCA INC 2080 SOUTH QUEBEC STREET DENVER CO 80231 800532236 ANIMAL CRUELTY INVESTIGATIONS CO 501(C)(3) LINE 7 N/A 1 1 1 0 0 0 0 0 0 0 1 0 1 0 1 1 1 1 1 1 THE COLORADO HUMANE SOCIETY & SPCA INC A 6000 CASH THE COLORADO HUMANE SOCIETY & SPCA INC B 250000 CASH THE COLORADO HUMANE SOCIETY & SPCA INC P 295416 CASH