2013-08-15T12:04:11-05:00 2012-09-30 454095250 ROSE SNYDER & JACOBS LLP 15821 VENTURA BLVD SUITE 490 ENCINO CA 91436 990 2011-10-01 770054631 THE RONALD REAGAN PRESIDENTIAL FOUNDATION RONA 8055222977 40 PRESIDENTIAL DRIVE NO 200 SIMI VALLEY CA 930650600 GLENN BAKER 8055222977 2013-08-05 1 CRAIG M FRYE P00090236 8184610600 2011 2016-02-24 21:20:13Z JOHN HEUBUSCH 40 PRESIDENTIAL DRIVE SIMI VALLEY CA 930650600 32589847 0 X WWW.REAGANLIBRARY.COM X 1985 CA THE RONALD REAGAN PRESIDENTIAL FOUNDATION'S PRIMARY EXEMPT PURPOSE IS TO RECEIVE AND ADMINISTER FUNDS FOR AND TO CAUSE, DESIGN, CONSTRUCT, ESTABLISH, MAINTAIN, OPERATE, AND SUPERVISE A PRESIDENTIAL LIBRARY, A MUSEUM, AN AIR FORCE ONE PAVILION, A CENTER FOR PUBLIC AFFAIRS, AND A PRESIDENTIAL LEARNING CENTER. 26 26 106 0 10712 0 41804027 9834639 2517788 2812033 5089977 2663602 3106896 3104148 52518688 18414422 371599 329000 0 0 5706462 5298737 1120423 1306493 4702349 22278172 12884364 29476656 19818594 23042032 -1404172 249376056 266764409 2242379 8212253 247133677 258552156 X THE MISSION OF THE RONALD REAGAN PRESIDENTIAL FOUNDATION IS TO PROMOTE RONALD REAGAN'S LEGACY AND THE PRINCIPLES HE CHAMPIONED, THROUGH EDUCATIONAL PROGRAMMING, COMMUNITY OUTREACH, PUBLIC SPEECHES AND DEBATES AND EXHIBITRY, WHICH NOT ONLY TEACH VISITORS ABOUT OUR NATION'S 40TH PRESIDENT AND THE POLICIES HE CREATED WHILE IN OFFICE, BUT TO ALSO SHOW THE IMPORTANCE AND THE IMPACT OF THESE POLICIES AND HOW THEY CONTINUE TO AFFECT THE GUIDING PRINCIPLES THAT GOVERN US TODAY. THROUGH OUR FUNDRAISING EFFORTS, DONORS HELP THE FOUNDATION TO CONTINUE HIS WORK AND TO SHAPE THE LEADERS OF TOMORROW.OVER 350,000 VISITORS CAME UP TO THE LIBRARY'S HILLTOP, OF WHICH OVER 47,000 WERE SCHOOL CHILDREN. 0 0 691570 426916 [CENTER OF PUBLIC AFFAIRS]A FORUM OF IDEAS WHERE INFLUENTIAL LEADERS FROM GOVERNMENT, BUSINESS, THE MEDIA AND ACADEMIA APPLY THE LESSONS LEARNED DURING RONALD REAGAN'S REMARKABLE PRESIDENCY.REAGAN FORUM PARTICIPANTS> JAN BREWER (GOVERNOR OF ARIZONA): 11/7/11> CONDOLEEZZA RICE (FORMER SECRETARY OF STATE): 11/18/11> KATIE COURIC (TV PERSONALITY AND AUTHOR): 12/7/11> PETER HANNAFORD (AUTHOR): 12/13/11> MARK LEVIN (RADIO TALK SHOW HOST): 3/9/12> HOWARD "BUCK" MCKEON (UNITED STATES CONGRESSMAN): 3/14/12> TOM BROKAW (NBC NEWS CORRESPONDENT): 4/14/12> DENNIS PRAGER (RADIO TALK SHOW HOST): 5/1/12> NANCY GIBBS AND MICHAEL DUFFY (TIME MAGAZINE EDITORS): 5/8/12> SICHAN SIV (FORMER US AMBASSADOR TO THE UNITED NATIONS): 5/10/12> CRAIG SHIRLEY (AUTHOR): 5/29/12> BRAD THOR (AUTHOR): 8/2/12PERSPECTIVES ON LEADERSHIP PARTICIPANTS> PAUL RYAN (UNITED STATES CONGRESSMAN): 5/22/12LIVE RADIO AND TELEVISION BROADCAST PARTICIPANTS> LARRY ELDER (KABC RADIO HOST, THE LARRY ELDER SHOW): 3/30/12SPECIAL EVENTS>CELEBRATION OF 20 YEARS OF US-GEORGIA PARTNERSHIP AND GEORGIA'S INDEPENDENCE DAY: ON MAY 23, 2012, THE RONALD REAGAN PRESIDENTIAL FOUNDATION AND THE EMBASSY OF GEORGIA IN THE UNITED STATES CO-SPONSORED A GALA DINNER IN THE REAGAN LIBRARY'S AIR FORCE ONE PAVILION. KEYNOTE REMARKS WERE MADE BY THE PRESIDENT OF GEORGIA, H.E. MR. MIKHEIL SAAKASHVILI. 1790411 329000 2385117 [PRESIDENTIAL LEARNING CENTER]A PLACE WHERE SCHOOL CHILDREN ARE INSPIRED TO LEARN ABOUT THIS COUNTRY'S GREAT LEGACY OF PRESIDENTIAL LEADERSHIP AND THE IMPORTANCE CHARACTER PLAYS IN OUR DEMOCRACY.> AIR FORCE ONE DISCOVERY CENTER: OVER 25,500 5TH THROUGH 8TH GRADE STUDENTS WENT THROUGH THE LIBRARY'S INTERACTIVE AND IMMERSIVE EDUCATIONAL FACILITY KNOWN AS THE AIR FORCE ONE DISCOVERY CENTER. DURING THIS EXPERIENCE, STUDENTS PARTICIPATE IN ROLE-PLAYING EXERCISES BASED ON 1983 UNITED STATES RESCUE MISSON OF AMERICAN STUDENTS IN GRENADA TO LEARN HOW GOVERNMENT WORKS AND HOW DECISIONS ARE MADE. STUDENTS TAKE ON ROLES OF DEFENSE, WHITE HOUSE PRESS CORRESPONDENTS, CHAIRMAN OF THE JOINT CHIEFS OF STAFF, AND EVEN THE PRESIDENT OF THE UNITED STATES WHILE PARTICIPATING IN DIFFERENT MODULES INCLUDING THE WHITE HOUSE PRESS ROOM, THE WHITE HOUSE OVAL OFFICE AND THE U.S.S. RONALD REAGAN COMMAND DECISION CENTER. AT THE END OF THEIR ROLE PLAYING EXERCISES THE STUDENTS ARE TREATED TO A "RIDE" ON AN ACTUAL AIR FORCE ONE SIMULATOR. NEW HIGH SCHOOL CURRICULUM WAS ADDED.> RONALD REAGAN PRESIDENTIAL LIBRARY SCHOLARS: 143 VENTURA COUNTY HIGH SCHOOL STUDENTS FROM 28 DIFFERENT SCHOOLS COMPRISED 2012'S CLASS OF REAGAN LIBRARY SCHOLARS. $50,000 IN COLLEGE SCHOLARSHIPS WERE AWARDED.> THE GE-REAGAN FOUNDATION SCHOLARSHIP PROGRAM: THIS SCHOLARSHIP, IN PARTNERSHIP WITH GE, HONORS THE LEGACY AND CHARACTER OF PRESIDENT REAGAN BY REWARDING COLLEGE-BOUND STUDENTS WHO DEMONSTRATE EXEMPLARY LEADERSHIP, DRIVE, INTEGRITY, AND CITIZENSHIP WITH FINANCIAL ASSISTANCE TO PURSUE HIGHER EDUCATION. 9,655 STUDENTS FROM ACROSS THE UNITED STATES COMPLETED APPLICATIONS. 15 STUDENTS WERE AWARDED THE SCHOLARSHIP, WHICH PROVIDES $10,000 PER YEAR FOR FOUR YEARS. > IN 2012, THE REAGAN FOUNDATION'S WALTER AND LEONORE ANNENBERG PRESIDENTIAL LEARNING CENTER CONTINUED TO BUILD ON ITS LIBRARY OF FREE CURRICULAR RESOURCES FOR SOCIAL STUDIES TEACHERS. IN ADDITION TO A UNIT ON "CIVICS AND CITIZENSHIP", THE APLC HAS PRODUCED A SERIES OF LESSONS THAT ASKS STUDENTS TO EXAMINE EXCHANGES BETWEEN PRESIDENT REAGAN AND STUDENTS FROM ACROSS THE COUNTRY IN "LETTERS TO THE PRESIDENT". THEY'VE ALSO CREATED A SERIES OF LESSONS ON PRESIDENT REAGAN FOR STUDENTS AT ALL GRADE LEVELS IN HONOR OF RONALD REAGAN DAY. THEIR LATEST LESSON, DESIGNED TO BE A PART OF ADVANCED PLACEMENT COURSES, UTILIZES RESOURCES FROM THE TRUMAN, KENNEDY, NIXON, AND REAGAN LIBRARIES TO EXAMINE THE ROLE OF THE PRESIDENT DURING THE COLD WAR.> EDUCATOR NIGHT AND TEACHER WORKSHOPS: MULTIPLE TEACHER "OPEN HOUSES" AND CURRICULUM WORKSHOPS WERE OFFERED TO TEACHERS FROM AROUND THE COUNTRY TO SHOWCASE THE EDUCATIONAL OFFERINGS OF THE REAGAN LIBRARY. 11004437 1705564 [THE MUSEUM]THE STORY OF RONALD AND NANCY REAGAN AND OUR 40TH PRESIDENT'S ENDURING LEGACY TEMPORARY EXHIBITS> AN AMERICAN CHRISTMAS (NOVEMBER 17, 2011 - JANUARY 6, 2011): IN THIS EXHIBIT, 25 TREES WERE DECORATED TO CELEBRATE THE DEFINING MOMENTS OF AMERICA'S ROAD TO GREATNESS, FROM THE REVOLUTIONARY ERA TO TODAY. EACH TREE REFLECTS THE LIFE AND TIMES OF AMERICAN SOCIETY AND CULTURE DURING EACH DECADE BETWEEN 1710 AND 2010, THUS TRACING THE EVOLUTION OF AMERICA. THROUGH THE USE OF LIGHTS, ORNAMENTS AND DECORATIONS, EACH TREE BECOMES ITS OWN PIECE OF MAGNIFICENT ART. ALSO ON DISPLAY WERE A COLLECTION OF BEAUTIFUL HAND-CRAFTED MENORAHS THAT WERE GIVEN TO PRESIDENT REAGAN WHILE IN THE WHITE HOUSE. > DISCOVER THE REAL GEORGE WASHINGTON: NEW VIEWS FROM MOUNT VERNON (FEBRUARY 22, 2012 - MAY 18, 2012): APPROXIMATELY 100 ORIGINAL OBJECTS ASSOCIATED WITH GEORGE WASHINGTON - INCLUDING THE ONLY SURVIVING COMPLETE SET OF HIS FAMOUS DENTURES - WERE DISPLAYED AT THE REAGAN LIBRARY FOR THIS EXTRAORDINARY TEMPORARY EXHIBIT. THE EXHIBIT, IN PARTNERSHIP WITH MOUNT VERNON, REVEALED THE REAL GEORGE WASHINGTON, NOT ONLY AS A GENERAL AND PRESIDENT, BUT AS A YOUNG LAND SURVEYOR, EXPERIMENTAL FARMER, AND SAVVY ENTREPRENEUR. THE EXHIBIT INCLUDED LIFE-SIZED FIGURES OF GEORGE WASHINGTON, THREE DIMENSIONAL ARCHITECTURAL MODELS AND INTERACTIVE DISPLAYS.> D23 PRESENTS: TREASURES FROM THE WALT DISNEY ARCHIVES (JULY 6, 2012 - APRIL 30, 2013): THE RONALD REAGAN PRESIDENTIAL FOUNDATION AND LIBRARY WORKED WITH D23, THE OFFICIAL DISNEY FAN CLUB, TO OPEN THE LARGEST EXHIBITION EVER CURATED BY THE WALT DISNEY ARCHIVES, AT 12,000 SQUARE FEET. FROM OSWALD THE LUCKY RABBIT AND MICKEY MOUSE TO CAPTAIN JACK SPARROW AND CAPTAIN AMERICA, THE EXHIBITION FEATURED MORE THAN 500 ARTIFACTS, AT LEAST HALF OF WHICH HAVE NEVER BEEN SEEN BY THE PUBLIC - INCLUDING MODELS, PROPS, COSTUMES, SET PIECES AND ARTWORK FROM THROUGHOUT DISNEY HISTORY. THE EXHIBIT RAN THROUGH THE FIRST HALF OF FISCAL YEAR 2013.COMMUNITY EVENTS> PRESIDENTS' DAY, JULY 4TH AND VETERANS DAY: THE LIBRARY CONTINUED ITS TRADITION OF HOSTING THE LOCAL COMMUNITY TO THREE DAYS OF MUSIC, PRESIDENTIAL LOOK-ALIKES, CHILDREN'S ACTIVITIES AND GREAT FOOD. THESE ANNUAL OUTREACH EVENTS HAVE BECOME A STAPLE FOR THE COMMUNITY. FORMER NAVY SEAL AND NEW YORK TIMES BESTSELLER ERIC GREITENS WAS THIS YEAR'S KEYNOTE ADDRESS AT THE ANNUAL VETERANS DAY EVENT.> RONALD REAGAN'S BIRTHDAY CELEBRATION: TO HONOR PRESIDENT REAGAN, PRESIDENT GEORGE W. BUSH DESIGNATED UNITED STATES MARINE CORPS BASE CAMP PENDLETON TO PLACE A WREATH ON PRESIDENT REAGAN'S GRAVESITE ON HIS BEHALF ON EVERY FEBRUARY 6TH. THE CEREMONY INCLUDES A 21-GUN SALUTE. MISSISSIPPI GOVERNOR HALEY BARBOUR WAS THE PROGRAM'S KEYNOTE SPEAKER. 13486418 1 1 0 0 0 0 0 1 0 1 1 1 0 0 0 0 1 0 0 0 1 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 93 0 1 106 1 1 1 0 0 0 0 1 1 0 0 0 0 X 26 26 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AR AZ CA CT FL GA HI IL IN KY LA ME MD MA MI MN MS MT NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VT VA WA WV WI AL AK CO KS MO X X CARY L GARMAN CPA 8055774107 40 PRESIDENTIAL DRIVE SIMI VALLEY CA 930650600 NANCY REAGAN 1.00 X 0 0 0 FREDERICK J RYAN JR 1.00 X 0 0 0 CATHERINE G BUSCH 1.00 X 0 0 0 JOHN F W ROGERS 1.00 X 0 0 0 RICK J CARUSO 1.00 X 0 0 0 MICHAEL P CASTINE 1.00 X 0 0 0 LODWRICK M COOK 1.00 X 0 0 0 STEVE FORBES 1.00 X 0 0 0 BRADFORD M FREEMAN 1.00 X 0 0 0 RUDOLPH W GIULIANI 1.00 X 0 0 0 ROBERT M HIGDON JR 1.00 X 0 0 0 JEFFREY R IMMELT 1.00 X 0 0 0 ANN MCLAUGHLIN KOROLOGOS 1.00 X 0 0 0 K RUPERT MURDOCH 1.00 X 0 0 0 THEODORE B OLSON 1.00 X 0 0 0 GERALD L PARSKY 1.00 X 0 0 0 JIM PATTISON 1.00 X 0 0 0 A JERROLD PERENCHIO 1.00 X 0 0 0 T BOONE PICKENS 1.00 X 0 0 0 GEORGE SHULTZ 1.00 X 0 0 0 ROBERT H TUTTLE 1.00 X 0 0 0 PETE WILSON 1.00 X 0 0 0 ANDREW J LITTLEFAIR 1.00 X 0 0 0 JON M HUNTSMAN JR 1.00 X 0 0 0 PEGGY NOONAN 1.00 X 0 0 0 BEN C SUTTON JR 1.00 X 0 0 0 JOHN D HEUBUSCH 40.00 X 444800 0 45279 GLENN BAKER 40.00 X 208018 0 40496 JOANNE M DRAKE 40.00 X 177500 0 38327 HAYDEN SHAW III 40.00 X 291750 0 33412 CARY GARMAN 40.00 X 133979 0 27052 MELISSA GILLER 40.00 X 132500 0 32708 MARK FITZPATRICK 40.00 X 135000 0 27413 LISA HARTSOCK 40.00 X 130000 0 32602 KATHLEEN A SWIFT 40.00 X 131300 0 20601 1784847 0 297890 12 0 1 0 MERKLE INC 8400 CORPORATE DRIVE LANHAM MD 20785 DIRECT MAIL AND CONSULTING 1282779 COMMAND PERFORMANCE CATERING 5273 COMMERCE STREET 6 MOORPARK CA 93021 FOOD SERVICES 743237 WRIGHT COLOR GRAPHICS 9051 SUNLAND BLVD SUN VALLEY CA 91352 PRINTING AND DESIGN 358278 CLEAN SWEEP JANITORIAL 34314 DESERT ROAD ACTON CA 93510 JANITORIAL SERVICES 352164 INFO 2 EXTREME INC 5777 W CENTURY BLVD SUITE 1500 LOS ANGELES CA 90045 WEB SITE DESIGN AND SUPPORT 286299 19 9834639 489867 9834639 AIR FORCE ONE ADMISSIO 900099 2385117 2385117 FOUNDATION SPECIAL EVE 900099 426916 426916 2812033 1879830 1879830 561316 561316 1521507 694951 826556 826556 826556 12961992 12178220 783772 783772 783772 3018530 1302254 1716276 1705564 10712 18414422 4517597 10712 4051474 X 329000 329000 1279580 549703 173042 556835 3112022 1888719 453256 770047 233513 128632 50945 53936 373199 137749 138758 96692 300423 144222 70074 86127 161121 30649 121617 8855 81649 81649 1306493 1306493 391808 320269 71539 362119 318702 43417 114459 28098 74160 12201 437341 434009 3332 1337918 1215421 122497 195145 71847 86862 36436 15016 15016 4136291 4136291 197828 197828 TAXES & FILING FEES 32964 32964 EXHIBITS 1298546 1298546 PRINTING & PUBLICATIONS 904162 239330 664832 EVENTS 830485 830019 466 2387512 1187384 137448 1062680 19818594 13486418 1629827 4702349 16327539 8587883 37624428 37420234 574556 1013732 975596 1165009 910027 734159 133534395 42583603 87646208 90950792 105305025 126879923 12677 12677 249376056 266764409 2071269 1975695 171110 6236558 2242379 8212253 X 146598842 151177432 35722729 42433555 64812106 64941169 247133677 258552156 249376056 266764409 X -1404172 12822651 X 0 1 1 X 0 X 17312610 11120822 36218543 41804027 9834639 116290641 17312610 11120822 36218543 41804027 9834639 116290641 55889126 60401515 4069565 3795344 3206185 3870949 3962653 18904696 318958 318958 135514295 28773900 0.44570 0.45400 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 121831359 129063 14545389 918000 135587811 118594712 6281185 -3044538 121831359 110700203 1162991 6731518 118594712 97178618 10830558 2691027 110700203 0 0 21977981 21977981 85394300 42583603 42810697 26162114 26162114 90950792 PRIVATE EQUITY SECURITIES 3483949 F EQUITY MUTUAL FUNDS 80373076 F TRUST FUNDS HELD BY OTHERS 3814659 F FIXED INCOME MUTUAL FUNDS 32682235 F COMMODITIES MUTUAL FUNDS 6526004 F 126879923 18414422 19818594 -1404172 12822651 12822651 11418479 33862278 12822651 2625205 15447856 18414422 0 18414422 22443799 2625205 2625205 19818594 0 19818594 PART III, LINE 4: NATIONAL ARCHIVES AND RECORDS ADMINISTRATION ("NARA") MAINTAINS THE COLLECTION FOR THE FOUNDATION. UPON COMPLETION OF THE LIBRARY'S CONSTRUCTION IN 1991, NARA ASSUMED RESPONSIBILITY FOR THE OPERATION, SECURITY AND MAINTENANCE OF THE LIBRARY AS A PRESIDENTIAL ARCHIVAL DEPOSITORY. HOWEVER, THE OPERATION AND MAINTENANCE OF CERTAIN PORTIONS OF THE LIBRARY, INCLUDING THE AREAS DESIGNED FOR THE MUSEUM STORE, THE AIR FORCE ONE PAVILION AND THE FOUNDATION OFFICES REMAIN THE RESPONSIBILITY OF THE FOUNDATION. ACCOUNTS RECEIVABLE FROM NARA AMOUNTED TO $932,990 AT SEPTEMBER 30, 2012. PART XII, LINE 2D - OTHER ADJUSTMENTS: PROVISION FOR UNCOLLECTIBLE PLEDGES NETTED AGAINST REVENUE 628,000. COST OF GOODS SOLD NETTED AGAINST REVENUE 1,302,254. RENTAL EXPENSES NETTED AGAINST REVENUE 694,951. PART XIII, LINE 2D - OTHER ADJUSTMENTS: PROVISION FOR UNCOLLECTIBLE PLEDGES NETTED AGAINST REVENUE 628,000. COST OF GOODS SOLD NETTED AGAINST REVENUE 1,302,254. RENTAL EXPENSES NETTED AGAINST REVENUE 694,951. EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES INTERNATIONAL EVENTS: RESIDUAL EXPENDITURES FOR THE PRIOR YEAR CENTENNIAL ANNIVERSARY OVERSEAS, WHERE RONALD REAGAN'S LEGACY OF INSPIRING FREEDOM AND CHANGING THE WORLD WAS CELEBRATED. INTERNATIONAL CELEBRATIONS INCLUDED STOPS IN KRAKOW, POLAND, BUDAPEST, HUNGARY, PRAGUE, CZECH REPUBLIC AND LONDON, UNITED KINGDOM. THESE EVENTS INCLUDED TWO STATUE UNVEILINGS, A STREET RENAMING, A MASS OF THANKSGIVING, A PARLIAMENTARY MEMORIAL SESSION, CONFERENCES AND DINNERS. DR. CONDOLEEZZA RICE REPRESENTED MRS. REAGAN, AND KEYNOTE ADDRESSES WERE DELIVERED FROM FOREIGN DIGNITARIES AT EVERY STOP. 240920 0 0 0 0 0 0 240920 0 240920 0 0 0 0 0 0 METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: THE ORGANIZATION WAS WORKING WITH UNITED KINGDOM FUNDRAISING CONSULTANTS TO WORK CLOSELY TO CREATE A LIST OF DONORS AND PROSPECTS FOR THE UNVEILING OF PRESIDENT REAGAN'S STATUE AND INTERNATIONAL CELEBRATIONS IN THE UNITED KINGDOM AND OTHER PARTS OF EUROPE. THE FUNDRAISING CONSULTANTS (COMPTON HOUSE) WORK DIRECTLY WITH STAFF AND SELECTED MEMBERS OF THE LIBRARY'S BOARD OF DIRECTORS AND MAJOR FUNDERS TO: >IDENTIFY POTENTIAL UNITED KINGDOM FUNDRAISING DONORS THROUGH THEIR CONTACTS; >DEVELOP A LIST OF POTENTIAL CORPORATE FUNDERS FOR THE PROJECT; >SET UP ONE-TO-ONE MEETINGS WITH KEY PROSPECTS FOR THE LIBRARY'S CHIEF EXECUTIVE AND FUNDRAISING ADVISOR, AND HELP MANAGE THEIR SCHEDULES FOR ANY TRIPS TO THE UNITED KINGDOM; >HELP DESIGN APPROPRIATE SPONSORSHIP OPPORTUNITIES FOR DONORS BASED IN THE UNITED KINGDOM, AND HELP CREATE DIFFERENT SPONSORSHIP LEVELS FOR ANY SPECIAL EVENTS HELD IN THE UNITED KINGDOM LEADING UP TO THE STATUE'S UNVEILING; >HELP THE LIBRARY REACH AND CULTIVATE ALL OF THE DONORS, PROSPECTS AND FUNDERS IDENTIFIED ABOVE; >WORK WITH THE LIBRARY'S STAFF TO ENSURE ALL DONORS ARE RECOGNIZED PROPERLY AT ANY SPECIAL EVENTS HELD IN THE UNITED KINGDOM; >FOLLOW UP AFTER THESE SPECIAL EVENTS TO SECURE ANY REMAINING PLEDGES AND DONATIONS; AND >DELIVER A FULL DEBRIEF TO THE LIBRARY'S EXECUTIVE DIRECTOR AND OTHER SENIOR STAFF ON COMPLETION OF THE PROJECT, AFTER THE STATUE'S UNVEILING IN JULY 2011. IN MONITORING THE ACTIVITIES OF COMPTON, THERE IS DAILY COMMUNICATION WITH COMPTON REPRESENTATIVES, AS WELL AS WEEKLY CONFERENCE CALLS TO REVIEW GOALS AND PROGRESS. REPORTS ARE PROVIDED AS REQUESTED. X X X X X X 1 MERKLE GROUP INC & THE DOMAIN GROUP INC (DBA MERKLEDOMAIN) 7001 COLUMBIA GATEWAY DRIVE COLUMBIA MD 21046 DIRECT MAIL CONSULTING 0 2029917 255077 1774840 LINDA BOND & ASSOCIATES 101 CONSTITUTION AVENUE NW SUITE WASHINGTON DC DC 20001 FUNDRAISING CONSULTANT 0 360000 184500 175500 REBECCA HAGELIN COMMUNICATIONS AND MARKETING LLC 4572 25TH ROAD NORTH ARLINGTON VA 22207 FUNDRAISING CONSULATION & TECHNICAL SUPPORT FOR RADIO CAMPAI 0 112630 386800 -274170 PARAGON CHARITABLE SERVICES GROUP INC 17501 E 17TH STREET SUITE 100 TUSTIN CA 92780 FUNDRAISING CONSULTANT 0 100000 97437 2563 STRATEGIC FUNDRAISING INC 7800 3RD STREET NORTH SUITE 900 ST PAUL MN 55128 FUNDRAISING CONSULTANT 0 38575 31534 7041 THE PLANNED GIVING COMPANY 28 WEST STATE STREET MEDIA PA 19063 PROSPECT RESEARCH AND MARKETING ASSISTANCE 0 0 47474 -47474 2641122 1002822 1638300 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY 1 COLLEGE SCHOLARSHIPS AWARDED TO VENTURA COUNTY HIGH SCHOOL SENIOR STUDENTS AND TEACHERS. 60 329000 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: TO ENSURE APPROPRIATE USE OF THE SCHOLARSHIP FUNDS, THEY ARE SENT TO THE STUDENT'S SCHOOL WITH GUIDANCE FOR USE AND INSTRUCTIONS TO RETURN THE FUNDS IF THEY ARE NOT USED. X X X X X 0 0 0 0 0 0 0 0 0 JOHN D HEUBUSCH 394800 0 50000 0 0 0 25000 0 20279 0 490079 0 0 0 GLENN BAKER 199018 0 9000 0 0 0 20400 0 20096 0 248514 0 0 0 JOANNE M DRAKE 170000 0 7500 0 0 0 17750 0 20577 0 215827 0 0 0 HAYDEN SHAW III 254250 0 37500 0 0 0 25000 0 8412 0 325162 0 0 0 CARY GARMAN 129979 0 4000 0 0 0 12700 0 14352 0 161031 0 0 0 MELISSA GILLER 125000 0 7500 0 0 0 13250 0 19458 0 165208 0 0 0 MARK FITZPATRICK 130000 0 5000 0 0 0 13500 0 13913 0 162413 0 0 0 LISA HARTSOCK 125000 0 5000 0 0 0 13000 0 19602 0 162602 0 0 0 KATHLEEN A SWIFT 126300 0 5000 0 0 0 13000 0 7601 0 151901 0 0 0 X 4 401477 FAIR MARKET VALUE X JELLY BELLY CANDY 1 88390 FAIR MARKET VALUE 0 0 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS FOR EACH TYPE OF PROPERTY RECEIVED. FORM 990, PART VI, SECTION A, LINE 2 IN AN ANNUAL QUESTIONNAIRE FOR TRUSTEES AND KEY STAFF, SEVERAL RESPONDENTS SELF-IDENTIFIED RELATIONSHIPS OF A BUSINESS NATURE WITH OTHER RESPONDENTS. EXAMPLE OF SUCH RELATIONSHIPS WERE SERVING TOGETHER ON OTHER BOARDS AND USING THE SERVICES OF ANOTHER'S LAW FIRM. ALL RESPONSES WERE REVIEWED BY BOTH THE CHIEF FINANCIAL OFFICER AND THE AUDIT COMMITTEE FOR CONFLICTS THAT WOULD AFFECT THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED WITH THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES PRIOR TO FILING. BOARD MEMBERS REVIEW FOR MINIMUM OF 10 DAYS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE STAFF MONITORS FOR ANY TRANSACTIONS WHICH COULD GIVE RISE TO A CONFLICT OF INTEREST. THE BOARD OF TRUSTEES IS ASKED TO RESPOND TO AN ANNUAL QUESTIONNAIRE REGARDING ANY CONFLICTS OF WHICH THEY MAY BE AWARE. ANY POTENTIAL CONFLICTS ARE FIRST REVIEWED WITH THE AUDIT COMMITTEE AND THEN, IF REQUIRED, FURTHER REVIEWED AND ACTED ON AS NECESSARY BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 > FOR 15A, BOARD OF TRUSTEES HIRED AN INDEPENDENT SEARCH FIRM, INTERVIEWED MULTIPLE CANDIDATES, ASKED FOR AND REVIEWED COMPETITIVE COMPENSATION INFORMATION SUPPLIED BY THE SEARCH FIRM AND VOTED AT A MEETING OF THE BOARD OF TRUSTEES ON THE HIRING AND LEVEL OF COMPENSATION FOR THE FINALIST. COMPENSATION OF THE EXECUTIVE DIRECTOR, INCLUDING ANY PROPOSED CHANGES, IS REVIEWED AT LEAST ANNUALLY BY THE BOARD OF TRUSTEES. >FOR 15B, CHAIRMAN OF THE BOARD AND SELECTED OTHER TRUSTEES ARE INCLUDED IN THE INTERVIEW PROCESS BASED UPON RECOMMENDATIONS OF THE EXECUTIVE DIRECTOR. AN INDEPENDENT SEARCH FIRM MAY BE USED AND MARKET/COMPETITIVE SALARY INFORMATION IS EVALUATED. INITIAL COMPENSATION AS PROPOSED BY THE EXECUTIVE DIRECTOR IS APPROVED BY THE CHAIRMAN. STAFF COMPENSATION AND PROPOSED CHANGES IS REVIEWED ANNUALLY BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. A COPY OF THE DOCUMENTS ARE AVAILABLE FOR INSPECTION AT 40 PRESIDENTIAL DR., SUITE 200, SIMI VALLEY, CA 93065 ALL OTHER FUNCTIONAL EXPENSES FORM 990, PART X, LINE 24E POSTAGE & SHIPPING: PROGRAM SERVICE EXPENSES 47,928. MANAGEMENT AND GENERAL EXPENSES 47,675. FUNDRAISING EXPENSES 411,102. TOTAL EXPENSES 506,705. MISCELLANEOUS: PROGRAM SERVICE EXPENSES 241,228. MANAGEMENT AND GENERAL EXPENSES 136,585. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 377,813. DONOR RELATIONS: PROGRAM SERVICE EXPENSES 34. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 241,110. TOTAL EXPENSES 241,144. MUSEUM SUPPORT: PROGRAM SERVICE EXPENSES 199,787. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 199,787. MEDIA: PROGRAM SERVICE EXPENSES 177,397. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 177,397. MAIL ORDER EXPENSE: PROGRAM SERVICE EXPENSES 162,452. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 162,452. DUES & SUBSCRIPTIONS: PROGRAM SERVICE EXPENSES 21,602. MANAGEMENT AND GENERAL EXPENSES 1,741. FUNDRAISING EXPENSES 120,550. TOTAL EXPENSES 143,893. MAILHOUSE & FULFILLMENTS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 140,864. TOTAL EXPENSES 140,864. CREDIT CARD FEES: PROGRAM SERVICE EXPENSES 67,596. MANAGEMENT AND GENERAL EXPENSES 62,167. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 129,763. OTHER FUNDRAISING EXPENSES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 106,920. TOTAL EXPENSES 106,920. TELEPHONE: PROGRAM SERVICE EXPENSES 1,716. MANAGEMENT AND GENERAL EXPENSES 73,298. FUNDRAISING EXPENSES 2,549. TOTAL EXPENSES 77,563. EQUIPMENT RENTAL & MAINTENANCE: PROGRAM SERVICE EXPENSES 4,179. MANAGEMENT AND GENERAL EXPENSES 39,393. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 43,572. LIST MANAGEMENT: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 26,893. TOTAL EXPENSES 26,893. COMPUTER SUPPLIES: PROGRAM SERVICE EXPENSES 4,190. MANAGEMENT AND GENERAL EXPENSES 13,589. FUNDRAISING EXPENSES 4,037. TOTAL EXPENSES 21,816. RETAIL SUPPLIES: PROGRAM SERVICE EXPENSES 15,653. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 15,653. OTHER DIRECT MAIL EXPENSE: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 8,287. TOTAL EXPENSES 8,287. TRAINING AND EDUCATION: PROGRAM SERVICE EXPENSES 176. MANAGEMENT AND GENERAL EXPENSES 3,000. FUNDRAISING EXPENSES 368. TOTAL EXPENSES 3,544. BANK FEES: PROGRAM SERVICE EXPENSES 3,446. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,446. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 12,822,651.