2013-08-14T11:47:02-05:00 2012-12-31 262656371 SANDERSEN KNOX & COMPANY LLP 130 INDUSTRIAL BLVD STE 130 SUGAR LAND TX 77478 990PF 2012-01-01 760428633 FELIX AND ANGELA MORALES MEMORIAL FOUNDA FELI 7132231167 2901 CANAL STREET HOUSTON TX 77003 CHRISTINA MORALES BERGER 7132231167 2013-08-09 1 ALAN K SANDERSEN P01498495 2812423232 2013-08-14 2012 2016-02-24 21:20:13Z X 673467 X 31263 17 17 2386 2386 18193 441907 18193 51859 20596 2000 0 0 4850 0 0 5460 0 0 314 0 0 4000 0 0 6268 0 0 22892 0 0 29608 29608 52500 0 29608 -641 20596 62503 47599 47599 174275 172270 172270 395179 411451 453598 631957 631320 673467 0 0 X 0 0 0 0 631957 631320 631957 631320 631957 631320 631957 -641 4 631320 0 631320 BARCLAYS BK PLC IPATH S&P GSCI TOTAL RET P 2011-01-24 2012-02-14 9829 9531 298 298 ISHARES BARCLAYS 20 YEAR T BOND P 2009-02-23 2012-02-14 4706 4191 515 515 ISHARES BARCLAYS 20 YEAR T BOND P 2009-04-13 2012-02-14 706 619 87 87 ISHARES BARCLAYS 20 YEAR T BOND P 2009-07-06 2012-02-14 2000 1601 399 399 ISHARES BARCLAYS 20 YEAR T BOND P 2009-08-24 2012-02-14 823 663 160 160 ISHARES BARCLAYS 20 YEAR T BOND P 2009-10-28 2012-02-14 235 191 44 44 ISHARES BARCLAYS 20 YEAR T BOND P 2009-12-14 2012-02-14 588 462 126 126 ISHARES BARCLAYS 20 YEAR T BOND P 2010-01-14 2012-02-14 3294 2532 762 762 ISHARES BARCLAYS 20 YEAR T BOND P 2010-04-20 2012-02-14 1529 1168 361 361 ISHARES BARCLAYS 20 YEAR T BOND P 2010-10-11 2012-02-14 588 521 67 67 ISHARES BARCLAYS 20 YEAR T BOND P 2010-12-13 2012-02-14 2941 2342 599 599 ISHARES BARCLAYS 20 YEAR T BOND P 2011-01-24 2012-02-14 1765 1375 390 390 ISHARES MSCI EAFE INDEX P 2011-03-23 2012-05-01 324 355 -31 -31 ISHARES MSCI EAFE INDEX P 2011-03-23 2012-07-02 1200 1422 -222 -222 ISHARES MSCI EAFE INDEX P 2011-03-23 2012-07-11 9430 11375 -1945 -1945 ISHARES RUSSELL 3000 INDEX P 2011-01-24 2012-02-14 20823 19930 893 893 ISHARES S&P GLOBAL MATERIALS INDEX P 2011-01-24 2012-02-14 4447 5005 -558 -558 ISHARES S&P NATIONAL MUNI BOND P 2011-01-24 2012-02-14 10230 8863 1367 1367 JP MORGAN CHASE & CO ALERIAN MLP P 2009-06-11 2012-02-14 2922 1636 1286 1286 JP MORGAN CHASE & CO ALERIAN MLP P 2010-01-14 2012-02-14 4910 3546 1364 1364 JP MORGAN CHASE & CO ALERIAN MLP P 2010-06-30 2012-02-14 3125 2393 732 732 VANGUARD EMERGING MARKETS P 2011-01-24 2012-02-14 18496 20169 -1673 -1673 WISDOMTREE EMERGING MARKETS P 2011-01-24 2012-02-14 10196 9888 308 308 AQR MULTI-STRATEGY ALTERNATIVE I P 2011-09-14 2012-02-14 19463 19265 198 198 GREENHAVEN CONTINUOUS COMMODITY INDEX P 2012-02-14 2012-03-01 159 156 3 3 GREENHAVEN CONTINUOUS COMMODITY INDEX P 2012-02-14 2012-04-02 1372 1400 -28 -28 GREENHAVEN CONTINUOUS COMMODITY INDEX P 2012-02-14 2012-05-01 2125 2239 -114 -114 GREENHAVEN CONTINUOUS COMMODITY INDEX P 2012-02-14 2012-07-02 6405 7029 -624 -624 GREENHAVEN CONTINUOUS COMMODITY INDEX P 2012-02-14 2012-07-11 27511 29545 -2034 -2034 GREENHAVEN CONTINUOUS COMMODITY INDEX P 2012-06-01 2012-07-11 3794 3524 270 270 HOTCHKIS & WILEY FUNDS P 2011-09-14 2012-02-14 14945 14542 403 403 HOTCHKIS & WILEY FUNDS P 2011-12-16 2012-02-14 234 223 11 11 HOTCHKIS & WILEY FUNDS P 2011-12-16 2012-02-14 91 86 5 5 ISHARES BARCLAYS 20 YEAR T BOND P 2011-03-08 2012-02-14 1176 900 276 276 ISHARES CORE S&P 500 ETF P 2012-02-14 2012-07-02 818 811 7 7 ISHARES CORE S&P 500 ETF P 2012-02-14 2012-07-11 6598 6625 -27 -27 ISHARES CORE S&P 500 ETF P 2012-03-01 2012-07-11 269 277 -8 -8 ISHARES CORE S&P 500 ETF P 2012-04-02 2012-07-11 135 142 -7 -7 ISHARES CORE S&P 500 ETF P 2012-05-01 2012-07-11 269 284 -15 -15 ISHARES CORE S&P 500 ETF P 2012-06-01 2012-07-11 673 647 26 26 ISHARES CORE S&P MIDCAP P 2012-02-14 2012-07-02 283 290 -7 -7 ISHARES CORE S&P MIDCAP P 2012-02-14 2012-07-11 4928 5127 -199 -199 ISHARES CORE S&P MIDCAP P 2012-03-01 2012-07-11 186 198 -12 -12 ISHARES CORE S&P MIDCAP P 2012-06-01 2012-07-11 651 632 19 19 ISHARES IBOXX P 2012-02-14 2012-03-01 702 699 3 3 ISHARES IBOXX P 2012-02-14 2012-04-02 462 466 -4 -4 ISHARES IBOXX P 2012-02-14 2012-07-11 31413 30747 666 666 ISHARES IBOXX P 2012-05-01 2012-07-11 1309 1279 30 30 ISHARES IBOXX P 2012-06-01 2012-07-11 1309 1285 24 24 ISHARES IBOXX P 2012-07-02 2012-07-11 4522 4473 49 49 ISHARES IBOXX HIGH YIELD P 2012-02-14 2012-07-11 20171 20077 94 94 ISHARES IBOXX HIGH YIELD P 2012-04-02 2012-07-11 1817 1807 10 10 ISHARES IBOXX HIGH YIELD P 2012-05-01 2012-07-11 909 911 -2 -2 ISHARES IBOXX HIGH YIELD P 2012-06-01 2012-07-11 182 173 9 9 ISHARES IBOXX HIGH YIELD P 2012-07-02 2012-07-11 909 905 4 4 ISHARES JP MORGAN USD EMERGING MKTS P 2012-02-14 2012-03-01 678 671 7 7 ISHARES JP MORGAN USD EMERGING MKTS P 2012-02-14 2012-06-01 2834 2906 -72 -72 ISHARES JP MORGAN USD EMERGING MKTS P 2012-02-14 2012-07-02 801 782 19 19 ISHARES JP MORGAN USD EMERGING MKTS P 2012-02-14 2012-07-11 22274 21458 816 816 ISHARES JP MORGAN USD EMERGING MKTS P 2012-04-02 2012-07-11 1392 1350 42 42 ISHARES JP MORGAN USD EMERGING MKTS P 2012-05-01 2012-07-11 232 228 4 4 ISHARES MSCI EAFE INDEX P 2011-03-23 2012-02-14 15806 17537 -1731 -1731 ISHARES MSCI EAFE INDEX P 2011-03-23 2012-03-01 111 118 -7 -7 ISHARES MSCI EAFE INDEX P 2011-09-14 2012-07-11 3684 3739 -55 -55 ISHARES MSCI EAFE INDEX P 2012-04-02 2012-07-11 737 827 -90 -90 ISHARES MSCI EAFE INDEX P 2012-06-01 2012-07-11 2112 2014 98 98 ISHARES MSCI EMERGING MARKETS P 2012-02-14 2012-03-01 90 86 4 4 ISHARES MSCI EMERGING MARKETS P 2012-02-14 2012-07-02 543 605 -62 -62 ISHARES MSCI EMERGING MARKETS P 2012-02-14 2012-07-11 6898 7776 -878 -878 ISHARES MSCI EMERGING MARKETS P 2012-04-02 2012-07-11 345 389 -44 -44 ISHARES MSCI EMERGING MARKETS P 2012-05-01 2012-07-11 575 641 -66 -66 ISHARES MSCI EMERGING MARKETS P 2012-06-01 2012-07-11 498 481 17 17 ISHARES RUSSELL 2000 INDEX P 2012-02-14 2012-07-02 397 408 -11 -11 ISHARES RUSSELL 2000 INDEX P 2012-02-14 2012-07-11 4507 4648 -141 -141 ISHARES RUSSELL 2000 INDEX P 2012-03-01 2012-07-11 237 247 -10 -10 ISHARES RUSSELL 2000 INDEX P 2012-05-01 2012-07-11 158 165 -7 -7 ISHARES RUSSELL 2000 INDEX P 2012-06-01 2012-07-11 870 818 52 52 ISHARES RUSSELL 3000 INDEX P 2011-03-23 2012-02-14 400 387 13 13 ISHARES S&P GLOBAL MATERIALS INDEX P 2011-03-23 2012-02-14 318 359 -41 -41 JP MORGAN CHASE & CO ALERIAN MLP P 2011-09-14 2012-02-14 6087 5270 817 817 MARKET VECTORS GOLD MINERS P 2011-09-14 2012-02-14 4307 5115 -808 -808 NORTHERN LTS MUTUAL HEDGE P 2011-03-18 2012-02-14 9509 9873 -364 -364 NORTHERN LTS MUTUAL HEDGE P 2011-03-25 2012-02-14 426 441 -15 -15 NORTHERN LTS MUTUAL HEDGE P 2011-09-14 2012-02-14 8176 8803 -627 -627 NORTHERN LTS MUTUAL HEDGE P 2011-12-29 2012-02-14 1 1 0 0 NORTHERN LTS MUTUAL HEDGE P 2011-12-29 2012-02-14 3 3 0 0 POWERSHARES DB 3X GERMAN P 2012-02-14 2012-03-01 1137 1116 21 21 POWERSHARES DB 3X GERMAN P 2012-02-14 2012-04-02 453 441 12 12 POWERSHARES DB 3X GERMAN P 2012-02-14 2012-05-01 414 382 32 32 POWERSHARES DB 3X GERMAN P 2012-02-14 2012-06-01 354 294 60 60 POWERSHARES DB 3X GERMAN P 2012-02-14 2012-07-11 19094 16452 2642 2642 POWERSHARES DB 3X GERMAN P 2012-07-02 2012-07-11 989 946 43 43 POWERSHARES DB 3X LNG P 2012-02-14 2012-04-02 1706 1914 -208 -208 POWERSHARES DB 3X LNG P 2012-02-14 2012-05-01 1234 1276 -42 -42 POWERSHARES DB 3X LNG P 2012-02-14 2012-06-01 6129 4678 1451 1451 POWERSHARES DB 3X LNG P 2012-02-14 2012-07-11 26249 20371 5878 5878 POWERSHARES DB 3X LNG P 2012-03-01 2012-07-11 1918 1422 496 496 POWERSHARES DB 3X LNG P 2012-07-02 2012-07-11 5480 5264 216 216 SALIENT MF TR RISK P 2012-07-13 2012-10-09 2052 2064 -12 -12 VANGUARD EMERGING MARKETS P 2011-03-08 2012-02-14 653 715 -62 -62 VANGUARD EMERGING MARKETS P 2011-09-14 2012-02-14 1523 1435 88 88 WISDOMTREE EMERGING MARKETS P 2011-03-08 2012-02-14 261 256 5 5 KRAFT FOOD GROUP INC P 2012-10-05 2012-10-05 31 31 31 CAPITAL GAINS DIVIDENDS P 6327 6327 6327 18193 0 32506 645785 0.050336 25780 622053 0.041443 28018 599777 0.046714 39403 553264 0.071219 21669 492800 0.043971 0.253683 0.050737 647739 32864 206 33070 29608 412 0 412 0 412 132 132 280 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 N/A CHRISTINA MORALES BERGER 7132231559 2901 CANAL HOUSTON TX 77003 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD C VARA 333 LOCKWOOD HOUSTON TX 77001 0.50 0 0 0 CHRISTINA MORALES BERGER 2901 CANAL STREET HOUSTON TX 77003 0.50 0 0 0 ANGIE NIETO 111 N ENNIS HOUSTON TX 77003 0.50 0 0 0 MINERVA PEREZ 3310 BISSONNET HOUSTON TX 77005 0.50 1000 0 0 ADRIAN NIETO 111 N ENNIS HOUSTON TX 77005 0.50 1000 0 0 NONE 0 NONE 0 0 429280 228323 0 657603 0 0 657603 9864 647739 32387 32387 412 412 31975 0 31975 0 31975 29608 0 29608 0 29608 31975 0 0 2625 9109 11734 29608 0 0 0 29608 0 2367 2367 9367 0 0 0 0 0 0 0 9367 258 9109 X BACK TO SCHOOL SUPPLY GIVEAWAY 2901 CANAL STREET HOUSTON TX 77003 N/A EDUCATIONAL - SCHOOL SUPPLIES 17508 FELIX MORALES ELEMENTARY SCHOOL 305 HARRIS STREET HOUSTON TX 77020 PUBLIC CHARITY EDUCATIONAL 6000 ST THOMAS HIGH SCHOOL 4500 MEMORIAL DRIVE HOUSTON TX 77007 PUBLIC CHARITY EDUCATIONAL 6000 UNIVERSITY OF TEXAS-PAN AMERICAN ALUMNI ASSOC 1201 W UNIVERSITY DR EDINBURG TX 78539 PUBLIC CHARITY EDUCATIONAL 100 29608 0 14 17 14 2386 18 18193 0 20596 0 20596 0 0 0 0 0 0 0 0 0 0 X X 1 ESTATE OF ANGELA MORALES 770 SOUTH POST OAK LANE STE 600 HOUSTON TX 77056 31263 X ACCOUNTING FEES 5460 0 0 FIDELITY INVESTEMENTS 196335 235668 SALIENT INVESTMENTS 215116 217930 LEGAL FEES 4850 0 0 INVESTMENT FEES 6268 0 0 ADJUSTMENT 4 FOREIGN TAX PAID 64 0 0 EXCISE TAX 250 0 0