2013-07-25T12:26:55-07:00 2012-09-30 990 2011-10-01 237032779 MCLEAN FOUNDATION INC MCLE 8606583700 75 Great Pond Road Simsbury CT 06070 Augusto Gautier 8606383759 2013-07-25 2011 2016-02-24 21:20:13Z David Bordonaro McLean Foundation Inc 75 Great Pond Road Simsbury CT 06070 701051 0 X mcleancare.org X 1969 CT The mission of the McLean Foundation is to receive, maintain, and apply funds to promote and engage in activities in furtherance of the public welfare principally by supporting and assisting the mission and programs of McLean Affiliates, Inc. (EIN#26-1960246) and McLean Game Refuge, Inc. (EIN# 26-1960261). 19 17 0 213 0 0 636621 421649 0 0 97967 151705 65799 72502 800387 645856 136909 1151619 0 0 193979 237361 0 0 217776 128599 141794 459487 1530774 340900 -884918 5262184 4873880 14276 14526 5247908 4859354 X The mission of the McLean Foundation is to receive, maintain, and apply funds to promote and engage in activities in furtherance of the public welfare principally by supporting and assisting the mission and programs of McLean Affiliates, Inc. (EIN#26-1960246) and McLean Game Refuge, Inc. (EIN# 26-1960261). 1 0 61059 60000 0 Hospice: The McLean Foundation provides Program Specific grants to McLean Affiliates, Inc. (EIN# 26-1960246) for the Hospice Program. During this fiscal year, McLean Affiliates, Inc. serviced 17,705 hospice patient days. 4517 4506 0 Adult Day Program: The McLean Foundation provides support to seniors that are not able to entirely pay for the Adult Day program offered by McLean Affiliates, Inc. During the year, the program had 1,281 days of care. 49287 47280 0 McLean Game Refuge: This funding supports the McLean Game Refuge (EIN# 26-1960261) which is a nature preserve totaling 4,350 acres in the towns of Granby, Simsbury, and Canton, Connecticut. The Game Refuge is open to the public for nature study and recreation without charge on a year round basis. It is recognized by the National Park Service as a National Natural Area. 134453 93138 0 Patient Care: gift to Other Programs of the McLean Affiliates, Inc. which operates a skilled nursing facility providing long term and post acute services as well as the McLean Community and Visiting and other patient care programs. During the 2012 tax year, the McLean Affiliates, Inc. metrics included: 35,467 long term care inpatient days; 7,959 post acute rehabilitation inpatient days; 10,295 outpatient rehabilitation visits; and 29,554 meals delivered. 81711 0 0 Assistive Technology Equipment Provision: The Sorenson Media Center, under an endowment from Wesley Sorenson, provides services to homebound and elderly persons in the McLean Affiliates, Inc. service area, aimed at enhancing communication and reducing isolation. 37390 14994 0 Health Care Programs, General/Other: McLean Health Center Auxiliary and Gift Shop: The auxiliary is an organization of volunteers who provide extra services to patients, manage activities, operate the gift shop of the McLean Health Center. (7,910 Volunteer hours) 931701 931701 0 Atwater Memory Care Unit - During this Fiscal Year, McLean Affiliates Inc converted a 30 bed Long Term Care Unit into a Memory Care Assisted Living Unit with 23 available rooms for residents with early onset Alzheimer's and/or other sighs of dementia. Significant renovations were made to this area to make it safe and comfortable for the new cliental. The first resident was admitted to this area on June 5, 2012. 1185255 1039833 0 1300118 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 19 17 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X X Augusto Gautier 8606583759 75 Great Pond Road Simsbury CT 06070 Michael Paine 1 X 0 0 0 Daniel P Brown Jr 1 X 0 0 0 Marge Brown 1 X 0 0 0 David E Bushong 1 X 0 0 0 Barbara Christofer 1 X 0 0 0 Robert M Ellis 1 X 0 0 0 Debra Feldman 1 X 0 0 0 Judy Fitzgerald 1 X 0 0 0 Martin Geitz 1 X 0 0 0 Robert K Griffin 1 X 0 0 0 Robert Hensley 1 X 0 0 0 Mark Nelson 1 X 0 0 0 Brewster Perkins 1 X 0 0 0 Joan Quinn 1 X 0 0 0 Victor Rush 1 X 0 0 0 Joe Victor 1 X 0 0 0 Mark Wetzel 1 X 0 0 0 Pam Wright 1 X 0 0 0 David Bordonaro 3 X X 0 305324 40813 Augusto Gautier 3 X 0 209938 29462 Bernardine Morris 40 X 0 100539 14312 0 615801 84587 0 0 1 0 0 0 0 0 17500 404149 0 421649 0 45943 0 0 45943 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 105762 0 0 0 105762 0 105762 0 0 105762 74131 0 29203 44928 0 44928 0 0 0 0 0 0 53566 25992 27574 0 0 27574 0 645856 0 0 224207 1151619 1151619 0 0 0 0 0 0 107007 0 0 107007 0 0 0 0 86134 57635 0 28499 17578 5394 0 12184 12886 5186 0 7700 13756 3829 0 9927 0 0 0 0 2108 0 0 2108 12850 0 12850 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 29338 0 0 29338 5973 948 0 5025 7042 0 0 7042 0 0 0 0 0 0 0 0 1957 0 0 1957 0 0 0 0 2615 0 0 2615 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Resident & Patient Service 50871 50871 0 0 Minor Equipment 2563 0 0 2563 26477 24636 30 1811 1530774 1300118 12880 217776 453523 618881 548000 0 50749 195931 0 0 0 0 8894 8944 0 4201018 4050124 0 0 0 0 5262184 4873880 14276 14526 14276 14526 X 828149 210041 1742796 1355028 2676963 3294285 5247908 4859354 5262184 4873880 X -884918 496364 X 0 1 1 X 0 X 961460 398737 361800 636621 421649 2780267 0 0 0 0 0 0 0 0 0 0 0 0 961460 398737 361800 636621 421649 2780267 441630 2338637 213921 70145 109266 97967 151705 643004 0 0 0 0 0 0 109440 62840 68815 65799 72502 379396 3802667 0 0.61500 0.54468 X Other Income represents proceeds from the annual fundraising golf tournament and from gift shop sales. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2908072 158820 449125 85745 0 0 3430272 2910829 54875 -9942 47690 0 0 2908072 2600381 58320 285501 33373 0 0 2910829 2529249 40000 97265 53859 0 12274 2600381 0 0.94 0.06 1 0 645856 1530774 -884918 409655 0 0 0 -737 408918 -476000 1110000 409655 0 0 54489 464144 645856 0 0 0 645856 1586000 0 0 0 55226 55226 1530774 0 0 0 1530774 SchD_P05_S00_L04 Schedule D, Part V, Line 4 The permanent endowment fund of the McLean Foundation provides income to fund the initatives of the Sorenson Adaptive Technology Center which offers video and audio equipment and information for people with low vision, hearing impairments, and other physically restrictive conditions. This therapeutic approach decreases isolation and increases communication among elderly and/or disabled individuals. SchD_P10_S00_L00 Schedule D, Part X The Foundation accounts for income taxes in accordance with FASB ASC 740, "Income Taxes". The Foundation accounts for uncertain tax positions in accordance with certain provisions of FASB ASC 740, which provides a framework for how plans should recognize, measure, present and disclose uncertain tax positions in their financial statements. Under FASB ASC 740, the Foundation may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by the taxing authorities, based on the technical merits of the position. The Foundation did not record any unrecognized tax benefits nor did the Foundation record any penalties or interest associated with unrecognized tax benefits as of September 30, 2012 and 2011. Management believes the Foundation is operating in accordance with its non-profit tax status and accordingly no provision for income taxes has been recorded. SchD_P11_S00_L08 Schedule D, Part XI, Line 8 For audited financial purposes the statements are rounded to thousands. The ($737) difference is due to this rounding. SchD_P12_S00_L02d Schedule D, Part XII, Line 2d For audited financial statement purposes line 8b - direct expenses related to fundraising is included in the expenses and not as a reduction of revenue - this accounts for $29,203. For audited financial purposes line 10b - cost of goods sold for sale of inventory is included in expenses and not as a reduction of revenue - this accounts for $25,992. The remaining difference is due to the audited financial statements being reported in thousands. SchD_P13_S00_L02d Schedule D, Part XIII, Line 2d The audited financial statement considers fundraising expense of $29,203 as expenses while the Form 990 considers these expenses to be contra revenue. The audited financial statement considers cost of goods sold of $29,992 from the gift shop as expenses while the Form 990 considers these expenses as contra revenue. The audited financial statements are prepared in thousands of dollars - rounding accounts for the remaining difference. McLean Golf Tournament 74131 0 74131 0 0 16888 0 0 12315 0 0 74131 0 74131 0 0 16888 0 0 12315 29203 44928 1 McLean Affiliates Inc 75 Great Pond Road Simsbury CT 06070 261960246 501(c)(3) 1104339 0 Patient Care: Grants to McLean Affiliates, Inc. which operates a skilled nursing facility providing long term and post acute services as well as the McLean Community and Visiting Nurses and other patient care programs. In the current year, 930,701 was provided to construct the Atwater Memory Care Assisted Living Unit with 23 available rooms for residents with early onset Alzheimer's and/or other sighs of dementia. During the 2012 Tax Year, the McLean Affiliates, Inc. metrics included: 35,467 long term care inpatient days; 7,959 post acute rehabilitation inpatient days; 17,705 hospice inpatient days; 10,295 outpatient rehabilitation visits; and 29,554 delivered meals. McLean Game Refuge Inc 75 Great Pond Road Simsbury CT 06070 261960261 501(c)(3) 47280 0 Funding of various ongoing projects for the betterment of the wildlife refuge. 2 0 SchI_P01_S00_L02 Schedule I, Part I, Line 2 The McLean Foundation provides grants to related entities (i.e., McLean Affiliates, Inc. and the McLean Game Refuge, Inc.). All three of these entities are controlled by the McLean Fund. The Trustees of the McLean Fund are also Directors of McLean Affiliates, Inc and the McLean Game Refuge, Inc. The Trustees of the McLean Fund approve the Directors of the McLean Foundation, Inc. In addition, three of the Fund Trustees are also Directors of the Foundation. The Board of Trustees meets periodically throughout the year and the financial statements for all four entities are reviewed at such meetings. 0 0 0 0 0 0 0 0 0 David Bordonaro 0 305324 0 0 0 0 0 0 0 40813 0 346137 0 0 Augusto Gautier 0 209938 0 0 0 0 0 0 0 29462 0 239400 0 0 F990_P03_S00_L02 Form 990, Part III, Line 2 Atwater Memory Care Assisted Living - During this Fiscal Year, McLean Affiliates Inc converted a 30 bed Long Term Care Unit into a Memory Care Assisted Living Unit with 23 available rooms for residents with early onset Alzheimer's and/or other sighs of dementia. Significant renovations were made to this area to make it safe and comfortable for the new residents. The first resident was admitted to this area on June 5, 2012. F990_P06_S0A_L02 Form 990, Part VI, Section A, Line 2 Mark Wetzel, Chairman of the Board of McLean Fund and director of McLean Foundation, is the President of Fiduciary Investment Advisors, an investment advisory firm that provides advice to McLean Fund and its controlled entities We consider Mr Wetzel not to be an independent contractor. Martin Geitz, a trustee of McLean Fund and director of McLean Foundation, Inc., is President of Simsbury Bank. McLean Foundation, Inc. has banking relations in the form of bank accounts and certificates of depositwith the Bank. We consider Mr. Geitz to be an independent director. David Bordonaro, director of McLean Foundation, is also anemployee/officer, thus he is not considered independent. David Bordonaro, Augusto Gautier, and Bernadine Morris, all officers of McLean Foundation, have a business relationship with Mr. Wetzel, Mr. Geitz, and Ms. Quinn as each of them is employed by a related organization governed by these three directors. Joan Quinn, Director, and Jim Cox-Chapman, both Trustees of McLean Fund, - business relationship F990_P06_S0A_L06 Form 990, Part VI, Section A, Line 6 The Directors of McLean Foundation are appointed by the Trustees of the McLean Fund. F990_P06_S0A_L07a Form 990, Part VI, Section A, Line 7a The Directors of McLean Foundation are appointed by the Trustees of the McLean Fund. F990_P06_S0A_L07b Form 990, Part VI, Section A, Line 7b The Directors of McLean Foundation are appointed by the Trustees of McLean Fund. F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b The McLean Foundation 990 was prepared by the Finance office staff including the Vice President of Finance. The return was then reviewed by the audit committee of the Board of Trustees of the McLean Fund. Two of the three members of this committee are also Directors of McLean Foundation. The return was then mailed to the board of directors before the board meeting in which it was approved. An audit committee member also a Foundation director reported the committee's conclusion to the Board of Directors of McLean Foundation. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c The organization requires annual disclosure of duality of interests from its Directors and Officers. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The McLean Fund uses several compensation surveys which are provided to the Board of Trustees' Compensation Committee to recommend to the full Board of Trustees, the President's compensation package. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The governing documents are available upon request. The Code of Conduct is available on the website. Combined financial Statements for McLean Fund and its controlled entities (i.e., McLean Foundation, McLean Game Refuge, Inc. and McLean Affiliates, Inc.) are available to the public via its website. F990_P11_S00_L05 Form 990, Part XI, Line 5 111 McLean Fund 75 Great Pond Road Simsbury CT 06070 066026241 Trust that carries purposes of Sen. McLean's will. CT 501(c)(3) 509(a)(3) N/A 0 McLean Affiliates Inc 75 Great Pond Road Simsbury CT 06070 261960246 Provide care, maintenance, welfare, support, nursing and medical assistance to residents & community CT 501(c)(3) 509(a)(2) McLean Fund 0 McLean Game Refuge Inc 75 Great Pond Road Simsbury CT 06070 261960261 Maintain an over 4,350 acre nature preserve open to the public year round at no charge. CT 501(c)(3) 170(b)(1)(A)(vi) McLean Fund 0 0 1 0 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0